Lead Opinion
After examining the briefs and the appellate record, this three-judge panel has determined unanimously that oral argument would not be of material assistance in the determination of this appeal. See Fed.R.App.P. 34(a); Tenth Cir.R. 10(e). The cause is therefore ordered submitted without oral argument.
Frank William Ruckman was convicted August 7, 1985, by a jury for the unlawful possession of destructive devices within the meaning of 26 U.S.C. § 5845(f)(3), namely, the possession of 13 anti-personnel booby traps which were not registered to Ruck-man in the National Firearms Registration and Transfer Record as required by 26 U.S.C. § 5841, all in violation of 26 U.S.C. § 5861(d). Ruckman was given a suspended sentence and placed on probation for three years. Ruckman now appeals. We affirm.
Prior to trial, Ruckman moved to suppress the use at trial of any and all physical evidence seized in a warrantless search
From the record, it is agreed that the “home” which was searched by the authorities was a “cave” located in a remote area some 24 miles northeast of St. George, Utah, on land owned by the United States and controlled by the Bureau of Land Management (BLM). It is referred to as being a “natural cave,” as opposed, apparently, to a “man-made cave.” Ruckman had lived in and around the cave some eight months prior to the events which formed the basis for the present proceeding. Ruckman had attempted to “enclose” the cave by fashioning a crude entrance wall from boards and other materials which surrounded a so-called “door.”
The fact that Ruckman was living in the cave area apparently became known to the local authorities. A state warrant calling for Ruckman’s arrest issued when Ruck-man failed to appear in state court to answer a misdemeanor charge. State and federal authorities later went to the cave area to arrest Ruckman on the state warrant. When the authorities arrived at the scene, Ruckman was nowhere to be found. In this setting, the authorities searched the cave. Certain firearms were found and seized. About this time, Ruckman appeared on the scene, and he was arrested and given his Miranda warning. Asked if there were any other weapons in the cave, Ruckman stated that there was a “shotgun in the comer.” The shotgun was located and seized. Ruckman was then taken to the local jail.
Eight days later, the BLM agents and local authorities returned to the cave to “clean it out” and remove Ruckman’s belongings. In cleaning out, the authorities found, and seized, the anti-personnel booby traps which formed the basis for the present prosecution.
Counsel agree that the ultimate issue is whether Ruckman had a right under the Fourth Amendment to be free from search, without a warrant, of his “home,” in this case a natural cave, and counsel further agree that the more immediate issue is whether Ruckman had a subjective expectation of privacy in the cave, and, if so, whether his expectation is one which society is prepared to recognize as being reasonable under the circumstances. Katz v. United States,
We shall assume that Ruckman entertained a subjective expectation of privacy, i.e., absent a search warrant or probable cause or exigent circumstances, none of which is contended for by the government, his cave could not be searched by any law enforcement officers without violating Fourth Amendment rights. However, the record, as we read it, contains no statement by Ruckman that he had any subjective expectation of privacy. Perhaps the filing of the motion to suppress presupposes such subjective expectation. In any event, we assume such subjective expectation. No doubt Ruckman would so testify. The real issue is whether such subjective expectation is reasonable under the circumstances of the case. Stated differently, the issue is whether the cave comes within the ambit of the Fourth Amendment’s prohibition of unreasonable searches of “houses.” Under the circumstances, we conclude that Ruck-man’s cave is not subject to the protection of the Fourth Amendment.
Ruckman was admittedly a trespasser on federal lands and subject to immediate ejectment. With respect to its own lands, the government has the rights of an ordinary proprietor, i.e., to maintain its posses
We do not regard the circumstances underlying the “public telephone booth” (Katz, supra) or “public restroom” (People v. Triggs,
A case having perhaps greater relevance than those above cited is Amezquita v. Hernandez-Colon,
But whether a place constitutes a person’s “home” for this purpose cannot be decided without any attention to its location or the means by which it was acquired; that is, whether the occupancy and construction were in bad faith is highly relevant. Where the plaintiffs had no legal right to occupy the land and build structures on it, those faits accom-plis could give rise to no reasonable expectation of privacy even if the plaintiffs did own the resulting structures.
Amezquita, supra, at 12.
Judgment affirmed.
Dissenting Opinion
dissenting:
The majority’s opinion is a threat to those who fish in the Wind River mountains, those who enjoy survivalist expeditions, and those senior citizens in their recreational vehicles in Bryce Canyon National Park who hold “Golden Eagle” or “Golden Age” Passports. Under the majority’s sweeping language, they could be found at any time to be “trespassing” on federal lands and be stripped of any legitimate expectation of privacy in their temporary dwellings, since those dwellings fail to constitute “houses.” The majority, in effect, holds that the right of anyone who is on public lands to be free from warrantless searches turns on whether they have overstayed their permit. Failing, presumably even on technical grounds, to have a “legal right” to occupy land prevents any reasonable expectation of privacy in a dwelling on such land from arising, even if one owns the structure searched on the illegally occupied land.
I.
In 1985, a state bench warrant for the arrest of Frank William Ruckman was issued in Washington County, Utah, for failure to appear with respect to a misdemean- or charge. After receiving information that Mr. Ruckman was living in a natural cave on Bureau of Land Management (BLM) property approximately twenty-four miles northeast of St. George, Utah, six heavily armed officers, both local sheriff’s officers and federal law enforcement officers, proceeded to the cave site. When they arrived, they found a cave “that had wood and other articles placed in its opening so as to form some kind of living quarters. There was a wooden door that was closed but not locked and no one was in the vicinity.” Brief of United States at 2. Without a search warrant, the officers entered the cave and seized three weapons. Mr. Ruckman, who arrived approximately one hour later and was arrested, informed the officers of a fourth weapon in the cave, which was then also seized.
II.
The court reaches its expansive result by first articulating the issue at hand as “whether the cave comes within the ambit of the Fourth Amendment’s prohibition of unreasonable searches of ‘houses.’ ” Maj. op. at 1472. That Mr. Ruckman lived in the cave for eight months, constructed a wall and door to the cave with wooden boards and other material, and installed the rudimentary comforts of home (including a bed, camp stove, and lantern) is not enough, says the court, to raise the fourth amendment priority that has always attached to one’s residence, Payton v. New York,
III.
First, a finding that the cave fails to qualify as a “house” does not automatically mean that no legitimate expectation of privacy can attach to the cave for fourth amendment purposes. Even if Mr. Ruck-man was “just camping out there for an extended period of time,” it is not clear to me at all that a camper has no legitimate expectation of privacy in his temporary dwelling.
Second, that Mr. Ruckman may have been a “trespasser” on federal lands should not be dispositive — either in good sense or in keeping with the evolution of fourth amendment theory. Such a position can lead to absurd results. Take, for example, the camper whose “Golden Eagle Passport,” see 36 C.F.R. § 71.5 (1985), has expired but yet who nevertheless remains on federal land an extra day. Is he suddenly stripped at midnight of any reasonable expectation of privacy in his tent or recreational vehicle?
Moreover, what of those BLM lands that are not “Designated Entrance Fee Areas” under 36 C.F.R. § 71.3 (1985), as is likely the case here? Regulations issued by the Secretary of the Interior to control the “use, occupancy and development of the public lands through leases, permits and easements,” 43 C.F.R. § 2920.0-3 (1985), pursuant to the Federal Land Policy and Management Act of 1976, 43 U.S.C. §§ 1732, 1740 (1982), create some doubt whether Mr. Ruckman was, indeed, using federal land in an unauthorized manner. The Secretary’s regulations state that “[n]o land use authorization is required under the regulations of this part for casual use of the public lands.” 43 C.F.R. § 2920.1(d) (1985). “Casual use” is defined as “any short term non-commercial activity which does not cause appreciable damage or disturbance to the public lands, their resources or improvements, and which is not prohibited by closure of the lands to such activities.” 43 C.F.R. § 2920.0-5(k) (1985). The Government has made no showing that the land encompassing the cave here was “prohibited by closure.” Whether an eight-month residency in this cave constitutes “short term” activity is admittedly subject to debate. The Government, however, has not carried its burden of showing that Mr. Ruckman was a trespasser, other than to repeatedly refer to the cave as “the government cave.” Brief of Plaintiff-Appellee at 3, 6; record, vol. 1, document 11, at 4.
More fundamental and worrisome than these observations, however, is that the court takes a giant step backward in fourth
The premise that property interests control the right of the Government to search and seize has been discredited. Searches and seizures may be “unreasonable” within the Fourth Amendment even though the Government asserts a superi- or property interest at common law. We have recognized that the principal object of the Fourth Amendment is the protection of privacy rather than property, and have increasingly discarded fictional and procedural barriers rested on property concepts.
Warden,
The landmark case of Katz v. United States,
This focus on the expectation of privacy rather than on legal property interests in the place searched or items seized has not diminished since Katz; it has grown stronger. In Rakas, the Court stated that
arcane distinctions developed in property and tort law between guests, licensees, invitees, and the like, ought not to con-trol____
... Katz held that capacity to claim the protection of the Fourth Amendment depends not upon a property right in the invaded place but upon whether the person who claims the protection of the Amendment has a legitimate expectation of privacy in the invaded place.
So, at bottom, the critical inquiry here should be whether Mr. Ruckman had a legitimate expectation of privacy in the cave, so that he should be free, not from all searches, but from unreasonable searches — those undertaken without a warrant, as in this case, and without justification to forego a warrant.
The court assumes that Mr. Ruckman entertained a subjective expectation of privacy and states that the “real issue is whether such subjective expectation is reasonable.” Maj. op. at 1472. I believe his expectation of privacy in his wilderness home was both reasonable and legitimate. It was perfectly legitimate for him to expect to be free from a warrantless search of the dwelling in which he lived continuously for eight months. He “took normal precautions to maintain his privacy,” Rawl-ings,
This finding does not mean that Mr. Ruckman was entitled to live in this cave. It does not mean that the Government has no recourse to remove him; the Government is free to prosecute him for any laws he may have violated. It simply means that the Government may not search his dwelling without a search warrant, as prescribed by the fourth amendment, or without sufficient justification excusing the warrant. The fact that Mr. Ruckman may have violated a federal law by living in this cave (a fact not established by this record) simply does not strip him of all his constitutional rights — just as the camper who overstays his Golden Eagle Passport, and thus trespasses on federal land, does not thereby forfeit his right to be free from war-rantless searches of his tent or recreational vehicle in the absence of an exception to the warrant requirement. If anything, I would expect the legitimacy of “trespassing” Mr. Ruckman’s expectation of privacy to be more clear-cut than that of the trespassing camper. The camper’s residency in his tent would usually be extremely
I would, therefore, reverse.
Notes
. "Where the plaintiffs had no legal right to occupy the land and build structures on it, those faits accomplis could give rise to no reasonable expectation of privacy even if the plaintiffs did own the resulting structures." Maj. op. at 1474 (quoting and adopting Amezquita v. Hernandez-Colon,
. These four weapons constituted the evidence supporting the first four of the five counts of the federal indictment instituted against Mr. Ruck-
Any person who — (1) has been convicted by a court of the United States or of a State or any political subdivision thereof of a felony ... and who receives, possesses, or transports in commerce ... any firearm shall be fined not more than $10,000 or imprisoned for not more than two years, or both.
In 1952, Mr. Ruckman was convicted in Illinois of being an accessory after the fact of armed robbery, and it was this felony that served as the underlying crime for purposes of § 1202(a)(1). These first four counts of the indictment were dismissed during trial for reasons not related to the search at issue.
. 26 U.S.C. § 5861 provides in pertinent part: "It shall be unlawful for any person — (d) to receive or possess a firearm which is not registered to him in the National Firearms Registration and Transfer Record____”
The penalty for violating this provision is found in 26 U.S.C. § 5871 which provides: “Any person who violates or fails to comply with any provisions of this chapter shall, upon conviction, be fined not more than $10,000, or be imprisoned not more than ten years, or both, and shall become eligible for parole as the Board of Parole shall determine."
. Although the Supreme Court has extended the so-called automobile exception to mobile homes in California v. Carney,
. The court asserts that the Government has plenary authority over federal land, but fails to relate the significance of this authority to this case. Rather, the court then immediately states in the next sentence that ‘‘[t]he Fourth Amendment itself proscribes, inter alia, an unreasonable search of ‘houses.’ ” Maj. op. at 1473.
I readily concede that the Federal Government’s regulatory power "over lands within the public domain [gives it the] power to control their occupancy and use, to protect them from trespass and injury and to prescribe the conditions upon which others may obtain rights____’’ Id. (quoting Utah Power & Light Co. v. United States,
