*4 Before, TRASK, Cir HUFSTEDLER SWEIGERT,* Judges, District cuit Judge.
TRASK, Judge: Circuit appeals Frank Giese from his Stearns conviction for to commit of- against fenses the United We af- States. firm.
I 2, 1973, Early morning January on the Navy a a exploded bomb at United States Portland, recruiting Oregon. center in Two days Army recruiting later a United States dynamited. city center in that These perpetrated acts of terrorism were in fur- well-organized conspiracy, therance of a objects of which were to dramatize the con- spirators’ opposition participa- to America’s Francisco, Weinberg, Cal., Doron San for disrupt tion in the Vietnam War and to defendant-appellant. military operations in Portland area. Lezak, Sidney Atty., I. U. H. S. Charles played showed that Giese a evidence Turner, Portland, Or., Atty., Asst. U. S. for leading conspiracy. role plaintiff-appellee. Giese, professor of French at Portland University, met some of his co-eon- State As rehearing amended on denial of spirators through the Radical Education rehearing en banc Project he bookstore which founded in the March prisoners fall of books to at 1971. He sent Institution, Oregon State Correctional Cronin, 1972 he and James January and in * Judge Sweigert, Honorable States District for the Northern William T. Senior United District California, sitting designation. Severin, Wallace, bookstore, McSherry, and Akers began also worked at the who house, at discussion sessions enter the an alarm sounded leading group tried to participants included prison. The inmate everyone following day fled. The Giese Severin, and Chester Meyer, Max Lynn Severin, McKeel, Wallace, Akers, with met at Meyer contacted Giese Wallace. apart- at Cronin’s Cronin and two others released after he was shortly bookstore abortive Keller They ment. discussed in November 1972. prison furlough on from blamed their failure on burglary, and Giese one people, him to various Giese introduced gross planning. lack of She, turn, McKeel. of whom was Leslie conspirators’ act of violence was next McSherry, Robert Meyer introduced care. While arranged greater McKeel, Akers, several others. James Cronin, and Akers studied a book McSherry, Akers, operat- jointly and Cronin McSherry, Blaster’s Handbook to learn called the Painting Meyer Company. ed the Sundahl McKeel bombing techniques, Severin and company after receiv- went to work for the dynamite. January some On obtained December 1972. The ing parole on Cronin, Akers, 1973, Wallace, Meyer and meetings employees held business Sundahl Navy recruiting McSherry committed the book- political discussions at Giese’s bombing. There is no evidence that center Severin, along with Akers and Cro- store. January actively participated nin, part-time. worked there However, bombing. at a four-hour 2nd Meyer govern- were the McSherry and apartment January meeting held at his principal witnesses at trial. Accord- ment’s 3, 1973, expressed approval of what the ing McSherry, the discussions done, although he criticized bombers and elsewhere centered around bookstore selecting target in a low-income them participants’ opposition vehement suggested that terrorist neighborhood. He Eventually they grew War. tired Vietnam recruiting centers activities directed talk; doing nothing but decided Portland or white sub- downtown direct action. On there was a need for support. popular win Wallace, urbs would more McSherry, December that the next Severin, McKeel, Akers, When he was informed bomb- Meyer, two *6 recruiting meeting ing target Army center— others held a five-hour at Giese’s —an criteria, take greeted agreed farm. them but did not to take Giese satisfied his Giese as part They agreed, in the discussion. operation. part, helped plan and he to it, within McSherry put everything “to do enough promised He also his confederates war, disrupt the power stop to to a money buy [their] to a vehicle and rent hideout far as went and war for at least as Portland ammunition, and sto- storing explosives, R.T. at [they] possibly as much as could.” weapons. len Believing necessary to 547. violence was McSherry Meyer early testified that and end, accomplish they bombing this discussed 4, 1973, January morning Giese on centers, recruiting robbing National Guard Army recruit- drove them and Akers to depots, and other crimes. in his car while ing center. Giese remained yet agreed had not to stage At this Giese planted explosives McSherry and Akers operations. Need- conspirators’ finance the Meyer carried a Meyer and stood watch. ing buy weapons, they money with which to Giese, given by and Giese was pistol him plan burglarize devised a to the residence of revolver. Their with a .38 caliber armed wealthy a industrialist named Ira Portland accomplished, Giese drove the mission attempted place break-in took Keller. The they apartment where bombers back to his days two after on December learning that the bomb celebrated after had become meeting at Giese’s farm. Giese exploded. in full-fledged participant McSherry Meyer testified and McSherry, he by According this to time. money given them used conspirators conspirators to drove several of his fellow Ankeny on apartment rent an in a van. When Giese to the Keller residence rented co-conspirators. Giese unindicted they used as a in Portland which Street IV gave of the counts. Count Meyer said Giese also named six headquarters. felony firearms, including misprision an M—1 with charged them carbine. him McKeel, 2, 1973, recruiting 8,1973, (the Navy cen- January January Giese met with On Akers, Severin, Wallace, McSherry through VIII Meyer, bombing). V ter Counts Ankeny apart- committing various of- charged and Cronin at Street him with gun rob a They plans January ment. discussed to connection with fenses in According McSherry, store. to Giese told recruiting bombing, center in- Army much, trying devices, too too them do of destructive cluding possession soon, urged split up go and he them to and government prop- malicious destruction underground for a while. When some of erty, carrying firearms the commis- go indicated their intention to the others government felony, injury sion and gun robbery, ahead store Paragraph property worth more than $100. participate. McSherry refused to He saw X, alleged a violation of one of Count 13, 1973, again January and the others Giese, 371,1 said the other de- U.S.C. § Ankeny apartment outside the and Street fendants, co-conspirators the unindicted and at his farm. Giese was told the con- unlawfully, wilfully knowingly “did spirators arming would themselves in the be confederate, combine, agree conspire, future, again urged go them near and he together and with each other ... shows, underground. far as the record So commit and cause to be committed certain part gang’s Giese did not take rob- against the and oth- offenses United States Carey bery of the Allison and Gunworks persons er and institutions means of acts 15, 1973, January robbery Portland on their violence, disruption, in- terrorism and bank, of a their plot to rob a restaurant and damage cluding explosives the use of office, aup blow sheriff’s or their other damage destroy attempt and to and de- crimes. personal property, real and stroy certain including prop- public private, both
II erty II and VI of this described Counts 28, 1974, February realleged incorpo- grand On a federal Indictment which are Oregon for the District of returned a rated herein reference.”2 Count II al- Giese, joint charging leged Navy ten-count indictment the malicious destruction of the Cronin, Akers, Meyer, recruiting alleged and Wallace with a center and Count VI McKeel, variety listing Army of offenses and recruit- malicious destruction Severin, person McSherry, ing and one other center.3 provides part: alleged the commission of thirteen overt acts in Title 18 U.S.C. § conspiracy. The overt acts persons conspire furtherance of “If two or more either to *7 holding meetings, going to any included: various against commit the offense residence, going States, States, to the Ira Keller’s Columbia or to defraud the United or (where tested), go- explosives any agency any any River levee were thereof in manner or for stations, ing recruiting possessing purpose, persons to the de- and one or more of such do devices, call, receiving telephone any object conspiracy, structive a act to effect the of the preparing objectives. $10,000 a and list of each shall be fined not more than or imprisoned years, not more than five both.” alleged: II 3. Count 2, 1973, January Paragraph alleged at Port- two of X that it was “That on or about Count land, part Oregon, conspiracy Oregon, of the for the named defend- in the District of AKERS, co-conspirators ants and the unindicted to JAMES WESLEY . . . JAMES CRONIN, MEYER, carry bombings. LYNN firearms the Para- ARTHUR BRUCE graph part conspiracy the WAL- three said it was of ... and CHESTER BENSON LACE, herein, dynamite by for defendants them to obtain and various com- . . . ponent parts explosive, maliciously an did dam- to be used to make destructive means of charged age destroy attempt damage Paragraph devices. four and it was and and to part conspiracy destroy building personal proper- also of the for them make and other a ty wholly possessed, and cause to be made destructive devices to be used and leased the Administration, bombings. Paragraph agency used the four further an General Services against him and of the acсusation of notice trial, Meyer plea entered Prior guilty ver- jury to return a the permitting agreed and conspiracy charge guilty to violating federal on conduct not dict based government witness. Con- testify as attacking arguments makes three law. He Wallace charges against Akers and spiracy conspiracy of count. sufficiency dismissed, mispri- IV the Count charge against Giese. On October sion First, he asserts that the indictment Wallace jury found Akers and specify adequately the offenses failed I III and Counts through on Counts guilty object conspiracy. which were guilty on through V VIII found Cronin incorporation of says the indictment’s He III X. The through I and Count Counts (the bombings) detailed offenses the federal through V acquitted on Counts jury Giese II and VI not exhaust in Counts did (con- X guilty found him on Count VII but could object on which the offenses did not file his spiracy). Because Giese the indict- conviction since have based its time, this court severed to crimes appellate brief contained references ment also de- appeals persons the other institutions” and against his case from “other private” August “public we affirmed to the destruction fendants. On property. convictions part part and vacated in Akers, Cronin, and Wallace. Cronin’s conveys A indictment well-drafted was affirmed. conspiracy for conviction In important information to a defendant. Akers, United States States, 749, 763- v. United 369 U.S. Russell 1976). 1038, 1047, (1962), 8 L.Ed.2d the two stan conspir- Supreme Court outlined challenging his In conviction of an indict adequacy six dards acy, separate Giese raises issues: ment is to be evaluated: (1) legal- X of Was Count the indictment first, are, whether the “These criteria ly sufficient? indictment ‘contains the elements (2) denying Did the district court err charged, intended to “and suf- offense be particulars? motions for bills of what ficiently apprises the defendant of (3) the voir ade- Was dire examination ’ meet,” prepared he must be quate? ‘ “ proceed- ‘in secondly, case other (4) admitting Did the court err in certain a similar taken him for ings are evidence? offense, shows with whether the record (5) Were the court’s instructions plead a accuracy may what extent jury erroneous? acquittal or conviction’.” former [Cita- (6) government reversi- ” Did the commit tions omitted.]’ prosecutorial acts of misconduct? ble charging under An indictment requirements 371 satisfies these § U.S.C. Ill which are alleges the three elements if it agreement, contends that his convic- “the Appellant gist of the offense: conspir- object agree- which the tion must be reversed because towards unlawful directed, act in fur- acy charge against vague him was and an overt ment overbroad, conspiracy.” fair United States thereby depriving him of therance herein, States, explosive, Department defendants means of
of the United and the States, destroy maliciously Navy, Department damage at- *8 and a did and the of the United Avenue, destroy building tempt damage and Port- to and all located at 4008 N.E. Union land, wholly possessed, Oregon; personal Oregon, property in the District of other 2, 18, 844(f) Ad- Services Title and leased the violation of Sections and used ministration, General Statеs, agency an of the United United States Code.” Army, Depart- Department alleged: VI and the Count 1973, States, 4, January at 5030 United all located about at Port- ment of the “That on or Road, Portland, Oregon, land, Oregon, Oregon, Foster . S.E. District GIESE, Oregon; of Sections District of in violation FRANK STEARNS ... 2, WALLACE, 18, 844(f) Title United States Code.” BENSON . . . CHESTER 1178 damage to 341, persons and institutions” and (9th Cir.), Charnay, 537 F.2d 350
v.
1000,
528,
un-
denied,
private” property embraced
“public
cert.
429 U.S.
97
50
S.Ct.
(1976).
conspir
object
610
Because “the
such as the at-
specified
L.Ed.2d
offenses
acy
gist
is the
of the crime” in such an
tempted burglary of Keller’s home and the
indictment,
necessary
allege
“it is not
to
Carey
Gunworks.
robbery of the Allison
all the
precision
with technical
elements
interpretation of the indictment is mis-
This
of the offense
essential to the commission
not federal
guided.
these acts are
Since
object
conspiracy,
which
of the
or to
is
offenses, it is unreasonable to assume that
object
state
with the detail which
such
subtle, ambiguous
the indictment contained
in an indictment
com
required
would be
for
prop-
not
references to crimes which could
mitting
Wong
offense.”
substantive
erly
jury.
Even if
be tried before
federal
77, 81,
States,
Tai v.
273
47
U.S.
fatal,
did, however,
this error was not
300, 301-2,
(1927) (cita
6. Title anee shall be § U.S.C. $10,000, years, more than or ten or fined not maliciously damages, “Whoever or de- both; injury personal be if results shall stroys, damage destroy, by attempts or or twenty years, imprisoned than for not more vehicle, any explosive, building, means of $20,000, both; or or fined not more than property personal or other or real whole or subject imprison- if death be results shall owned, part by, possessed, or used or years, any or to ment for term of the death States, to, any department leased the United imprisonment provided penalty or to life thereof, agency or institution or or- title.” 34 of this ganization section receiving Federal financial assist- *10 1180 trial, prepare for 720, cision to enable him to Lupino,
In
v.
480 F.2d
United States
danger
surprise
denied,
924,
avoid or minimize the
(8th Cir.), cert.
414
94
724
U.S.
trial,
plead
him to
the time of
and to enable
257,
(1973), the
S.Ct.
IV
court;
dis-
its decision will not be
district
of this discretion.
an abuse
turbed absent
trial, appellant
Prior to
and his co-de-
1211,
Clay,
v.
476 F.2d
1215
United States
par-
fendants made two motions for bills of
(9th
1973).
Cir.
ticulars. The first motion contained over
separate requests,
100
and referred to all
of the
We find that
the denial
ten counts of the
The second
indictment.
not an abuse of discretion. As
motions was
requests,
motion contained fewer
each of
III, supra,
X of
discussed
section
Count
Citing
which was related to
X.
Count
vague
the indictment was neither
nor over-
X,
“ambiguities and uncertainties” of Count
apprised appellant
broad.
It
federal
appellant’s
asked for a
second motion
wide
charged
offense with which he was
and of
information,
range of
conspi-
such
lists of
allegedly
the overt acts which
contributed
performed by
person
ratorial
each
acts
conspiracy.
participation
to his
“To
named in the
and of each
indictment
overt
the extent that
the indictment or informa
object
act
conspiracy.
of the
His first
provides
alleged
details of the
tion itself
specific
motion asked for even more
infor-
offense,
is,
course,
particulars
a bill of
mation, such as how each of the 13 overt
unnecessary.” 8 Moore’s Federal Practice
acts described in
X contributed
Count
(2d
1978).
¶
at 7-31 n.1
ed.
Further
7.06[1]
conspiracy and which oral statements made more,
provided appellant
government
conspiracy.
the defendants created the
information, includ
large
with a
volume of
Reiterating
theory
advanced
section
trial,
ing physical
grand
evidence offered at
III, supra, that Count X of the indictment
re
jury testimony, and memoranda which
overbroad,
vague
argues
he now
government’s theory
vealed the
of the case.
that the court’s denial of these motions was
discovery
Full
also obviates the need for a
reversible error.
particulars.
Clay,
v.
bill of
United States
1215;
supra,
of violence for a full-scale examination each quired these atti- laypersons might have carried authority district court had the juror, the man ac- into of a tudes with them a trial inquiry. adopt compact a more mode military re- cused of to bomb conspiring States, supra, Haslam See *12 Therefore, essen- it was cruiting centers. Amaral, In v. at 364. United States F.2d judge present case to tial for the trial the 1148, 1973), ap- (9th we F.2d 1150 Cir. 488 jurors’ prospective attitudes to- examine the court asked proved a voir dire in which represent- and the views he appellant ward question prospective juror a about the first ed. prejudice and thereafter “reminded racial jurors questions all prospective thoroughly first questioned The court juror one were asked of all and asked of juror, and prospective elicited information process that the voir dire was cumulative about his views toward law enforcement probe juror’s designed to into the state one forces, personnel, the armed of fire- the use of mind to discover whether each could arms, protests, expo- Vietnam War and his solely guilt determine or based innocence pretrial inquiry was publicity. sure to This presented ques- the evidence at trial.” The comprehensive, it detailed and focused propounded by court tions the district appellant on the areas about which desired v. succeeded in ferret- United States Giese juror’s an- hearing information. After this jurors incapable who of serv- ing out swers, appellant, government, and the ing impartially. response In to the court’s certainty with some whether or court knew question incorporated the general more the trial. qualified not he was to serve at specific questions jurors, of other sev- asked other The court’s examination of several jurors expressed prospective strong eral jurors beyond reproach.8 also For was personnel feelings about law enforcement however, jurors, some conducted a the court jurors These and the Vietnam War.10 did inquiry, asking merely more limited if a panel appel- tried not serve on which juror any responses questions lant. jur- asked prospective the court had other ors.9 dire, At the close of initial voir permitted suggest counsel to court defense symmetry, In the interest a uni questions jurors. additional to ask the Al- juror might form examination of each though requested the court refused to ask been desirable. Our function is not to as questions about Ford’s condition- President certain whether the met technical voir dire amnesty plan pardon al of former perfection, standards of however. We will Nixon, President honor most of the did inadequate not find an examination unless requests. procedure gave other This de- court district abused its discretion opportunity participate counsel an fense failing questions capable revealing to ask jurors in the voir dire and to ensure that prejudices jurors. In prospective questionablе qualifications were elimi- case, every present did not ask court nated. juror specific questions about his or her law mili Appellant argues attitudes toward enforcement and that the court firearms, tary personnel, refusing accept proposed the use and the all his erred in However, juror questions, Vietnam War. each was which he offered both before and minimum, asked, at a to consider the more A district court examination. 292-302, 350-52, E.g., E.g., R.T. at 8. R.T. at 308-12. 10. 367-68. 341-42, E.g., R.T. at 366.
1183
publicity
depend
pretrial
on the level of
accept or re
has considerable discretion
however,
court. When
and as
the discretion of the district
ject proposed questions,
dire, its
adequate
great,
judge
conducts an
voir
the trial
long
“pretrial publicity
as it
questions
rejection
specific
correspondingly great
of a defendant’s
care in
must exercise
Heck, 499
is not error. United
v.
relating
aspects
publicity
all
of the case
778,
denied,
(9th Cir.), cert.
419
F.2d
790
impair
might
tend to defeat
1088,
677,
ing
presence
issues.”
of controversial
questions
general
addressed
entire
Polizzi,
856,
United States v.
880 panel
jurors,
ques
of
followed
individual
1974),
denied,
cert.
419
U.S.
tioning
jurors
respond affirmatively
who
of
(1975).
95
In the
opinion
about the
panelists had formed
potential jurors,
half the
most
proximately
We found
jurors ques-
guilt or innocence.
among
the first
defendant’s
of whom
tioned,
peculiar and difficult facts
exposure
pretrial pub-
“under the
about their
case,”
juror
little or no
abused its dis-
licity.
every
Almost
had
this
the court had
indictment,
knowledge
appellant’s
conducting
cursory
voir dire
prior
cretion
arrest,
who
pending
pat-
trial.11 Jurors
The factual
examination.
Id. at 640.
opinions
formed
about
closely
stated that
more
tern
v. Giese
of United States
jury.12
trial
Polizzi,
not
on the
the case did
serve
v.
resembles that of United States
jurors
gen-
more
remaining
were asked
Polizzi,
had been
In
there
supra, however.
ability
questions about their
to serve
trial,
eral
coverage
the defendant’s
but
some
however,
Again,
jurors who
impartially.
pub-
judge’s questions
pretrial
the “trial
about the case were ex-
expressed opinions
questions
two
ad-
licity were limited to
cused.13
panel of
prospective
the first
dressed to
jurors
questions addressed to an
and later
court did not abuse its
district
juror.” Id. at 879-80
prospective
individual
in which it dis
by the manner
discretion
omitted). Because the answers
(footnotes
question.
posed
pretrial publicity
questions gave no indication of
to these
clearly
in his
judge
a trial
has erred
“Unless
voir dire
possible prejudice, we found the
to uncover
estimation of the action needed
finding
adequate.
comparable
We make a
prevent prejudice
pretrial publici
from
present
case.
appellate
ty, an
court should
intervene
impose
estimate.” United
its
Polizzi, supra,
By
trator irrelevant; judge has broad discre- testimony, the trial is because character rejected tending to evidence weigh too admit extrinsic contrary, it is said to tion to on the statement, if even overper- specific to so jury with the contradict much matter prejudge one with a bad concerns a collateral them as to such statement suade Benedetto, oppor- a fair deny record and him general in the case.” United 1978). particular 1246, (2d Profes- tunity to defend 1250 overriding policy of exclud- that where charge. The states sor McCormick’s treatise evidence, despite its admitted ing such invites the to implicitly the defendant value, experi- practical is the probative character from his something infer about pre- tends to ence that its disallowance and con- background description his of his issues, surprise unfair confusion of vent duct, to cross-examina- opens the door prejudice. and undue matters: reasonably related tion on all inquiry firmly denied “But this line of speak of an ac- “Ordinarily, when courts opened the defendant to State issue, it is his character putting cused’s resolving is relevant in because character by means which he does that the assumed may He introduce probabilities guilt. of testify to introducing witnesses who so is testimony general affirmative reputation, terms of good character in his of character is so favorable estimate his or, currently, opinion. Note should more jury may infer that he would however, taken, by relating a be charged. likely to commit the offense be good char- history supportive of personal
acter, may opening be a defendant along the same evidence door to rebuttal at- price pay “The a defendant must for line.” prove good his name is to tempting subject which the open throw the entire Evi- of the Law of Handbook McCormick’s for his benefit and to kept law has closed 191, Cleary (2d Supp. ed. et al. dence at 59 § where the law make himself vulnerable 1978).24 him.” otherwise shields may testimony alone Because character 475-76, 479, 69 at S.Ct. 218-220. doubt, enough a reasonable de- be to raise afforded open subject traditionally have been
Giese threw of his fendants they testify latitude when reading habits when he considerable literary tastes and personal histories. Sometimes specific selling, acts of about their testified about the cog- blunders. We are they commit tactical reading, owning the 18 books. Unlike inherent in the use witnesses, their the limitations who must restrict nizant of character character, we proof of literature as of testimony appraisals direct of the de employed by strategy applaud do not reputation,23 fendant’s defendant-witness Nor do we bestow attorney. of conduct as Giese and his may specific cite instances concept of trial imprimatur character on the proof possesses that he a relevant our Nevertheless, question before And a books. peaceableness. trait such as “[o]nce we think books are defendant-witness) whether (especially a this court is not witness Bowe, See, g., F.2d 405(a) States v. 24. e. of the Federal Rules of Evi- Rule denied, trial, dence, (2d Cir.) 87 S.Ct. cert. 385 U.S. which went into effect after Giese’s (1966) (In prosecution permits proof for character be made testi- of L.Ed.2d Liberty, mony opinion, up where the form of an as well to blow Statue 404(a)(1) “placed reputation. his as to Rule cod- examination defendant on direct portray prohibiting pros- attempted ifies the law rule common in issue and character violence, introducing opposed in its case-in-chief ev- ecution from to all forms himself as question idence of a trait of the accused’s character “for proper on cross-examination purpose proving posses that he acted in con- concerning guns in his [found him ” occasion; formity particular them, therewith on a purpose of introduce sion] evi- but the accused offers such e., self-portrait.”) where himself contradicting rebutting, i. dence, prosecution may respond with evi- dence “to rebut the same.”
H91
evidence;
(9th Cir.),
denied,
persuasive
form of character
cert.
389 U.S.
(1967).
government
tive
claims
in United
R.T. at 953-54. Giese
any more than the defendant
can cities.”
Hearst,
(9th
overruling the ob-
judge
H95 smoothly planned,” as gone “hadn’t Mey- subject, Giese attracted on that books ready but that he passport “he had his prisoners that (and perhaps his fellow Severin er it would be really because wasn’t concerned Wallace) group at bookstore go if he had to to offense and even conspiracy. his first formed the eventually it.” he could handle Out prison he felt that unfairly testimony was not Meyer’s told Rosen that presence, Giese of Brown’s fact, took government In prejudicial. from an abortive mission “this been [had] draw jury did not steps to ensure that conspirators beginning,” and relating from evidence improper inferences directions, his had “hadn’t followed beliefs. In his sum political to books and snowballed, control and he that he had lost attor mation, United States the assistant people that were specifically said that and his jurors reminded the ney really fouled prison for the robberies reading on trial for were not co-defendants way had done it the up plans and if literature or types certain possessing it, planned they wouldn’t been he political phil subscribing particular to a for caught.” R.T. at 1551-54. record con scrutiny of the osophy.27 Our admissions to Rosen Meyer’s Giese’s verbal government vinces us that the used clearly his role in the permissible purposes about testimony solely for admissible, 801(d)(2)(B),and a violent see Fed.R.Evid. that Giese had prove and not to He does punish not contend otherwise. does or to induce character however, the district court erred recommending argue, radical reading him accusations, which he admitting Brown’s we hold that Accordingly literature. hearsay. We dis multiple claims contained rights were not First Amendment agree. Neither Brown’s accusations nor violated. alleged were offered statements
Severin’s asserted, the matter prove the truth of Post-Conspiracy and Con- C. Statements is, participation in appellant’s actual duct Rather, they were used conspiracy. against Giese re- government’s case showing for a merely lay the foundation testimony of Leslie part upon lied in deny them. Ander of Giese’s failure See husband, Rosen, her legal assistant States, supra, 417 U.S. at son v. United Rosen, represented one of the Michael who 219-21, ancillary ar 2253. Giese’s conspirators. Ms. Rosen testified that on or out-of- gument that admission of Severin’s 7, 1973, subsequent to the September about right violated his of con court statements prior appellant’s indict- conspiracy but equally unpersuasive. Since frontation ment, she, Giese, Brown, an attor- and Ross the state government did not offer Severin, co-conspirator ney for unindicted *24 truth, had no interest ments for their Giese met in stated that Brown’s office. She 220, Id. at 94 cross-examining in Severin. Brown had informed told Giese Severin 2253. S.Ct. that Giese was “the leader and him activities”; 801(d)(2)(B) of the Federal Rules of illegal Rule planner of all of the is provides that a statement not Brown that he knew Giese was a Evidence also stated against whom it is attempted hearsay party break-in at if the participant adoption his or be get- of “the offered “has manifested Keller’s house and the driver In United v. bombing. lief in its truth.” away car” used in the second 1068, Moore, (9th 1975), 1075 Cir. “just response in Giese nodded and smiled” 775, denied, Rosen, 423 46 According cert. U.S. to these accusations. stated: (1976), 637 we Keller incident L.Ed.2d Giese then stated that prosecutor jury: Vietnam War. The Govern- not about 27. The told the against people proceeded be- ment has not political repression; “This case is not about they may point at one in time cause is this is not a case where the Government against been the Vietnam War.” proceeding against people what because of R.T. at 2025. they they case is think or what read. This 1196 performance Brown’s at the trial revealed general concerning
“The
rule
admissions
credibility,
him as a man of limited
how-
by
acquiescence is well estab-
silence or
protesta-
ever. His statement about Giese’s
accusatory
lished. When an
is
statement
grand
with his
tion of innocence conflicted
presence
made in the defendant’s
and
stated that
jury testimony,
in which he
hearing,
he understands and has an
deny any
time did Frank Giese
no
it,
deny
“[a]t
opportunity to
the statement and
to him.” R.T. at
things
which I said
deny
his failure to
are admissible
Throughout
testimony,
his
Brown
him.”
hesitated,
poor memory
to a
confessed
An admission
silence should be intro-
gavе ambiguous
question,
the events in
only
duced
after the
into evidence
district
answers. Even if we can believe his state-
responsibilities:
court has fulfilled certain
respond
ment that he told Giese not to
proffered
admitting
“Before
admis-
accusations,
strong
his
the evidence was
silence,
judge
sion
the trial
must de-
enough
support
a reasonable inference
termine,
preliminary
question,
as
appellant
guilt by
admitted his
nod-
whether the statement was such that un-
ding
smiling
response
to Brown’s
der the circumstances an innocent de-
charges.28
atmosphere
In a non-custodial
normally
fendant would
be induced to
indictment,
people
prior
deny
most
would
respond.” Id. at 1075.
having participated in
accusations of
feder-
offenses,
being
al
even after
told that
The court should determine that sufficient
not
respond.
did
have to
The district court
jury
facts have been introduced for the
properly
submitting
acted
this evidence
reasonably to conclude that
the defendant
jury.
to the
heard, understood, and acceded to the state-
ment.
Id. at 1076. This should be
that,
argues
assuming
determination,
preliminary
threshold
testimony regarding
by acqui
his admission
however,
primarily
for the
responsi-
escence was
hearsay,
not inadmissible
it still
ble for
deciding
light
“whether
of all
should have been excluded as a violation of
facts,
surrounding
the defendant actu-
right against
his
self-incrimination. His re
ally heard, understood,
acquiesced
Ohio,
upon Doyle
liance
U.S.
the statement.”
Id. at 1075.
(1976);
S.Ct.
49 L.Ed.2d
Geise
maintains
the admission *of
Hale,
States v.
S.Ct.
Rosen’s statements
to his silence in the
(1975);
1199
improper methods calculated
refrain from
The tri-
of misconduct.
blatant acts
mitted
wrongful conviction as it is
produce
to
a
prosecution
transcript
reveals
the
al
bring
legitimate means to
every
to use
fact,
improper statements on
did, in
make
Berger v.
just one.”
about a
occasions, although these errors
several
78,
629, 633,
88,
States,
55 S.Ct.
295 U.S.
appel-
as
shocking
or
egregious
not as
(1935).
AFFIRMED. book, coupled with into evidence since the evidence, was relevant on fingerprint SWEIGERT, Judge,* concurring: District conspiratorial association —even the issue of might be circumstantial though the book Judge I concur in Trask’s affirmance of and cumulative on that issue. appellant’s judgment conviction and after analysis record, painstaking his of the in- 5. The mere fact of the title of the book course, cluding, of his conclusions concern- not, up point, was this sufficient to re- ing (Government the use of the book Ex. quire judge judg- the trial to substitute his 49) during C the trial. for that of the concerning ment evidence sarcastically evidence, govern- characterized 30. Since the book was in Cronin’s counsel attorneys ment were entitled to comment on it Toward Revolution as a From the Movement However, to a certain “song extent. should at 2133. book.” R.T. Co-defendant stressing sharp confined their remarks lawyer jury Wallace’s told the the book contrast between the kinds of books Giese said govern- of the weakest links in the one read, actually thereby he read and the kinds he ment’s case. R.T. at 2145. The defense attor- reminding jurors From Movement neys repeatedly urged jurors peruse vari- Toward Revolution had been used to contradict book, 2078, 2079, 2145, parts R.T. at ous of the impeach Giese’s character evidence and to credibility his lawyers and the for Giese and Cronin Having as a all witness. considered pages went so far as to read extracts from even circumstances, we conclude of From the Movement Toward Revolution on prosecutors’ failure to so limit their remarks conspirator’s fingerprints which no were found. improper damaging was not so as to com- 2078-79, attorneys’ R.T. at 2133. The defense pel although reversal. We note that appellate argu- behavior at trial belies Giese’s attorney registered “continuing objec- had prosecutors’ references to From ment that admissibility tion” to the con- the book’s Toward Revolution in summa- the Movement tents, supra, see note 25 he did not voice an deprive him of a tion so inflamed the as to objection request or a curative instruction adjudication guilt or innocence. fair response government’s comments closing argument. We further note that * by designation. Sitting attorneys defense made extensive use of the book in their own summations. Co-defendant alerting especially specific absent any alerting absent government especially evidence — — judge was not re- objections. defendant. The trial objection from inject himself into quired point at this the Government the Book The Use of procedure. Defendant on Cross-Examination is such that an af- here record light must be considered 6. This interpreted be con- could not firmance important time the fact that this language inconsistent trary posture change occurred in McCrea, F.2d of United States *29 Defendant, in his taking the stand trial: Further, just McCrea, as in 1978). Cir. deny behalf, merely supplying not own did amply supported by so here is the conviction but went on co-conspirators, the book to the prejudice no could re- other evidence that by coun- volunteer, questioning his to under refusal to unreasona- sult from this court’s (none sel, of 18 other books production the “plain the unrealistically stretch bly and trial), in the previously of them mentioned rule. error” of of kind books he the exemplification owned, the obviously for sold read —all stressing commitments to
purpose of his HUFSTEDLER, Judge, dissent- Circuit violent, polit- than social or peaceful, rather ing: ical action. conspiracy for must Dr. Giese’s conviction evi- 7. In effect this was legal by pat- it was obtained be reversed because history personal acts his specific dence of in of the contents ently evidence inadmissible re- supportive good his character with of the Toward the book “From Movement of in the spect the character traits involved Revolution”, prosecutor which the forced See, charged crime him. jury the after defense Giese to read to Benedetto, (2d objection to the of the admission counsel’s 1978); Handbook on also McCormick's prosecutor had overruled. The book been Evidence, p. (2d ed. the Law of § the to convince used the contents of book 1978). Supp. et al. Cleary, jury expressed ideas in the the the point government 8. at this became The that he on were Giese’s own and acted book defendant in or- entitled to cross-examine conspiracy up ideas to form a blow those good der to his claim of character refute recruiting was thus convict- centers. Giese by confronting traits him with other kinds conspiracy by association in ed of book books, (Ex. C^f9) including of the book of guarantees of the egregious violation which, admittedly, copy had First Amendment. it. read from
The holds that Giese cannot majority by Reading from the Book the De- (1) the because he complain about errors fendant his Cross-Examination during the preserve the point failed to case-in-chief, (2) he invited Government’s objected (for the Although 9. defendant testifying peaceable by errors time) the the first to use the contents of of cross-examination, character, the door objection, opening the thus book on however, grounds the of he merely impeaching by proving was on read him hearsay appear does relevancy. revolution, (3) It advocating invited book objection to the man- that the was directed introducing samples books the errors al- ner which the contents the book bookstore, open- thus he carried in his e., elicited, ready to be i. in evidence were he read this ing the door to evidence that prosecutor the whether it was to be read book, (4) error plain no oc- particular upon request. the witness admitting the book’s con- curred either in asking the to convict Giese tents оr wrong nothing is with There expressed witness, ideas for based letting fairly practice common himself, already in book. read from documents majori- planned by offenses flatly substantive
The record
contradicts the
with
ty’s waiver
error theories. The
in accordance
the ideas
and invited
defendants
pamphlets.
not use the contents
in the books and
presented
Government did
at-
impeachment,
book for
and it never
evidentiary
and consti-
To understand
tempted to
the admission
defend
case,
problems presented in this
tutional
Even
ground.
book on that
if Giese’s law-
necessary
more than
to describe in
usual
yer
adequately protected
trial
had not
quote
detail
course of the trial and to
record, plain
requires
because
error
reversal
extensively
sometimes
from
record.
prove
neither the use of
book to
During pretrial
proceedings,
Govern-
substantive
with
elements
offenses
produced many
ment
different books and
charged
nor the use of the
Giese was
response
a court
pamphlets
order to
impeachment
permissible
book for
un-
produce
physical
“all
inspection
defense
der the First Amendment.
expects
evidence
Government
offer
majority’s opinion
is irreconcilable
Among
time of
the items
trial.”
this court’s decision United States v. produced
of books
were a number
*30
1978)
McCrea
“Revolution”). The book was marked I Government’s Exhibit and a chart of C— fingerprints latent from recovered C-49 Government’s case Giese was marked C-49-A.1 entirely upon credibility rested almost the of the MeSherry Meyer. opening of and jury, In his statement the the and, unsavory Both men had as prosecutor explained records the the how Government correctly Government both anticipated, prove wit- He told the jury intended its case. seriously nesses were impeached large the quantity that a of evidence had been MeSherry, principal trial. in figure the of discovered the searches the various conspiracy, pleaded guilty had to the bomb- residences of the defendants. That evi- ing and robbery charges, bank and he “guns, dence included ammunition and agreed testify against exchange Giese in blasting caps . . recovered in . the sentencing for a Meyer recommendation. lived in or used Mr. residence Akers history Seattle, had a record and a long books, criminal of Washington. It includes mental instability. illness and emotional paraphernalia pamphlets literature and per- did not Government succeed which relate to the use and manufacture of suading jury that the Giese was involved in explosives explosive and and devices the use offenses, jury acquisition substantive and the ac- and of firearms.” He said that quitted charges. him those rely upon of In effort the Government intended to fin- credibility bolster of MeSherry and found on these gerprints some of books and Government, Meyer, the from the outset of upon He the contents of others. described trial, upon relied of books contents one the books “The of entitled Blaster’s pamphlets, and possession found in the of significant as one “more Handbook” alleged some co-conspirators, to con- pieces of evidence case. It in this is the vince it, the conspiracy bombing, and the of ABC’s the how-to-do how to Manual,” Revolution,” “Revolution,” following “Humanity, 1. In addition to “Road to Peace,” pamphlets Paper Trip,” books and were seized: “Ants and Freedom “The “The Garden,” “Special Cookbook,” Home and book,” Hand- Forces “Protect Anarchist’s and Yourself Manual,” Investigation.” and Manual,” “Firearms Self-Defense from “Army Technical Trends “Tactical attorney Although prosecuting em- devices, book was exam- explosive use FBI from expert contents of such books as “The by laboratory phasized ined C., with interspersed Handbook,” D. Washington, Anarchist’s Blaster’s and “The finger- were the that book pages Cookbook,” nothing was said about the con- Wallace, Cronin prints the defendants during the tents of “Revolution” Govern- and Akers.” Judge ment’s case-in-chief. As Trask cor- observes, rectly was used “Revolution” integral part An Government’s object,” purpose was the introduction of books of intro- “physical case-in-chief for the Although many of the pamphlets. on the book. The ducing fingerprints found title, con- books were identified was unable to show Government were tents of of them discussed. The some with the other books it had connection witness was McSher- Government’s lead-off had in evidence. offered identify a series of ry, who was asked to case-in-ehief, part As of its the Govern- gener- and to pamphlets books and describe Ranels, an ment called Mr. FBI identifica- subject nature their matter. ally the Washington, specialist from D.C. He tion “Special Forces Hand- McSherry identified he latent fin- testified that had recovered book,” “explosive said dealt of the books gerprints on several mines, explo- devices, kinds of and different pamphlets that the Government intro- sives how to detonate them.” After found fingerprints duced. Latent books, prose- identifying several other Handbook,” “The Blaster’s “Socialism to him and said: cutor handed “Revolution” Man,” Revolution,” and others. “Socialist replied: McSherry “What about C^9?” Many fingerprints were unidentified found Severin, and belonged “C-49 to Max it’s books, identify on these but he able Toward Rev- entitled ‘From The Movement *31 Cronin, Akers, McKeel, fingerprints of Wal- olution,’ acquain- by and it written an was lace, of them. Giese’s and Severin on some Severin’s, tance Franklin.” He Bruce were discovered on “Revolu- fingerprints his of identification testi- concluded round tion.” Cookbook,” mony “The with Anarchist’s “part group’s which he said was prints many found on “Revolu- Of library.” tion,” identify able to Mr. Ranels was The pursued Government its book theme Wallace, Giese, McKeel, and fingerрrints Meyer’s testimony.
with presentation 166, 167, Severin, pages on and appearing was Meyer Meyer first met Giese when an Ranels, ascertaining Mr. 168. After from Oregon inmate of the State Correctional objection, by of an that examination in aid his services Institute. Giese volunteered prints could the recovered on “Revolution” conducting for and lectures discussion old, up years have been seven groups Meyer testified in institute. finger- receipt lawyer objected to the prisoners that volunteered to send Giese ground proper no print on the evidence said liberal and radical literature. He and the further foundation had been laid on group Giese at the conducted discussion ground that the evidence was irrelevant prison George and he “advocate[d] overruled any issue in ease. court book, My Eye,” Jackson’s Blood in objections. said, Meyer objection, over dealt with “ur- case-in-chief, As its the Govern- part of Meyer ban warfare American cities.” Meyer produced testimony ment from also requested that he that he later testified and radical books ad- recommended Support literature from the Prison received during his lectures vocating violence Group, organization sponsored Oregon Institute. Both Correctional Bookstore, by the R.E.P. owned Giese. to Giese’s Meyer testified McSherry copy showed prosecutor When the him alleged co-conspirators, with the association “Revolution,” Meyer identified the book as Institute, but also his one of he had seen in various those that A number of ex-con- alleged conspirators. Bookstore. occupied by houses R.E.P. America;” victs, derdevelopment including co-conspirators some of the in Latin Jack- case, Brother;” son, Neihardt, in this had worked as volunteers in the “Soledad “Black bookstore and some of them had also Greene, “Vietnam;” Speaks;” Engels, Elk paint company worked in a formed Nature;” Giese, Lyr- “Dialectics of “French support. ex-convicts for their ic Poetry;” Morgan, is Power- “Sisterhood ful;” Growth;” Rome, Club of “Limits to When Giese took the stand in his own together with anthologies a series of behalf, educational, person- he described his political topics. and economic al, political background. He told the participation about rights his civil Giese next described his meeting initial demonstrations and demonstrations with Meyer, with whom he had become the Vietnam war. In an effort to rebut acquainted Meyer when wrote to him ask- implications that his bookstore carried how- ing for some books. He related his invita- pamphlets to-do books and about manu- Stipe tion Father to undertake volunteer facturing explosives, bombs and lawyer Thereafter, work in the institute. gave “Doctor, asked him: we have in the exhibits a narrative participation account of his . a number of pamphlets books and groups prison discussion within the facility. introduced into evidence I and want to run expressly He denied that he had ever through a list of these you exhibits with preached revolution, bombing or the use of you you ask whether sold these items any meetings. violence in of those There- your from bookstore?” que- Giese was then after, ways he described the in which he ried about the series of the books and acquainted became alleged the other pamphlets that the Government had intro- co-conspirators, expressly and he denied duced into evidence. These included “The alleged conspiracies connection with the Underground Manual,” Bombing “Firearms the substantive offenses. Self-Defense,” “Department of Army cross-examination, prosecutor On Manual, Blasting Electronic Equipment,” questioned length Giese at about his book- Training Tips: “Technical Mine War- store and about his association with the fare,” “Revolution,” “Communist Guerilla persons alleged various who were the mem- U.S.A.,” Warfare in the Paper Trip,” “The conspiracy. bers of the prosecutor then Cookbook,” “The Anarchist’s “Protect commenced his examination of Giese about Investigation.” Yourself from In each in- *32 book, “Revolution.” After identifying the stance Giese denied that the book was following exchanges occurred: carried or sold in During his bookstore. “Q. And you have read the book? this interrogation, line of he denied that the IA. have read snatches of it. bookstore carried or sold “Revolution.” Q. heard Mr. Ranels’ [Y]ou Thereafter lawyer asked him that some nine your fingerprints ap- whether brought he had representative “a peared pages particular on various of this sample types of the of books that [he did] book? carry in the bookstore.” In response, Giese A. Yes. identified 18 books. He said that he hadn’t Q. you give Did ever this book or one “necessarily read all of these books.” The like it to . people . . either of the 18 books following: Cleaver, included the Cronin, Akers, on trial or Mr. Wallace or Ice;” Horn, “Soul on “Away with All McKeel, Severin, Pests;” Leslie Max Robert English “An Surgeon Peoples’ McSherry, Lynn 1954-1969;” Meyer? Bruce Jallee, China “Pillage of The World;” Frank, Third “Capitalism and Un- A. I don’t believe so. portion you
2. The copy entire text of that of the Do still own a interro- of that book? Answer: gation you is you pur- as follows: Did ever I “Question: believe so. Where did Question: carry your or sell in the copy bookstore ‘From The Move- chase of that book? I Answer: ment Toward biggest Revolution?’ Answer: I believe think it J.was K. Gill is the book seller you Portland, copy not. Oregon. Did Question: ever own a It’s commercial.” yourself? that book I Answer: did. Question: exploitation pigisms, all of the other Now, Q. you would turn ... book, things only can be that but these of the and all the introduction revolution is by revolution and the Preface? ended struggle, revolu- analysis armed the final Okay. A. VIII. violence, war, revolu- revolution is tion is read you like ask Q. I would long have differ- is bloodshed. How tion XIII. . . . national liberation fronts ent successful large popu- they have won fought before Q. you. Thank ” support.’ lar XIII. A. It’s argument jury, prosecutor’s to the In the hearsay Objection. It’s Mr. Paulson: books, one upon which he took each knowledge, has not been my and to fin- alleged co-conspirators’ more having but with charged with read books found, been and asked gerprints had in this case of— acts infer that whose jury to defendants The Court: Overruled. had be- appeared the books fingerprints attention, Q. your Mr. Directing and had come members read Giese, you ... XIII. Can charges in the be- participated substantive are all in- paragraph for us that ‘We acting they were out the ideas cause you see early stages’ volved —do read in the they had books. that? began by references to prosecutor Handbook.” He said “The Blaster’s you particular Q. Could read that jury: for us and continue on? paragraph Cronin, Mr. we have the fa- “Regarding sorry ‘We are A. to’— you have Blaster’s Handbook that mous Giese, ob- Mr. Turner: Mr. there is an the how-to- so much about. This is heard jection. explosives you it in and if ladies do Wait a The Court: minute. gentlemen opportunity have an to look May objection? Mr. Paulson: I have an deliberating, that tells you while are this continuing You may Court: you want to you anything everything objection. proceed. Please know probably don’t want to know want me it aloud? A. You to read explosives. about sorry to hear the townhouse ‘We are book fingerprints “The that are on this army destroyed your belief forever McKeel’s, Chester . were Leslie only struggle. That struggle is the real Wallace, Akers, and Jim Jim Vincent because, unique places position us in way. McSherry, by Bob Not Cronin. stated, struggle “armed Che people. . Those four free people fight who solution page shows “. . . On dearly- we themselves” and have lost caps, blasting prints are the picture of loved comrades.’ *33 Now, is that and Jim Cronin. Jim Akers want me you go Do on? circumstance, just a is that unusual Yes, Q. sir. fingerprints those two coincidence probably every experienced A. ‘Also page, would be on the same has, revolutionary but we realize caps, blasting page would deal with taken, die, others must be some will risks bombings. used in all of the which were replace will them or us.’ Q. you end of the Will continue to the
paragraph. page This deals with “How about steel, rail- of structural of the destruction trying I out
A. am make sense ties, buildings, bridges; coincidental- road All will right. that sentence. ‘Others those? . fingerprints are on people rapping ly or us replace them like racism, colonialism, Now, get fingerprint ending you sexism don’t about “ words, you “Ask ‘Do recall the old what reading that book. position you unless are it, country,” destroy there, you your can do for up your fingerprints get You don’t mentally, morally, psychologically and it, position. The leafing through destroy you it. And whatever physically you do that is to read it.” only way good.’ do do it argument was used in A similar line of just pages “Now those are two from this respect defendants in connection with other pages book but these are two which con- Handbook,” “Special Forces “The fingerprints tain the of Frank Giese. If Handbook,” and the “Firearm Anarchist’s you may want you opportunity, have an and Defense Manual.” book, through to leaf the rest of the jury’s directed the prosecutor The then because, indicated, you— this as I tells He attention to “Revolution.” told this is another how to do it for urban jury: (R.T. 2050-51.) warfare.” Giese, regards “In California as Mr. we U have From the Movement Toward Revo- up finger- we make Frank “Did Giese’s lution, fingerprints Mr. Giese has on this prints on the book From the Movement particular you He told that he had book. Toward Revolution? . . . You read himself, possibly, of these one books pages finger- those where Frank Giese’s home. He could not recall how or if at prints pages. those It were. You read fingerprints got particular all his on this sniper bombing, talks about attacks. You book which came out of the Debra Sue pages read that You read other book. Apartments in California. throughout Page there. Look at for manual, “This is an architectural basical- instance, preface. Through- look at the ly, Between of urban warfare. this book very out that book are references to the book, you makings and this have the thing people (R.T. 2172.) did.” that these you sort of warfare that urban would like to II participate in. action, basically conspiracy
“This is any objections waiver to the intro- No of just very briefly I would like to take duction contents “Revolution” can excerpts pages which from contain Mr. proceedings during be found from the ‘A fingerprints. Judge Giese’s revolutionist sees As Government’s case-in-chief. as a phenomenon, acknowledges, death national must be Trask the book and the fin- ready change purportedly to kill conditions. gerprint Revo- chart were offered violence, war, struggle, purpose proving lution is armed for the association by fingerprints. lawyer promptly duty revolutionary bloodshed and the objected grounds of relevance and lack is to make revolution. “ proper objections The foundation. targets try pick ‘Let’s all with more sustained, should have been and if the cor- object planning. care and is to de- n made, ruling problems rect our had been stroy economy bombing like sites with “Revolution” would have been over.3 most, economy which will affect rip weapons money, sniping off prove at- fingerprint evidence did Remember, revolution, prints appeared tacks. in a one persons that the whose wins or are very high. dies. The stakes been associated with each other. The evi- evidence, course, fingerprint fingerprint lay any 3. The erroneous admission of the did not evidence, alone, standing would have been foundation for the admission of the contents of fingerprints upon harmless error. There was abundant evidence the book which the *34 McKeel, acquainted any purpose. that Giese was well with admission the found for The of Wallace, Severin, prejudicial only fingerprint and that he associated af- evidence became prosecutor fingerprint with them on a number of occasions. The the evidence ter the used fully justify Government that was aware there was no the the admission of the contents of to controverted issue of fact about associ- Giese’s book. ation with the these men. The introduction of escape prosecu- majority The cannot the proved persons the who dence that argument jury upon tor’s based the the had been associated with handled book The per- No that the contents of the book “Revolution.” the book. inference arises this prosecutor casu- used the contents of book in who handled the book were even sons proof way the the same in which he used the contents ally acquainted in absence of that describing the manufacture of ex- made at or about of books the fingerprints were namely, explosive was to the con- devices: to plosives time. The evidence same fingerprint The ex- it should attribute trary. Government’s convince the that defendants, pert testified that he could ascertain the ideas in the book to the who He prints said that them to form the upon when the were made. thereafter acted substantive prints engage had been recovered that and to the latent Thus, very prints purpose on “Revo- was that years seven old. the offenses. This the open- any prosecutor been made at time had in his lution” could have the announced published ing prosecutor the was in 1971. had been after book statement. The any which produce any was no from an infer- to evidence of kind There evidence unable persons that whose ence could arise the that linked Giese with these so-called do-it- appeared the book in the therefore prints yourself handled manuals. He concen- proof “Revolution,” of one another. The of book attention on company trated his any to issue in he read. association was not relevant Giese admitted that The argued the case. Government has never book impeachment purposes.
was admissible us, Rather, argument before consistent Ill its court, its the trial was argument prosecutor first made The time that prove to that “Revolution” was admissible any of reference to the contents “Revolu- adopted that Giese the ideas of the book was in of Giese. tion” his cross-examination ideas, and, joined conspir- acting on those reveal, quotations As the from the record acy recruiting to centers. bomb passages Giese to read prosecutor asked of book could not have lawyer The contents promptly from the book. Giese’s Giese, if impeach been even objected. objection his was com- used Before attempt. had made that plete, interrupted court with an Government The the district attempted person contents of the books that reads ruling. adverse When he to re- of objection, peaceable as evidence his grant- new the district court cannot be used objection non-peaceable No inference continuing ed of or character. him the use person’s any can be drawn about a Although the contents of kind of book. of objection objection the kinds books incomplete, to- character from experi- have no in human gether with to the fin- reads. We basis prior objection persons “good” ence to of char- gerprint adequate evidence was more than assume reading matter appeal. error for acter confine their preserve the claim оf books, persons read “good” or that who majority's view that the error in peaceful people, are peaceful books admission of the evidence vanished is based involving violence persons who read books Judge theory on Trask’s novel admissibil- people. are violent ity: Although pur- the Government did not port justify prong Judge Trask’s the admission the book second impeachment proof error in rationale is that grounds impeachment, his the admission was harmless read “Revolution” contradicted book book the kinds of books he read. because the were ad- about contents his were admissible to impeach character evidence The contents of book missible veracity by showing veracity impeach as a “the impeach and to witness. sharp the kinds of books is contradicted contrast between Judge Trask’s rationale actually read and the kinds he the record the First Giese said he and forbidden n.30.) Opinion, (Judge read.” Trask’s Amendment of the Constitution. *35 1208 captures exposes him in a about kind of contradiction
Giese never
testified
one of his falsehoods.
‘The demeanor of
Giese’s sole reference to his
books he read.
may always
the witness on the stand
be
reading
passing
was a
to
habits
reference
jury
in their estimation of
maga-
considered
foreign
the fact that he read some
credibility.’
Wigmore
his
IIIA
Evidence
newspapers,
zines and
the contents which
946,
(Chadbourn Rev.1974)
p.
(empha-
783
Thus,
§
was
not in evidence.
there
no
original)."
Opinion,
(Judge
sis in
Trask’s
evidence on
score to contradict.
this
supra,
1193.)
Wigmore
Professor
would
pamph-
Giese did introduce 18 books and
have been astonished
discover
that
lets that
described
representative
he
as
any
supported
he
a view that
inferences
samples
literature he
in
of the
carried
his
whatever could be drawn about a witness’
bookstore.
testified that
He
“Revolution”
veracity from
which
the manner in
a wit-
was never
in his
carried
bookstore. The
out
ness read
loud from a book. Not
no
Government introduced
evidence to show
Judge
person’s
say
does
Trask
that a
char-
that,
to his
contrary
testimony,
the books
impeached
veracity
acter and his
can be
representative
that he
were not
introduced
reads,
he
books
but even
manner
samples of the books he carried in his book-
in
he
reads them.
store.
It
no
offered
evidence that the book
“Revolution” was carried in his bookstore.4
IV
If the
contents
“Revolution” had been
Even if Giese
protected
had not
his rec-
evidence,
properly admitted into
Giese could
objections
by appropriate
finger-
ord
to the
successfully
being
claimed
error
itself,
prints, the book
and the contents of
forced to read from the book. It would rest
book,
the use of
as
the book
evidence of
entirely within the district court’s discretion
complicity
or for
whether compelled
reading
appro-
book
was
impeachment
plain
was
because
error
However,
priate.
the contents of the book
infringed
rights protected by
use
Dr. Giese’s
were not
purpose
admissible for
this
the First Amendment. The author’s writ-
compulsory
case and
reading
from the
ing
reading
of the book and Giese’s
book made the error even more egregious.
constitutionally protected.
book are
The
prosecutor’s
The
transparent purpose in re-
books,
freedom write books and
read
quiring
inflammatory pas-
Giese to read the
to advocate ideas
and to listen
ideas are
sages of
was to convey
the book
rights
fundamental
may
constitutional
words
author were the
neither
abridged.
speech
be denied or
Free
prosecutor fully
words of
The
Giese.
ex-
“ ‘matrix,
condition,
is the
the indispensable
ploited
strategy
argument
nearly every
other
form
freedom.’
jury.
Connecticut,
319, 327,
Palko v.
302 U.S.
58
Judge
says
Trask
that “Even if
act of
149,
(Curtis
S.Ct.
L.Ed. 288.”
Publishing
reading did hurt Giese’s cause to some ex-
130, 145,
(1967)
Co. v. Butts
U.S.
tent,
probative
enabling
value of
1975, 1986,
1094.)
S.Ct.
18 L.Ed.2d
“This
jury to observe his demeanor
while
was
ideas,
right
to receive
re-
information
being impeached outweighed
prejudicial
worth,
gardless of their social
see Winters
‘requested
effect.
performance’
York,
510,
New
S.Ct.
clearly
to an
important
relevant
issue
(1948),
Neither the 632, 1138.)5 argued proposed nor that 69 L.Ed. Government First can withstand my Brother Trask is admission and use of “Revolution” The scrutiny. The Government’s Amendment acceptable if it had constitutionally no more jury, to was theory, argued which it the No for inferences impeachment. been used may author of a book the ideas of an the constitutionally be drawn about can be to the reader of the properly attributed on of of book readers the basis character against prove him to book and then used they advocacy of the books read. Abstract crime, to disposition commit a motive to constitutionally protected. is violence action, proof that he undertake criminal (1969) 395 (Brandenburg v. Ohio uses is charged. the acts None of these did 447-48, 430.) L.Ed.2d 89 S.Ct. Freedom of constitutionally permissible. print utter or to corollary right of the if the totally destroyed speech would be right advocacy of is the to listen or violence the prosecutor of the fell across shadow The use of to read violent exhortations. read. we Even pages books reading, including reading the of vio book McCarthyism, evil of we did thralldom books, person’s impeach character lent concept of book guilt not embrace the with utterly incompatible is constitutional association. speech.6 free protections afforded sure, ob To be as Mr. Justice Holmes It is an incitement. “Every served: idea V believed, itself and if is is offers for belief in majority is conflict with opinion outweighs on acted unless some other belief 1978) v. United States McCrea energy it or some failure of stifles McCrea, In was F.2d 1083. defendant only movement at its birth. The difference possession unregistered for of an convicted expression opinion between the of an and destructive device in violation of 26 U.S.C. sense is the incitement in the narrower 5861(d). appeal One of his contentions § result. Elo speaker’s enthusiasm admitting into was that court erred may fire to reason. ... If quence set “Improvised two evidence books entitled long expressed in run the beliefs Sabotage and Munitions Handbook” “OSS proletarian dictatorship designed are to be The court held & Demolition Manual.” accepted by the dominant forces of improperly admitted the evidence was community, meaning free only of have the because the “titles alone would given is their speech should be (583 tendency prejudice the defendant.” way.” (Mr. chance and have their Justice 1086.) Holmes, held that the error was F.2d at We with whom Mr. Justice Brandéis harmless, concurred, however, the evidence dissenting in v. New because Gitlow Holmes, perfect polity quoting not mean a more and the belief In Mr. Justice I do imply clumsy prose approach comport in “Revolution” that the no other would with eloquent anyone’s dignity upon promise is or that it would kindle of individual choice rests, incitement, prosecutor political system reason. The which the our [citation engender, prejudice intended was the of omitted] jury against prosecutor at- to whom consequence many, of this the immediate “To inflammatory tributed rhetoric. may appear to be often verbal freedom tulmult, discord, even offensive utterance. Mr. 6. As Justice Harlan reminds us Cohen may That at times filled the air seem (1971) California 403 U.S. is, cacophony in this not a with verbal sense right of free L.Ed.2d 284: “The constitutional strength. sign of weakness but expression society powerful in a as is medicine * * * why holly neutral futilities That ‘[w] designed populace diverse and as ours. It is protection speech as under of free come governmental remove re- intended sermons,’ fully poems as do Keats’ or Donne’s discussion, public straints from the arena of ., long why are ‘so the means putting the be decision as to what views shall peaceful, meet need not communication us, largely voiced into the hands of each acceptability,’ omit- [citations standards hope freedom will the use such ted].” ultimately citizenry produce capable a more overwhelming many people subsequently who McCrea and the co-conspirators. became Like prosecutor “made no mention the fin- those gerprints on ‘From The Movement opening jury, books in his statement Toward *37 Revolution,’ Myere’s testimony light shed capitalize nor he attempt did on them conspirators’ on the association with each during the trial itself.” McCrea did other. It also tended to show that Giese prosecutor contend that the “referred to the leadership role exercised vis-a-vis the oth- any inflammatory way during literature conspirators. By conducting er discussions and, any portion proceedings,” there- topic poli- on of mutual interest —radical fore, panel augment did not need to by furnishing recommending tics —and or closing record to include statements of subject, Mey- books on that Giese attracted (583 n.3.) counsel. at 1086 F.2d (and perhaps fellow-prisoners er his Severin There are distinctions between McCrea Wallace) group and to the at the bookstore Giese, and but those distinctions reinforce eventually conspiracy.” formed the prejudicial nature of the error in Giese’s (Judge Opinion, 1194-1195.) Trask’s supra, at eases, case. In both the Government used I cannot understand how Giese’s state- books for purpose showing motive or prisoners ment to the anything to do disposition charged. to commit the crimes proof acquainted with with McCrea, against Unlike the case Giese was Meyer any or alleged of the other co-con- tenuous, the prosecutor emphasized “Revo- spirators. premise The unarticulated during Giese, lution” interrogation his Judge appears Trask’s discussion to be that and he thoroughly capitalized on the con- persons politics pre- who discuss radical are tents of the book his summation to disposed conspiracies. to form That infer- jury. constitutionally impermissible. (E. ence is Ohio, g., Brandenburg supra, 395 U.S. VI 444, 1827, 430; 89 S.Ct. 23 L.Ed.2d Noto v. The district court erred in admitting tes- (1961) 290, United States 367 U.S. 81 S.Ct. timony participation politi- about Giese’s 1517, 836.) 6 L.Ed.2d cal discussions and his recommendation of admitted, certain books. This evidence was VII objection, over during the Government’s Prosecutorial in argument misconduct impact case-in-chief. The intended of this prosecutor was extensive in this case. The testimony place was to before the jury witnesses, vouched for the Government’s unpopular political Giese’s views and his produce commented on Giese’s failure to interest unpopular literature expressing evidence, certain injected personal belief those views. The had no rele- guilt, suggested that a co-defend- vance issue in the case. Giese had confession, Giese, ant’s inadmissible as to not been politics indicted for his or for his corroborated other evidence Giese. tastes, literary and he should not have been Although defense counsel did not properly put on trial for either. protect by appropriate objections the record
Judge Trask says
Meyer’s testimony
motions,
sufficiently per-
the errors were
was relevant
provided
“because it
purview
nicious to fall within the
with
relationship
plain
information about his
error doctrine.7
52(b),
Crim.Proc.;
defendant,
depriving
See,
Rule
Fed.Rules
him of a fair trial.
e.
(9th
1977)
967,
g.,
(1957)
339,
States v. Cornfeld
Cir.
563 F.2d
Lawn v. United States
355 U.S.
970;
(9th
n.15,
311,
321;
United States v. Preciado-Gomez
Cir.
359-60
2
S.Ct.
L.Ed.2d
Unit
1976)
935, 942;
Co.,
529 F.2d
Socony-Vacuum
United States v. Perez
ed States v.
Oil
Inc.
(9th
1974)
167,
n.10;
(1940)
Cir.
491 F.2d
173 &
Unit-
310 U.S.
60 S.Ct.
237 —
(9th
1971)
ed States
1129;
v. Memoli
Berger
(1935)
Cir.
L.Ed.
v. United States
inquiry
160. The
78, 84-89,
1314;
critical
is whether
79 L.Ed.
circumstances
of the trial as a
whole the re-
1974)
United States v. Greenbank
prejudicial
likely
marks were so
as to make
F.2d
188-89.
they
jury adversely
influenced the
be-
charged,
“We are
as I mentioned
credibility
upon
attacks
To counter
fore,
for this case
responsibility
with the
prosecutor at-
McSherry
Meyer,
all
to handle it and
related cases.
those witnesses
to cloak
tempted
the Government.8
I
handled them—
credibility
inception
attached to
From its
have
instance,
prosecutor
jury,
told the
misunderstand,
might
For
while I
let’s not
way
Now,
other
“.
.
.
there is one
attorney
not be
world’s best
they [McSherry
Meyer]
could
both
my Roman numerals
while I don’t know
did,
things, as
and that
said the same
certainly
I
know the facts in
.
if
manufactured
would be
the Government
case,
.
this
put
them
the evidence or if
Government
you
going
are
jury,
“Members of the
perjured
themselves. That is anoth-
decide,
*38
having
after
observed us
have to
gentlemen
must con-
you
er fact
ladies
weeks,
or not we
for two
whether
would
sider.
willing
a witness and to be a
be
to bribe
you
that? Do
“Did
Government do
Rosen,
McSherry
party
perjury
Mrs.
presented
people
believe that
who have
this
Meyer.
weeks,
you
the last two
would
case to
this, if we
really
“Let’s consider
were
present evidence which was
manufacture or
”
case,
you think we
out to fix the
don’t
.
.
perjured?
.
up
better?
.
could
done
rebuttal,
prosecutor commented at
In
McSherry
motives of
restated the
[He
evidence,
length on the
and added:
corroborative evi-
the truth and the
tell
“
Now,
for the at-
.
the reason
.
.
dence,
each, “Did
we make it
asking as
ploy
is
old
upon
an
tacks
the Government
up?”].”
is,
you are faced with
ploy
and the
when
repeatedly
prosecutor
commented
The
case,
Govern-
strong
you
attack
produce
evidence.9
upon Giese’s failure
ment; you
Attorney’s
U. S.
attack the
suggested
example,
For
counsel had
defense
FBI;
office;
attack
you
you
attack
not credible because he was
Meyer
witnesses; you attack
the Government’s
unstable,
emotionally
had had mental
jury try
let the
you
motives but
never
its
breakdowns,
long
and had
criminal record.
.
against
case
the defendants.
said,
not
The
“The defense did
prosecutor
happened
what
in
precisely
And that
is
psycholo-
present
psychiatrist nor one
one
course of this trial.
however,
you
sat
and said
gist,
who
before
“Now,
Bay’s
Mr.
state-
appreciate
I
suffering
Lynn
Meyer is
from this
Bruce
fabrication,
there is
ment
if
tell the
illness and .
.
. cannot
mental
falsehood,
bribery
this
perjury he
truth,
can
remember
nor
...
counsel
case,
it rests at
Government’s
what occurred.”
that face-
we failed to face
table because
many letters to Mrs.
Meyer had written
true,
thing
such a
oc-
on. And it’s
if
during
incarceration before trial
Rosen
his
curred,
people
on the
at
the blame falls
to show that
and evidence was introduced
person standing
the counsel table and
destroyed
had been
all of the letters
you right
before
now.
almost
believed,
buttressing
prose-
pitfalls
Govern
extended
are
involved in the
There
two
plain
requires
er
vouching
reversal as
ment’s witnesses
cution’s
fоr its witnesses:
first
(10th
Ludwig
credibility
interjection
Cir.
United States
ror. See
Government’s
142-43;
case;
sugges-
1974)
Hall v.
as a fact
the second is the
582, 587-88;
1969)
(5th
F.2d
has
tion that
the Government
information
States
Cir.
1967)
(5th
Gradsky
Cir.
which was
at
trial which
v. United States
not
introduced
.the
leads it to believe that
its witnesses are credi-
F.2d
709-10.
ble,
g.,
States, supra,
e.
Lawn v. United
359-60, n.15,
1959)
at
Where as
Wagner
remaining points other majority’s conclusion
claimed are either non-existent errors
harmless.
Prejudicial errors the admission of evi-
dence, and non-constitu- of constitutional dimension, prosecutori- together with
tional argument de-
al misconduct in
prived of a fair trial and his convic-
tion should be reversed.
ELY, Judge: Circuit panel originally with the concerned Judges
present consisted of Hufsted- appeal
ler and and District Trask this Court
Judge sitting by designation. Sweigert,
Judges Sweigert issued the ma- Trask
jority Judge with Hufstedler dis- Opinion,
senting. service our active judge
A Court sit, banc, and en full Court
requested our
States,
supra,
84-89,
g.,
v. United
(1st
U.S. at
55
295
12. E.
Patriarca v. United States
Cir.
Ludwig,
629;
supra, 1968)
States v.
United
F.2
& nn.6-7.
S.Ct.
318-22
142-43;
v.
United States
Fernandez
at
F.2d
Greenbank,
Compare,
g.,
1294, 1299-1303;
v.
e. United States
Unit-
(5th
1974)
496 F.2d
Cir.
supra,
188-89;
1972)
Cummings
v.
(9th
United States
491 F.2d at
States v.
468 F.2d
ed
Cir.
1201;
States,
1971)
supra,
United
(9th
Salcedo
274, 277-78;
Cir.
452 F.2d
v. United
Hall
Zumpano
1970)
States,
Gradsky
v.
436 F.2d
585-87;
su-
at
F.2d
Tierney, supra, 424 F.2d
539;
United States v.
Wagner
709-10;
pra,
v. United
at
States,
646; Forsberg
supra, v. United
States,
(reversing
supra,
