Case Information
*1 Before TJOFLAT and CARNES, Circuit Judges, and GARWOOD*, Senior Circuit Judge.
_________________
*Honorable William L. Garwood, Senior U.S. Circuit Judge for the Fifth Circuit, sitting by designation.
CARNES, Circuit Judge:
This appeal presents us with the issue of the constitutionality of a federal regulation, 36 C.F.R. § 2.51 (reprinted in appendix), which requires persons to obtain a permit before making “public expressions of views” in national parks. Marvin Frandsen and Bryan Morris (“defendants”) were arrested and convicted for protesting without a permit at the Canaveral National Seashore (“the park”), a national park, in violation of 36 C.F.R. § 1.6. They challenged on its face the constitutionality of 36 C.F.R. § 2.51, which required them to obtain a permit prior to their protest. For the reasons set forth below, we hold that 36 C.F.R. § 2.51 is unconstitutional on its face, and therefore, we reverse the defendant’s convictions.
I. BACKGROUND
Defendants Frandsen and Morris, along with a group of other protestors, were charged with publicly assembling at the park without a permit in violation of 36 C.F.R. § 2.51. [1] The government later amended the charge to cite as the provision violated, 36 C.F.R. § 1.6(g)(1), which prohibits engaging in an activity requiring a permit without first obtaining the permit.
The defendants consented to their petty offense trial being conducted before a magistrate judge. In response to the charges, the defendants argued that 36 C.F.R. § *3 2.51, the regulation requiring them to obtain a permit prior to their protest, and 36 C.F.R. § 1.6(g)(1), the regulation prohibiting protesting without a permit, were facially unconstitutional. They argued that the permit scheme violated the First Amendment because it was a prior restraint on free speech, lacked the constitutionally required procedural safeguards, and vested unbridled discretion in the government officials administering it. The government argued that the permit scheme was a valid time, place, or manner restriction on speech.
The magistrate judge concluded that the park was not a public forum because
the government had set it aside for recreational activity, and he applied a
reasonableness test in evaluating section 2.51. The magistrate judge then held that the
permit scheme provided an adequate restriction on the time the superintendent has to
decide whether to issue a permit because the regulation provides that, unless the
permit should be denied, the superintendent “shall” issue a permit “without
unreasonable delay.” Alternatively, the magistrate judge held that, if strict scrutiny
applied, the permit scheme was facially constitutional, citing United States v. Kistner ,
After the magistrate judge denied all the motions to dismiss, each of the defendants pleaded guilty, but they reserved the right to appeal from the denial of the motion to dismiss. The magistrate judge sentenced each of the defendants to pay a *4 fine of one dollar, but stayed that sentence pending appeal, and also ordered them to pay a special assessment of ten dollars, which was not stayed. All of the defendants appealed to the district court. Agreeing with the magistrate judge that 36 C.F.R. § 2.51 is not unconstitutional, the district court upheld the convictions. [2] All of the defendants appealed the district court’s decision to this Court. Finding that the notices of appeal were not timely, we remanded the case to the district court for a determination of excusable neglect. After the district court found that only Frandsen and Morris had demonstrated excusable neglect, we entered an order that the appeal could proceed only as to those two defendants.
On appeal, Frandsen and Morris contend that their convictions for protesting
without a permit in violation of 36 C.F.R. § 1.6 should be overturned, because the
regulation requiring them to obtain a permit, 36 C.F.R. § 2.51, is unconstitutional on
its face. Their primary contentions are as follows: (1) section 2.51 lacks the
procedural safeguards required for a prior restraint on speech, as set forth by the
Supreme Court in Freedman v. Maryland ,
II. DISCUSSION
Before we can reach the merits of Frandsen and Morris’ appeal, we must
determine whether a facial challenge is appropriate for the regulation at issue. A
facial challenge, as distinguished from an as-applied challenge, seeks to invalidate a
statute or regulation itself. See Jacobs v. Florida Bar,
The general rule in this circuit is that for “[a] facial challenge to be successful,
[a plaintiff] ‘must establish that no set of circumstances exists under which the [law]
would be valid.’” Adler v. Duval County School Board,
2095, 2100 (1987)); see also Jacobs,
An exception to that general rule “permit[s] a party to challenge an ordinance under the
overbreadth doctrine in cases where every application creates an impermissible risk of suppression
of ideas, such as an ordinance that delegates overly broad discretion to the decisionmaker, and in
cases where the ordinance sweeps too broadly, penalizing a substantial amount of speech that is
constitutionally protected” even if “application in the case under consideration may be
constitutionally unobjectionable.” Forsyth County v. Nationalist Movement ,
Dallas,
Whatever the precise scope of the general rule may be, the Supreme Court and
this Court consistently have permitted facial challenges to prior restraints on speech
without requiring the plaintiff to show that there are no conceivable set of facts where
the application of the particular government regulation might or would be
constitutional. See, e.g., Plain Dealer, 486 U.S. at 755-56, 108 S. Ct. at 2143;
FW/PBS,
A prior restraint on expression exists when the government can deny access to
a forum for expression before the expression occurs. See Ward v. Rock Against
Racism,
When a regulation restricts the use of government property as a forum for
expression, an initial step in analyzing whether the regulation is unconstitutional is
*10
determining the nature of the government property involved. See United States v.
Kokinda,
Section 2.51 applies to national parks, which the government concedes are
traditional public fora. The district court erred in determining that the national park
*11
involved in this case is a nonpublic forum, and in turn, erred by applying a rational
basis test to section 2.51.
[4]
Restrictions on expression in traditional public fora receive
heightened scrutiny. See Kokinda,
B. IS 36 C.F.R. § 2.51 A CONSTITUTIONAL PRIOR RESTRAINT ON
EXPRESSION?
The Supreme Court in Freedman outlined three procedural safeguards that a
prior restraint on protected expression must contain to obviate the dangers of
censorship: (1) the burden of going to court to suppress the speech, and the burden of
proof once in court, must rest with the government; (2) any restraint prior to a judicial
determination may only be for a specified brief time period in order to preserve the
status quo; and (3) an avenue for prompt judicial review of the censor's decision must
be available. Freedman,
Id. at 226-27,
In Lady J. Lingerie, we examined the constitutionality of a city ordinance that
required the zoning board to hold a public hearing within sixty-three days after a
*16
business applied for an exception to a zoning regulation but did not require a decision
from the board during that time period or any time thereafter. See Lady J. Lingerie,
Although the permit scheme here requires the superintendent to issue a permit
“without unreasonable delay,” 36 C.F.R. § 2.51(c), it does not provide the
superintendent, the public, or any reviewing court, with any guidance as to what is
considered “unreasonable.” Like the ordinance in Lady J. Lingerie, this regulation
“fails to put any real time limits on the [decision maker].” Lady J. Lingerie, 176 F.3d
at 1363. A park superintendent could receive a permit request well in advance of a
planned political demonstration and then fail to act on the permit request until after
the date of the demonstration, deciding on his own that he was acting “without
unreasonable delay.” A park superintendent who does not agree with the political
message to be espoused could allow the permit request to sit on his desk for an
indefinite period of time – resulting in speech being silenced by inaction. See Lady
J. Lingerie, 176 F.3d at 1361 (“An ordinance that permits public officials to
effectively deny an application by sitting on it indefinitely is also invalid.”); Redner ,
*17
III. CONCLUSION
The convictions of Frandsen and Morris are REVERSED.
APPENDIX
*18 36 C.F.R. § 2.51 states:
(a) Public assemblies, meetings, gatherings, demonstrations, parades and other public expressions of views are allowed within park areas, provided a permit therefor has been issued by the superintendent. (b) An application for such a permit shall set forth the name of the applicant; the date, time, duration, nature and place of the proposed event; an estimate of the number of persons expected to attend; a statement of equipment and facilities to be used and any other information required by the permit application form.
(c) The superintendent shall, without unreasonable delay, issue a permit on proper application unless:
(1) A prior application for a permit for the same time and place has been made that has been or will be granted and the activities authorized by that permit do not reasonably allow multiple occupancy of that particular area; or
(2) It reasonably appears that the event will present a clear and present danger to the public health or safety; or
(3) The event is of such nature or duration that it cannot reasonably be accommodated in the particular location applied for, considering such things as damage to park resources or facilities, impairment of a protected area’s atmosphere of peace and tranquility, interference with program activities, or impairment of public use facilities.
(d) If a permit is denied, the applicant shall be so informed in writing, with the reason(s) for the denial set forth.
(e) The superintendent shall designate on a map, that shall be available in the office of the superintendent, the locations available for public assemblies. Locations may be designated as not available only if such activities would:
(1) Cause injury or damage to park resources; or (2) Unreasonably impair the atmosphere of peace and tranquility maintained in wilderness, natural, historic or commemorative zones; or (3) Unreasonably interfere with interpretive, visitor service, or other program activities, or with the administrative activities of the National Park Service; or
(4) Substantially impair the operation of public use facilities or services of National Park Service concessioners or contractors; or (5) Present a clear and present danger to the public health and safety. (f) The permit may contain such conditions as are reasonably consistent with protection and use of the park area for the purposes for which it is established. It may also contain reasonable limitations on the equipment used and the time and area within which the event is allowed. (g) No permit shall be issued for a period in excess of 7 days, provided that permits may be extended for like periods, upon a new application, unless another applicant has requested use of the same location and multiple occupancy of that location is not reasonably possible. (h) It is prohibited for persons engaged in activities covered under this section to obstruct or impede pedestrians or vehicles, or harass park visitors with physical contact.
(i) A permit may be revoked under any of those conditions, as listed in paragraph (c) of this section, that constitute grounds for denial of a permit, or for violation of the terms and conditions of the permit. Such a revocation shall be made in writing, with the reason(s) for revocation clearly set forth, except under emergency circumstances, when an immediate verbal revocation or suspension may be made to be followed by written confirmation within 72 hours.
(j) Violation of the terms and conditions of a permit issued in accordance with this section may result in the suspension or revocation of the permit.
36 C.F.R. § 2.51
Notes
[1] The defendants were protesting the “discrimination allegedly suffered by Naturist citizens at
the hands of Brevard County and the then-current Canaveral National Seashore administration.” See
Frandsen’s Brief at 6. A naturist is a person who “advocates a ‘clothing optional’ lifestyle.”
Naturist Soc., Inc. v. Fillyaw,
[2] Neither the magistrate judge nor the district court ruled on the constitutionality of 36 C.F.R. § 1.6, which prohibits protesting without a permit in violation of 36 C.F.R. § 2.51.
[3] This rule, known as “the Salerno rule,” has been subject to a heated debate in the Supreme
Court, where it has not been consistently followed. See City of Chicago v. Morales,
[4] Our decision in Naturist Society, Inc. v. Fillyaw,
[5] Although the procedural protections were developed in the context of sexually explicit
material, they apply with the same or even greater force in the context of prior restraints of political
speech. As Justice Harlan wrote:
The right to assemble peaceably to voice political protest is at least as basic as the
right to exhibit a motion picture which may have some aesthetic value. Moreover,
slow-moving procedures have a much more severe impact [on political speech] than
they had in Freedman ... [as] timing is of the essence in politics.
Shuttlesworth v. Birmingham ,
[6] In subsequent decisions, the Supreme Court has not required all three safeguards in every situation. For example, in FW/PBS, a plurality of the Court concluded that the first of the Freedman
[7] Despite a contrary implication by the Supreme Court in Cox v. New Hampshire,312 U.S. 569 ,61 S. Ct. 762 (1941), a regulation is not exempt from the Freedman safeguards merely because it meets the requirements for a valid time, place, or manner restriction. In Cox, the defendants challenged their convictions for taking part in a parade on public streets without a license. See id. at 573,61 S. Ct. at 764 . The New Hampshire Supreme Court had construed the scheme to require the licensing board to issue a permit if an investigation revealed that the convenience of the public in using the streets would not be disturbed, and to permit the licensing board to provide for conditions or changes in time, place, and manner so as to avoid disturbance. See id. at 576, 61 S. Ct. at 766. The Supreme Court affirmed the defendants’ convictions, stating that the city had the authority “to give consideration, without unfair discrimination, to time, place and manner in relation to the other proper uses of the streets.” Id. The defendants did not raise nor did the Court discuss the issue addressed twenty-four years later in Freedman – whether a prior restraint on expression must contain certain procedural safeguards to be constitutional. The Supreme Court has read Cox as standing only for the proposition that the government may impose a permit requirement on those wishing to hold marches or parades. See Forsyth County v. Nationalist Movement,505 U.S. 123 , 130,112 S. Ct. 2395 , 2401 (1992). More recently, the Court indicated that Cox does not stand for the proposition that as long as a regulation is a valid time, place, or manner restrictions, it need not provide the Freedman procedural safeguards. See Riley v. National Federation of the Blind of N.C., Inc.,487 U.S. at 802 ,108 S. Ct. at 2680 (citing Cox for the proposition that states may impose valid time, place, or manner restrictions, and then holding that even an otherwise valid license scheme must provide at least some of the Freedman safeguards). As previously noted, a prior restraint on expression in a traditional public forum must be both a content-neutral, reasonable time, place, or manner restriction and provide adequate procedural safeguards to avoid unconstitutional censorship. See Forsyth County,505 U.S. at 130 ,112 S. Ct. at 2401 .
[8] Relying on United States v. Kistner,
