United States v. Francisco Rodriguez-GarciaUnited States v. Francisco Rodriguez-Garcia
Defendant Francisco Rodriguez-Garcia (Rodriguez) appeals from his judgment and sentence following his jury conviction on three counts, to-wit, possession with intent to distribute a controlled substance in violation of 21 U.S.C. § 841(a)(1), possession with intent to distribute a controlled substance within one thousand feet of a school in violation of 21 U.S.C. § 845a, and possession of a firearm during a drug trafficking offense in violation of 18 U.S.C. § 924(c). Alternatively, Rodriguez seeks a reduction in the sentence imposed by the district court.
Factual Background
In December 1990, the Organized Crime and Strike Force in Salt Lake City, Utah, began investigating Rodriguez’ suspected drug activities. Several federal agents were involyed in the narcotics investigation, including Case Agent Brian Seitzinger (Seitzinger) of the Drug Enforcement Agency (DEA). Seitzinger, who initiated this investigation following a call from a confidential informant, contacted Agent Creighton West (Agent West) of the Immigration and Naturalization Service (INS) who spoke fluent Spanish and who could therefore communicate with the Spanish-speaking informant, Jose Huaro (Huaro). Strike force agents determined to work with Huaro once he was verified as a reliable source.
Rodriguez had developed a relationship with Ramon Huaro (Ramon), the informant’s brother, some two years before he met Huaro. According to Rodriguez, Ramon suggested that he (Rodriguez) begin trafficking narcotics. Ramon later requested that Rodriguez store several marijuana packages and a gun in exchange for the loan of a vehicle from Ramon to Rodriguez. Though Rodriguez expressed disinterest, he ultimately stored the packages because Ramon threatened that Rodriguez could otherwise experience problems with his family.
Approximately two weeks later, Rodriguez requested that Ramon remove the marijuana, and Ramon indicated that his brother, Huaro, would take care of it. Rodriguez met with Huaro, whereupon Huaro asked whether Rodriguez could obtain three kilograms of cocaine which Hua-ro could then supply to his nephew. Rodriguez ultimately agreed but testified that he told Huaro that he was uncomfortable storing the drugs, indicating that if the drugs were not removed soon, he would call narcotics officials. Once Huaro learned that Rodriguez would supply the cocaine, he contacted the Salt Lake City DEA and subsequently arranged to meet Rodriguez at Rodriguez’ residence to negotiate the purchase of the cocaine.
Before and during the Rodriguez-Huaro negotiation, DEA Agent Brady Mackay (Mackay) maintained surveillance on Rodriguez’ residence and was in radio contact with other strike force agents who had surrounded and were observing Rodriguez’ apartment. During surveillance, Mackay
After Huaro left the third meeting, Rodriguez exited his apartment and placed a large, brown grocery bag in the trunk of a blue Chevrolet Impala which was up on blocks in his driveway. He was then arrested, at approximately 4:30 p.m., outside of his residence by armed officers, some of whom were carrying semi-automatic weapons. Rodriguez was handcuffed and placed in a DEA vehicle while officers awaited arrival of the search warrant.
Officers had obtained DEA consent to search forms which they later used for searches of a storage unit and each of two automobiles located at Rodriguez’ residence. At 4:50 p.m., while in the DEA vehicle, Rodriguez signed the first consent form which permitted a search of his residence and' the blue Chevrolet in his driveway. Shortly thereafter, the warrant arrived authorizing a search of Rodriguez’ apartment. 1 The residential search resulted in the discovery of a .38 caliber revolver and receipts for a rented storage unit. Rodriguez provided agents with keys to the Chevrolet, and this automobile search resulted in the recovery of three kilograms of cocaine.
At 5:13 p.m., Agent West read Rodriguez his Miranda rights in Spanish, and Rodriguez indicated that he wanted to make no further statements but that he did want to speak with an attorney. At 5:30 p.m., Rodriguez signed a second form consenting to a search of the storage unit. He provided the officers with the storage unit key, and this search yielded twenty pounds of marijuana. At 5:50 p.m., Rodriguez signed the final form, consenting to the search of a yellow Chrysler which had been returned to Rodriguez’ residence from a repair shop during the residential search. Nothing was discovered in this search.
Before Rodriguez was taken to jail, officers inquired whether he had valuables in his home which should be secured. He acknowledged that cash was taped to the bottom of a dresser drawer, one which, incidentally, agents had previously searched. Officers found and removed $2,700 from the drawer.
Rodriguez moved to suppress evidence obtained pursuant to the consent forms. This motion was denied, and Rodriguez was subsequently convicted. Rodriguez’ motion for judgment notwithstanding the verdict, or, alternatively, for a new trial, was likewise denied.
Rodriguez raises numerous issues on appeal which may be categorized as: whether the district court erred in (1) denying Rodriguez’ motion to suppress all statements made, and all evidence seized as a result of the consent to search forms; (2) denying Rodriguez’ motion for a new trial; (3) giving particular jury instructions while refusing others; and (4) applying the sentencing guidelines. And finally, for the first time on appeal, Rodriguez raises a claim of juror bias.
Discussion
I. Motion to Suppress
A. Consent to Search Forms
Rodriguez contends that the district court erred in denying his motion to suppress all statements made, and all evidence seized as a result of the consent to search forms.
2
In reviewing the denial of a mo
Although a search is generally deemed unreasonable unless it is conducted pursuant to a valid warrant, “it is well-settled that an exception exists for searches made following voluntary consent by an individual with authority over the place searched.”
United States v. Marin,
Claiming that the first consent form was voluntarily signed before
Miranda
warnings were given, the government asserts that the search of the blue Chevrolet was valid. As in
United States v. Moreno,
Therefore, all three consent forms may be similarly evaluated to determine whether they were signed voluntarily. To determine voluntary consent, “neither the presence nor the absence of any single criteria can be controlling_”
Schneckloth,
In the instant case, the consent forms were typewritten in English and handwritten and read to Rodriguez in Spanish. Whether or not Rodriguez comprehended the handwritten Spanish, Agent West believed that Rodriguez understood the forms and their contents. Nonetheless, it is clear that Rodriguez understood the spoken language. Rodriguez was consistently addressed in Spanish and he similarly responded, invoking his
Miranda
rights, indicating he was aware of his interests and how to protect them. Agent WTest could not specifically recall explaining the ramifications of signing the forms or indicating that Rodriguez was not required to sign. However, he testified that Rodriguez expressed no reservations or concerns. Rodriguez’ words and conduct indicate that he freely consented to the three searches in issue. He provided agents with keys to both the Chevrolet and the storage unit and did not attempt to stop or restrict the searches in any way.
See United States v. Corral,
Furthermore, we find no evidence of coercion or duress. Though Rodriguez asserts that he was held in the DEA vehicle for between one hour and one hour and twenty minutes, testimony indicated that he was inside his apartment during the residential search. While armed agents were present at Rodriguez’ apartment, there is no evidence that Rodriguez was abused, frightened or otherwise threatened. Aside from Rodriguez’ testimony that he was pushed into the snow while being arrested, there is no evidence of contact between Rodriguez and agents present. There is similarly no evidence that agents forced or in any way coerced Rodriguez into signing the forms. In view of the totality of the circumstances, we conclude that Rodriguez voluntarily consented to the searches of the two vehicles and the
Finally, Rodriguez claims that the district court erred in denying his motion to suppress evidence of the cash found in his apartment. Rodriguez asserts that no testimony indicated that the $2,700 was tied to a crime of which he was charged.
The district court has broad discretion under Fed.R.Evid. 405, 28 U.S.C., when balancing probative value against prejudicial effect, and reversal is appropriate only upon a showing of abuse. Though in this case we are not dealing with a sizeable amount of cash which might otherwise be viewed as a “tool of the trade,” “the possibility that the seized cash was the product of entirely lawful activities goes to the weight of the evidence, not its admissibility.”
United States v. Martinez,
B. Miranda Warning
Rodriguez argues that once he indicated that he did not want to make further statements, all questioning had to cease. It is uncontested that, while in custody, Rodriguez invoked his Miranda right to remain silent. The issue therefore is whether, in being asked to sign consent to search forms, Rodriguez was “interrogated” in violation of this right.
Miranda
warnings were designed to protect a defendant’s Fifth Amendment privilege against self-incrimination during “custodial interrogation.” According to
Rhode Island v. Innis,
the term “interrogation” under Miranda refers not only to express questioning, but also to any words or actions on the part of the police (other than those normally attendant to arrest and custody) that the police should know are reasonably likely to elicit an incriminating response from the suspect.
Every federal circuit court which has addressed the
Miranda
issue presented here has reached the conclusion that a consent to search is not an incriminating statement.
See United States v. Lewis,
Relying on
United States v. Ibarra,
C. Admissibility of Recorded Conversation
Before surveillance was established at Rodriguez’ apartment, Rodriguez contacted Huaro by phone to initiate negotiations. Rodriguez placed three calls to the DEA undercover number which he had
Rodriguez contends that these conversations constitute “bad guy” evidence, that the Government failed to provide an adequate chain of custody in that a tape recording may be subject to alteration or tampering, that the admission of the recording was not based on an adequate foundation, and that much of the tape was unintelligible. We review the trial court’s admission of evidence for an abuse of discretion.
Durtsche v. American Colloid Co.,
Where a party to a conversation consents to the interception of that conversation, such interception is lawful.
See United States v. Davis,
We have “specifically rejected the adoption of ‘inflexible [foundation] criteria applicable to all cases,’ [and] will not upset the [trial] judge’s admission of a recording unless the foundation was clearly insufficient to insure the accuracy of the recording.”
United States v. Jones,
This court has indicated that when evidence is open to alteration or tampering, a more elaborate chain of custody is required. “The standard required is a chain of custody ‘with
sufficient completeness
to render it
improbable
that the original item has either been exchanged with another or been contaminated or tampered with.’ ”
United States v. Clonts,
Although Rodriguez has not indicated in what manner the recording is unintelligible, this court has held that “[u]nless the unintelligible portions are so substantial as to render untrustworthy the recordings as a whole, the tapes may be admitted.”
United States v. Mittleider,
II. Motion for New Trial
The district court’s decision on a new trial motion is reviewed under an abuse of discretion standard.
See United States v. Thornbrugh,
A.Offense Charged in Indictment
Rodriguez asserts that in the indictment he was charged with violating 21 U.S.C. § 845(a) (distribution to persons under age twenty-one). No evidence was presented regarding this charge. Rodriguez claims that he was convicted of violating 21 U.S.C. § 845a (distribution or manufacturing in or near schools and colleges), which was not charged in the indictment. Based thereon, he contends that this variance constitutes a constructive amendment to the indictment, requiring reversal.
While the language of the indictment correctly identifies by description and number the offense charged (21 U.S.C. § 845a—intent to distribute at “a place within one thousand feet of the real property comprising a public college”), the caption of the indictment erroneously enumerates the statute as 21 U.S.C. § 845(a). “An error in the citation of a statute, or its omission, is not grounds for dismissal of an indictment or information, nor is it grounds for reversal of a conviction unless the error or omission misleads the defendant to his prejudice.”
United States v. Malicoate,
Rodriguez does not assert that this reference misled him to his prejudice, and the record would not support such a contention. Trial testimony indicates that Rodriguez resided near a public college. The arraignment proceeding transcript does not reveal that Rodriguez was misled as to the charge concerning proximity to a school. Moreover, Rodriguez did not object to jury instructions given regarding this charge. It is clear that, regardless of the statutory citation, Rodriguez was aware that he was charged with intentionally distributing narcotics within one thousand feet of a public college. We hold that the indictment clearly identifies the correct violation, both by statutory reference to 21 U.S.C. § 845a and by specific language regarding proximity to a school.
B.Leading Questions
Rodriguez asserts that government counsel asked leading questions of its chief witness, Huaro, who was neither a hostile witness nor identified with an adverse party. Rodriguez contends that use of an interpreter ensured that Huaro understood the questions being asked and that the jury understood the testimony being given.
Rodriguez neither pinpoints an instance when counsel used a leading question nor identifies how he was thereby prejudiced. The government correctly indicates that, because Huaro did not speak English, in the event that a leading question was propounded under Fed.R.Evid. 611(c), 28 U.S.C., it was permitted as “necessary to develop the witness’ testimony.” According to the Advisory Committee Notes, a leading question may be asked of an adult witness with communication problems. Rodriguez presents no reason to deviate from this sound practice and, in fact, acknowledges “that there’s a language situation here.” We hold that Rodriguez has failed to demonstrate an abuse of discretion by the district court.
C.Evidence of Nephew’s Involvement
Rodriguez claims that because Huaro acted as a broker in negotiating the purchase of cocaine for his nephew, the district court erred in refusing Rodriguez’ inquiry into the nephew’s arrest for drug offenses. He asserts that this evidence affects Hua-ro’s credibility.
"The trial court is given broad discretion in determining whether evidence is relevant and whether the probative value of the evidence outweighs any unfair preju-dice_”
United States v. Abreu,
D. Evidence of Informant’s Prior Conviction
Rodriguez asserts that the trial court erred in refusing to permit the introduction of Huaro’s previous drug conviction which occurred in 1975. Rodriguez contends that this conviction was relevant as affecting Huaro’s credibility and that its probative value substantially outweighed any prejudicial effect.
As a general rule, evidence of a conviction over ten years old is inadmissible. However, as this court indicated in
United States v. Jefferson,
Huaro’s conviction occurred more than sixteen years prior to this trial, making the conviction too remote to relate to his present credibility. Further, no specific facts or circumstances indicate that the probative value of this evidence would substantially outweigh its prejudicial effect. We hold that the district court did not abuse its discretion in excluding evidence of Huaro’s prior conviction.
E. Testimony of Informant
Rodriguez contends that the trial court erred in permitting Huaro’s testimony. Huaro testified that he had worked as an informant on several occasions and had previously been paid when he did a good job. He also indicated that although he did not discuss compensation with any agent in the instant case, he ultimately received $2000. Rodriguez asserts that Huaro’s compensation was contingent upon his trial testimony and that he therefore should not have been permitted to testify.
We hold that Huaro’s compensation was not based on an impermissible fee arrangement when, as here, Huaro was compensated the day following Rodriguez’ arrest. “[I]t does not appear that [a mere] offering of a governmental reward for activities leading to the
arrest
of [an] appellant is, in itself, violative of Fifth Amendment due process, (citation omitted) While a different result might obtain where a contingent fee is offered for activities leading to the
conviction
of a defendant....”
United States v. Ladley,
Counsel elicited from Huaro that, in exchange for his appearance in court in the instant case, the government paid for Huaro’s expenses such as his accommodations and airfare. It has been held “that payment of expenses is not a contingent fee arrangement_”
United States v. Carcaise,
III. Jury Instructions
Rodriguez contends that the district court submitted prejudicial jury instructions. He asserts that he offered reasonable, accurate statements of the law con
“When reviewing a claim of error relating to jury instructions, the instructions must be read and evaluated in their entirety.”
United States v. Barrera-Gonzales,
In the instant case, the district court instructed the jury on the affirmative defense of entrapment, indicating that the burden rested with the government to prove that Rodriguez was not entrapped. An instruction on the lesser-included offense was not supported by the evidence, since such instruction is warranted only if a rational jury could convict of the lesser offense and acquit of the greater.
United States v. Lajoie,
IV. Sentencing Guidelines
Rodriguez asserts that use of the Sentencing Guidelines denied him due process, equal protection, a fair trial, and the right to be heard. He contends that because the guidelines lump all defendants together, he was precluded from presenting evidence of mitigating factors, namely of his good character, which deprived him of an individualized sentence. “This court views the district court’s application of the sentencing guidelines and facts under a ‘due deference’ standard and reviews
de novo
the overall application of the guidelines for errors of law."
See United States v. Butler,
In
United States v. Thomas,
V. Juror Bias
Rodriguez contends that he did not receive an impartial jury as guaranteed by the Sixth Amendment and is therefore entitled to a new trial. Though no potential jurors admitted knowing Rodriguez, he contends that he knew juror Valerie Juarez, as they had both worked at LDS Hospital.
Rodriguez’ counsel failed to challenge this juror and now raises, for the first time on appeal, this claim of juror bias. This court has observed that “there may be situations where the litigant waives any
Our review of the record indicates that the issue of juror bias was not raised, preserved, or presented to the district court. We will not consider this issue raised for the first time on appeal.
Harris Mkt. Research v. Marshall Mktg. & Communications, Inc.,
We AFFIRM.
Notes
. While Rodriguez’ apartment was searched pursuant to the warrant, the search of the Chevrolet was based on the consent form.
. Rodriguez’ apartment was searched pursuant to a valid search warrant which limits the consent issue on appeal to the searches of two vehicles and the storage unit.
. Fed.R.Evid. 403 provides:
Although relevant, evidence may be excluded if its probative value is substantially outweighed by the danger of unfair prejudice, confusion of the issues, or misleading the jury, or by considerations of undue delay, waste of time, or needless presentation of cumulative evidence.
. Fed.R.Evid. 404(b) provides:
Evidence of other crimes, wrongs, or acts is not admissible to prove the character of a person in order to show action in conformity therewith. It may, however, be admissible for other purposes, such as proof of motive, opportunity, intent, preparation, plan, knowledge, identity, or absence of mistake or accident.
. The jury was instructed as follows:
The testimony of an informer who provides evidence against a defendant for pay, or for personal advantage or vindication, must be examined and weighed by the jury with greater care than the testimony of an ordinary witness. The jury must determine whether the informer's testimony has been affected by interest, or by prejudice against defendant.