371 F.3d 1093 | 9th Cir. | 2004
Lead Opinion
Opinion by Judge BROWNING; Dissent by Judge GOULD
This case comes to us on remand from the United States Supreme Court. In United States v. Jimenez Recio, 537 U.S. 270, 123 S.Ct. 819, 154 L.Ed.2d 744 (2003) (Redo II), the Supreme Court overruled this Circuit’s criminal conspiracy rule as set forth in United States v. Cruz, 127 F.3d 791 (9th Cir.1997). The Court reversed our judgment in United States v. Jimenez Recio, 258 F.3d 1069 (9th Cir.2001) (Recio I), insofar as that case relied on Cruz’s holding and remanded for further proceedings consistent with its opinion. We must now address the extent to which the Supreme Court’s decision in Recio II requires modification of our prior decision.
The Cruz rule dictated the framework of appellants’ second trial for conspiracy to distribute cocaine and marijuana, and use of the rule amounted to plain error. We therefore remand to the Idaho District Court with instructions to vacate appellants’ conspiracy convictions and to order a new trial.
I. Procedural History
The underlying facts of this case are set forth in our previous decision. See Redo I, 258 F.3d at 1070-73; see also id. at 1078 (Gould, J., dissenting). We review only the complicated procedural course this case has taken.
In 1998, appellants Francisco Jimenez Recio
Although it rejected the motions for acquittal, the district court held that “because of the Court’s error in instructing the jury, the granting of a new trial is, ‘required in the interests of justice.’ ” United States v. Jiminez, CR No. 97-00103, Memorandum and Order at 7 (D.Idaho July 27, 1998) (quoting Federal Rule of Criminal Procedure 33). The court stated that it was possible that the jury had impermissibly convicted both defendants based solely on post-seizure involvement in the conspiracy, since the jury instructions had not incorporated the Cruz rule. The court also noted that the jury instructions on the possession count included a Pinkerton instruction, which allowed the jury to convict Lopez-Meza of possession based on the actions of co-conspirators during the course and in furtherance of the conspiracy. See Pinkerton v. United States, 328 U.S. 640, 646-47, 66 S.Ct. 1180, 90 L.Ed. 1489 (1946). Therefore, the jury instructions ’ on the possession count were also infected by the neglect of the Cruz rule, since it was possible that the jury convicted Lopez-Meza on the possession count based solely on the post-seizure actions of his co-conspirator, Jimenez Recio. Although it acknowledged that neither defendant had- moved for a new trial and that Federal Rule of Criminal Procedure 33 did not, on its face, provide for sua sponte conversion of motions for acquittal to motions for a new trial, the district court determined that Rule 33’s failure to provide judges with such power was based on double jeopardy concerns not applicable to the case at hand. The district court vacated the conspiracy convictions and Lopez-Meza’s possession conviction, and ordered a second trial. The government subsequently dropped the possession charge against Lopez-Meza.
Appellants’ second trial for conspiracy was conducted in accordance with the Cruz rule. However, in addition to the “single-load” conspiracy charge that was the subject of the first trial and was governed by Cruz, the prosecution relied on a broader, “multi-load” conspiracy theory, introducing evidence that the drug shipment bore the hallmarks of a larger conspiracy involving more than one drug load. Under this multi-load theory, the defendants could be convicted based on either pre- or post-seizure involvement in the broader conspiracy. The jury again returned guilty verdicts on the conspiracy counts.
After the district court denied renewed Rule 29(c) motions for acquittal, Jimenez Recio and Lopez-Meza appealed to this Court. Both appellants made the following claims: (1) that the district court had erred in denying their motions for acquittal after both the first and the second trials; (2) that the district court had given an erroneous jury instruction on the scope of the conspiracy; and (3) that the district court had erred by denying a motion for mistrial due to prosecutorial misconduct. In addition, Lopez-Meza claimed that the district court erred in allowing evidence of the odor of burned marijuana in the blue Mazda that he was driving when arrested. Jimenez Recio also claimed that he had received ineffective assistance of counsel when his lawyer failed to raise a motion for acquittal on his possession count after the first trial.
In Recio I, a majority of this panel held that there was insufficient evidence raised at the second trial for a rational jury to
The Supreme Court granted certiorari and overruled the Cruz conspiracy rule. The Court held that “[a] conspiracy does not automatically terminate simply because the Government, unbeknownst to some of the conspirators, has ‘defeated’ the conspiracy’s ‘object’.” Redo II, 537 U.S. at 274, 123 S.Ct. 819. The Court then remanded the case for further proceedings consistent with its opinion.
On remand, the government argues that we can and should affirm appellants’, conspiracy convictions, despite the use of the Cruz rule in the second trial, because “[t]he jury was properly instructed and determined defendants’ guilt as to all elements of conspiracy” and the Cruz instruction “only served to ‘pose[] an unnecessary burden, on the Government that in no way prejudiced the appellants.’ ” Appellants argue that the government must be held to its “chosen theory of the case,” namely that it was required to prove appellants’ pre-seizure involvement in the conspiracy. Appellants claim that the government is now estopped from asserting that appellants were involved post-seizure and, because there remains insufficient evidence of pre-seizure involvement, our decision in Redo I must be reaffirmed.
II. Conspiracy Convictions
To address the effect of the Supreme Court’s overruling of the Cruz rule on our previous decision, we must distinguish between the prosecution’s multi-load conspiracy charge and its single-load charge.
A. Multi-Load Conspiracy
In Redo I, .the panel majority found that there was insufficient evidence for a reasonable jury to convict Jimenez Recio and Lopez-Meza of being part of a broader, multi-load drug conspiracy, either before or after the seizure of the drug shipment. In so holding, the panel majority did not rely on the Cruz conspiracy rule.
Our determination in Redo I that there was insufficient evidence for a rational jury to convict the defendants of participation in a multi-load conspiracy was not dependent on the Cruz rule. Therefore, the Supreme Court’s overruling of Cruz
B. Single-Load Conspiracy
We next address the impact of Redo II on our previous evaluation of appellants’ conviction on the single-load conspiracy theory. We conclude that the entire framework of the second trial was predicated on Cruz and that use of this framework amounted to plain error. We therefore reverse the appellants’ conspiracy convictions and remand the case for a new trial.
In Redo I, we weighed the evidence of involvement in the single-load conspiracy under the Cruz rule. See Redo I, 258 F.3d at 1071. We remain convinced that there is insufficient evidence for a rational jury to conclude that Jimenez Recio and Lopez-Meza joined the single-load conspiracy prior to the government’s seizure of the drug shipment at 1:18 a.m. on November 18. This determination was not called into question by the Supreme Court’s decision in Redo II. The logical issue raised by the Supreme Court’s overruling of Cruz in Redo II is whether the evidence of appellants’ post-seizure involvement in the single-load conspiracy was sufficient for a rational jury to convict the appellants on this basis. However, because use of the Cruz rule in the second trial amounted to plain error, we do not address this issue ourselves, but rather remand for a third trial under post-Graz conspiracy principles.
Appellants’ second trial and our decision in Redo I reversing appellants’ convictions for the single-load conspiracy were both predicated on the Cruz rule. The second trial was required solely because of the failure to address Cruz in the first trial, and the framework of the second trial was dictated by Cruz. The Government introduced new evidence designed to prove that the defendants were involved in the conspiracy prior to the drug seizure. Appellants tailored their defense strategy around the Cruz rule, challenging the government’s evidence only as it applied to pre-seizure involvement in the single-load conspiracy. Finally, the jury instructions in the. second trial included an instruction based on Cruz:
A defendant may only be found guilty of the conspiracy charged in the indictment if he joined the conspiracy at a time when it was possible to achieve the objective of that conspiracy.
Therefore, if you find beyond reasonable doubt that a conspiracy existed, the sole object of which was the possession with intent to deliver and/or the delivery of the controlled substances' seized by the authorities in Las Vegas, Nevada on November 18, 1997, a defendant may be found guilty of that conspiracy only if you find beyond a reasonable doubt that the defendant joined or became a member of the conspiracy prior to 1:18 a.m. on November 18,1997.
Under this instruction, the jury was barred from convicting Jimenez Redo and Lopez-Meza for the single-load conspiracy if it found that the defendants joined the conspiracy only after the drugs were seized by the government.
Neither party objected to the application of the Cruz rule at the second trial or on appeal in Recio I, and neither party argues on remand from Redo II that use of the Cruz rule in the second trial requires reversal of the convictions and a new trial. Since this case is on direct appeal, we have authority to review only for plain error. Fed.R.Crim.P.
The first prong of the Olano test is met in this case, since it is beyond question that “if [appellants’] trial occurred today,” inclusion of- the Cruz-based jury instruction would be in error. See Johnson, 520 U.S. at 467, 117 S.Ct. 1544. The second prong of the test is also met. Error is plain where it is- “clear and obvious.” United States v. Fuchs, 218 F.3d 957, 962 (9th Cir.2000). Where a legal doctrine is overruled by the Supreme Court, the district court’s error in applying that doctrine below is “plain.” As the Court held in Johnson, “in a case such as this — where the law at the time of trial was settled and clearly contrary to the law at the time of appeal — it is enough that an error be ‘plain’ at the time of appellate consideration.” 520 U.S. at 468, 117 S.Ct. 1544; see also United States v. Minore, 292 F.3d 1109, 1118 (9th Cir.2002).
In applying the third prong of the Olano test, we “conduct a harmless error inquiry in order to determine if the error was prejudicial to the defendant.” United States v. Castillo-Casiano, 198 F.3d 787, 790 (9th Cir.1999), as amended by 204 F.3d 1257 (9th Cir.2000); Minore, 292 F.3d at 1118-19.
The Supreme Court has distinguished between “structural defects in the constitution of the trial mechanism, which defy analysis by ‘harmless-error’ standards,” Arizona v. Fulminante, 499 U.S. 279, 309, 111 S.Ct. 1246, 113 L.Ed.2d 302 (1991), and trial errors that occur “during the presentation of the case to the jury, and which may therefore be quantitatively assessed in the context of other evidence presented.” Id. at 307-08, 111 S.Ct. 1246. This Circuit has defined structural error as an error that “permeate[s] the entire conduct of the trial from beginning to end, or affect[s] the framework within which the trial proceeds.” Rice v. Wood, 77 F.3d 1138, 1141 (9th Cir.1996) (internal citations and quotation marks omitted); see also United States v. Walters, 309 F.3d 589,. 593 (9th Cir.2002). We have previously indicated, without holding, that where a fault in the trial proceedings constitutes a structural error, the third prong of the Olano test is satisfied, and a specific showing of prejudice is not necessary. United States v. Perez, 116 F.3d 840, 847 (9th Cir.1997) (en banc); see also Johnson, 520 U.S. at 468, 117 S.Ct. 1544 (stating that in assessing the third prong of the Olano test, “petitioner’s argument that the failure to submit an element of the offense to the jury is ‘structural error’ becomes relevant,” and assuming arguendo that the error affected substantial rights). At least two other circuits have recognized that structural errors satisfy the third prong of the Olano test. See United States v. Vazquez, 271 F.3d 93, 100 (3d Cir.2001); United States v. David, 83 F.3d 638, 646-47 (4th Cir.1996). We now join these circuits and hold that a finding of structural error satisfies the third prong of the Olano test.
In Sullivan v. Louisiana, 508 U.S. 275, 282, 113 S.Ct. 2078, 124 L.Ed.2d 182 (1993), the Supreme Court held that a deficient reasonable-doubt instruction constitutes a structural error and is not subject to harmless-error analysis. The Court first noted that the Sixth Amendment right to a jury trial “includes, of course, as its most important element, the right to have the jury, rather than the judge, reach the requisite finding.” Id. at 277, 113 S.Ct. 2078. A deficient reasonable doubt instruction, the Court then held, “vitiates all the jury’s findings.” Id. at 281, 113 S.Ct. 2078 (emphasis in original). Therefore, the faulty reasonable doubt instruction in question could not be cured because “[t]he Sixth Amendment requires more than appellate speculation about a hypothetical jury’s action, or else directed verdicts for the State would be sustainable on appeal; it requires an actual finding of guilty.” Id. at 280, 113 S.Ct.
When viewed in conjunction with our determination that there was insufficient evidence for a rational jury to find that appellants joined the conspiracy pre-sei-zure, the Cruz framework employed in the second trial constituted structural error. The application of the Cruz rule “affeet[ed] the framework within which the trial proceed[ed].” Fulminante, 499 U.S. at 310, 111 S.Ct. 1246. The government tailored its evidence around the Cruz rule, appellants based their defense strategy on the Cruz rule, and the trial court instructed the jury based on the Cruz rule. The jury was barred from convicting if it found that the appellants joined the conspiracy only after the government seized the drug shipment. Thus, for purposes of the question now before us — whether there is sufficient evidence to find that appellants joined the conspiracy post-seizure — there is no jury finding for us to affirm or reverse. We “may not direct a verdict for the State, no matter how overwhelming the evidence.” Sullivan, 508 U.S. at 277, 113 S.Ct. 2078.
The fundamental nature of the trial error in this case distinguishes it from those cases in which an acknowledged element of the offense was argued at trial but submitted to the trial judge rather than the jury for determination. The latter type of error is subject to' harmless error review. See Neder v. United States, 527 U.S. 1, 7-15, 119 S.Ct. 1827, 144 L.Ed.2d 35 (1999) (applying harmless error review to failure to submit materiality element of a tax fraud charge to jury); United States v. Buckland, 289 F.3d 558, 568-69 (9th Cir.2002) (en banc) (applying harmless error review to failure to-charge drug-quantity in indictment and submit it to the jury for purposes of sentencing); Keys, 133 F.3d at 1286-87 (applying harmless error review to failure to submit materiality element of perjury charge to jury). In cases involving a single element of the charged crime that is submitted
This case is also not like those where the trial court’s jury instructions misstate or omit one element of the charged crime. See Perez, 116 F.3d at 847 n. 11 (holding that it is not structural error for a trial court to omit a necessary element from its jury instructions). The trial judge’s error in this case was not limited to one element of conspiracy. Instead, the erroneous instruction prevented the jury from considering an entire category of evidence-evidence of post-seizure involvement — as relevant to any of the elements of a single-load conspiracy. When an element is misstated or omitted, the jury is prevented only from reaching a “complete verdict.” Neder, 527 U.S. at 12, 13, 119 S.Ct. 1827. In this case, by contrast, the jury returned no verdict on the only theory of the case still available to the government: a single-load conspiracy proved by post-seizure' evidence; See Summerlin, 341 F.3d at 1118 n. 20 (distinguishing Neder, stating thát “[t]here is a vast difference between not submitting the element of materiality to the jury for decision and having no jury decision at all.”). As the entire, premise on which the second trial was based, the Cruz rule pre
In these circumstances, harmless error review is inapplicable and the third Olano prong is satisfied.
Applying the fourth prong of the Olano test, we may exercise our discretion to reverse on the basis of plain error where the error seriously affected “the fairness, integrity or public reputation of judicial proceedings.” Olano, 507 U.S. at 736, 113 S.Ct. 1770. The error in this case meets that standard.
III. Double Jeopardy
Having determined that the use of the Cruz rule in the second trial requires that we remand for a third trial, we must address whether we are barred from doing so on double jeopardy grounds.
A. Sufficiency of the Evidence Review
Jimenez Recio and Lopez-Meza argue that the government presented insufficient evidence at both the first and second trials. We consider the two trials in turn.
1. The First Trial
The first trial conducted in this case did not proceed on the basis of our holding in Cruz. Instead, the parties assumed at the time of the first trial that the government could prove its case with evidence that Jimenez Recio and Lopez-Meza joined the
In addition to the Supreme Court’s holding in Burks, two lines of our precedent require us to consider appellants’ first-trial insufficiency argument before remanding for a third trial. First, it is our policy to consider sufficiency claims on direct appeal from a final judgment. See United States v. Bishop, 959 F.2d 820, 828-29 & n. 11 (9th Cir.1992) (re-affirming this policy after Richardson v. United States, 468 U.S. 317, 104 S.Ct. 3081, 82 L.Ed.2d 242 (1984), which held that a sufficiency review is not constitutionally required). Second, we ordinarily allow appellants to challenge interlocutory orders on appeal from a final judgment. See Am. Ironworks & Erectors, Inc. v. N. Am. Constr. Corp., 248 F.3d 892, 897 (9th Cir.2001) (“A necessary corollary to the final judgment rule is that a party may appeal interlocutory orders after entry of final judgment because those orders merge into that final judgment.”). In this case, the district court issued an order that denied Jimenez Recio’s and Lopez-Meza’s first-trial acquittal motions but granted them a new trial on the conspiracy charge. That interlocutory order could not have been immediately appealed. See United States v. Sarkisian, 197 F.3d 966, 983 (9th Cir.1999) (holding that panel lacked jurisdiction over sufficiency challenge raised in interlocutory appeal from order denying judgment of acquittal but granting new trial). Now that the district court’s order has merged into a final judgment, however, Jimenez Recio and Lopez-Meza should be allowed to appeal the evidentiary sufficiency ruling made after the first trial, at least in order to challenge the propriety of a third trial.
Our decision to review the evidence presented at the first trial is consistent with the Supreme Court’s analysis in Richardson. Richardson held that a second trial following a hung-jury mistrial does not violate the Double Jeopardy Clause if, at the time the second trial begins, no court has ruled the government’s first-trial evidence insufficient. 468 U.S. at 325-26, 104 S.Ct. 3081; see also United States v. Gutierrez-Zamarano, 23 F.3d 235, 237-38 (9th Cir.1994) (extending this Richardson holding to second trials ordered for trial error). Richardson also held that appellate courts may no longer exercise jurisdiction over interlocutory insufficiency appeals taken before a second trial has begun. 468 U.S. at 326 n. 6, 104 S.Ct. 3081. Neither of these holdings affects our review here, however, because we do not consider appellants’ first-trial insufficiency argument in order to decide whether the second trial violated the Double Jeopardy Clause. We address an entirely different question: whether these defendants may be prosecuted at a third trial if the government presented insufficient evidence at the first. The
Having carefully reviewed the record of the first trial, we conclude that the government presented suffieieiit evidence to support Jimenez Recio’s and LopezMeza’s conspiracy convictions. The jury was entitled to believe Arce’s testimony that a conspiracy existed, and the government presented direct evidence that Jimenez Recio and Lopez-Meza became connected with the conspiracy when they picked up the white Nissan. See United States v. Alvarez, 358 F.3d 1194, 1201 (9th Cir.2004) (“When the evidence establishes that a conspiracy exists, there is sufficient evidence to support a conviction for knowing participation in that conspiracy if the government is able to establish, beyond a reasonable doubt, even a slight connection between the defendant and the conspiracy.”) (internal quotation marks omitted). A rational juror could also have concluded that the government’s circumstantial evidence proved Jimenez Recio’s and Lopez-Meza’s knowledge- beyond a reasonable doubt. The substantial value of the cocaine and marijuana involved in this case supports an inference that drug smugglers would not have - entrusted the pick-up’s cargo to an unknowing outsider. See United States v. Mesa-Farias, 53 F.3d 258, 259-60 (9th Cir.1995); see also United States v. Klimavicius-Viloria, 144 F.3d 1249, 1265-66 (9th Cir.1998). The parallel paths Jimenez Recio and Lopez-Meza followed along indirect back-roads routes also support an inference of knowledge, as do the incredible stories appellants told on arrest. Phone toll records and Arce’s testimony about Lopez-Meza’s post-arrest statements provide additional support for the jury’s verdict. Although mere association is not enough to prove conspiracy, see United States v. Melchor-Lopez, 627 F.2d 886, 891 (9th Cir.1980), the circumstantial evidence presented at the first trial is enough when taken together and viewed in favor of the jury verdict.
2. The Second Trial
In most circumstances, the policy in this Circuit is for reviewing courts to consider claims of insufficient evidence on direct appeal, even if there exists some other basis for reversal, such as an error in the trial proceedings. United States v. Gergen, 172 F.3d 719, 724-25 (9th Cir.1999); United States v. Bibbero, 749 F.2d 581, 586 (9th Cir.1984) (citing Justices of Boston Mun. Court v. Lydon, 466 U.S. 294, 321-22, 104 S.Ct. 1805, 80 L.Ed.2d 311 (1984) (Brennan, J., concurring)). Consideration of the sufficiency of the evidence presented at a trial that was also marred by procedural error is normally necessary because a finding that the evidence was legally insufficient would bar a new trial. Bibbero, 749 F.2d at 586. Thus, we would normally review the evidence presented at the second trial to determine whether the evidence of post-seizure involvement in the conspiracy was legally insufficient to support a conviction.
However, in Weems, we created an exception to this requirement where there has been an intervening change in controlling law. 49 F.3d at 530 In Weems, the defendant was convicted on three counts of structuring currency transactions to evade the government’s reporting requirements. Id. at 530. Subsequent to Weems’s conviction, but prior to his appeal, the United States Supreme Court decided Ratzlaf v. United States, 510 U.S. 135, 114 S.Ct. 655, 126 L.Ed.2d 615 (1994), holding that in such cases, the government must prove that the defendant knew that the structuring was illegal. The government conceded that, in light of this intervening precedent, Weems’s conviction had to be reversed. Weems, however, invoked Bibbero and argued that the appellate court was required to weigh the sufficiency of the evidence under the rule announced in Ratzlaf before it could reverse for trial error. Weems, 49 F.3d at 530-31. We noted that the “ ‘core’ of the Double Jeopardy Clause’s prohibition on multiple prosecutions is denying the prosecution a second opportunity ‘to supply evidence which it failed to muster in the first proceeding.’ ” Id. at 531(quoting Tibbs v. Florida, 457 U.S. 31, 41, 102 S.Ct. 2211, 72 L.Ed.2d 652 (1982)). However, we held that remanding for retrial where there had been an intervening change in controlling law did not “give the government the opportunity to supply evidence it ‘failed’ to muster at the first trial,” since “[t]he government had no reason to introduce such evidence” under controlling precedent. Weems, 49 F.3d at 531. We added that retrial in such cases “is not oppressive ... it merely permits the government to prove its case in accordance with the recent change in the law.” Id. Accordingly, we declined to review the sufficiency of the evidence under the new standard and remanded for a new trial.
The same considerations guide our decision in this case not to review the sufficiency of the post-seizure evidence presented in appellants’ second trial to determine whether a third trial is barred by double jeopardy. As in Weems, such an endeavor would be irrelevant in light of the trial error made clear by Recio II. Were we to find insufficient evidence of post-seizure involvement in the single-load
B. Termination of Jeopardy
The remaining issue is whether original jeopardy terminated following our finding of insufficient evidence in Recio I, barring us from now remanding the case for retrial. We hold that original jeopardy has not yet terminated and that we may order a new trial without running afoul of the Double Jeopardy Clause.
In Burks, the Supreme Court held that “the Double Jeopardy Clause precludes,, a second trial once the reviewing court has found the evidence legally insufficient.” Burks, 437 U.S. at 18, 98 S.Ct. 2141. In this regard, Burks indicated that for double jeopardy purposes an appellate determination of insufficiency of the-evidence is the functional equivalent to a jury verdict of acquittal:
Since we necessarily afford absolute finality to a jury’s verdict of acquittal — no matter1 how erroneous its decision — it is difficult to conceive how society has any greater interest in retrying a defendant when, on review, it is decided as a matter of law that the jury could not properly have returned a verdict of guilty.
Id. at 16, 98 S.Ct. 2141 (emphasis in original). To hold otherwise “would create a purely arbitrary distinction” between defendants based on the hierarchical level at which the determination was made. Id. at 11, 98 S.Ct. 2141. If Burks were taken literally in this regard, our insufficiency of the evidence determination in Recio I would bar retrial. However, the Supreme Court has clarified that Burks applies only to unreversed findings of insufficiency of the evidence. See Justices of Boston Mun. Ct., 466 U.S. at 308-09, 104 S.Ct. 1805 (“In Biurks, we recognized, that an unreversed determination by a reviewing court that the evidence was legally insufficient ... served to terminate the initial jeopardy.”) (citation omitted); Richardson, 468 U.S. at 323, 104 S.Ct. 3081 (“In Burks we held that once a defendant obtained an unreversed appellate ruling that the Gov-ernmeht had failed to introduce sufficient evidence to convict him at trial, a second trial was barred by the Double Jeopardy Clause.”); see also James, 109 F.3d at 599.
Our determination in Recio I that Jimenez Recio and Lopez-Meza should be acquitted .on sufficiency of the evidence grounds was premised on a legal error. In reversing our decision,, the Supreme
However, we must square our decision to order a third trial with another strand of double jeopardy doctrine. Although the government is barred from appealing a jury verdict of not guilty or a trial court’s pre-verdict determination that there is insufficient evidence to convict, a different rule applies to a trial court’s grant of a post-verdict motion for acquittal on insufficiency of the evidence. In such cases, the government can appeal the post-verdict acquittal, but only where reversal on appeal would simply reinstate the jury’s original guilty verdict. United States v. Wilson, 420 U.S. 332, 352, 95 S.Ct. 1013, 43 L.Ed.2d 232 (1975); United States v. Johnson, 229 F.3d 891, 892 (9th Cir.2000); United States v. Martinez, 122 F.3d 1161, 1163 (9th Cir.1997). It is unresolved whether this doctrine applies with equal force to successful petitions for certiorari following appellate acquittal based on insufficiency of the evidence. Compare Forman v. United States, 361 U.S. 416, 426, 80 S.Ct. 481, 4 L.Ed.2d 412 (1960) (indicating that the doctrine does not apply with equal force in such circumstances), overruled on other grounds by Burks, 437 U.S. at 17-18, 98 S.Ct. 2141, with Wilson, 420 U.S. at 345, 95 S.Ct. 1013(indicating that it does); see also People of the Territory of Guam v. Okada, 694 F.2d 565, 566 n. 1 (1982) (applying the doctrine on appeal from Appellate Division of the District Court of Guam).
We need not resolve this question here, however, because the doctrine governing appeals of post-verdict acquittals cannot fairly be applied to the unusual circumstances of the case at hand. The Supreme Court’s holding in Redo II reversed our decision that Jimenez Recio and Lopez-Meza should be acquitted without reversing our assessment of the legal sufficiency of the evidence at the second trial. If we applied the doctrine to this case literally, we would be required to reinstate a jury verdict that we have held, unreversed, no rational jury could have reached. Such formal application of this second strand of double jeopardy doctrine would have the perverse effect of harming the appellants with a double jeopardy doctrine intended to protect their constitutional interests.
We hold that appellants’ original jeopardy has not terminated and that subjecting them to a third trial for conspiracy does not violate the Double Jeopardy Clause.
IV. Jimenez Recio’s Ineffective Assistance Claim
In Redo I, we held that Jimenez Recio’s counsel’s failure to move for acquittal on the possession conviction following the first trial amounted to ineffective assistance of counsel. We found the failure to move for acquittal on the possession count was “so inadequate that it obviously denie[d][Jimenez Recio] his Sixth Amendment right to counsel.” Recio I, 258 F.3d at 1074(quoting United States v. Ross, 206 F.3d 896, 900 (9th Cir.2000), in turn quoting United States v. Robinson, 967 F.2d 287, 290 (9th Cir.1992)). Furthermore, we held that “the fact that Jimenez Recio was denied a new trial constitutes prejudice in
In reviewing claims of ineffective assistance of counsel, we apply a two-part test: “First, the defendant must show that counsel’s performance was deficient.... Second,. the defendant must show that the deficient performance prejudiced the defense. This requires showing that counsel’s errors were so serious as to deprive the defendant of a fair trial.” Strickland v. Washington, 466 U.S. 668, 687, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984). In Lockhart v. Fretwell, 506 U.S. 364, 366, 113 S.Ct. 838, 122 L.Ed.2d 180 (1993), the Supreme Court addressed whether “counsel’s failure to make an objection in a state criminal sentencing proceeding — an objection that would have been supported by a decision which subsequently was overruled — constitutes ‘prejudice’ within the meaning of our decision in Strickland v. Washington.” The Court noted that the Sixth Amendment right to counsel exists “in order to protect the fundamental right to a fair trial,” and therefore, “an analysis focusing solely on mere outcome determination, without attention to whether the result of the proceeding was fundamentally unfair or unreliable, is defective.” Id. at 368, 369, 113 S.Ct. 838. In other words, “the court making the prejudice determination may not consider the effect of an objection it knows to be wholly meritless under current governing law, even if the objection might have been considered meritorious at the time of its omission.”. Id. at 374, 113 S.Ct. 838 (O’Connor, J., concurring).
Fretwell applies directly to the case at hand. In Recio I, we based our determination that Jimenez Recio’s counsel’s performance was prejudicial on the Cruz rule. The .district court in thé first trial granted Lopez-Meza a new trial on the possession count because of its omission of the Cruz rule, -holding that the inclusion of a Pinkerton jury instruction created the possibility that the jury had convicted Lopez-Meza based on post-seizure involvement in the conspiracy. Our grant of Jimenez Recio’s ineffective" assistance claim in Redo I assumed that Jimenez Recio would have successfully raised the same claim as Lopez-Meza. However, applying post-Cruz conspiracy principles in hindsight, as Fretwell requires us to do, the inclusion of the Pinkerton instruction on ' the possession count alone cannot be said to have denied Jimenez Recio -his “fundamental right to a fair trial.” See Strickland, 466 U.S.- at 684, 104 S.Ct. 2052. We can no longer say that Jimenez Recio’s legal representation was “so inadequate that it obviously de-nie[d]” him his Sixth Amendment right to counsel. Sée Recio I, 258 F.3d at 1074. Jimenez Recio may have other grounds for claiming that he received ineffective assistance of- counsel, but these should be raised in habeas corpus proceedings. See Ross, 206 F.3d at 900.
V. Remaining Claims
On remand, appellants argue that their convictions should be reversed because conviction for post-seizure involvement in a single-load conspiracy would constitute an impermissible variance from the Amended Superseding Indictment governing the second trial. Appellants also argue on remand that the prosecution’s introduction of the broader, multi-load conspiracy theory in the - second, trial constituted an impermissible variance from the Amended Su-perceding Indictment and the prosecution’s prior position in the case. Since we reverse the conspiracy convictions and remand for a new trial, we need not address these claims.
Finally, our determinations in Redo I that the district court did not err in allowing evidence of the odor of burned marijuana in Lopez-Meza’s blue Mazda, in denying appellants’ motion for a mistrial based on the prosecution’s reference to a “stash house,” or in admitting the expert testimony of Agent Hinton, are now moot and we need not revisit them. See Redo I, 258 F.3d at 1073-74.
REVERSED and REMANDED.
. During the proceedings in this case, appellant’s lawyers have referred to appellant alternately as "Jimenez Recio” and as "Jiminez Recio.” Since the former is the more common spelling of the name, we will use it in this opinion as we did in Recio I.
. Recio’s lawyer failed to move for acquittal on the possession charge, although the district court noted that “many of the same issues considered in evaluating Lopez’s motion for judgment of acquittal on his possession with intent to deliver charge, may well apply to Jiminez, as well.” United States v. Jiminez, CR No. 97-00103, Memorandum and Order at 2 n. 1 (D.Idaho July 27, 1998). Subsequent to the district court's memorandum and order on the Rule 29(c) motions, Recio’s counsel filed an Amended Motion for Judgment of Acquittal, seeking to add the possession charge to the already adjudicated Rule 29(c) motion on the conspiracy charge. The district court denied the Amended Motion, stating that it had no authority to accept an untimely Rule 29(c) motion to acquit.
. Indeed, the prosecution had introduced the broader conspiracy theory in the second trial in order to circumvent the Cruz rule. See Recio I, 258 F.3d at 1072.
. Johnson also held that the existence of a structural error in the trial proceedings does not preclude application of Rule 52(b) plain error review on direct appeal. See Johnson, 520 U.S. at 466, 117 S.Ct. 1544; United States v. Uchimura, 125 F.3d 1282, 1286 (9th Cir.1997). Therefore, although we ultimately determine that the second trial was marred by structural error, we still apply the Olano test.
. The Supreme Court has explained the difference between Federal Rules of Criminal Procedure 52(a) and (b) in this regard:
When the defendant has made a timely objection to an error and' Rule 52(a) applies, a court of appeals normally engages in a specific analysis of the district court record — a so-called “harmless error" inquiry — to determine whether the error was prejudicial. Rule 52(b) normally requires the same kind of inquiry, with one important difference: It is the defendant rather than the Government who bears the burden of persuasion with respect to prejudice.
Olano, 507 U.S. at 734, 113 S.Ct. 1770.
. We assume that the jury followed the trial court’s instructions. See Francis v. Franklin, 471 U.S. 307, 324 n. 9, 105 S.Ct. 1965, 85 L.Ed.2d 344 (1985); McNeil v. Middleton, 344 F.3d 988, 1001 (9th Cir.2003).
. We note that structural error is particularly likely to satisfy Olano’s fourth prong. Compare United States v. Garcia-Martinez, 228 F.3d 956, 964 n. 11 (9th Cir.2000) (describing "structural error” as error "that can never be harmless”) with Johnson, 520 U.S. at 469-70, 117 S.Ct. 1544 (conducting a harmlessness inquiry at the plain error test’s fourth step). In fact, it is difficult to imagine a case where structural error will not satisfy Olano’s fourth requirement. Compare Olano, 507 U.S. at 736, 113 S.Ct. 1770(fourth prong of the plain error test requires an error that "seriously affectfs] the fairness, integrity or public reputation of judicial proceedings”) with Neder, 527 U.S. at 8, 119 S.Ct. 1827 (structural errors "necessarily render a trial fundamentally unfair”) (internal quotation marks omitted).
. We address only briefly appellants' argument that the government must be held to its "chosen theory of the case,” namely that it was required to prove appellants' pre-seizure involvement in the conspiracy. Appellants claim that the government is now estopped from asserting that appellants were involved post-seizure and, because there remains insufficient evidence of pre-seizure involvement, our decision in Recio I must be reaffirmed. However, the government's "chosen theory of the case” in the second trial was predicated entirely on Cruz, which was binding precedent prior to Redo II. Appellants cite no precedent for their contention that the government’s acceptance of binding precedent works an estoppel on its ability to adapt its argument on appeal, after intervening precedent changes the law. This Circuit's practice has been consistently to the contrary. See, e.g., United States v. Weems, 49 F.3d 528, 531 (9th Cir.1995).
. Because we ultimately determine that there was sufficient evidence presented at the first trial to convict Jimenez Recio and Lopez-Meza under post-Craz conspiracy principles, we need not decide whether Recio and Lopez-Meza could also use their first-trial insufficiency argument to challenge their second trial on double jeopardy grounds. See Sarki-sian, 197 F.3d at 985 n. 7 (reserving the question of whether the sufficiency of evidence at an initial mistrial is reviewable on appeal from conviction at a second trial).
. We note briefly that our approach is consistent with United States v. James, 109 F.3d 597 (9th Cir.1997). The appellant in James waived his right to challenge a first-trial mistrial because he failed to raise the issue when he could have in his first appeal. 109 F.3d at 599. In this case, however, it is clear that we would not have had jurisdiction over an interlocutory appeal from the district court’s order denying appellants’ acquittal motions on the conspiracy charge. See Sarkisian, 197 F.3d at 983.
. Although we find sufficient evidence to support the jury’s first-trial verdict, it is clear that we may not reinstate that verdict in the government's favor. The Supreme Court held . long ago:
it is quite clear, that the order granting a new trial has the. effect of vacating the former judgment, and to render it null and void, and the parties are left in the same situation as if no trial had ever taken place.... This is the legal effect of the new trial by a court competent to grant it.
United States v. Ayres, 76 U.S. (9 Wall.) 608, 610, 19 L.Ed. 625 (1869); see also Weyant v. Okst, 101 F.3d 845, 854 (2d Cir.1996). The district court granted a new trial and rendered appellants’ initial ■ conspiracy convictions legal nullities. The government had an opportunity to appeal the district court’s decision, but did not do so. See 18 U.S.C. § 3731; United States v. Keating, 147 F.3d 895, 897 (9th Cir.1998). We cannot revive the first jury verdict.
. The post-seizure evidence that the Government did introduce, including the appellants' fanciful stories on arrest, their possession of pagers, and Jimenez Recio’s non-owner insur-anee policy, was presented to tie the appellants to the conspiracy prior to the government's seizure of the drugs.
. Though misapprehended by the majority, this governing principle has been recognized by jurists for centuries, as the ancient maxim explains: Juratores sunt judices facti ("juries are the judges of fact”). Jenk. Cent. 61
Dissenting Opinion
dissenting:
This case involves the second conviction upon jury trial of Jimenez Recio and Lopez-Meza for their participation in a drug conspiracy that unraveled when the police seized a truck containing more than $10 million of illicit drugs. The majority’s pri- or ruling was reversed by the United States Supreme Court because of the majority’s reliance on the Ninth Circuit’s Cruz precedent, which the Supreme Court roundly rejected. The majority persists in reversing the convictions of Jimenez Recio and Lopez-Meza on other faulty grounds. Though recognizing that Cruz was erroneous, the panel majority now continues in a different error by substituting its will in the place of the jury’s verdict on what are essentially questions of fact. The panel majority contravenes the considered verdicts of the jury which found the guilt of Jimenez Recio and Lopez-Meza beyond a reasonable doubt. Although the second trial, the verdict of which is the subject of this appeal, proceeded with an instruction pursuant to the Cruz rule, that only made it more difficult for the government to prove conspiracy. Because the government’s proof of conspiracy was sufficient even under the mistakenly restrictive requirements of Cruz, the verdict properly stands. We may not so casually arrogate the role of the jury, nor so lightly disregard the deliberate views of the jury in this case.
There was sufficient evidence for a rational jury to convict both defendants for a multi-load conspiracy and a single-load conspiracy, even with the restrictive Cruz instrúction. If the evidence is viewed in the light most favorable to the government, as is required, there is no need to remand the case for yet a third trial on the single-load conspiracy. I have expressed my views on the sufficiency of the convicting evidence before, see United States v. Redo, 258 F.3d 1069, 1077-85 (Gould, J., dissenting), and I reaffirm them here.
The panel majority clings to the view that there was insufficient evidence for the multi-load conspiracy convictions. These convictions are unaffected by taint from United States v. Cruz, 127 F.3d 791 (9th Cir.1997), abrogated by United States v. Redo, 537 U.S. 270, 123 S.Ct. 819, 154 L.Ed.2d 744 (2003). I disagree with the panel majority’s incomplete and incorrect view of the evidence presented at the second trial. There was sufficient evidence that defendants were involved in a running conspiracy involving multiple loads. I need not repeat my exposition, but stand by it. See Recio, 258 F.3d at 1082-1085.
Also, a remand for a third trial is necessary only if the evidence was insufficient for the single-load conspiracy convictions under the now-discredited Cruz rule. The only potential prejudice of the Cruz rule fell on the government; if the pre-seizure single-load conspiracy convictions are based on sufficient evidence even with
I summarized my views in first dissent: With respect to Jimenez Recio: ... '
The evidence of the phone calls,-to Nu Acres and the non-owner operator insurance policy combined with probative evidence of Jimenez Recio’s incredible story upon arrest, the use of pagers and the very high value of the drugs in, the truck, is solid evidence when viewed in the light most favorable to the government; it is clearly sufficient for a reasonable jury to have found beyond a reasonable doubt that Jimenez Recio was involved in the conspiracy before the seizure of the drugs.
Recio, 258 F.3d at 1081. The same is true for Lopez-Meza:
The connection between Lopez-Meza, Raul and Nu Acres, the drug’s destination, the evidence of Lopez-Meza’s implausible story, his two pagers and two phone cards, and his participation in the transportation of more than $10 million of marijuana and cocaine, together demonstrate that a reasonable jury could determine Lopez-Meza’s participation in the pre-seizure conspiracy beyond a reasonable doubt, and in my view this evidence is more than sufficient to permit a jury verdict of conviction in the second trial.
Id. at 1082.
There is no need to remand for a third trial because there was ample and sufficient evidence to support both defendants’ convictions for a single-load conspiracy. For the broader conspiracy and the single-load conspiracy, “[t]he majority addresses only a part of the evidence ... [and ignores that] the jury said that it had no reasonable doubt. The evidence in the second trial is sufficient to support the jury’s decision.” Id. at 1089-90.
The - panel majority acknowledges that the evidence presented at 'the first trial was sufficient for a rational jury to convict the defendants on a non-Cruz, conspiracy indictment. This tracks the views that I have previously expressed. See Recio, 258 F.3d at 1089 n. 5 (Gould, J., dissenting). One can only hope that, when this case is again predictably appealed after yet another round of predictable guilty verdicts in the defendants’ third jury trial, our court will finally abide fundamental principle and will refrain from interposing its views on factual matters that are in the province of the jury.
I respectfully dissent.
