United States v. FloresUnited States v. Flores
delivered the opinion of the Court.
By indictment found in the District Court for Eastern Pennsylvania, it was charged that appellee, a citizen of the United States, murdered another citizen of the United States-
5
upon the S.S. “ Padnsay,” an American vessel,
The District Court, following its earlier decision in United States ex rel. Maro v. Mathues, 21 F. (2d), 533, affirmed; 27 F. (2d) 518, sustained a demurrer to the indictment and discharged the "prisoner on the ground that the court wás without jurisdiction to try the offense charged. The casé comes here by direct appeal under the Act of March 2, 1907, c. 2564, 34 Stat. 1264, 18 U.S.C. § 682 and § 238 of the Judicial Code, as amended by Act of February 13, 1925, -28 U.S.C. § 345, the court below certifying that its decision was founded upon its construction of § 272 of the Criminal Code, 18: U.S.C. § 451.
Sections 273 and 275 of the Criminal Code,'18 U.S.C. §§ 452, 454, define murder and fix its.punishment. Section 272,
1
upon the. construction of which the court below rested its decision, makes punishable offenses defined by other sections of the Criminal Code, among other cases,
Two questions are presented oñ this appeal, first, whether-the extension of the judicial power of the federal government “to all cases of admiralty and maritime jurisdiction,” by Art. Ill, § 2.of the Constitution confers on Congress power to define and punish offenses perpetrated by a citizen of the United States on board one of its merchant vessels lying in navigable waters within the territorial limits of another sovereignty; and second, whether Congress has exercised that power by the enactment of § 272 of the Criminal Code under which the indictment was found. ' - -
The court below, thought, as appellee argues, that as- -§ 8 of Art. I of the Constitution specifically granted to Congress the power “ to define and punish piracies and felonies committed on the high seas, and offenses against the law of nations,” and “ to make rules concerning, capr tures on land and water,” that provision must be regarded as a limitation on the general provision of § 2 of Art. Ill, that the judicial power shall extend “to all cases of admiralty. and maritime jurisdiction ”; that as the specific
Before the adoption of’ the Constitution, jurisdiction in admiralty and maritime cases was distributed between the Confederation and the individual States. Article. IX of the Articles of Confederation provided that “the United States, in .Congress assembled, shall have the sole and exclusive right and power .... of establishing rulés for deciding in all Cases what captures on land or water shall be legal, ... appointing courts' for the trial of piracies and felonies committed on the high seas and establishing, courts for receiving and determining finally appeals in all pases of captures . . . ” . -So much of the->geñeral admiralty and maritime jurisdiction,as was not included in. this grant of power remained with the States. The powers thus granted were in substance the same as those later conferred on the national government by Article I, § 8 of the Federal Constitution'. This section was adopted to carry out a resolution of the Convention “ that the national legislature ought to possess the legislative rights vested in Congress by the Confederation.” Its primary purpose and effect were to transfer to the newly organized government the powers in admiralty matters previously vested in the Confederation. 2
This section has been consistently interpreted as adopting for the United States the system of admiralty and maritime law,’as it had been developed in the admiralty courts of England and the Colonies,- and, by implication, conferring on Congress the power, subject to well recognized limitations not here material,
4
to alter, qualify, or'
In view of the.history of the two clauses and the manner of their adoption, the grant of pow-er to define and punish piracies and felonies on the'high seas cannot be .deemed to be a limitation on the powers, either íegisla- . tive or judicial,- conferred on the national government by Article III, § 2. The two clauses are the result of separate steps independently taken in the' Convention, by. which the jurisdiction in admiralty, previously divided between> the Confederation and the States,, was transferred to the national government. It would be a surprising result, and one plainly not anticipated by the framers or justified by principles which ought to govern the interpretation of a constitution devoted to the redistribution of governmental powers, if part of them were lost in the process of transfer. To construe the one clause as limiting rather "than supplementing the other would be to ignore their history, and without effecting any discernible purpose of their enactment, to deny to both the states and the national government powers which were common .attributes of sovereignty before the adoption of the Constitution! The result would be to deny to both the power (to define and punish crimes of less gravity than felonies committed on vessels of the United States while on the
As we cannot say that the specific grant of power to define and punish felonies on the high seas operated to curtail the legislative or judicial power conferred by Art.Ill, § 2, we come to the question principally argued, whether the jurisdiction. over admiralty and maritime cases, which it gave, extends to the punishment of crimes committed on vessels of the United States while in foreign waters.. As was pointed out by Mr. Justice Story, in the course of an elaborate review of the history of admiralty jurisdiction, in
DeLovio
v.
Boit, 7
Fed. Cas. 418, 438, :admiralty “from the highest antiquity has exercised a very extensive criminal jurisdiction and. punished offenses by fine- and -imprisonment.”
5
The English courts have
,The criminal jurisdiction of the United States,is wholly statutory, see
United States
v.
Hudson,
The Act of March 3, 1825, c. 65, § 4, 4 Stat. 115, provided for the punishment of any person committing murder “upon the high seas or in any arm of the sea or in any river, haven, creek, basin or bay, within the admiralty and maritime jurisdiction of the United States and out of the jurisdiction of any particular state,” and § 22 provided for the punishment of, assault with a dangerous-
As the offense charged here appears to have been committed on an American vessel while discharging cargo in port, the jurisdiction is not affected by the fact that she.
It is true that the criminal jurisdiction of the United States is in general based on the territorial principle, and criminal statutes of the United States are not by implication given an extra-territorial effect.
United States
v.
Bowman,
In view of the wide recognition of this principle of extra-territorial jurisdiction Over crimes committed on merchant vessels and its explicit adoption in United States v. Rodgers, supra, we cannot say'that the language of the present statute punishing offenses on United States vessels out of the jurisdiction of a State, “when comihitted within the admiralty and maritime jurisdiction of the United States,” was not intended to give effect to it. If the meaning of the statute were .doubtful, the doubt would be resolved by the report on these sections by the Special Joint Committee on the Revision of the Laws, 60th Congress, 1st Sess., Rep.. 10, part 1, p. 10, in which it was pointed out that the jurisdiction extends to vessels of 'the United States when on navigable waters within the limits of a foreign state, and “ all cases arising on board. such vessels while on any such waters, are- clearly cases within the admiralty and maritime jurisdiction of the United States.”
' A related but different question, not presented here, may arise when jurisdiction over an offense committed on a foreign vessel is asserted by the sovereignty in whose waters it was lying at. the time of its commission, since for some purposes the jurisdiction may be regarded as concurrent, in that the courts of either sovereignty may -try the offense:
“And so. by comity it came to be generally 'understood among civilized nations that all matters of discipline' and all things done on board which affected only the vessel or those belonging to her, and did not involve the peace or dignity of the country, or the tranquillity of the port, should be left by-the local, government to be dealt with by the authorities of the nation to which the vessel belonged as the laws of that nation.or-the interests of its commerce .should-require. But if crimes are committed on board of a character to disturb the peace and tranquillity of the country to which the vessel has been brought, the offenders have, never by comity or usage been entitled to any exemption from the operation of the local laws for their punishment, if the local tribunals see fit to assert their authority.”
Reversed.
Notes
On July Í6, 1787, the Convention agreed
nem. con.
“that the national legislature ought to possess, the legislative rights vested in Congress by the Confederation.” ' This proposal was committed to the Committee of Detail in resolution VI, of July 26th. The Committee, on August 6th in Article VII of their draft, recommended , ft' provision, based on the articles of Confederation, which, as formulated by the Convention on August 17th, and amended in matters not now
On June 5,1787, Wilson stated to the Convention that he thought the. admiralty , jurisdiction should'be given- wholly to the'national government. ¡Resolution XVI, which was referred to the Committee on Detail on July 26th, provided that the jurisdiction of the national judiciary “ shall extend to cases arising under laws passed by the general legislature and to such other questions as involve, the natural peace and harmony.” Wilson was one. of ¡the five members of the ■'Committee on Detail, chosen on "July 24th, which repórt.ed, August ' 6th, Article XI, dealing with the jurisdiction of federal courts, and Containing in § 3 a provision extending the jurisdiction of the Supreme Court “to all cases of admiralty'and maritime jurisdiction,” - which was ultimately'incorporated in § 2 of Article III of the Constitution, • as finally adopted. Madison’s Diary, .International Edition, pp. 61, 336, 317, 318, 344. -
In
Panama R. Co.
v.
Johnson,
In England, serious offenses committed “ upon the sea, or in any other haven, river, creek or place where the acjmiral or admirals have or pretend to have power, authority or jurisdiction ” were, after the statutes 27,Henry VIII, e. 4, and 28 Henry VIII, c. 15, tried according to the course of the common law before specially constituted admiralty courts, the judges of which were designated to sit by the Lord Chancellor. They were often common law judges who sat as .commissioners for the trial of crimes Within the admiralty and maritime jurisdiction. Holdsworth, History of English Law, 3d ed., Vol. I, 550-552;' Hale,-Pleas'of the Crown, Vol. II, 17; Stephen,. History of -Criminal Law of England, Vol.' II, 16-23; cf. Brooks, Trial of Captain Kidd-, 40, 57. There is evidence that during the seventeenth century-the courts of Virginia and Maryland tried felonies, and piracies which, in England, Would have been within' the jurisdiction of the .Admiralty Commissioners. See Crump, Colonial Admiralty Jurisdiction in the Seventeenth.Century, 68, "The practice under the statute, -28 Henry VIII, c. 15, was extended to the Colonies in cases of “piracy, felonies and robberiesf” by statute 11 and 12 William III, c.
7:
See 2 Stephen,
supra,
20. In Virginia, very'shortly before the enactment of this statute, an act was passed adopting .the provisions of -the statute of Henry .VIII. 3 Hening, Statutes at Large of .Virginia-, 176. For instances of minor offenses prosecuted in the" Colonial Courts of Vice-Admiralty in the eighteenth century, see Hough’s Cases .'in Vice-Admiralty gnd Admiralty:. Kingl v.
Booth
In
United States
v. McGill,
By § 5, the provisions of the act of 1825 were specifically made applicable to any offense “ committed on board of • any. ship or vessel, belonging to any citizen or citizens of the United States, while lying in a port or place within the jurisdiction of any foreign state or sovereign, by any person belonging to the company of said ship, or any passenger, on any. other person belonging to the company of said ship, or any other- passenger . . .” This language was not, in terms, incorporated in the Revised Statutes.
Daniel Webster, Chairman of the House Committee having in charge the bill Which became the Act of 1825, pointed out in introducing it that the offenses for which .it provided punishment had actually occurred upon our ships, while lying in the harbors of foreign nations and had gone unpunished for want of such legislation. Gall & Seaton’s Register, of Debates in Congress, Vol. 1, cols. 154,158.
That the jurisdiction in admiralty “ extends gs far as the tide ebbs and flows ” was a convenient definition of its limits in the historic controversy over the conflicting claims of jurisdiction of the English courts of common law and admiralty over waters Within the realm (see
DeLovio
v.
Boit,
“It is natural to consider the vessels of a nátion'as parts of its territory, though at sea, as the State retains its jurisdiction over them; and, according to the commonly received custom, this jurisdiction is preserved over the vessels .even in parts of the sea subject to a foreign dominion. This, is the doctrine bf the law of nations, clearly laid down by writers of received authority, and entirely conformable, as it is supposed, with the practice of modern nations. If a murder be committed on board of an Américan vessel J>y one of the crew upon another or upon k passenger, or by a passenger' on one of the crew or another passenger, while such vessel is lying in a port within the jurisdiction of a foreign State or sovereignty, the offense is cognizable and punishable, by the proper court of the United States in the same manner as if such offence had been committed on board the vessel on the high seas. ■ The law of England is supposed to be the same. It is true that the jurisdiction of a nation over a vessel belonging to it, while lying in the port of another, i$. not necessarily wholly exclusive., We do not so consider or so 'assert it. For any unlawful acts done by her while thus lying in port, -and for- all contracts entered into while there, by her master or owners, she and they must, doubtless, be answerable to the laws of the place. Nor, if her master or crew, while on board in such port, break the peace of the community by the commission of crimes, can exemption be claimed for them. But, nevertheless; the law of nations, as I have stated it, and the statutes' of governments founded on that law, as I have referred to them, show that enlightened nations, in modem times, do clearly hold that the jurisdiction and laws of a nation accompany her- ships not only over the high seas, but into ports and harbors, or wheresoever else they may be water-borne, for the general purpose of governing, and regulating the rights, duties, and obligations of those on board thereof, and that, to the extent of the exercise of this jurisdiction, they are considered as parts of the territory of the nation herself.” 6 Webster’s Works, 306/307.
That the doctrines are not in conflict was pointed out by Webster in his letter to Lord Ashburton, quoted supra note 9. See'-also Hall, International Law, 8th ed., 255-256.