A fеderal grand jury returned a thirty-nine count indictment against Flakes Kellum, Lynetta P. Durr and thirteen others charging, among other things, a conspiracy to distribute cocaine and heroin in Gary, Indiana in violation of 21 U.S.C. § 846. Defendant Durr was convicted by a jury of the conspiracy count, and was sentenced to 21 months of imprisonment to be followed by four years of supervised release. Defendant Kellum pleaded guilty to the conspiracy count, and was sentenced to 87 months in prison to be followed by three years of supervised release.
Defendant Durr appeals her conviction, challenging the sufficiency of the evidence, the effеctiveness of her trial counsel, and the admission of acts which occurred before the date charged in the conspiracy count of the indictment. Kellum’s court-appointed counsel has filed a motion to withdraw from representing Kellum, claiming that any appeal would be frivolous.
Anders v. California,
I. Background
Lee Andrew Edwards operated a drug distribution ring in Gary, Indiana. He supplied cocaine and heroin to drug dealers such as defendant Kellum as well as fronting drugs to street level dealers. Edwards also sold drugs from his home and оther locations in Gary and had several people working for him including his brother James Edwards, Gwendolyn Campbell, and James Davis, a.k.a. “Little James. When people called to place orders for drugs, the person answering the telephone would relay the order to Edwards, who in turn would decide how to handle the transaction. On occasion, the drug customer would come to Edwards’ residence to pick up the drugs, and at other times Edwards would have the drugs delivered to the customer. When it was inconvenient for Edwards to deal drugs, Edwards would refer the caller to defendant Kellum.
Defendant Durr, a drug user, was Edwards’ live-in girlfriend from 1979 to approximately 1985. She assisted Edwards with his drug business, packing drugs, keeping records, and selling drugs for Edwards from his residence at 235 Marshall, in Gary, Indiana. She also sold drugs for him from at least two other locations in Gary, Indiana with Gweñ-dolyn Campbell, who also worked for Edwards from 1983 to 1988. Apparently, Durr’s relationship with Edwards terminated in 1985 when Edwards met Lorri Edwards, whom he later married. Lorri Edwards, a drug user, also helped Edwards with his drug business. Lee Edwards and Lorri Edwards divided their time between Lee Edwards’ two homes at 460 Taft Place and 1522 Taft Street in Gary, Indiana.
In 1990, the FBI obtained a court order to wiretap Lee Edwards’ telephones at 1522 Taft Street and 460 Taft Place. The wiretap authorization did not name defendаnt Durr as a target of the investigation. On August 18, 1990, Durr’s telephone conversation with Lee Edwards was intercepted on the wiretap:
Durr: Lee?
Edwards: What?
• Durr: I don’t mean to bother you but could I get the same I got yesterday, three hundred girl and a dip of boy?
Edwards: Yeah, maybe in about, uh, twenty minutes because that, you know ...
Trial testimony and other evidence indicated that “three hundred girl” was $300 worth of cocaine, and a “dip of boy” meant a table spoon of brown heroin which was sold at *1090 approximately $270. 1 On September 13, 1990, Durr again called Edwards and ordered “eighty girl and twenty boy.” Dun-instructed Edwards to put an “X” on the heroin package and not to mark anything on the cocaine package.
Another telephone call was intercepted on October 5,1990 at 460 Taft Place. A woman identified as Elaine called Lorri Edwards and asked for “a fifty.” Lorri Edwards told Elaine that Dun would meet her at Fifth and Taft. After Elaine expressed reluctance to meet with Dun, Dun came to the phone and explained that Lee Edwards did not want anyone coming his house and that she would deliver the drugs to Elaine in thirty minutes at Fifth and Taft.
On October 11, 1990, the FBI and DEA agents executed a search wanant for Lee Edwards’ residence at 460 Taft Place and anested Edwards. Although Lorri Edwards was present, she was not anested. Later that day, a call from Durr to Lorri Edwards at 460 Taft Plaсe was intercepted by the wiretap. Lorri reported that the FBI and the DEA had been at The Black Horseman Liquor Store owned by Edwards that same day and at Flakes’ house, apparently referring to defendant Flakes Kellum’s residence. Dun told Lorri that she believed “Little James” was responsible for the raid. Dun also stated that she had spoken to a Robert Lewis after the raid who advised that if Lorri had any money in the house to “get it out.”
Dun was convicted by a jury of the conspiracy count of the indictment which charged that “[f]rom at least in or about January, 1986, through in or about October, 1990, the exact dates being unknown to the Grand Jury,” Dun and fourteen other named defendants conspired with each other to knowingly and intentionally distribute and possess with the intent to distribute heroin and cocaine. Although Dun was initially charged in Count 30 of using a communication facility in a drug trafficking crime, the prosecution dismissed that count after the close of its case due to an error in the indictment of the date of the telephone call.
Defendant Kellum entered a plea of guilty to the conspiracy count in exchange for the dismissal of four counts of using a communication facility to facilitate the conspiracy to distribute a controlled substance in violation of 21 U.S.C. § 843(b). The district cоurt gave him a three-level reduction for acceptance of responsibility, U.S.S.G. § 3E1.1, and sentenced him to a prison term of 87 months, which was the minimum sentence in the applicable guideline range.
II. Analysis
A. Defendant Durr
a. Sufficiency of the Evidence
Durr contends on appeal that the evidence was insufficient to prove that she participated in a conspiracy to distribute a controlled substance. She argues that the evidence established no more than a mere buyer-seller relationship between herself and Lee Edwards.
See United States v. Lechuga,
When reviewing a conviction for sufficiency of the evidence, we must consider the evidence and the accompanying inferеnces in the light most favorable to the government.
Jackson v. Virginia,
A conspiracy is “a confederation of two or more persons formed for the purpose of committing by their joint efforts, a criminal act.”
United States v. Campbell,
From our review, we are of the opinion that there is substantial evidence to support the jury’s finding that Durr joined and participated in the conspiratorial scheme. The testimony of the government’s witnesses, James Edwards and Gwendolyn Campbell, concerning Durr’s prior relationship with Lee Edwards, tended to demonstrate that Durr was not a mere bystander but an active participant in the Lee Edwards conspiracy. Durr’s involvement in the conspiracy was clearly established through the wiretap evidence as well as the other circumstantial and direct evidence received at trial. Beyond doubt her involvement in the drug enterprise far exceeds that of a person who might reasonably be classified as one participating in a mere buyer-seller relationship (personal consumption) as she urges upon us. In the first conversation, Durr ordered approximately $300 worth of cocaine and $275 worth of heroin. During the conversation, Durr indicated that the quantity ordered was the same as what she had purchased the previous day. That is, in two successive days, Durr obtained approximately $1,150 worth of drugs, grossly exceeding most of the sales revealed on the wiretap which ranged from $20 to $50. In fact, four of Durr’s co-conspirators, all of whom were drug addicts, testified that their daily consumption ranged from $20 to at the most $300. Durr’s purchase in one day doubled even the heaviest consumption of these co-conspirators, not to mention that she ordered the same amount in two successive days. Thus, a reasonable jury could infer that the drugs ordered by Durr during the recorded conversation were for distribution.
Cf. United States v. Maholias,
Moreover, in a subsequent conversation on September 13 during which Durr ordered $80 worth of cocaine and $20 worth of heroin, Durr instructed Lee Edwards to mark an “X” on the heroin package but not on the cocaine package. Durr’s instruction supports the inference that the drugs were ordered for resale; the jury could conclude that Durr would not have instructed that the drugs be *1092 marked if they were for her personal use. Thus, given the totality of the evidence reviewed we reject Durr’s contention that the evidence proved no more than a buyer-seller relationship between her and Lee Edwards.
The intercepted telephone call on October 5, 1990 to Edwards’ residence on 460 Taft Place further established Durr’s participation in thе conspiracy. During the conversation, Lorri Edwards told the prospective customer, identified as Elaine, that Durr would deliver the drugs to her at Fifth and Taft. Durr then came to the phone and explained to Elaine that Lee Edwards did not want anyone coming to the house. The conversation evidenced that Durr had knowledge of the operation and at the minimum, willingly played an active role in the distribution of drugs for Edwards’ enterprise. Thus, the jury could infer that Durr’s relationship with the co-conspirators was more than “mere association.”
See United States v. Salazar,
Finally, Durr’s intercepted telephone call to Lorri Edwards after the FBI and the DEA’s raid of Edwards’ house suppоrts the verdict that Durr was an active participant in the conspiracy. Durr had information to inform Lorri that other distribution points were also raided by the federal agents. She told Lorri that she believed James Davis, a co-defendant, was responsible for the raids, and discussed Davis’ and Edwards’ prior drug dealings at a house Edwards used to own at Seventh and Virginia. Durr also warned Lorri to get any money out of the house. The government argues, and we agree, that it is reasonable to infer from this conversation that Durr was intimately involved in Edwards’ conspiratorial enterprise. We therefore hold that the evidence, when considered in the light most favorable to the government, establishes beyond a reasonable doubt that Durr was a knowing participant in the conspiracy.
b. Rule 404(b)
Durr next argues that the trial judge improperly admitted evidence of her prior bad acts. Specifically, she contends that the testimony of Gwendolyn Campbell and James Edwards concerning her drug distributions and association with Lee Edwards’ operation prior to the date charged in the conspiracy count of the indictment only tended to demonstrate her propensity to commit the charged offense and was precisely the type of character evidence that Federal Rule of Evidеnce 404(b) sought to exclude. Gwendolyn Campbell had testified at trial that she worked with Durr in selling drugs for Edwards in the mid-1980s. 2 James Edwards, who was Lee Edwards’ brother and a co-conspirator, testified as to Durr’s role in Lee Edwards’ operation while Durr was living with Edwards:
Q: Lynetta Durr?
A: She was a girlfriend, Lee’s girlfriend, they lived together. I’m sure she knew what was going on. She helped run things.
Q: Helped run things, by help run things, what does that mean?
A: Well, you know, he was — the people that came to pick- — came to pick up drugs to sell, she’d help get them together.
(Tr. 755).
Durr argues that James Edwards’ testimony is particularly prejudicial because the circumstances that facilitated her alleged participatiоn in the conspiracy have changed— she was no longer living with Lee Edwards by 1986 and thus, was not in the same position to “help” him with his drug business. Durr also faults the district court for failing to give a limiting instruction either at the time of the admission of the testimony or during the final instructions to the jury.
Because Durr did not make a timely objection to the admission of James Edwards’ and Gwendolyn Campbell’s testimony nor did she request the district'court to give a limiting instruction, we will review the admission of the challenged testimony and the district court’s failure to give a limiting instruction for plain error only.
United States v. Huels,
*1093
Durr has faded to demonstrate that the district court committed plain error in admitting evidence of her preconspiracy bad acts. Under Federal Rule of Evidence 404(b), evidence of other misconduct is not admissible to show that the defendant acted in conformity therewith, but may be admissible for other purposes, such as proof of motive, opportunity, intent, preparation, plan, knowledge, identity, or absence of mistake or accident.
3
In this case, the evidence of Durr’s prior relationship with Lee Edwards establishes a matter in issue other than her propensity to commit the crime charged; it demonstrates how Durr began to participate in the conspiracy and her knowledge of the conspiracy, as well as gives the background of the charged crime. In fact, this court has said that evidence of prior bad acts is admissible under Rule 404(b) “when those acts show the formаtion of the conspiracy or the prior relationship between conspirators.”
United States v. Prevatte,
Moreover, conspiracy to distribute a controlled substance is a specific intent crime which means that “intent is automatically in issue, regardless of whether the Defendant has made intent an issue in the case.”
United States v. Monzon,
In any event, the evidence against Durr was overwhelming. As discussed before, the wiretap evidence, when viewed in the light
*1094
most favorable to the government, еstablished that Durr was an active participant in the criminal scheme — she ordered drugs from Lee Edwards for resale and delivered drugs for Edwards. Thus, Durr has failed to establish that but for the admission of James Edwards’ and Campbell's testimony, she probably would not have been convicted.
See United States v. Field,
Notably, counsel’s failure to object to the admission of the testimony was a strategic decision. He stated at the close of the trial: “[t]here is testimony that predates 1986. I chose not to object to it and I chose to use it as a part of my defense.” Indeed, counsel elicited the witnesses’ pre-1986 testimony to support his defense theory that Durr was simply a drug addict in love with Lеe Edwards. Under the circumstances, we refuse to find that there was an error such that it resulted in an actual miscarriage of justice.
See Hollenback v. United States,
c. Ineffective Assistance of Counsel
Durr also asserts on appeal that she was denied her Sixth Amendment right to effective assistance of counsel. Durr contends that her trial counsel was ineffective by failing to object to the admission of James Edwards’ preconspiracy testimony. According to Durr, counsel further magnified this error by failing to focus the jury’s attention on events that occurred during the time period of the charged conspiracy, and by failing to make an objection when the prosecutor attempted to equate Durr’s pre-1986 activities to that of Lorri. Edwards’ conspiratorial participation. The prosecution stated during the closing argument:
Jimmie Edwards says that Lynetta Durr was Lee’s woman back when Lee had the place on 2nd and Marshall and up until he met Lorri. And he says she did a little of everything. I suggest to you that she did the same as Lorri did for Lee Edwards later. She met the drug customers, she sold the drugs, kept track of the drugs, packaged them.
(Tr. 1080). Durr contends that the jury would not have found guilt had the prosecutor’s statement been excluded.
In order to succeed on the ineffective assistance of counsel claim, Durr must show that her trial counsel’s performance was deficient and that such deficient performance so prejudiced her defense as to render the result of her trial “fundamentally unfair or unreliable.”
Lockhart v. Fretwell,
— U.S. - , -,
The government contends that Durr has waived the ineffective assistance claim by failing to raise it before the trial court. We have often cautioned that ineffective assistance of counsel claims are ordinarily best brought first in the district court, either in a motion for a new trial or in a collateral proceeding following conviction.
United
*1095
States v. Morgano,
As referred to before, counsel explained at the close of the trial that he made the tactical decision not to object to the pre1986 testimony because he wanted to use it in the defense. Drawing from James Edwards’ and Campbell’s testimony, counsel presented the consistent theory that Durr’s two worst weaknesses were her love for Lee Edwards and her drug addiction. Given that background, counsel continued the theory that Durr’s telephone conversations intercepted during the period of the charged conspiracy only tended to show thаt Durr was merely associating with one whom she had a close relationship, and that Durr’s drug orders were merely to satisfy her drug addiction. Counsel’s decision to gain evidence for his defense at the cost of the admission of some incriminating evidence^was a trial strategy, and we give a high degree of deference to counsel in making such choices.
Strickland,
Similarly, with respect to counsel’s failure to object to the prosecutor’s comment that Durr had provided Edwards the same services in his drug business as did Lorri Edwards, we cannot say that it evidenced counsel’s deficient performance. The prosecutor’s statement was a fair comment on inferences to be drawn from the evidence. Jimmie Edwards had testified that while Durr was living with Lee Edwards, Durr “help[ed] package up drugs to be sold ... put drugs in capsules to sell and help[ed] count, keep records, so on and so forth.” The testimony parallelled Lorri Edwards’ testimony of her own involvement in the conspiracy. Moreover, Durr has failed tо rebut the presumption that counsel’s decision not to object to the prosecutor’s comment was a reasonable tactical decision. The pros- *1096 eeutor’s comment could have supported the defense theory that Durr was dependent on Lee Edwards, either because of her love for him and the two children she had with Edwards or because of her addiction to drugs.
In any event, even if references to Durr’s pre-conspiracy activities would have been excluded had an objection been timely made, Durr has failed to demonstrate that counsel’s performance prejudiced her. The evidence was sufficient to convict Durr, even without the pre-conspiracy testimony or the prosecutor’s comment referring to Durr’s pre-conspiracy activities. Thus, no reasonable probability exists that objecting to the pre-conspiracy testimony or the prosecutor’s comment would have changed the outcome of the trial, much less rendered the trial result fundamentally unfair or unreliable.
See Lockhart,
— U.S. at-,
B. Defendant Flakes Kellum
Defendant Kellum’s court-appointed appellate counsel hаs filed a motion to withdraw and a supporting brief, claiming that any appeal would be frivolous.
Anders,
Before granting counsel’s motion, we must be satisfied that counsel has conscientiously examined the case.
See Anders,
Appellate counsel raises three potential grounds for appeal: (1) whether there should have been a downward departure from the federal sentencing guidelines due to Kellum’s age; (2) whether Kellum was denied the effective assistance of trial counsel; (3) whether Kellum’s guilty plea was entered knowingly and voluntarily. After reviewing the entire record, we agree with counsel that none of the grounds is meritorious.
Under the guidelines, a defendant’s age “is not ordinarily relevant in determining whether a sentence should be outside the applicable guideline range,” but may be a reason to depart downward “when the defendant is
elderly and infirm,
and where a form of punishment such as home confinement might be equally efficient as and less costly than incarceration.” U.S.S.G. § 5H1.1, p.s. (еmphasis added).
See also
U.S.S.G. § 5H1.4, p.s. (physical condition is not ordinarily relevant in determining whether to downward depart). There is nothing about Kellum’s age
5
(56 years old at the time of sentencing) or health that justifies a downward departure.
6
Cf. United States v. Carey,
We also agree with Kellum’s appellate counsel that a claim of ineffective trial counsel would be frivolous. It appears that Kel- *1097 lum’s attorney in the district court proceedings did all he could with Kellum’s case. Indeed, Kellum testified at the plea hearing that he was satisfied with trial counsel’s performance. The plea bargain negotiated by trial counsel required Kellum to plead guilty to only the conspiracy count in exchange for the dismissal of four other counts of the indictment. The government agreed to recommend the minimum sentence within the guideline range and a reduction for acceptance of responsibility. The trial counsel may have determined that had Kellum proceeded to trial, it was likely that he would receive a longer prison sentence. Also, even after the district court granted Kellum a three-level reduction for acceptance of responsibility and imposed the minimum sentence possible within the guideline range, counsel vigorously pursued, though without success, a motion requesting the court not to take Kellum into custody immediately. See 18 U.S.C. § 3143(b). Nothing in the record suggests that Kellum’s attorney rendered ineffective assistance in the proceedings before the district court.
With respect to the issue оf whether Kellum’s guilty plea was knowing and voluntary, this court has reviewed the transcript of the guilty plea hearing, and we are convinced that the district judge complied with Federal Rule of Criminal Procedure 11. The district court engaged in a thorough and careful colloquy with Kellum, reviewing the provisions of the plea agreement, and advising Kellum of his constitutional rights, the elements of the conspiracy charge against him as well as the consequences of the guilty plea including the possible minimum and maximum penalties.
See Garcia,
III. Conclusion
We AffiRM the conviction of defendant Lynetta Durr. The motion filed by defendant Flakes Kellum’s counsel to withdraw from appellate representation is granted and Kellum’s appeal is Dismissed as frivolous.
Notes
. This court has frequently acknowledged that drug dealers often use "code words” in narcotic transactions in an attempt to conceal their criminal conduct. These "code words," when considered in isolation, might seem unclear or almost nonsensical. The jury therefore must analyze them in the context of the totality of the evidence in order to understand their true meaning.
See United States v. Garcia,
. Campbell did not give the specific dates of those drug sales, although Edwards’ residence on 2nd and Marshall, one of the locations from which Durr sold drugs, was burned down sometime prior to 1986.
. Where an objection was timely made, this court has used a four-part test to determine whether the challenged evidence is admissible under Rule 404(b). Evidence of prior bad acts is admissible if,
(1) the evidence is directed toward establishing a matter in issue other than the defendant's propensity to commit the crime charged; (2) the evidence shows that the other act is similar enough and close enough in time to be relevant to the matter in issue; (3) the evidence is sufficient to support a jury finding that the defendant committed the similar act; and (4) the probative value of the evidence is not substantially outweighed by the danger of unfair prejudice.
See United States v. Wilson,
. Indeed, this court has sаid that if nothing could be gained through evidentiary inquiry that is not already contained in the trial record, the defendant is required to raise the claim on direct appeal or forfeit it.
Guinan,
. In fact, the district court had already taken into account Kellum’s age when imposing the minimum sentence possible under the guidelines. The court stated:
The Court is imposing a sentence at the bottom end of the guideline range because of the defendant’s age, the plea agreement entered into in this case between the defendant and the Govemment the [sic] because of the defendant’s cooperation.
(Sentencing Tr. at 60).
. Nothing, however, prevents Kellum from addressing any age or health issues to the parole commission.
