*1 et UNITED FIELD al. STATES v. 300-302,
Nos. 22116-22118. Dockets Appeals
United States Court of Second Circuit.
Argued Sept. 14, 1951. 30, 1951.
Decided Oct. 7,1952. Jan. Dismissed
Writ of Certiorari
See 72 S.Ct. '"
Frank,
Judge,
part.
Circuit
dissented
See also 190 F.2d
F.2d 556.
*2
City
Mary
Kaufman,
York
of New
M.
Rabinowitz,
City, on
(Victor
York
of New
V.
brief),
Frederick
for
Alphaeus
Field and W.
Hunton.
Haydon,
City,
Charles
of New York
appellant
for
Dashiell Hammett.
Roy
Kilsheim-
Cohn
M.
and
B.
James
III,
Attys.,
S.
of New
er
Asst. U.
both
Atty.,
City
Saypol,
(Irving H.
U. S.
York
Martin,
Atty.,
Robert
both
and
Asst. U.S.
City,
brief),
of New York
on the
States, appellee.
United
CHASE, CLARK,
FRANK,
Before
and
Judges.
Circuit
CLARK,
Judge.
Circuit
summary
appeal,
or-
This
from three
contempt,
aftermath of the
ders
affirmance
Court Dennis
et
United
al. v.
conviction
Party
of eleven
of the Communist
officers
Act,
for violation
of America
the Smith
18 U.S.C.
2385. Those defendants had
enlarged
$20,000
bail
been
in the sum
each,
by the Bail Fund of the
furnished
Rights
pend-
York
Congress
Civil
New
appeal
and,
ing
to this
after affirm-
ance,
al., 2
States
et
United
v. Dennis
pending
certiorari
Jackson,
Circuit
Williamson et al.
Justice
be-
cause
the substantial issue of law in-
present appellants
The
volved.
are three
of the five trustees
When
Fund.
the District Court received the
mandate
highest
final
affirmance
court on
July
it ordered
surrender of
defendants,
service of
commence
imprisonment.
their sentences of
Seven
appeared
duly
and were
incarcerated.
not;
did
and
Four
when bench warrants
produce
day,
them on
did
the next
bail was declared forfeited.
court then
appearance
directed the
it of the
before
bondsmen and trustees and officers of the
surety
Fund which had acted
Bail
fugitives. Appellants appeared
examined
were
Attorney at hearings occupy-
States
days
July
ing several
—Field
6
July
Hunton on
and Hammett on
July 9.
All refused
answer certain
books
record
us
and to
certain
before
shows that when
cited
judge
inquiry
Bail
and were
into
records
Fund
undertook
escape
contempt,
July
fugitives,
placed
Field on
were
to before him the
July
Field was sentenced
filed in court
others
documents
*3
on
ninety days
such when
in-
imprisonment
given.
for
or until
the bonds were
These
cluded, first,
con-
“Agreement
of his
the
and
of
might purge
time as
himself
Deed
he
Trust,”
six
tempt.
originally September
for
The others were sentenced
dated
months,
purging
September
provision
with
and
and
like
amended
signed by
trustees,
themselves.
fifth
the
five
trustee,
Dunn, signing
Robert
a
W.
second
the
we have
review.
These are
orders
provided
time as “Treasurer.” This
that
should, however,
proceedings
later
Certain
accept
the Fund was
both
and
loans
Judge
applied to Chief
noted. Field
gifts
deposit
of
and
certificates
—for
appeal,
eventu
pending
who
Swan for bail
receipts
given
were to be
and
the lenders
application in a detailed
ally
the
denied
respectively
employed
contributors
be—to
Field,
opinion reported
States v.
in United
strikes,
in
bail
the
posting
“for
benefit of
Cir.,
this was con
F.2d
rights
and of
civil
are threat-
those whose
denying
in
Judge L. Hand
curred in
Second,
was
ened
under attack.”
applications by Hammett and Hun-
similar
oath,
November
statement under
dated
al., 2
ton,
v. Hunton et
1949, by
Dunn,
Field,
three trustees—
three
all
tion
below,
Excuse,
upon
found
rest
any,
comes to
the contention
if
must' therefore
surety’s
is fixed and
constitutional
claim of the
made,
par-
deposit
limited
cash
the individual involved
effect
charge
that a
can be com
crime
ticular situation.
money,
muted into some stated sum of
against
self-incrimination
payment
surety
which
re
terminates all
great
constitutional
course one of the
monetary
sponsibility. Such a
evaluation
pushed
rights,
aside. Hoff
lightly
not
to be
definitely
of crime is
at variance
States,
man v. United
341 U.S.
principle
settled
only
that bail is to
Blau v. United
S.Ct.
L.Ed.
presence
amount as “will
insure
159, 71
340 U.S.
S.Ct.
defendant,”2 and,
logical
pursued
Smith United
ly,
seriously prejudice
furnishing
will
Con
trial,
pending
of bail
particularly in the
must be
sideration of its exercise here
against
government’s
case
crimes
approached, however,
perspective
be
existence,
determined
where
amount so
freed
fore
court at the
time
many
stages
high.
Indeed,
ap
is sure
earlier
troublesome at
litigation.
thoughtful peals
developing concerning high
this same
As the
now
bail
opinions
the various courts have demon
consequence
perhaps
vigorous
are
strated,
prosecutions in
original
pressing
of such
contentions
problems of
presented
Dennis case
serious
already have
traditional
weakened the
adjusting traditional views of freedom
responsible
value of a bail bond with
sure
expression
guarding
the need for
ty.
dangerous'
itself.
government
attack
the basic
So
before us
question
These are now settled
case
waiver,
argued
has
been much
in terms
court;
highest
of our
here
final decision
with consideration directed to what each
only
pursuit
to deal
appellant may
have done or
done
responsi
fugitive
and how far those
felons
*7
think,
waiving
privilege.
his
toward
We
appearance may
for
ble
their
however,
confining approach
that this is a
pertinent
claiming
refuse
information
problem
to the
before us. Rather should
applicable
privilege.1 ******The
must
rule
the situation be viewed from the broader
any
as with
other federal
same
be the
aspect
and
of the nature
extent
bail;
their
convicts and
what
hold
obligations
originally
ap
necessarily
generality
have
assumed
these
must
application.
pellants.
present
pur
For all
intents and
regarded
poses they are to be
as the sure
too,
Directly involved,
is another
ties,
only Dunn,
though
the treasurer of
right,
constitutional
“excessive
P.,
continuing;
46(c),
2. E. R. Cr.
rule
that a
Mr. Justice Reed ruled
witness
“having regard to the nature and circum
party,
court, not a
before a
take
weight
charged,
of the offense
stances
exception
ques
materiality
to the
of the
against him,
of the evidence
the financial
tions, citing
States,
Nelson v. United
201
ability
give
defendant
bail and
U.S.
26 S.Ct.
yond limited within these us Hence, only ous to existent of further providing direct that the remotely these appellants, were repeated refusals judge in to some damages). And bonding or limits. questions here asked went limits; answers and at best merely future asking them was assistance Certainly the vague threat potentially unclearly danger- does repudiation to them, prohibition objective inquiry. seem of non- capable clearly while be- to Weisberg refuse to answer. I berg? refuse “Q. “Q. “Q. Do “Q. [*] [******] IA. When did Have Do to answer. is now? [*] you know you do. you know where Mr. William [*] you seen A. I refuse to answer.” last see Mr. him this week? [*] William [*] him ? Weis- [*] A. A. I thus assumed were responsibility definite questions following, identical almost penal- customary properly visited present asked in the the defendant Hunton acting defiance of court ties exacted case, today by my colleagues to are held appropriate its normal exercise of in the privilege: without the functions. “Q. you Henry Do A. know Winston? question ground I answer the on affirmed.
Convictions may tend to incriminate me. that the answer you “Q. know where Robert G. Do (concurring as Judge FR^NK, Circuit Green, Gus Hall or Hen- Thompson, Gilbert ruling). dissenting one as to affirmance do ry presently located ? A. I Winston are must affirm entirely agree that we 1. I not. grounds thé convictions last, “Q. you did see Robert G. When the defend- jurisdiction, and that had Thompson I answer ? decline to A. privilege either constitutional ants had no to in- ground might the answer tend Bail Fund’s producing with reference me. criminate concerning testimony as to records or oral production” of “auxiliary to the matters you “Q. did last see Gilbert When those record's. I to answer on Green? A. decline point decided disagree might I on one to in- ground that the answer tend 2. But my colleagues’ paragraphs of the last few criminate me. to tes- were asked opinion: The defendants you “Q. Thompson Have Robert seen G. questions some other tify orally in answer Thursday of I since last week? de- A. colleagues (1) my which—so concede— ground an- cline to answer on self-incrimination, (2) were tend would might tend to incriminate me. swer “auxiliary” production of not at “Q. you Have seen the defendant Gil- ordinarily records, (3) would July 5? A. I bert Green since decline con- anti-self-incrimination by the covered ground might on the that the answer answer privilege. Peculiarly within that stitutional tend incriminate me.” the de- about when category were ques- My colleagues’ position as to acquain- those saw, or about last fendants bargained tions is this: The defendants refugees. with, the Dennis-case tance .This away many any before reply months question the kind of precisely arose, they voluntarily when judicial inquiry Court, earlier which the thereby impliedly self-in- became sureties privileged tending to year, held promised government to disclose crimination, like this. in a case much See in bringing aid in- information Hoffman v. persons custody for whom the convicted 1118. There the witness gone refused, asked, bail. have no had give when testi- Hoffman defendants *11 assume defendants did that fugitives doubt that mony his connections with as to obligation. too, as- privilege thereby the effective asserts the Doubtless, breaks ob- flatly in- ligation, privilege voluntarily assumed, sertion of the would be testify to obligation orally. and be consistent with that would accept my it. I do not col- a breach of But I begin case with latest federal on criminally may leagues’ thesis that a which my colleagues rely, Shapiro v. United punish a man such a contract who breaks States, 92 L.Ed. U.S. S.Ct. advance, agrees, which he in sur- long to plainly 1787. I think that demonstrates privilege. render his anti-self-incrimination assumption voluntary that an advance of an short, In I (pre- think that no such advance obligation orally destroy testify to does inquiry) validly destroy contract can Shapiro privilege. In the case Court
privilege self-incriminating (not to give oral construing statute, was an OPA 50 U.S.C.A. testimony) when re- asserted witness in Appendix, 922, which en- those § sponse questions to during proceeding, if gaged regulated in a business that Act apply. that would otherwise keep open (a) both to make and to records sureties, inspection relating subject No case bail or other subpoena (b) by my persons, colleagues “appear testify” has been cited orally under oath at any of support position. Nothing inquiries. of their administrative The Court held previous defendant, Bail voluntarily decisions relative to this by engaging that the My subject.1 colleagues’ business, Fund bears on the in such obligation assumed the innovation; ruling startling compliance is a it marks requirements. with these deepest “public this inroad on also the statute held that rec- ruling particular case, required records; In this ords” date. there- relatively may little conse- seem to have fore the defendant had no constitutional my prevailed, quence; for, respect view it privilege production; even if with to their that, the defendants would only accordingly, compulsorily pro- would mean on judge them, trial urge ducing be entitled to use he was not to immu- entitled When, nity prosecution discretion to their sentences.2 on reduce the basis however, therein, despite statutory the defendants have served their facts disclosed sentences, they may immunity be again provision asked the same 202(g) of OPA contempt, questions again immunity conferred, held in statute. The thus said repeat Court, only their refusals answer. More- was “co-terminous with point over, majority ruling on this would what otherwise have been consti- precedential consequences. privilege.” But, wide All significantly, have tutional spell explains why carefully my I shall out rea- this Court differentiated the lack of disagreeing on issue. effect sons on the that, try show, my I
1 think
shall
testify assumed
defendant. The
erroneously applied
said,
colleagues
(1)
cas-
1 at
page
335 U.S.
S.Ct.
admittedly
nothing
having
to do with oral
“Of
oral
page
es
at
course all
testi-
*
* *
testimony,
(2)
holding
mony
properly
compelled
cases
that civil
can
exchange
(i.eremedies
only
immunity
other than criminal
remedies
for waiver of
used,
where
punishment)
privilege.”
one who
Swan,
Judge
Field,
already
States
has
United
Field’s sentence
run. Be-
1.
Pierre Cir.,
190 F.2d
based bis
denial of
cause
St.
solely
refusal
turn over
S.Ct.
bail
U.S.
Judge
may pass
books and records.
L. Hand
whether
doubt
con-
Judge Swan,
appeal
viction,
since the
seems
to be
followed
although
al., Cir.,
moot,
et
190 F.2d
Jus
I find it
Hunton
556.
somewhat difficult
same;
S.,
tice Reed did the
Field v. U.
to reconcile St. Pierre
Southern
Co. U. S. v.
Pac. Terminal
Interstate
Com-
Flynn,
Commission,
we did not
merce
S.Ct.
jailing
have before us
issue of
KM Shapiro df think, though, production 1375.
To summarize: The defendant We keep tes distinguished to and records must from oral obligations (1) on two took — orally. timony produce testify as (2) records to to the records what would con * * * tain, privilege, produced. first was not had at odds been “public because the been made very records had matter that incriminate would [T]he But lips records.” Court said that had to be forced from the de of privilege, himself, the second was fendant within which rather than from obtained testify orally means that the not to the records or books.” v. Shapiro’s previous destroyed Sportswear, 856, not be could Daisart 2 F.2d 169 assumption 862, voluntary grounds, so to reversed on other v. Smith testify. result, Shapiro As a could have United States, 137, 1000, 69 337 S.Ct. orally compelled testify as been to mat- 93 1264. tending only ters to self-incrimination be- My colleagues in now wiping out statutory grant cause of correlative rely distinction (1) state court cases But, immunity. appeal case on be- in the which, Shapiro case, like sustained, as here, grant us as was im- fore no valid, in the face of the privilege, statutes munity defendants, to the their requiring druggists keep or others rec remained, notwithstanding, implied open public inspection ords official to make promise disclosure. court,4 produce them in or (2) cases re distinction, Shapiro down in the laid quiring reports certain kinds of oral to be production required case, rec- between police.5 made But in these cases compulsion oral has testimony ords point state courts have carefully themselves court: “We rec- reaffirmed our own been out, sustaining ed as a basis of those stat required that if Daisart had been ognize utes, attempt the statutes no reports pursuant OPA’s record- submit compel reporter, against an assertion of requirements, then Smith could not keeping privilege, testify immunity as to compelled to claim reports.6 States, contents of Shapiro 68 think that not v. United S.Ct. them. * ** supports ple Rosenheimer, supra 5, “The v. note tinction: Court 209 N. immunity page pro- 122, page at 102 ‘short answer’ that the Y. at N.E. 532. compliance People Creeden, also does cover See v. vided 281 N.Y. requirements per- 107; Amato, 24 those as to which N.E.2d Bowles v. D.C.Colo., E.Supp. 361, would been excused 60 son com- 363. privi- pliance noting constitutional many because It worth * * * lege. Plainly, reporting statutes, con- like state above, the ones 202(g) according immunity upheld ground strues have been only testimony -scanty to oral under oath.” non-incriminating na- i.e., required, ture of the information e.g., Davis, See, State Mo. 18 4. 108 identity number, driver’s and license con- People 894; Henwood, 123 S.W. Mich. stituted no threat to the informer. real N.W. 82 70. supra parte Kneedler, Ex See note page 639,147 Mo. S.W. 243 at Com- Kneedler, g., parte See, Ex 5. e. Mo. Joyce, monwealth v. Mass. L.R.A.,N.S., S.W. supra Davis, N.E.2d State People Rosenheimer, 209 N.Y. page note Mo. at S.W. 894. L.R.A.,N.S., N.E. See Mason v. United simple .police regula is a statute 6. “The * * * answers attempt does extend to does not tion. Swingle unsubstantial; too remote and authorize the admission terms in a evidence criminal information proceeding.” compulsory Kneedler, supra parte identification alone does not Ex privilege. requiring page 639, violate the A 243 Mo. at statute note S.W. * * * report” police page a “full hesitate officer of de- “I upholding a tails of motor has un- statute accidents been held appear City operator of a vehicle to constitutional. Rembrandt v. Cleveland, App. 4, as a witness on the trial examined Ohio N.E. 364. prosecution against practical important There is an himself differ- a criminal reporting statutes, the occurrence.” Peo- ence these his conduct in between
105 if embodied important as which is at least as justi cases in those slightest intimation dis- promise express in an contractual them interpretation of my colleagues’ fies —to dealings with beneficiary all to close to his required statute holding as that one Yet property. beneficiary’s money or other privilege, a reports loses his make such fiduciary, it beneficiary has sued when a the contents of inquiry to which judicial country that uniformly in this held has been relevant, give self-in refuse report are to self-in- give may refuse fiduciary testimony. a result Such criminating oral deal- testimony such about criminating oral believe, in this coun is, precedent without seriously to may be ings, although the fact, result took try. Supreme Court, in he un- obligation impede or frustrate con into reporting statutes these state court See, voluntarily. undertook questionably 335 Shapiro United sideration in Cal.App. 37, Berman, 105 parte Ex e.g., ada it was 1, 18, 68 Yet S.Ct. 1375.7 U.S. Maretti, N.J.Eq. 125; 93 ap Vineland v. P. privilege still insisting mant Holbrook, 483; Mich. 117 A. Warren testimony. plied to all oral inapplicability N.W. 712. “anomaly” My an colleagues consider it case English these United States production of documents to differentiate the Ch., 404, Weaver, Sim., cited Green “questions contents.” concerning their parte in Ex explained my colleagues, is the defend- questions asked of Even had the Berman, supra. restricted, I would not here been thus ants anomalous; more regard the distinction as Very point the cases relative much in are Supreme Court does not. point, officers, public policemen and other anomaly But whatever there obligations owed involve contractual questions concern- applying privilege government. policeman, A he takes a when re- ing the books’ contents vanishes with office, the most solemn manner contracts in questions which were spect to the asked here by his oath of signalized conceivable —as contents, i.e., ques- to these utterly unrelated apprehen aid in the detection and office—to last tions about when the defendants had promise ob sion of criminals. His solemn fugitivess the like. seen viously promise give informa includes a government about the deeds of cite, tion to My colleagues and I been do have courts, suspected criminals. Yet the when single discover, unable to American case said, arisen, with no validly ever the issue has deciding that statute can abolish exception, officer, if called in respect such an privilege giving oral tes- squarely inquiry Moreover, case, an concerned with facts timony. no in the instant scope offi within the of the officer’s sworn report or statute the defendants efficaciously duty, may priv cial assert obligation dis- make disclosures. Their contractual, ilege. Christal v. Police Commission deriving im- See wholly close is Cal.App.2d 564, Francisco, 33 P.2d plication sureties. No San from their contract as 416; Lemon, Cal.App.2d re cited, 59 P. I can find American case has been 213; Drury Hurley, that, 2d 402 Ill. none, effect con- to the advance Bell, Ky. N.E.2d Scholl v. promise, can abro- tractual States, 8 cf. Claiborne v. United pertinent S.W. gated. decisions hold the All courts, 690. The such way. fiduciary. the case other Consider cases, fully acknowledging the ob official’s patently obligation, He assumed owes testify orally, hold ligation to that the rem- fiduciary when he becomes a —an Sullivan, carrying penalties States v. See United criminal even those keep reports, failure to for abrogation perhaps it not be a viola effect oral record-keeping report-mak tion of jail testimony. A man can be sent to ing statute to exclude from the record keep only for failure to certain once report tending any statements to self- imprisoned But he records. can be incrimination. many many different times in as different proceedings dissenting Frankfurter, J., as he is asked also 7. See reports, pages pages 59-65, has no about those U.S. at S.Ct. at as to their contents. 1404-1407. Flynn,
edy
punish Ohio,
States v.
the breach is not criminal
170 F.
ment,
damages
money
are not
And if
removal from office. “We
F.2d 672.
*14
civilly
proved,
liable.
privilege
they
unmindful of the
can 'be
can be held
constitutional
* * *
that,
privilege-
by
per But I think
than the
which
all
no more
may be exercised
sons,
they
jailed or
including police officers,
any pro
asserting policeman, can
ceeding, civil or criminal
As
fined for the breach.
[citations].
situation,
pertinent ques
view the
when
My
think, betray the weak-
colleagues, I
propounded
tions were
to
before
by
“appo-
position
citing,
ness of their
grand
ques
jury, the answers to which
site,”
McClellan, 282 N.Y.
Canteline v.
them, they
tions would tend to incriminate
anyone
held in
N.E.2d 972.
Was
put
they voluntarily
were
ato
choice which
contempt
questions?
for
answer
refusal
required
Duty
made.
them to answer.
ap-
quoted
Not at all. The court there
Privilege permitted them
an
refuse
proval
passage
case
Christal
They
privilege,
swer.
chose to exercise the
quoted
above.
alone should
That
privilege
but
exercise
was
whol
inapposite
serve to
Canteline.
show how
is
ly
police
duty
inconsistent with their
of
proof
But we have
its irrelevance:
better
They
they
claim that
had a con
ficers.
There
case an
was before the court in that
right
stitutional
to answer un
refuse
amendment
to the New York constitution
*
* *
circumstances,
they
der the
but
which,
proceedings
so far as New York
right
police
had no constitutional
to remain
concerned,
wiped
were
could have
out the
in the face of their clear violation of
officers
or, indeed,
public officials,
for
privilege for
duty imposed upon
them.” Christal v. everyone. But
that amendment did not
Francisco, supra
Police Commission of San
modify
provide
privilege;
it did
not
Cal.App.2d
Suppose
policeman
self-incriminating
had been as- answer
who
it
signed
merely
exercising
arresting
fugitive
Dennis-case
vided
that an official
just
Thompson
asked,
had been
as one
should lose his office.9 In Can-
teline,
applied
here
asked: “When did
amendment.
was
defendants
Suppose the
see
you
Thompson?”
last
offi-
position
my colleagues’
The weakness of
cer,
privilege, had re-
on the basis
appears
Hick
from their citation of
further
precedents
The
teach
answer.
fused
Corp., 184 Cal.
London Assur.
man v.
adjudged in
that he
not have
could
been
18 A.L.R.
and Swedish-
195 P.
contempt.
Fidelity
Casualty
American Tel. Co. v.
&
the Hick
Co., 208
768. In
privilege,
Ill.
70 N.E.
short,
assertion of
In
on the
by
case,
plaintiff, insured
the de
punishment man
criminal
will not use
courts
policy
fendant,
to submit to an
specific perform-
agreed
compelling
means of
as a
in matters concern
under oath
obligation,
examination
policeman’s contractual
ance of a
brought
Plaintiff
suit on
po-
ing
the loss.
approve
will
other remedies
setting up
privilege, he
policy, although,
obligation.
So
breach of
liceman’s
to disclose the re
previously refused
defendants,
have had
because
here: The
quired information
defendant.
disclosure-obliga-
contractual
their
broken
it,
that,
as he had breached
could
future
found
tion, may
rejected as sureties in
policy.
The court did
Casualty
recover on
Surety
&
Co. v. not
Concord
cases.
attempt,
however,
not,
by punishing the
States, Cir.,
A.L.
specifically per-
him into
Lee,
coerce
plaintiff, to
885; United States v.
D.C.S.D.
R.
amendment,
Emphasis
constitutional
even
abrogate
added.
8.
any
class of
tbe
provision
York con-
of the New
This new
citizens.
adopted
years
always
six
was
York has
stitution
Yet New
Seabury’s
speech
public
Judge
(cited
public
to turn over
records
officials
after
custody. People
Coombs,
express
my colleagues)
advocating
relin-
public
quishment
York
N.E.
The New
of-
N.Y.
“anomaly”
apparently
taking
see no
courts
a condition of
office.
ficials as
states,
distinction.
the reluctance of
illustrates
‘volun-
practical sense,
surety’s
is less
promise.
forming his contractual
police
entering the
tary”;
every
sin-
case seems
man
Swedish-American
Co.
Tel.
is
more, he
gularly inapposite,
thoroughly
not in
force
since
did
understands —
detect
way
length
agreeing
self-in-
told at
is
privilege against
involve the
he—that
implied
crimes,
case,
crimination.
the defendant
whereas
disclose
bail-surety
private
company,
plaintiff,
disclosure-obligation
had
of a
insured
plaintiff
agreed that,
generally
understood.
in order to enable the
well
earned,
de-
premiums
to check on the
then,
my colleagues’ decision
Since
inspection
open
fendant’s books should be
special
reasonably
on the notion of
rest
n suit,
plaintiff.
premi-
In a
about the
class,
overruling
it must be taken as
*15
ums, brought by
plaintiff, the court or-
i.e.,
any
precedents,
advance
holding
as
that
plaintiff’s in-
dered defendant
promise
with the
contractual
inconsistent
spection
pertinent
defend-
books of the
extinguishes the
privilege
exercise of the
company
ant. The
was fined for civil con-
colleagues’
If
privilege.
my
remarks about
tempt
that the
when it refused.
It asserted
the need for a “close and direct” relation
discovery order was
unreasonable search
promise
privilege
any lin-
between
leave
Supreme
Illinois
seizure. The
Court of
score,
gering
on this
those
can
doubts
doubts
Nothing
that it was
in
case
held
not.
that
easily dispelled
way:
be
in this
insert in a
testimony.
relates to oral
express provision
contract an
one of
parties promises
other,
divulge,
precedents say
All the
the self-in-
designated
information of a
kind, and that
privilege
crimination
relative
oral testi-
promissor
privilege
surrenders his
with
constitutionally
mony cannot be abolished
testimony
reference to oral
in
it
so far as
by
private per-
advance contracts between
performance
would interfere with
government
sons or even
a
and its
between
promise. Then, presto chango, up the chim-
My
crime-detecting
colleagues
officials.
are
ney goes
Thus,
privilege.
my
if
col-
precedents
either
ignoring those
or an-
leagues’
generally accepted,
decision is
which,
nouncing a new doctrine
for these
practical
sole
effect of the constitutional
purposes, puts
govern-
contracts between
privilege will be to add a
words
a
few
special
ments
in
and bail-sureties
a
class.
hopes
So the high
contract.
of Madison
why
special
Why
But
a
such
class ?
should
fellows, expressed
and his
in this Fifth
policeman, suspected
conspiracy
a
privilege,
up
Amendment
will end
in a rub-
criminals whom he
duty
owes a
to detect
ber-stamp
Especially
contractual
clause.
arrest,
have the benefit
government employees
will all
stripped
be
despite
duty,
private
his
a
contractual
while
privilege by
long,
contract. Before
—
bail-surety
not, although
does
such
harm
rubber-stamped
existence,
privil-
out of
silent,
surety,
keep
a
if allowed to
does to
ege
quaint
antiquarian
will be but a
item of
society
public
grave
morals is far less
lore.
by
policeman?
than that done
such a silent
policeman
uniform,
any rate, my
The fact that a
wears a
colleagues
today
At
are
rul
public servant,
that,
advertising
ing
his status as a
a contract
government,
certainly
any
validly
discharge
does not mean that
man can
surrender that consti
obligation
part
perform-
long
of his “due
tutional
before there arises a
—a
accepted
inquiry
judicial
office”—is not at least
in
ance of
as
which he is asked
give
'
private
self-incriminating
and direct” as that of a
citi-
oral
testimony
“close
under
surety.
acting
surety’s
regard
a
ruling
zen
Nor is the
oath.
as at odds with
assumption
of his
one iota
the rationale
more
Court decisions in
“voluntary”
policeman.
respect
than is that of a
of other constitutional privileges.10
truth,
might plausibly argue that,
Thus,
example,
one
no one
thinks an official
Zerbst,
10. Johnson
304 U.S.
58 S.
Adams Gillies,
McCann,
Von Moltke v.
332 U.S.
ex rel.
Ct.
States
68 S.Ct.
L.Ed. 268.
Glasser,
States
ise not to
portant rights
abandoned
tered
when one is
calling
advance abandonment of
long
answer is that the courts hold
abandonment
criminal
gested
right being thoughtlessly foregone.
waive that
criminate.
for like
fully aware of
prívate person
capable
public policy
right
away
that,
them
oral
advance of
reasons,
plead
proceedings;
after
trial
before the
Nevertheless,
right
relinquished
since the
testimony
disposition by
judicially questioned,
into
is forbidden to
what
or
the statute
such
by jury
considerations,
privileges
can
after
operation,
he is
same
happening.
validly
happening
indictment
questioning.
doing.11
it
rule
can, however,
contract
contract
limitations as
that,
but
tends to in
prevent
governs
asserting
many
“A
of events
privilege al,
Advance
personal
because
be bar
it must
prom
future
away
And,
then
sug
im
be
ance.18
tent, the
arises.17
tion abandoned
which one
alienable—not
he can
worker
workmen’s
or remove a
A
censee
“equity
tractor cannot
agree
gain
So with the
action to
provision of
any patent
*16
right
“contract out” his
that was induced
defenses
in advance not to,
under a
cannot,
* * *
self-incrimination
thus to
party agrees
lawfully
compensation
suit to a federal
be
redemption.”14
disposition,
if sued for infringement.16
affected
in advance
patent
the same
fraud and
validate a
sue or remove
advance
contract is invalid
when the
yielded up
not to
plead
fraud or
statute.15
rights
way,
it.”
duress,
court,
bargain
a mortgagor’s
previous
not
Similarly, a
bring
cause of
duress.”13
invalidity
—in
under
although
lawfully
“A
may
suit
accru
is
A
away
con
bar
adv
ex
ac
yet
in
be
li
defense,
promise
a
It
my
or
to ‘waive’
benefit
to me that
colleagues
seems
have
it,
contrary
generally
forgotten
has
been held to
stirring
undervalued the
public
if it is made at the
to the
interest
years
words uttered
Court
*
“* *
the enforcement of
time
the contract
ago:
[A]ny compulsory dis
* *
*
involved”;
a'promise
is
such
“is
covery by
party’s oath,
extorting the
the accrual of the cause
valid if made after
crime,
to convict him of
to forfeit his
312,
S.,
313,
281
v. U.
ry,
11. Patton
limitations,
or the statute
or fail
253, 74
854.
ure of consideration
to an action on a
scarcely
promissory note. But
it would
(1950).
Corbin,
§§
12.
Contracts
1515
stipulation
a'
be contended that
inserted
discharge
bankruptcy, Fed-
Cf.
note,
in such a
that he would never set
Koppel,
Bank
Mass.
Nat.
v.
eral
253
up
defense,
would debar him
379, 40
1443.
N.E.
A-L.R.
thought
if
the defense
fit
make it.”
(1950).
Corbin,
§ 1515
Contracts
13.
Spring-Filled Corp.
See also Nachman
v.
Co.,
Kay Mfg.
F.2d 781.
14. Ibid.
Morse,
See,
Copper
17.
Insurance
v.
e.g.,
Home
Co.
Wall.
In
Red
15.
Rover
Co.
op.
Corbin,
Commission,
L.Ed. 365. See
cit.
Ariz.
dustrial
supra
1445; Restatement;
§
note
A.L.R.
P.2d
Wass
(1932).
Co.,
Contracts
185 Minn.
Construction
Bracker
old-fashioned, but I confess lightly, them If we take words. those keep encroachment another one after privilege,
diminishing this constitutional there, we are I fear that a bit
bit here and unwittingly, rapidly, although
likely to move authoritarian, unfree,
in the direction principles have whose government
kind of unprincipled to Americans.
long seemed proving European history is once
Eastern privilege proving of this the value
more — system habitually law-enforcement that a compulsory self-incriminating
trusting to *17 escape long recourse to
disclosures noteworthy, and torture.19 It is
bullying who,
too, officials de that those American
plorably, Degree use the brutalitarian Third unusually strong hostility to this
manifest if, times, privil
privilege.20 at So yet
ege protects guilty, often serves as my to the innocent.21 I think shield col
leagues have left little of that shield. sure, persons Wigmore To be some —
typical22 are no means brutalitar —who largely ian look one sentimentality
which fosters foolish towards
criminals, incorpo and wish that it were not
rated the Constitution. But even if that (which gravely
wish were warranted
doubt) way to realize it would be Constitution,
amending by judicial not
decisions which erase it.23
wag,
reading
terrifying
Wigmore
(3d
19. A
after
on Evidence
22.
“1984,”
say that,
1940).
book
if we
do
Ed.
out, we
find
watch
will
truth at the bot-
Pierre,
v. St.
of an
See
tom
Orwell.
23.
page 847, 850,
A.L.
Fried,
20.
In re
(dissenting opinion), certiorari
R. 240
460,
