UNITED STATES of America, Plaintiff-Appellant, v. Eziquio CALDERON-MEDINA, Defendant-Appellee. UNITED STATES of America, Plaintiff-Appellant, v. Evaristo RANGEL-GONZALES, Defendant-Appellee.
Nos. 78-1998, 78-1999.
United States Court of Appeals, Ninth Circuit.
Feb. 21, 1979.
529 F.2d 529
Reversed.
Michael P. Ruark, Asst. U. S. Atty. (argued), Seattle, Wash., for plaintiff-appellant.
Before WRIGHT and ANDERSON, Circuit Judges, and TAKASUGI, District Judge.*
EUGENE A. WRIGHT, Circuit Judge:
The district courts in these consolidated appeals dismissed indictments against Calderon-Medina and Rangel-Gonzales for illegal re-entry following deportation, a violation of
Rangel-Gonzales was deported in December 1974 and Calderon-Medina in August 1977. Both are Mexican citizens. The district courts found that in the deportation proceedings INS had violated
Dismissals in both cases were based on the conclusion that violation of this regulation rendered the original deportations unlawful. Rangel-Gonzales also alleged violations of
The government contends that a deportation order should never be subject to collateral attack during prosecutions for illegal re-entry. Prior decisions of this circuit, however, have established that in prosecutions under section 1326, the lawfulness of the underlying deportation is a material element of the offense and thus may be attacked collaterally in the subsequent criminal proceeding. United States v. Barraza-Leon, 575 F.2d 218, 220 (9th Cir. 1978) (citing United States v. Gasca-Kraft, 522 F.2d 149, 152-53 (9th Cir. 1975)).4 Thus, the sole issue in these appeals is under what circumstances an INS regulation violation renders a prior deportation unlawful.
The government argues that a regulation violation renders a deportation unlawful only if it denies due process or fundamental fairness in the deportation hearing.
The district court in United States v. Calderon-Medina, No. CR 78-32V (W.D. Wash. Mar. 15, 1978) (findings of fact and conclusions of law), held that INS “conformity with applicable laws and regulations must be judged without inquiry into the prejudice caused to the defendant.”
* Of the Central District of California, sitting by designation.
Neither the government‘s position nor the district court‘s is correct. Mendez v. Immigration and Naturalization Service, 563 F.2d 956 (9th Cir. 1977), illustrates the error of the government‘s position. The court there held that it was not “necessary to invoke constitutional grounds in order to” find the appellant‘s deportation unlawful. It stated that
“[w]hile courts have generally invalidated adjudicatory actions by federal agencies which violated their own regulations promulgated to give a party a procedural safeguard, . . . the basis for such reversals is not . . . the Due Process Clause, but rather a rule of administrative law.”
Id. at 959 (quoting Bates v. Sponberg, 547 F.2d 325, 330 (6th Cir. 1976)). See Vitarelli v. Seaton, 359 U.S. 535 (1959); Service v. Dulles, 354 U.S. 363 (1957); Accardi v. Shaughnessy, 347 U.S. 260 (1954).
The government attempts to establish its argument by analogy, citing Hernandez-Almanza v. United States Department of Justice, 547 F.2d 100 (9th Cir. 1976). The Hernandez court stated that an exclusion order could not be “attacked at a subsequent hearing unless there was a gross miscarriage of justice at the prior proceedings.” Id. at 102.
Hernandez, however, does not control these cases for three reasons. (1) Violation by the INS of a statute or regulation was not alleged in Hernandez. (2) By “prior proceedings” the Hernandez court was referring to a criminal conviction justifying exclusion, not to the exclusion proceedings themselves. (3) Collateral attack in Hernandez was on the conviction which justified exclusion. Hernandez held that such a collateral attack could never result in vacation of the exclusion order. Collateral attack in these cases is on the deportation proceedings which allegedly justify prosecution under § 1326. As discussed above, the law is clear that such a collateral attack may result in dismissal of the charge under § 1326.
The government also argues that the regulation violation admitted in these cases does not render the agency action unlawful because this regulation “is not concerned with the integrity of the fact finding process.” It has been established, however, that other interests protected by regulations, such as that of privacy, may give one standing to hold an agency to its own regulations. See, e. g., United States v. Caceres, 545 F.2d 1182 (9th Cir. 1976), cert. granted, 436 U.S. 943 (1978).5
The district court‘s position is also incorrect. Violation of a regulation does not invalidate a deportation proceeding unless the regulation serves a purpose of benefit to the alien. Chung Young Chew v. Boyd, 309 F.2d 857, 864 (9th Cir. 1962); see American Farm Lines v. Black Ball Freight Service, 397 U.S. 532, 538-39 (1970). Violation of a regulation renders a deportation unlawful only if the violation prejudiced interests of the alien which were protected by the regulation.6
In American Farm Lines, freight carriers sought to reverse an Interstate Commerce Commission grant of operating authority to a competitor because the latter‘s application had not given all information called for by ICC rules. In upholding the ICC action, the Court noted that failure of the applicant-carrier to comply strictly with the rules had not prejudiced other carriers “in making precise and informed objections to [the competitor‘s] application.” 397 U.S. at 538.
In Barraza-Leon, the petitioner alleged that the deportation judge had violated a regulation requiring that an alien be informed of his apparent eligibility for discretionary relief. This court held that, assuming that the judge had violated the rule by failing to inquire into the alien‘s background, any error was harmless because there was no showing that the petitioner was qualified for discretionary relief from deportation. 575 F.2d at 221-22.
[4] The district courts in these cases made no finding of specific harm to these aliens resulting from lack of notice of their right to communicate with the Mexican Consul. Nor did appellees identify evidence of such harm in the record. Therefore, we reverse the orders dismissing the indictments.
On remand the aliens should be allowed the opportunity to demonstrate prejudice resulting from the INS regulation violations. The district courts will determine whether violation of
If Calderon-Medina fails to make such a showing, the government may proceed with its case against him. If Rangel-Gonzales fails to make such a showing with respect to § 242.2(e), the district court must determine whether
REVERSED AND REMANDED.
TAKASUGI, District Judge, dissenting:
I must dissent.
This nation must manifest integrity in our treaties with foreign countries. To honor the provisions of Article 36 of the Vienna Convention on Consular Relations, as noted in footnote 6 of the majority opinion, mandates a sense of justice and decency. To do anything less is a severe erosive compromise of our very essence equal if not greater than a Constitutional violation.
For the foregoing reasons, I order an affirmance of the district court decision, or in the alternative, to remand the case to the district court imposing the burden on the government to establish the absence of prejudice.