*1 Adams, unsupported by a standard invoked case meets
the final outcome reason, I of Adams. For
requirements the Benefits uphold the decision of
would affirming the decision Board
Review the neces- judge, law without
administrative
sity a remand. America, STATES
UNITED
Plaintiff-Appellee, WASHINGTON, Eugene
Errol
Defendant-Appellant.
No. 96-5196. Appeals, States Court of
Sixth Circuit.
Argued March
Decided Oct. Suggestion Rehearing
Rehearing and
En Banc Denied Dec. 1997.*
* Judge grant rehearing would the rea- stated in his Jones sons dissent. *2 Moon, Jr.,
Lawrence W. Asst. Attor- U.S. briefed), ney (argued and Office of the U.S. Nashville, TN, Attorney, Plaintiff-Appel- lee. McNally briefed), T. (argued
Patrick Hollins, Wagster Nashville, Yarbrough, & TN, Defendant-Appellant. Eugene Manchester,
Errol Washington, KY, pro se. JONES, SUHRHEINRICH,
Before: SILER, Judges. Circuit SUHRHEINRICH, J., delivered the court, opinion SILER, J., in which JONES, joined. 518-19), (pp. J. delivered a separate dissenting opinion. SUHRHEINRICH, Judge. Circuit inception Since their the United Sentencing (“Sentencing Guidelines Guidelines”) engendered controversy. have major A source tension has been the 100:1 quantity powder ratio of to crack cocaine (“100:1 ratio”). cocaine The 100:1 ratio given treats an individual who traffics in a quantity of crack cocaine the same as one who traffics in 100 times as much cocaine. The United States Commission”) (“Sentencing Congress engaged ongoing have in an dia- logue regarding propriety dialogue, ratio. of this defendant Eugene Washington, Errol a convicted crack dealer, challenges the 100:1 ratio on case, grounds. various In this constitutional we hold that Commission’s continuing Congress discussion with does not precedent. prior fully-loaded, pistol Circuit Follow- alter Sixth semi-automatic the au- ' again uphold the 100:1 ing precedent, tomobile console. ratio and AFFIRM grand jury A federal indicted all chal- and sentence and Smith for to distribute crack lenges. *3 possession cocaine and with intent to distrib-
ute crack cocaine in violation of 21 U.S.C. I. 841(a)(1), §§ 846 respectively. Washing- ton was also using carrying indicted for 1993, August On Michael Pardue was firearm in drug trafficking relation to a of- by Peay University the Austin Po- arrested 924(c). § in fense violation of 18 U.S.C. Fol- Clarksville, possession in lice Tennessee for lowing by jury, a trial Washington was con- of crack Police cocaine. Clarksville De- victed on all counts.1 partment granted immunity him in exchange in apprehending for Pardue’s assistance de- II. Washington, sup- alleged
fendant Pardue’s plier of narcotics. Pardue disclosed his appeal, issues, . Washington On raises five history Washington criminal with to the au- which we address the order thorities, including multiple purchases of First, Washington trial. claims his Sixth crack cocaine from the defendant. Accord- guarantee jury unanimity Amendment of was Pardue, ing to those transactions occurred in by abridged duplicitous nature of Count cities, Atlanta, including various Chattanoo- Second, II of the indictment. challenges he ga, and Clarksville. always The sales were sufficiency supporting evidence his directly negotiated by Washington, although Third, firearm conviction. he asserts that sometimes Pardue consummated the deal judge the trial in enhancing erred his sen- purchasing the crack cocaine from co-defen- tence for playing leadership role Sylvia dant Smith. Fourth, drug transactions. Washington chal-
The Clarksville Police lenges monitored Pardue’s the Sentencing Guidelines’ treatment subsequent Washington. communication with of crack cocaine violations as unconstitution- August On parking in the Finally, lot of a al. he contends that the trial judge Clarksville hotel under issuing surveillance erred in not departure a downward Department, Clarksville Police ap- sentencing. Pardue proached Washington’s pur- vehicle and approximately chased grams of crack A.
cocaine from the defendant. Clarksville Po-
pursued
sale,
lice
Washington following
Washington
first asserts that Count II of
momentarily
but he
evaded them. Soon the
duplicitous, creating jury
indictment was
thereafter, he was apprehended
resulting
outside
confusion
inconsistent
verdicts
nearby
registered
hotel room
A
Smith.
violation of
Sixth Amendment
subsequent search of the
guarantee
jury
rented automobile
unanimity.2
We review
by Washington
driven
money
revealed the
the district court’s decision not to dismiss
purchase,
Pardue used
as well as a
II
Count
of the indictment for abuse of dis-
1. Smith
conspiracy
was also convicted
August,
on the
In or about
... WASHINGTON
acquitted
possession
count. She was
with
knowingly
intentionally
and ... SMITH
and, instead,
distribute,
intent to distribute crack cocaine
unlawfully
possess
did
with in-
convicted
simple
of the lesser included offense of
quantity
tent to distribute ... a
of crack co-
possession of crack cocaine. Her conviction was
caine.
unpublished opinion
affirmed in an
Court.
Washington
We note that
makes this same
95-6099,
No.
1996 WL
indictment,
duplicity challenge to Count I of the
(6th Cir.1996)
curiam).
(per
charged Washington
which
with
distribute crack cocaine in violation of 21 U.S.C.
challenge,
charged
Count II of the
846. That
indictment
first raised
defendant's
brief,
possession
reply
properly
with
intent
is not
to distribute crack
before this Court and
Perkins,
841(a)(1).
cocaine in violation of 21 U.S.C.
we decline to
It
address it. United States v.
(6th Cir.1993).
read:
841(a)(1).
Overmyer,
government’s presentation
cretion. United States
(6th Cir.1990).
multiple
prove
factual scenarios to
offense
duplici-
does
render the count
sep
duplicitous
charges
indictment
A
tous, and the district court did not abuse its
single
offenses within a
count. United
arate
discretion in refusing to dismiss the indict-
Duncan,
n. 4
ground.
ment on that
(6th Cir.1988).
duplicity
“The overall vice of
jury
general
that the
cannot
verdict
argues
is
nevertheless
offense, making
finding
government’s
render its
on each
it
introduction of multiple
prove
to determine whether a conviction factual
difficult
scenarios to
Count II of the
of the offenses or on both.”
rests on
one
indictment
the trial
specifi
court to
Furthermore,
jury
cally
cannot
on
jury
convict
instruct the
on
requirement
*4
acquit
unanimity
on another offense
respect
one offense and
with
to
II.
Count
The trial
Alan
charged
gave only general
in the same count.
Charles
court
a
instead
instruction
Procedure,
Wright,
unanimity.
Federal Practice and
on
Because
not
did
(1982). Duplicity
potentially prej
object
can
general unanimity
instruction at
trial,
sentencing, obtaining
udice the defendant
our review of the district court’s deci
review,
appellate
protecting
give
specific
and
himself
sion not to
a
unanimity instruc
jeopardy.
plain
double
Id.
tion is
to
limited
error. United States
Sanderson,
v.
966 F.2d
Cir.
duplicity argument
is
1992).
upon
government’s presentation
based
the
of
multiple
prove
factual scenarios to
II
A specific unanimity
Count
instruction is re
existence,
quired only
The
of the indictment.3
mere
when one of three situations
1)
however, multiple
liability
of
or
theories of
exists:
the nature of the
excep
evidence is
2)
multiple
predicates
tionally
for
of
complex;
factual
violation
a
is
there
a variance be
3)
trial;
not
the
proof
statute does
render
indictment du
tween indictment and
at
or
Hixon,
plicitous.
tangible
jury
See United States v.
987 there is a
indication of
confu
(6th Cir.1993) (an
sion,
jury
questions
indictment
as when the
has asked
of
subjects
Duncan,
under statute which
several alterna
the court.
Ig
3.At
offered
of two
that 72 different
charged
factual scenarios
separate drug
involving
transactions
each defen-
were
Count
under
II.
August,
dant in
1993. Either transaction could
4.Washington
argue
does not
for reversal based
provided
predicate
have
conviction un-
verdict,
solely upon
allegedly
inconsistent
government
der Count II. The
then
perhaps recognizing
verdict,
logically
that a
inconsistent
alternative theories as to each defendant's in-
itself,
transaction;
does not warrant
reversal.
volvement in each
either distribu-
States,
tor,
distribute,
Dunn v. United
284 U.S.
possessor
simple
with intent to
Rather,
189, 190-91,
(1932).
possessor,
S.Ct.
L.Ed. 356
as well as aider and abettor for each
Washington argues only
allegedly
Combining
sepa-
that the
incon-
the above
theories.
the two
transactions,
defendants,
jury
rate
sistent verdict indicates
level of
confusion
two
and the six
each,
unanimity
requiring specific
theories of involvement for
defendant ar-
instruction.
it
readily
available
use or that
embol
jury’s verdict
agree
not
that the
doWe
jury
during
the defendant
commission of
dened
logically inconsistent.
this case was
underlying
conspired with
offense. United States
have found that Smith
could
Cir.1991).
Christian,
cocaine,
crack
but
to distribute
the defendant
ap
Supreme
narrowed
Bailey,
In
Court
possess
intent
distrib-
with
did not herself
plication
prong
of the “use”
for conviction
August,
as Count
ute crack
924(c)(1).
at -,
be
reasoning would not
under
Id.
charged.
II
Such
“proximi
verdict is
The Court
the broad
Because the
logically inconsistent.
accessibility
adopted by
inconsistent,
jury
ty
the level of
standard”
logically
not
required
unanimity many
instead
necessary
specific
federal circuits and
for a
confusion
prove
the defendant “ac
present. Accordingly,
government
is not
instruction
tively employed”
in relation to
plain
error
the firearm
court did
commit
district
underlying
offense in order
jury
general una-
substantive
charging the
Duncan,
prong of the
be convicted under the use
nimity
instruction.
Bailey,
govern
(only general
instruction
statute.
1113-14
concedes that
more
for convic- ment
when two or
factual bases
prong of
specific
count of
be sustained under the “use”
tion
contained within
cannot
are
924(c)(1).
contends,
indictment).
how
*5
ever,
the
at
trial
that
evidence
supports Washington’s
under the
B.
the
“carry” prong of
statute.
Washington’s
the
next claim is that
at
to
Bailey,
adduced
trial was insufficient
evidence
has had nu
Since
this Court
support
using
carrying
his conviction
or
applicability
occasions to
the
merous
address
924(c)(1).
drug-trafficking
firearm in furtherance of a
carry prong
§
of the
of
United
924(c)(1).
(6th
Allen,
§
re
Cir.1997);
offense under 18
We
U.S.C.
106
v.
F.3d 695
States
(6th
Washington’s challenge
the sufficien
view
to
Taylor,
v.
C. (1) Washington contends that the 100:1ratio: objects provides also to ground the dis a departure for downward trict court’s 5K2.0;7 determination that he sentencing § exercised under U.S.S.G. leadership role in the transactions. is unconstitutional. That determination resulted an enhance
ment Washington’s sentence under 1. § U.S.S.G. 3B1.1.6 Washington argued sentencing
“A district court’s determination
that his
substantially
“offense level should be
regarding a defendant’s role in the offense is
reduced
sentencing]
as
result of th[e
dis
only clearly
reversible
if
parity
erroneous.” United
between
cocaine and ‘crack’
3Bl.l(c)
5.We
Washington’s
further note that
provides
may
6. Section
that the court
conspiracy
by
to distribute cocaine under 21
enhance the offense level
two "[i]f the defen-
leader,
organizer,
§
provide
predicate
manager,
dant was
U.S.C.
846 could
an
or
also
su-
pervisor
any
activity....”
criminal
substantive
U.S. Sen-
offense for his conviction under
3Bl.l(c) (1995).
Riascos-Suarez,
tencing
§
924(c)(1).
Guidelines Manual
(af
§
cocaine.” district challenge Washington each constitutional departure ed Washington a downward based presents to the 100:1 ratio. United States v. upon the 100:1 ratio. asserts (6th Cir.1996) Smith, 1414, 73 F.3d 1419 erroneously court concluded the district (Jones, J., concurring) (cataloguing Sixth Cir- authority grant it such a lacked rejecting challenges cuit cases constitutional departure while the downward ratio). Pickett, to 100:1 In United States v. merely court contends' that the district exer- (6th Cir.1991), 411 we held that the refusing depart its cised discretion 100:1 ratio does not violate the substantive downward. component of the Due Process or the Clause underlying We need not address ratio Cruel and Unusual Punishment Clause of the depart nale for the district court’s refusal to Eighth Amendment. Id. at 418-19. Like- Regardless downward this case. of wise, Williams, in United States v. premised upon was whether this refusal (6th Cir.1992), rejected we an authority depart' court’s lack of district equal protection challenge to the ratio downward under Guidelines brought under the Fifth Amendment. ratio, upon based the 100:1 see United States Levy, Herron, Cir.1996), Cir.1990), we a claim that the — denied, U.S. -, 998, 136 cert. unconstitutionally term cocaine base was (1997) (100:1 Williams, ratio “not a vague. L.Ed.2d basis In both Pickett and may rely depart applied which a court down in upholding rational basis test 5K2.0”), Pickett, merely ward under the 100:1 ratio. 941 F.2d at USSG dis (Congress so, arbitrarily did not act cretionary refusal to do see or irration- (6th Cir.1993) (dis ratio); Williams, Isom, ally enacting 962 F.2d at (ratio reasonably legitimate related to cretionary by grant refusal district court to end). reasoning holdings of these departure downward under U.S.S.G. 5K2.0 any argument cases foreclose constitutional Court), is unreviewable this decision Washington may present. See Sixth Circuit was not erroneous. Operating
Internal
Procedures
22.4.1
(June
1991)
(panel cannot overrule deci-
prior panel);
sion of
445,
do not
341
136 L.Ed.2d
is
sively
the issue of whether there
addressed
report, or Con
Commission’s
agree that the
justification
penalties
for harsher
for crack
it,
reject
prece
affects
gress’s decision
cocaine,
policy
that
powder
than for
ruling
Congress had
our
that
dential value of
more
practice has treated African-Americans
ratio.”);
100:1
United
basis for the
a rational
whites,
this
severely than
and has answered
(8th
1196,
Carter,
1198-99
States v.
Sentencing
negative.
in the
question
Cir.1996)
not act with discrimi
(Congress did
recently
conclusions have
been
Commission’s
Sentencing
rejecting
Com
natory purpose
President,
Attorney
adopted by the
Gen-
amendment;
instead, the
proposed
mission’s
Barry McCaffrey, Director
eral and General
rationally
legiti
to a
rejection was
related
Drug Policy.1
of National
purpose); United States v.
mate
(2d
81,
Cir.1996),
85
cert.
Teague, 93 F.3d
developments, of
light
of these recent
—
-,
708,
denied,
117 S.Ct.
136
U.S.
taken, I
judicial
which
notice should be
must
(1997) (“The
100:1 ratio had
L.Ed.2d 629
Sentencing
again emphasize that because the
enacted, and the Com
rational basis when
analogous
agency
to a federal
Commission is
ap
continuing
of the
mission’s
consideration
accorded the
it is entitled to the deference
propriate sentencing scheme for crack and
agency’s
It
is well settled that an
same.
ju
counsels
cocaine offenses
interpretation
regulations
own
receives
of its
intervention.”);
Bur
dicial
“controlling weight” unless it would violate
849,
Cir.1996),
gos,
F.3d
877
cert.
94
statute,
or a federal
or is
Constitution
—
denied,
-,
137
U.S.
regulation.
with the
inconsistent
See Stin
(1997) (upholding
the 100:1ratio
L.Ed.2d
States,
son v. United
508 U.S.
against equal protection challenge
1913, 1919,
S.Ct.
this law Commission, Attorney General
ing President, disturbing. is indeed up made example, African-Americans offenders, while a of crack
85.8% federal offenders were of white
mere 4.8% cocaine. United States for crack
prosecuted Commission, 1996 Sourcebook (1997). Sentencing Siatistics Federal disappear sim- disparity will not
This racial it; rather, the recommenda-
ply by ignoring should Sentencing
tions of the with the ad- by those entrusted
be heeded urge I entire laws.
ministration of our and accord this case en banc
court to hear to the conclusions of requisite deference found in the Co- Sentencing Commission Report.
caine reiterate, am not call- again that I
I must in the stiffness
ing for a reduction
crimes, sentencing. equality but seek plague our drugs continue to recognize
I of law fully support the efforts
society and Nevertheless, its use.
enforcement reduce that, fact as the Sentenc- ignore
I cannot exist, currently the sentences
ing Guidelines “justice” are not down courts
handed to rules that have
just. “Blind adherence ineffective, unjust, meaningless and
proven purpose.” States v. no useful
serves
Gaines, 122 TINKER, Plaintiff-Appellant,
Robert CO.,
SEARS, & ROEBUCK
Defendant-Appellee.
No. 96-1418. Appeals, Court of
Sixth Circuit.
Argued June 14, 1997.
Decided Oct.
