UNITED STATES of America, Plaintiff-Appellee, v. Erick GARCIA-SANDOBAL, a.k.a. Erik Garcia, Defendant-Appellant.
No. 11-12196
United States Court of Appeals, Eleventh Circuit
Jan. 3, 2013
699 F.3d 1278
Patricia D. Barksdale, U.S. Atty., Jacksonville, FL, Michelle Thresher Taylor, Donald L. Hansen, Robert E. O‘Neill, U.S. Attys., Tampa, FL, for Plaintiff-Appellee.
PRYOR, Circuit Judge:
This appeal presents three issues arising from the guilty plea and prison sentence of Erick Garcia-Sandobal for unlawful reentry to the United States,
I. BACKGROUND
Garcia-Sandobal, a citizen of Honduras, illegally entered the United States in 1993. Between 1993 and 1998, Florida convicted Garcia-Sandobal of several crimes including battery, domestic violence battery, battery of a law enforcement officer, obstructing or opposing an officer with violence, and obstructing or opposing an officer without violence. In 1996, a Florida court convicted Garcia-Sandobal of two counts of battery of a law enforcement officer and one count of obstructing or opposing an officer with violence. For these three convictions, the Florida court sentenced Garcia-Sandobal to two years of probation, but the Florida court later revoked his probation and sentenced him to two years of imprisonment. See Garcia v. State, 701 So.2d 607, 608 (Fla.Dist.Ct.App.1997). An appellate court later revoked the prison sentence and reinstated the term of probation. Id. at 608-09.
After an immigration judge ordered Garcia-Sandobal‘s removal from the United States, the government removed him to Honduras in March 1998, but Garcia-Sandobal‘s absence from our shores and our criminal justice system was brief. He unlawfully reentered the United States, and between 2000 and 2010, Florida convicted Garcia-Sandobal of several crimes, including battery, aggravated assault, lewd or lascivious molestation of a child under 12 years of age, marijuana possession, disorderly intoxication, providing a false name to law enforcement officials, driving with an expired tag, and failure to appear in court. The conviction for disorderly intoxication occurred in 2009, and a Florida court sentenced Garcia-Sandobal to serve 50 days in jail followed by 12 months of probation. After he violated the terms of his probation, the Florida court revoked his probation and sentenced him to an additional 60 days in jail.
In October 2010, a federal grand jury indicted Garcia-Sandobal on one count of unlawfully being found in the United States after having been previously removed,
Garcia-Sandobal pleaded guilty to the indictment before a magistrate judge. Garcia-Sandobal‘s lawyer initially stated that “Mr. Garcia is objecting to the characterization of his prior conviction as an aggravated felony, just the characterization.” The magistrate judge asked, “All right, is this a sentencing issue? I have told him what the penalty is. Are you disputing the penalty?” Garcia-Sandobal‘s attorney replied, “No, Your Honor, we‘re not disputing the penalty at this time, no.” After some confusion as to whether the three 1996 convictions remained on his record, Garcia-Sandobal conceded that he had been convicted of an aggravated felony, but he purported to preserve a right to
The magistrate judge then had the following colloquy with Garcia-Sandobal to ensure that he understood that he was pleading guilty to the offense with the enhanced penalty under section 1326(b)(2):
THE COURT: Mr. Garcia, you appear to be quite verbal and quite familiar with your case. Am I correct in that conclusion?
GARCIA-SANDOBAL (through interpreter): Yes.
THE COURT: Do you understand that I‘m interpreting this discussion to mean that you agree that you‘ve been convicted of at least one felony that would carry this maximum term of 20 years imprisonment? Is that what you‘re agreeing to?
GARCIA-SANDOBAL (through interpreter): Yes.
THE COURT: The other issues are matters for sentencing, but I just want you to understand that you can‘t say one thing at a plea agreement and then say oh, no, it really wasn‘t a felony that would qualify me for that penalty. Do you understand that?
GARCIA-SANDOBAL (through interpreter): Yes.
THE COURT: Do you still want to plead guilty?
GARCIA-SANDOBAL (through interpreter): Yes.
THE COURT: How do you wish to plead to the charge in the indictment, guilty or not guilty?
GARCIA-SANDOBAL (through interpreter): Yes, guilty.
THE COURT: Is that because you are guilty of this crime?
GARCIA-SANDOBAL (through interpreter): Yes.
The magistrate judge concluded that the plea was knowing, voluntary, and intelligent, and the magistrate judge recommended that the district court accept the plea. The magistrate judge informed Garcia-Sandobal that he had 14 days to file any objections to the recommendation. See
The presentence investigation report calculated Garcia-Sandobal‘s offense level as 21, his criminal history category as VI, and his guideline range as 77 to 96 months of imprisonment. The calculation of Garcia-Sandobal‘s offense level included a 16-level enhancement because Garcia-Sandobal “previously was deported, or unlawfully remained in the United States, after ... a conviction for a felony that is ... a crime of violence.”
The calculation of Garcia-Sandobal‘s criminal history score included the assessment of two criminal history points for Garcia-Sandobal‘s 2009 conviction for disorderly intoxication, in accordance with section 4A1.2(c) of the Sentencing Guidelines. See
II. STANDARD OF REVIEW
“With respect to Sentencing Guidelines issues, this Court reviews ‘purely legal questions de novo, a district court‘s factual findings for clear error, and, in most cases, a district court‘s application of the guidelines to the facts with due deference.‘” United States v. Rothenberg, 610 F.3d 621, 624 (11th Cir.2010) (quoting United States v. Rodriguez-Lopez, 363 F.3d 1134, 1136-37 (11th Cir.2004) (internal quotation marks omitted)). Arguments that are waived before the district court may not be reviewed on appeal. United States v. De La Garza, 516 F.3d 1266, 1271 (11th Cir.2008).
III. DISCUSSION
We divide our discussion in three parts. First, we explain why Garcia-Sandobal waived the argument that the district court should not have accepted his guilty plea and sentenced him under section 1326(b)(2). Second, we explain why our precedent forecloses Garcia-Sandobal‘s argument that he did not commit a crime of violence before being removed from the United States. Third, we explain why the district court did not err when it assigned two criminal history points for Garcia-Sandobal‘s prior conviction for disorderly intoxication.
A. Garcia-Sandobal Waived His Argument That the District Court Should Not Have Accepted His Guilty Plea and Sentenced Him Under Section 1326(b)(2).
Garcia-Sandobal argues that the district court erred when it accepted his guilty plea and sentenced him under section 1326(b)(2), but Garcia-Sandobal waived this argument when he pleaded guilty to violating that section. The indictment alleged that Garcia-Sandobal was convicted of an aggravated felony before he was deported and that the enhanced sentencing provision of section 1326(b)(2) applied to his case. Garcia-Sandobal‘s “knowing and informed plea of guilty ... amounted to an express admission that [section 1326(b)(2)] applied to his case,” and he cannot now argue otherwise on appeal. See United States v. Covington, 565 F.3d 1336, 1345 (11th Cir.2009).
Garcia-Sandobal argues that he “did not agree below that he had committed an aggravated felony before his removal,” but we disagree. Although Garcia-Sandobal initially “object[ed] to the characterization of his prior conviction as an aggravated felony,” he later unequivocally pleaded guilty to a violation of section 1326(b)(2) and agreed that he had been removed following a conviction for an aggravated felony. Garcia-Sandobal told the magistrate judge that he understood that he was agreeing that he had been convicted of an aggravated felony before his removal and that he understood that he could not argue otherwise at the sentencing phase.
When he pleaded guilty, Garcia-Sandobal purported to preserve a right to challenge the classification of his prior conviction at sentencing, but we have held that a defendant cannot do so. See United States v. Bennett, 472 F.3d 825, 832-33 (11th Cir.2006). In Bennett, the defendant pleaded guilty to an indictment alleging that he had at least three prior convictions for “violent felonies” under the Armed Career Criminal Act,
Garcia-Sandobal waived his right to appellate review on this issue. Before the magistrate judge, Garcia-Sandobal unconditionally admitted having been convicted of an aggravated felony, and the magistrate judge recommended that the district court accept Garcia-Sandobal‘s guilty plea. Garcia-Sandobal had 14 days to file any objections to that recommendation,
B. Our Precedent Forecloses Garcia-Sandobal‘s Argument About His Conviction For Obstructing or Opposing an Officer with Violence.
Garcia-Sandobal argues that the district court erred when it increased his offense level based on his prior conviction for obstructing or opposing an officer with violence, but Garcia-Sandobal‘s argument is foreclosed by our precedent. A defendant‘s criminal offense level is increased by 16 levels if “the defendant previously was deported, or unlawfully remained in the United States, after ... a conviction for a felony that is ... a crime of violence.”
C. The District Court Properly Counted Garcia-Sandobal‘s Conviction for Disorderly Intoxication Toward His Criminal History Score.
Garcia-Sandobal argues that the district court erred when it counted his prior conviction for disorderly intoxication and increased his criminal history by two points. Garcia-Sandobal contends that disorderly intoxication is akin to public intoxication, which is never counted, but the government responds that disorderly intoxication is more akin to disorderly conduct or disturbing the peace, which may be counted.
The Sentencing Guidelines provide that “[s]entences for misdemeanor and petty offenses are counted” toward a defendant‘s criminal history score, subject to two exceptions in subsections 4A1.2(c)(1) and 4A1.2(c)(2).
To resolve this issue, we must decide whether Garcia-Sandobal‘s conviction for disorderly intoxication is more similar to a conviction for the subsection (c)(1) crime of “disorderly conduct or disturbing the peace” or to a conviction for the subsection (c)(2) crime of “public intoxication.” “Because the Guidelines’ default rule for past offenses is one of inclusion, any doubts should be resolved in favor of counting the offense.” United States v. Hernandez, 634 F.3d 317, 319 (5th Cir.2011). “Moreover, the defendant has the burden of showing that the exception applies.” United States v. Martinez-Santos, 184 F.3d 196, 200 (2d Cir.1999); see also United States v. Howard, 923 F.2d 1500, 1505 (11th Cir.1991) (“[T]he Guidelines have been interpreted to contemplate that the defendant bears the burden of establishing the applicability of Guideline sections which would reduce the offense level.“).
An Application Note to the Sentencing Guidelines lists five factors that we should consider, in a “common sense approach,” to determine whether an unlisted offense is similar to one enumerated in subsection (c)(1) or subsection (c)(2):
In determining whether an unlisted offense is similar to an offense listed in subsection (c)(1) or (c)(2), the court should use a common sense approach that includes consideration of relevant factors such as (i) a comparison of punishments imposed for the listed and unlisted offenses; (ii) the perceived seriousness of the offense as indicated by the level of punishment; (iii) the elements of the offense; (iv) the level of culpability involved; and (v) the degree to which the commission of the offense indicates a likelihood of recurring criminal conduct.
As both parties agree, the five-factor test under section 4A1.2(c) requires that we consider the underlying facts of Garcia-Sandobal‘s conviction. The Sentencing Commission adopted the five-factor test from precedents of the Fifth Circuit that considered both the elements of the offense and the underlying facts of the dispute. See, e.g., United States v. Gadison, 8 F.3d 186, 194 (5th Cir.1993); United States v. Moore, 997 F.2d 30, 34-35 (5th Cir.1993); United States v. Hardeman, 933 F.2d 278, 282 (5th Cir.1991). When it adopted this test, the Commission favorably cited both Hardeman and a decision of the Seventh Circuit, United States v. Booker, 71 F.3d 685 (7th Cir.1995), which also considered the underlying facts of the dispute, id. at 690. See
A careful consideration of the five factors establishes that Garcia-Sandobal‘s conviction for disorderly intoxication is more similar to a conviction for disorderly conduct than to a conviction for public intoxication. Not all of the factors weigh against Garcia-Sandobal, but four of the five do.
The first factor asks us to compare the “punishments imposed for the listed and unlisted offenses,”
The second factor asks us to consider “the perceived seriousness of the offense as indicated by the level of punishment,”
The third factor asks us to consider “the elements of the offense,”
Whoever commits such acts as are of a nature to corrupt the public morals, or outrage the sense of public decency, or affect the peace and quiet of persons who may witness them, or engages in brawling or fighting, or engages in such conduct as to constitute a breach of the peace or disorderly conduct, shall be guilty of a misdemeanor of the second degree....
The parties disagree about the definition of the crime of public intoxication, in part because the several states have not adopted a common definition of that offense. The government argues, on the one hand, that the Guidelines adopt the common-law definition of public intoxication, which prohibits being drunk in public, but does not require the additional element that the individual pose a risk of danger to the public. Several states and Black‘s Law Dictionary adopt this definition of public intoxication. See, e.g.,
We need not decide whether the Guidelines adopted the definition of public intoxication under the common law or the Model Penal Code because the Florida statute is dissimilar to both definitions. There are two critical differences between the Florida statute, on the one hand, and both the common law and the Model Penal Code, on the other hand: Florida requires that the person actually cause a public disturbance, and Florida does not proscribe any drunkenness that might harm only the intoxicated person himself. The common-law crime of public intoxication punishes being drunk in public, and the Model Penal Code, which has been adopted by several states, punishes being intoxicated in public “to the degree that [the offender] may endanger himself or other persons or property, or annoy persons in his vicinity.” Model Penal Code § 250.5 (emphasis added); see also
The similarities between the Florida statute and the statutes of two other states also suggest that Garcia-Sandobal‘s conviction for disorderly intoxication is more akin to a conviction for disorderly conduct than to a conviction for public intoxication. Michigan and North Carolina, like Florida, have statutes that proscribe conduct by an intoxicated person that actually endangers the public, but those statutes do not proscribe conduct that potentially endangers the public or the intoxicated person himself. Those two states label their offenses as disorderly or disruptive conduct, not public intoxication.
The fourth factor asks us to consider “the level of culpability involved” in the offense,
Garcia-Sandobal argues that public intoxication, under the Guidelines, includes conduct that actually endangers the public, but this argument contradicts the text and structure of section 4A1.2(c). Garcia-Sandobal‘s proposed reading of the Guidelines would lead to the absurd result that a sober person who disturbs the peace and is convicted of “disorderly conduct” would have his conviction count toward his criminal history score, see
The fifth factor asks us to consider “the degree to which the commission of the offense indicates a likelihood of recurring criminal conduct,”
The distinction we draw between Garcia-Sandobal‘s conviction for disorderly intoxication and the public intoxication statutes of several states also makes sense when considered against the history of public intoxication laws. At common law, public intoxication statutes punished mere drunkenness, see 4 William Blackstone, Commentaries * 41, and historically most states prohibited, under the heading of public intoxication, the act of being drunk in public, see American Law Institute, Model Penal Code and Commentaries: Part II, § 250.5 cmt. 1(a) at 375 (1980). In the 1960s, there was a movement to decriminalize mere drunkenness, which led to the definition of public intoxication in the Model Penal Code and to the recommendation in the 1967 Report by the President‘s Commission on Law Enforcement and Administration of Justice that “[d]runkenness should not in itself be a criminal offense,” but that “[d]isorderly and other criminal conduct accompanied by drunkenness should remain punishable as separate crimes.” The Challenge of Crime in a Free Society, A Report by the President‘s Commission on Law Enforcement and Administration of Justice 236 (1967). The Sentencing Commission wanted to ensure that convictions for only being drunk in public are not counted toward a defendant‘s criminal history score, and perhaps the Sentencing Commission wanted to ensure that convictions for being drunk and posing a potential danger to the public or to oneself are not counted toward a defendant‘s criminal history score. But the Sentencing Commission stated that convictions for disorderly conduct and disturbing the peace may be counted toward a defendant‘s criminal history, and Garcia-Sandobal was punished under the Florida statute for endangering the public and causing a public disturbance, in addition to being intoxicated.
The district court did not err when it assessed two criminal history points for Garcia-Sandobal‘s conviction for disorderly intoxication. Garcia-Sandobal failed to satisfy his burden of establishing that his prior conviction falls within the exception to the default rule of counting toward his criminal history score. Garcia-Sandobal‘s
IV. CONCLUSION
We AFFIRM Garcia-Sandobal‘s guilty plea and sentence.
