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United States v. Ellis
408 A.2d 971
D.C.
1979
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*1 (1978); Stоres, Inc., Jones Safeway v. Appel- STATES, Appellant, UNITED argues lant that officers per- should not be by police regulations mitted to leave the ELLIS, Appellee. Herman William dogs’ cages unlatched investigating when possible they crimes unless have some rea- No. 79-245. apprehension sonable of danger from the Appeals. District Court of of Columbia situation. There was no evidence intro- unprovoked duced that attacks on innоcent Argued July 1979. people past had occurred in the by police Decided Nov. 1979. dogs escaping Moreover, police from cars. Officer Hall testified that an officer can

never know in advance when an innocent-

enough looking going situation is to become

“sticky.”4 Adopting appellant’s proposed

standard in this case would therefore have imposing

amounted to significantly in-

creased risks on police public necessity.

As to whether juror a reasonable

could have negligent found Officer Hall particular case,

this is similar.

Officer Hall was not breaching any police

regulation by leaving cage Shane’s un

latched, regulations for the left the decision

up to each individual officer’s discretion. ‍‌‌​‌‌​​‌​​​‌​‌‌​‌‌‌‌​‌​​​​‌​‌‌‌‌‌‌‌‌​‌​‌‌​​​​​‌‌‍exercising discretion, Officer Hall

was dangerous aware that situations often

developed beginnings appearing from inno

cent. He and together Shane had worked years, gone

for four through 16 weeks

of training together, Shane had won numer

ous awards as a competitions result of police trained military dogs ability commands, and,

his to obey most

importantly, not years once in those four

working together did Shane make an un

provoked escape police car to at

tack person. an innocent We conclude no juror

reasonable could have found Officer ‍‌‌​‌‌​​‌​​​‌​‌‌​‌‌‌‌​‌​​​​‌​‌‌‌‌‌‌‌‌​‌​‌‌​​​​​‌‌‍negligent presented.5

Hall on the facts here

Affirmed. cause of the attack since 4. Tr. at 72. the harm which would police have deterred a reasonable officer Having leaving namely possibility concluded that there was no evidence unlatched — negligence unnecessary dog person it is attack on an innocent —is contention, appel- address the District’s other not the harm that resulted here that, assuming negli- assaulting dog Officer Hall was lant officer and unlatched, gent leаving cage Shane’s did what he was trained to do. negligence proximate could not have been the *2 972 argues (Brief 6), at thoroughly properly and

“the court did not balancing re- perform sensitive test jurisdic- quired by prevailing law determining tion was de- prived of his constitutional However, reflects the record trial.” recognize apply did and the trial court v. in test enunciated familiar 92 S.Ct. Wingo, 407 U.S. (Record It first (1973). noted L.Ed.2d 101 9), length at “we . have total months”; it then identified stated of 22 court, contradiction frоm open 7), (Record for at the reasons either counsel congestion is 13 delay: “the court continuances, months . . Mutual two months . . Defense continuanc- . es, con- four months . . . Government tinuances, three months.” sin- that the case was a court noted v. gle charge, misdemeanor States, D.C.App., 395 A.2d prosecutor pointed out to at (Rec- trial motion hearing 24), here confronted “you ord at McKinsey, Atty., E. Anne Asst. U. S. case which with a on a misdemeanor C., Washington, D. with whom Earl J. Sil- it’s a com- your adds to burden because bert, Atty., the time the U. S. at brief long delay for a plex case. There’s no need filed, Terry, Peter C. DePaolis and John A. prepare for .” The court Tabackman, Attys., Steven C. Asst. U. S. (Rec- prosecutor to the further commented C., brief, on the for Washington, D. set 27-28), “[y]ou could have it down ord at appellant. up have set preference ... Alexander, Washington, Harry Toussaint the case has some special trial dates because C., appellee. D. age request on ‍‌‌​‌‌​​‌​​​‌​‌‌​‌‌‌‌​‌​​​​‌​‌‌‌‌‌‌‌‌​‌​‌‌​​​​​‌‌‍it and at the Govern- I take the ... we set those and ment NEWMAN, Judge, and Before Chief I don’t send it case and I hold that case. FERREN, Judges. Associate KERN and pot and that could have back to the very . . . .” KERN, easily in the case done Judge: Associate counsel, by response appeal Appellee’s This is an from an order charge dismissing inquiry of as his client hаd the trial court as to 22-504, generally sault, against ap- (Record 28), pointed suffered at D.C.Code § (Record 30), delay causing ground his constitutional faded had at least three trial had been violated. memories and asserted he (Rec- eyewitnesses years, that almost two assault. record reflects viz., 31.) ord He asserted elapsed between arrest further every of anxiety entered its deal great the court “has suffered trial date when (Record 31), order, he hence this alone time comes court” dismissal charge orig- had been appellee’s claim. that the assault gives prima facie merit noted officer stationed Branch United inally by advanced place of so that near business “anxiety latter’s prosecution than usual better deter- he’s got feeling they have a post-trial, vendetta gen- mined but that against him.” delay was by erated determi- an undue assessing nable before trial the court Appellee’s (Rec- counsel advised the court out in pointed We then 35), ord at ultimately appellee “got out year elapsed one when more than (the of 4D police district) and went to an- *3 between the defend- arrest and trial operate district to the same kind of prejudice ant by asserts he has suffered [gasoline] station.” The accepted court produced by reason of anxiety the this de- (Record 41), statement at as evidence of lay, then in the order to dis- prejudice suffered. The court concluded prove the burden prejudice has to show (Record 40-41), pertinent part: court “convincingly” trial the The speedy trial clause of the Sixth Here, applying was minimal. the places Amendment the primary burden Bethea, test set forth in the trial court had prosecution the to assure that cases assertion, аn delay 22-month which it trial, brought are especially to after the accepted, delay generated accused has asserted a speedy trial appellee’s part as to cause him to here, which they have asserted move his business out area. Given motivate the Government to seek a length of and this delay assertion of prompt trial really, the history of the prejudice court, upon by relied the trial we case put you should have on notice that simply conclude no evidence from you “[t]here going trouble, were to be in in my anyone reasonably which can conclude that opinion. got You have a bad record in assertion of no this case. . . . This is the case of a outweighs anxiety convincingly single which misdemeanor should have contrary.” claim to the Bethea v. United dispatch. tried with States, supra at 793. government (Brief 14), points agreе we to the failure Since are unable with the of to demand in prosecution’s writing a that the trial speedy trial until contention court several months before trial erred in distinguishing and sensitive balanc- “delicate instant case ing process from applying Wingo,” of Barker v. The record we uphold reflects that order of its dismissal. half-way through period the 22-month between the Affirmed. arrest and the filed a motion prosecution. dismiss for of want At that FERREN, Judge, dissеnting: Associate time he urged, expressly among other dissent because I believe the grounds for granting motion, that he has made unwarranted extension of Be had been denied a trial. The fact States, D.C.App., thea v. United that the granted then the motion (1978), and, consequence, as a has mis prejudice dismiss without and that applied trial criteria announced prosecution reinstituted 514, Wingo, in Barker v. 407 U.S. 92 S.Ct. appellee’s demand, should not obscure early 33 L.Ed.2d 101 on, for trial. also (Brief contends I. 16), “appellee failed to demonstrate kind of involving concerned the This case and misde- ” meanors, court in there was length “no credi roughly equal ble assertion defense delay (22 respective- months and 19 impaired by delay vague Bethea, however, ly). than all but two —other allusions ‘fading memories’.” In were Bethea months of the attributable impairment this court noted that ac- whereas defеnse lengthy cepting case caused findings, I count six pending trial, not incarcerated nor did she months of continuances attributable defendant-appellee.1 preparation claim Thus, were confronted with Here, moreover, defense-requested a claim ‍‌‌​‌‌​​‌​​​‌​‌‌​‌‌‌‌​‌​​​​‌​‌‌‌‌‌‌‌‌​‌​‌‌​​​​​‌‌‍of to evaluate question how significance continuances take on added solely on when . prejudice based when evaluated connection with the third рassed than a criterion, We said: the date of arrest. Although since speedy trial. defense filed a prosecution motion dismiss want intangible quality, . of its Because 11 months after arrest —and obtained a dis- of the accused” is “anxiety and concern missal without on March for a court to assess. sometimes difficult responsible —the defense was for four of individuals, delay coming For April the ten months between may nearly traumatic whereas (when rеfiled) and Febru- others, bring will re- additional (the dismissal). ary date See *4 The nevertheless has make lief. court defense, fact, supra. 1 not note did assessment; here, given prima the an speedy file motion to want of dismiss for on claim based appellant’s facie merit 7, days trial until 1978—nine af- December Branch delay year, more than one sought resulting ter it had a continuance supra, States, A.2d 998] [372 1 delay. a two-month See note prove is burden Mоreover, 5, 1979, the January on date set fact, In minimal. that was motion, hearing for on trial de- government’s “convincing- must appear, fense counsel did not mo- ly outweigh” appellant’s assertion tion, accordingly, was dismissed without See delay. with anxiety increased record, therefore, prejudice. On this I find States, D.C.App., A.2d Day v. United any virtual abandonment of assertion of the supra (1978). [Bethea, 957 at 970 793.] marked contrast “[ajlmost with where six months the facts: We then addressed passed prompt desire became government has not made such began.” Id. at 792. manifest before trial appel- reveals showing. The record criterion, preju- As to the final speedy trial asserted her lant dice, comparable case consistent several fact occasions —a only prejudice is issue anxiety, not claim of with delay.2 and concern over the On other government’s assertion tо with hand, similarity superficial their and thus ap- shows that contrary. also The record analyzed should be with care. prior convictions. pellant has had she has had There is no evidence In defendant, apparent an experiences with the acquittals or other first-offender, pet- been had might justice system which tend and, ty (shoplifting) beginning offense I2V2 arrest, insensitive to to have made her months after had several times as- (or pro- any her trial. serted She Absent notes, totaling present Specifically, 1. four 2. as continuances In the 25, 1977; “pointed defendant-appellee (September months August for also 23-November counsel causing 11, 1978) generally faded are attributable ... 7-October addition, requests. he at least three a con- memories eyewitnesses asserted had alleged although mutually assault.” Ante at ac- to the tinuance two however, defense, ceptable, Counsel, not be attributed to did 972. assign- memories suf- case evidence that his own witnesses’ after the had certified 28, 1978, delay, court made fered from ment commissioner on November finding possibility. request respect to was returned to calendar control at the no any gations event, general February alle- we have indicated that of defense 6, and set for trial on counsel more, memories, (The actually do case was certified faded Day Daly February Judge establish See v. United for trial on dismiss.) granted A.2d 972-73 time he the motion to evidence), bative although we have no basis for we ordered the in Bethea doubting pattern of continuances dismissed, remanding rather than for a trial of a petty charge against theft defendant finding apropos court of Unit- without a criminal anxiety- MacDonald, record was ed States v. U.S. producing as she implied S.Ct. 56 L.Ed.2d 18 we did so —and by the prima facie validity speedy- complete based on a record. The trial claim after a therefore, more than one government, opportunity year. [Bethea, supra at against to develop whatever case it could 793.] prejudicial anxiety; defense assertion of Accordingly, in Bethea we dealt with the court, accordingly, and this reviewed a rec- central question presented here: whether parties joined ord whеre it could be said showing “convincingly issue, possible, on all relevant extent outweighed” the presumption facts. derived ‍‌‌​‌‌​​‌​​​‌​‌‌​‌‌‌‌​‌​​​​‌​‌‌‌‌‌‌‌‌​‌​‌‌​​​​​‌‌‍from more than a year’s delay as such, solely by buttressed present case differs Bethea in prejudicial assertions of anxiety.3 above, all respects. ap- three As discussed pellee’s was substan- aspects There are three of Bethea which tially abandoned as the delay grew long- significant have a bearing on evaluation of er —a fact inconsistent with anx- factor in the case. iety. shows, moreover, The record as the First, persons “may acknowledged, be nearly others, traumatic whereas for ad- justice not a newcomer to the *5 sys- relief,” id., ditional will bring Bethea Finally, tem. the trial court did not make a suggests way to determine how delay meaningful finding of anxiety. “cuts” in given If, case. as says, persistent assertion of to a speedy sрecifically, More defense counsel assert- anxiety, manifests I believe it follows ed police that because a officer stationed that a failure to assert right (or action near place (a gasoline business that can be construed as virtual abandon- station) brought charge, the assault ment of right) that oppo- manifests the “anxiety is more than usual because he’s site —a belief that delay works in the de- got feeling thеy against have a vendetta Second, fendant’s favor. pointed him.” consequence, according As a to coun- out experience that jus- the criminal sel, appellee got “sold the business. He out system tice is some indication that a de- of [police 4D and went to another district] fendant may be delay or, insensitive to operate station, district to kind of the same — perhaps more accurately, less anxious abоut Sunoco, anxiety, and Your Honor.” that’s it than someone for proceed- whom criminal proffer, Based on this ings are experience. a first-time Finally, found: holding year In may argue record; of a “[a] more inferences from the it need gives prima between arrest and trial independent facie merit not counter with evidence: to a claim that an accused has been denied the government’s expected case сannot be [T]he speedy trial,” to a Branch v. United government to rise or fall on whether the States, D.C.App., 372 A.2d point independent convincingly “[prejudice added that to the defendant need dispelling appellant the contention that affirmatively lengthy not be shown after such prejudiced government delay.” (citations omitted); Id. see United argue objective is entitled to both the facts of Bolden, States v. from a record drawn and inferеnces to be (1977). Thus, delay year is of more than a preju- particular defendant’s failure to assert presumptively prejudicial, govern- and “the or, here, Then, as dice. reviewing the trial court — accordingly showing ment prejudice has the burden no the evidence court —will evaluate presumption once has attached.” arguments proffered by both sides and Day, supra government’s showing at 970. The decide whether the has carried “сonvincingly outweigh” must persuasion. [Day, supra its burden of Id.; Bethea, supra assertions. dressing at 793. In ad- 971.] burden, however, this be part

There has to some II. defendant, person, of a such as then, happen question, is what should probably who involved has with the next? after a presumption, Given the There has to half dozen times. defendant-appellee’s of delay, said, anxiety and, counsel has and, speedy trial has been violated— statement, his aсcept that he has point, presumption sold his business has moved out supra see note 3 prejudicial, has been very and it well have area could made that plausible —a can be argument something to do with also. despite the trial prevail, This cannot be characterized as a solid find- findings, (1) the court’s insufficient ing of if prejudicial anxiety. Even of no showing sold his business moved out the area outweigh” the defendant’s “convincingly becausе of about case—an as- 970; Bethea, claim, supra at contrary Day, sertion of counsel which the government, supra at explore had no opportunity realistic —the pretrial hearing, challenge counsel’s did not down; pin merely court did not the fact ap- proffer caused accepted found, unprobed assertion and sell his business. most, very the move “could well arguments, how- accept I cannot those something have anxiety.” do ever, under the circumstances event, given appellee’s virtual indiffer- government had proceedings, the trial court ence to asserting way challenging effective brought once the the second Appellee beyond arguing insufficiency. its time, I conclude that over- proffered govern- no witnesses whom the accepts rates—and incorrectly —the As a ment could have cross-examined. finding. evidentiаry support therefore, practical matter, ask the 17— sufficient. See D.C.Code § make further 305(a).4 carry mean could that a defendant summary, just first-time defend- as a *6 presumption of day simply by using ant’s a right continual assertion of to anxiety, proffering prejudice, asserting speedy prejudicial anxiety trial manifests support, in which the facts when substantially extends be- contradicting. I way would have no of Bethea, yond in I year, one believe that in where readily accept analysis Bethea right failure defendant’s to assert —or held, effect, in first clear abandonment of an earlier assertion— offense, petty who offender with delay working manifests a belief that is speedy consistently asserted her favor, unless she he or success, trial, prejudi- manifested without showing makes of prejudicial a sufficient of That is a anxiety cial as matter law. other, offsetting I way. in some As when a dе- sense. But matter of common it, here, coupled see with counsel’s right, or aban- fendant fails assert speculative finding, trial court’s is not it, why no as to presents dons finding sufficient for a of Ac- anxiety, I there nonetheless was record, cordingly, on this absent sufficient perceive anxiety. I hold that no such and a sustainable circumstances the finding under these prejudice, of I vote affirm cannot preju- of carry its burden can ruling that dismissal of the Barkеr, logical matter “inference” su- dice as a indictment is warranted under Day, pra. “objective of record. See facts” Compare given weight Reid v. United assertion to be (1979) (“We support appellant A.2d find prejudice and the lack of omitted). [posttrial] findings respect (footnote delay”) record for the resulting from the delay, evidentiary to the reasons for the 971; supra trial, supra.5 appropriately note 3 govern- considered after prevail ment will then unless the defendant preparation when defense has been ob- presents support any proffer evidence in Anxiety delay, from trial served. which the hand, obviously pretrial has a focus. refute, through make an effort to cross-ex- asserts Accordingly, if the defendant amination or otherwise.6 (in addi- prejudice preparation delay, the trial anxiety) tion to Here, however, holding such a should not ordinarily reserve necessarily remanding result in the case for ruling.7 If, post-trial trial motion for a trial, though defendant-appellee failed however, is limited to prejudice the asserted put proof supporting his claim that he (though permit not re- I would gas sold his station because of over ruling remand, quire) de- pretrial prejudicial anxiety this case. Because be- judicial spite possible economy lack complex comes a inquiry when combined allowing pretrial government a second proof the burden of issue based on appeal charges again in the event delay of year, supra, more than a see note 3 is no reason to force a dismissed. There parties and because the did not have the clearly is indicated.8 trial if dismissal benefit of point, this court’s say defendant-appellee any cannot — more than the receive —should III. ruling definitive adverse from this court although delay of more summary, fairness, time. I would pri- than a 22 months—indicates —here remand the case to the trial court for an claim, ma facie merit evidentiary hearing on prejudice, after Branch, supra I believe that which the options: court would have two defendant-ap- continuances attributable to charge dismiss grounds (six months), his ambivalent assertion after balancing all four Barker criteria parties and the failure of the (subject, again, once join require issue on combine to appeal); deny the speedy trial proceedings. remand for further motion proceed preju- reviewing dice to the motion after trial in MacDonald,

event of conviction. See

As indicated a remand for prejudice,

reconsideration of apropos of

MacDonald, usually related to claims of

prejudice to preparation, defense rather

than based on anxiety, and thus is *7 necessarily subject. (Nor pretrial mean that not raised the mony 5. This does could his testi- prevail anxiety may forcing a claim of be used as a basis for him to take meaningful assеrtion there is also a the testify.) unless the which evidence stand at trial if he otherwise declined to may example, cases in right. Alternatively, appellee present For there could per- eventual testimony of a defendant’s acquaintances support of his be said to out- trauma sonal assertion. early persistent weigh to make an failure laid or be assertion of be, exception might example, 7. An a case оf counsel, client-defendant. not the failure of pretrial delay during substantial the course of obviously which an crucial defense witness example, .1 In the died. defendant-appellee’s taking impediment to the stand, wishes, explain trauma if he the which allegedly him to move his busi- future, caused anticipate 8. In a sufficient testimony would relate Because such ness. solely pretrial hearing in the first instance when anxi- arrest, period appellee would ety alone is the basis for a claim of subject not at the same time be to cross-exami- nation about the offense unless he

Case Details

Case Name: United States v. Ellis
Court Name: District of Columbia Court of Appeals
Date Published: Nov 20, 1979
Citation: 408 A.2d 971
Docket Number: 79-245
Court Abbreviation: D.C.
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