OPINION
Defendant Ehle was charged with one count of “knowingly receiving” child pornography, in violation of 18 U.S.C. § 2252A(a)(2)(A) and (b)(1), and one count of “knowingly possessing” the same child *692 pornography, in violation of 18 U.S.C. § 2252A(a)(5)(B) and (b)(2). Following a guilty plea to both crimes, he was sentenced to consecutive terms of imprisonment. Because the offense of knowingly receiving child pornography includes all of the elements of the lesser-included offense of possessing the same child pornography, and because Congress did not explicitly require multiple punishments, there has been a violation of defendant’s right not to be subjected to double jeopardy. It is therefore necessary to vacate the judgment below.
Ehle’s indictment charged him with knowingly receiving child pornography in violation of 18 U.S.C. § 2252A(a)(2)(A) and (b)(1), knowingly possessing child pornography in violation of 18 U.S.C. § 2252A(a)(5)(B) and (b)(2), and two other counts not relevant here. Ehle pleaded guilty to both charges. In his plea agreement, Ehle stated that he “knowingly and voluntarily waives the right to contest or collaterаlly attack his conviction and the resulting sentence pursuant to 28 U.S.C. § 2255 or otherwise, including, but not limited to claims for ineffective assistance of counsel.”
However, at the plea hearing, both the Assistant United States Attorney and the district court made clear that this waiver extended only to collateral attack. The AUSA stated:
[Mr. Ehle] is not waiving his right to directly appeal imposition of sentence in this case. Numbered paragraph 13 says that he is, however, waiving his right to collaterally attack the conviction or sеntence at a later time under a habeas petition, under 28 USC 2255 or otherwise, but we do want it to be clear that Mr. Ehle is not waiving his right to a direct appeal from any sentence which would be imposed by this court....
In accepting the plea, the district court stated to defendant that “you’re not waiving your right to make a direct appeal to the United States Court of Appeals for the Sixth Circuit on the matter of the sentence imposed here.”
At sentencing, counsel for Ehle did not contest the PSR calculation of an advisory Guidelines range of 360 months to life. He argued for a below-Guidelines-range sentence of 240 months, and for running the sentences for “receiving” and “possessing” child pornography concurrently. The Government argued for a Guidelines-range sentence of 360 months, which required running the “receiving” and “possessing” sentences consecutively. This was because “knowingly receiving” child pornography was subject to a maximum sentence of twenty years, while “knowingly possessing” child pornography was subject to a maximum sеntence of ten years. The district court adopted the Government’s recommendation and sentenced Ehle to 240 months on the “receiving” charge and 120 months on the “possessing” charge, running consecutively, for a total of 360 months.
Ehle on appeal relies on the Double Jeopardy Clause to challenge his 360-month sentence. It was not clear from Ehle’s briefs whether he is challenging his double convictions, or whether he is attempting to use the Double Jeopardy Clause to challenge the consecutive sentences as unreаsonable. At oral argument, Ehle’s counsel clarified that he now argues that his convictions for both “knowingly receiving” and “knowingly possessing” child pornography violate the Double Jeopardy Clause, and that this court should remand for the district court to vacate one of the two convictions. Ehle also argues in the alternative that his total sentence is greater than necessary to comply with the purposes of 18 U.S.C. § 3553(a)(2).
*693
We first reject a threshold waiver argument. The Government argues that Ehle waived his double jеopardy argument, not by the provision in the plea agreement waiving later collateral attack, but by his “knowing, voluntary, and counseled pleas of guilty to the separate charges.” While the Supreme Court in
United States v. Broce,
2000);
United States v. Ragland,
This rule is not limited to successive prosecutions, i.e., situations involving one prosecution and conviction, a lapse of time, and then a separate prosecution and conviction for the same criminal activity. On the contrary, the reasoning in Menna logically applies just as well to simultaneous prosecutions on separate charges for the same criminal conduct:
A guilty plea, therefore, simply renders irrelevant those constitutional violations not logically inconsistent with the valid establishment of factual guilt and which do not stand in the way of conviction if factual guilt is validly established. Here, however, the claim is that the State may not convict petitioner no matter how validly his factual guilt is established. The guilty plea, therefore does not bar the claim. We do not hold that a double jeopardy claim may never be waived. We simply hold that a plea of guilty to a charge does not waive a claim that judged on its face the charge is one which the State may not constitutionally prosecute.
Menna,
*694
This court’s reasoning in
United, States v. Ragland,
albeit unpublished, also supports rejection of the waiver argument in this case. In
Ragland,
the defendant pled guilty to two counts of perjury.
Ragland,
Waiver has accordingly not been shown and, moreover, it is not clear that we are limited to plain error review. In
Ragland,
we went on to find that the double jeopardy challenge was forfeited, rather than waived, and was subject to plain error review.
Id.
We relied in
Rag-land
on our application of plain error review in
United States v. Branham,
There is a double jeopardy violation in Ehle’s convictions for both receiving and possessing the same child pornography. The Double Jeopardy Clause “protects against multiple punishments for the same offense.”
North Carolina v. Pearce,
As a matter of plain meaning, one obviously cannot “receive” an item without then also “possessing” that item, even if only for a moment. The Supreme Court used the same reasoning in
Ball v. United States,
In short, we are persuaded that Congress had no intention of creating duplicative punishment for one limited class of persons falling within the overlap between the two Titles — convicted felons who receive firearms and who, by definition, possess them. The independent but overlapping statutes simply are not “directed to separate evils” under the circumstances.
Id.
at 863-64,
What was true in
Ball
about separate provisions for “receiving” and “possessing” firearms is true in the instant case about separate provisions for “receiving” and “possessing” child pornography. “Receiving” child pornography necessarily requires one to “possess” that child pornography. There are no requirements for the “possessing” offense that are not also contained in the “receiving” offense.
Compare
18 U.S.C. § 2252A(a)(2)(A)
with
§ 2252A(a)(5)(B). “Possessing” child pornography is a lesser-included offense of “receiving” the same child pornography, meaning the two statutes proscribe the same offense.
Rutledge,
Ehle’s two charges involved the same child pornography. Count One charged Ehle with “knowingly receiving” child por *696 nography “[i]n or about and between 2006 and April 2007,” while Count Three charged Ehle with “knowingly possessing” child pornography “[i]n or about April 2007.” As the government clarified at Ehle’s plea hearing, the child pornography Ehle was charged with “possessing” “in or about April 2007” is the very same that he was charged with “receiving” “in or about and between 2006 and April 2007”:
MS. LAWLESS: Mr. Ehle signed a consent to search and photograph form authorizing the search of his residence, as well as the seizure of those items. He also admitted, that there was likely child pornography on his computer.... He had admitted that he had obtained the images of child pornography while using the internet during the time frame of 2006, up to and including April of 2007, while living in Louisville, Kentucky. That same day, on April 19th of 2007, the officers conducted a search at the Ehle’s residence located in Louisville. And pursuant to the consent, they took several items from Mr. Ehle’s home, including his computer, his wife’s computer, a laptop computer, and stacks of computer disks аnd VHS tapes.... A later forensic analysis of the computers, as well as those disks, revealed the presence of numerous images of child pornography. And that would be what we intend to prove if the matter went to trial with regard to Counts 1 and S.... [Ehle] admitted to specifically Counts 1 and S, how he acquired the child pornography images and that he in fact possessed them.
(Emphasis added.) While Ehle apparently did not keep everything he downloaded “in or about and between 2006 and April 2007” (the “receiving” charge), this does not change the fact that, per the indictment, everything Ehle downloaded and kept during this time frame was that found in his possession “in or about April 2007” (the “possessing” charge). The government does not claim that the “receiving” and “possessing” charges are based on completely different child pornography.
The Government’s brief makes several arguments in support of its contention that “possessing” child pornography is not a lesser-included offense of “receiving” child pornography, but these arguments are not persuasive. First, the Government suggests that “possessing” is a lesser-included offense of “receiving” only where “possessing” is “incidental” to “receiving.” Hence, where an individual “possessed” the child pornography in question for a sufficient amount of time beyond that needed merely to “receive” it, “possessing” would not be a lesser included offense of “receiving.” As Ehle correctly points out, though, this approach would require a focus on a defendant’s specific conduct, conflicting with the analytical approach of
Blockburger,
which instead requires that the statutory provisions’ required elements be viewed in the abstract.
See Iannelli v. United States,
*697 The idea would be that possession of the same contraband over continuous periods of time would support separate counts of possession, only the first of which would be the same crime as receiving. Carried to its logical extreme, the idea would permit possession of contraband for ten days (240 hours) to be charged as ten (or maybe 240) separate counts of possession. The policy underlying the Double Jeopardy Clause clearly does not permit such parsing.
The Government tries to justify its “incidental possession” approach by analogy to
United States v. Gore,
Gore holds that, even assuming two statutes each contain elements not present in the other, it is possible on certain facts that the two crimes are nonetheless the same for double jeopardy purposes. In Gore, the defendant was convicted of both distributing a controlled substance and possession with the intent to distribute that substance based on evidence of the same single sale of heroin. Id. at 39. Gore held that “distributing a controlled substance” and “possessing with intent to distribute the substance” facially satisfy the Blockburger test, because each offense requires proof of a fact that the other does not. Id. at 45. Notwithstanding this, the offenses merge into the same crime for double jeopardy purposes “[wjhere the evidence shows only that the defendant handed over a packet of drugs. In that limited scenario, the convictions for both possession with intent and distribution will fail the Blockburger test because no longer does each offense require proof of a fact that the other does not.” Id. at 46 (internal quotation marks and citation omitted). Since that was the very scenario presented in Gore, the court held that the dual convictions for distribution and possession with intent to distributе violated the Double Jeopardy Clause. Id. at 44. The Government cites Gore to argue the reverse, that even if the child pornography statutes facially state the same crime, so as to violate Blockburger and result in double jeopardy, the specific facts of this case nonetheless make the crimes distinct. But this is just as illogical as inferring from the statement that “not all birds are robins” that “not all robins are birds.” The possibility that statutorily distinct provisions may merge on certain facts simply does not suggest that statutorily identical provisions may diverge on certain facts.
As “knowingly receiving” and “knowingly pоssessing” the same child pornography proscribe the same offense, there is a rebuttable presumption that Congress did not intend to impose two punishments for the offense.
Rutledge,
However, all this appears to indicate is that Congress viewed an individual’s “knowingly possessing” child pornography as a separately punishable offense where the same individual had not also “knowingly received” the same child pornography. Indeed, the legislative history of the 1990 amendments to the child pornography statutes, which added the crime of “knowingly possessing” child pornography to a scheme that already included “knowingly receiving” child pornography, indicates that the crime of “knowingly possessing” child pornography was meant as a gap-filling provision, targeting those who “possessed” child pornography without having also “received” the same child pornography. Senator Thurmond stated, “Current law prohibits the knowing transportation, distribution, receipt or reproduction of child pornography which has traveled in interstate commerce. Those who simply possess or view this material are not covered by current law. This legislatiоn corrects this insufficiency.” 136 Cong. Rec. S4729 (1990). That being the case, it would in fact be contrary to Congressional intent to convict an individual for both “knowingly receiving” and “knowingly possessing” the same child pornography. This is true even though “knowingly receiving” carries a mandatory minimum term while “knowingly possessing” does not. This may reflect Congress’s determination that merely “knowingly possessing” certain child pornography is less blameworthy than “knowingly receiving” (and along with it, “knowingly possessing”) other child pornography. In other words, possessing is a
lesser
included offense to receiving. The evidence simply does not “plainly express” any contrary view on the part of Congress to provide separate punishment for “knowingly receiving” and “knowingly possessing” the same child pornography. To the extent the matter is considered doubtful, moreover, the rule of lenity cautions that such doubt be resolved in Ehle’s favor. As the Supreme Court said in
Albernaz v. United States,
Convicting Ehle of both “knowingly receiving” and “knowingly possessing” the same child pornography therefore violates the Double Jeopardy Clause. Decisions in other circuits support this holding. The Third Circuit in
Miller,
Finally, we would reach the same conclusion even under a plain error analysis if we were to conclude that the defendant did not adequately raise the foregoing argument below. Plain error occurs where there is “(1) ‘error,’ (2) that is ‘plain,’ and (3) that ‘affectfs] substantial rights.’ If all three conditions are met, an appellate court may then exercise its discretion to notice a forfeited error, but only if (4) the error ‘seriously affect[s] the fairness, integrity, or public reputation of judicial proceedings.’ ”
Johnson v. United States,
The
only
constitutionally sufficient remedy in this case is to remand to the district court for it to vacate one of the two convictions in its discretion.
See Ball,
In light of our holding, it is not necessary to reach Ehle’s alternative argument that his total sentence of 360 months is substantively unreasonable. Our resolution, moreover, does not impair Ehle’s plea agreement. Ehle still validly pleaded guilty to “knowingly possessing” and “knowingly receiving” child pornography. He can only be convicted, however, of one of the two charges.
We vacate thе judgment of the district court and remand for the district court to vacate one of Ehle’s two convictions, and resentence him on the other.
Notes
. 18 U.S.C. § 2252A(a)(2)(A) provides as follows:
Any person who knowingly receives ... any child pornography that has been mailed, or using any means or facility of interstate or foreign commerce shipped or transported in or affecting interstate or foreign commerce by any means, including by computer ... shall be punished as provided in subsection (b).
. 18 U.S.C. § 2252A(a)(5)(B) provides as follows:
Any person who either knowingly possesses ... any book, magazine, periodical, film, videotape, computer disk, or any other material that contains an image of child pornography that has been mailed, or shipped or transported using any means or facility of interstate or foreign commerce or in or affecting interstate or foreign commerce by any means, including by computer, or that was produced using materials that have been mailed, or shipped or transported in or affecting interstate or foreign commerce by any means, including by computer ... shall be punished as provided in subsection (b).
