Lead Opinion
These consolidated appeals present us, for the first time, with the question of the constitutionality of the District of Columbia pretrial detention statute, D.C.Code 1973, § 23-1322, under which a suspect arrested for certain enumerated offenses may be detained for up to 60 days pending trial. In the first case, No. 80-294, the government appeals the ruling of Judge Bowers which denied pretrial detention for Marvin Edwards when the government refused to present the complaining witness for cross-examination. In the second case, No. 80-401, Marvin Edwards appeals Judge Norman’s subsequent ruling granting the government’s motion that he be detained. Appellant Edwards
I. FACTS
Marvin Edwards was arrested on March 18, 1980, and charged with the armed rape of a woman in the early morning hours of February 23, 1980. Fingerprints matching appellant’s had been found at the scene, and appellant was arrested on the basis of this information. At the time of his arrest, appellant confessed both to the rape and to a forcible sodomy on another person several months before, as well as to seventeen additional robberies. A ring stolen during the course of the rape was recovered from a pawnshop where it had been pawned in appellant’s name. The rape victim identified appellant at a line-up as her assailant. On the basis of this information, and on appellant’s extensive juvenile record, the government moved for appellant’s pretrial detention pursuant to D.C.Code 1973, § 23-1322(a)(1), at appellant’s presentment.
A hearing on the motion was set for March 25, 1980, before Judge Bowers, and continued to March 28 at appellant’s request. Appellant requested the continuance in order to exercise his right to subpoena witnesses. Appellant also requested of the government any information concerning both the rape charge and any “past and present” conduct upon which the government intended to rely to show a pattern of dangerous behavior. The government declined these requests. Appellant, prior to the March 28 hearing, moved that the hearing be closed in order to protect his right to a fair trial. The government initially took no position on closure, but subsequently objected. Appellant made no proffer as to specific prejudice from articles already published, and presented no evidence that future publicity was likely. The court ordered the courtroom closed without any specific findings that closure was necessary to protect appellant’s fair trial rights.
Appellant also raised Fifth and Eighth Amendment challenges to the detention proceeding, contending that the Constitution requires a right of confrontation and of cross-examination which precludes the use of proffers or hearsay. The court agreed and ruled that hearsay would be inadmissible, and to the extent D.C.Code 1973, § 23-1322 authorized the use of proffers or hearsay, it was unconstitutional. Appellant further contended that he had a right under Blunt v. United States, D.C.App.,
On April 1, 1980, appellant was charged with burglary, robbery, and sodomy arising out of a single incident on November 23, 1979, to which appellant had confessed after his arrest on the charge of rape. At his presentment on the new charges on April 1, before Judge Norman, the government again moved for detention under D.C.Code 1973, § 23-1322(a)(1). Appellant requested and received a continuance until April 4. As in the prior proceeding, appellant’s counsel requested notice and discovery of the government, which was largely denied. The government did provide copies of appellant’s confession before the start of the hearing on April 4. At the outset of the hearing, appellant again requested closure and the government objected. Judge Norman initially ruled in favor of complete closure. The court ruled that appellant could make a voluntary and knowing waiver of his personal Sixth Amendment right to a public trial unless the government could show a compelling interest in having an open hearing. Later, after hearing from counsel for amicus, the Washington Post, the court modified its ruling so as to exclude the press and public only during the presentation of evidence that would be inadmissible at a subsequent trial.
Appellant also renewed his constitutional objections to the pretrial detention hearing as provided for by statute. The court ruled against the appellant in each instance except one. The court construed the statute to require the government to establish by a substantial probability, without resort to hearsay, that the accused committed the charged offense. The court ruled, however, that it would admit hearsay regarding appellant’s past and present conduct to show dangerousness to the community. Accordingly, the court excluded hearsay testimony regarding the complainant’s line-up identification of appellant and of her report to the police of the assault. The court further ruled that because the complainant was not relied upon by the government as a witness, appellant was not entitled to compel her presence for cross-examination, and could not call her on his own behalf without a proffer that her testimony would tend to negate a “substantial probability” showing of complicity.
On the basis of the evidence presented, Judge Norman granted the motion for detention. Appellant thereupon noted an appeal, No. 80-401. The two appeals were consolidated for argument en banc before this court.
II. CONSTITUTIONAL RIGHT TO BAIL
Appellant attacks the constitutionality of the pretrial detention statute on its face as contrary to an asserted constitutional right to bail. The source for this asserted right is the “excessive bail” clause of the Eighth Amendment.
A. History of English Bail
The excessive bail clause of the Eighth Amendment was adopted almost verbatim from section nine of the Virginia Declaration of Rights of 1776,
The English bail system developed out of the ancient Anglo-Saxon forms of sureties into early common law bail. By the thirteenth century the local representative of the Crown, the sheriff, exercised a broad and ill-defined discretionary power to bail the King’s prisoners committed to his custody. This power was widely abused by sheriffs who extorted money from individuals entitled to release without charge and who accepted bribes from those who were not otherwise entitled to bail. The first statutory regulation of bail, the Statute of Westminster I,
Further limitations on the discretion to grant bail were enacted to cure defects in the law which the Stuarts exploited to deny release to particular prisoners. The Petition of Right of 1628, in which King Charles I acquiesced, required that, upon petition, a return be made showing the specific cause upon which a prisoner was being detained.
B. Colonial and State Constitutional Bail Rights
Appellant contends that, notwithstanding the narrow language and limited purpose of the excessive bail clause in the seventeenth and eighteenth centuries, the practice in the colonies established the right to bail as a “fundamental right” which perforce was implicitly guaranteed by the Eighth Amendment. This argument is not supported by history. First, a fundamental right to bail was not universal among the colonies or among the early states; several states made the right to bail a statutory rather than a constitutional right. See Duker, supra note 10, at 77-83; Meyer, supra note 10, at 1191. Second, the language of several state constitutions explicitly limiting the power of the judiciary to set excessive bail negates any suggestion that the excessive bail clause was intended to restrict the definition of bailable offenses by the legislature. See Duker, supra note 10, at 81-83. Third, the early state constitutions that specifically granted a right to bail also contained an excessive bail clause, suggesting a recognition of the distinction between the two. See Meyer, supra note 10, at 1191.
The English common law and statutory provisions regulating bail procedures were simplified to some extent in various colonial charters. The earliest colonial provision concerning bail is found in section eighteen of the Massachusetts Body of Liberties of 1641.
When the colonies asserted their independence in 1776, they largely adopted the bail provisions from their colonial charters into their state constitutions. The Massachusetts Constitution of 1780 included an excessive bail clause, but the right to bail itself was relegated to statutory status. This excessive bail clause makes clear that it was intended as a limitation on the judiciary and not the legislature:
C. The Bill of Rights
The excessive bail clause was a noncontroversial provision that provoked very little discussion when Congress considered the adoption of the Bill of Rights in 1789. The only reference in the record of congressional debate attacked its asserted vagueness,
In addition to Mason’s proposal from Virginia, seven other states made proposals for the Bill of Rights. The North Carolina and Pennsylvania proposals included only an excessive bail clause, although their constitutions each contained both an excessive bail clause and a right to bail provision. See Duker, supra note 10, at 83; Meyer, supra note 10, at 1192. Of the other five proposals, one (New York) included an excessive bail clause, but not one contained a right to bail provision. Bee Meyer, supra note 10, at 1193.
In the same session in which Congress considered the proposals and finally approved a Bill of Rights, it also drafted and passed the Judiciary Act of 1789. The latter act established a statutory right to bail in noncapital cases. See note 6, supra. Although the Eighth Amendment and the statutory right to bail may have developed from two distinct sources, and there is nothing in the congressional record to suggest that the implications of the differing language were addressed, see Foote, supra note 9, at 971-73; Tribe, supra note 6, at 398, it must be presumed that Congress recognized the clear difference in scope of the clauses. The alternative explanation, that the clearly differing language was fortuitous, cannot be simply inferred without any evidence that Congress intended the differing language to carry the same meaning. Moreover, the right to bail in the 1789 Act would have been a redundancy if the excessive bail language meant the same thing even in capital cases.
D. Case Law
The Supreme Court has never ruled on whether the excessive bail clause imports a
E. Constitutional Scheme
Apart from the asserted support in the history of the development and adoption of the excessive bail clause, appellant argues that the apparent anomaly of the excessive bail clause can only be explained by construing it to grant a right to bail. The core of this argument is that the excessive bail clause, insofar as it operates as a limit on congressional power, is a futility if Congress is prohibited from requiring excessively high bail but is free to deny bail altogether by making some or all crimes nonbailable. The only explanation for prohibiting excessively high bail but allowing the denial of all bail would be a concern for economic equality between the rich and the poor, which the historical evidence clearly negates.
This argument presumes, however, that the excessive bail clause was intended primarily to limit the legislative power of Congress rather than to limit the discretion of the judiciary in setting individual bail. The historical origins of the excessive bail clause, as well as its narrow language, indicate that its primary purpose is to limit the judiciary. The major reason advanced for construing the clause as directed to Congress (and thus as a broader limitation on its powers) is the constitutional context of the Bill of Rights itself. The Bill of Rights, it is argued, had as its “central concern . .. protection against abuse by Congress.” Id. at 969, 988; Tribe, supra note 6, at 400. See also Ingraham v. Wright,
A second related argument is that while an unlimited legislative power to define the boundaries of the citizen’s rights, such as the right to bail, is consistent with the English theory of civil liberties in which Parliament is the ultimate authority, it is generally inconsistent with a constitutional form of government like ours. Foote, supra note 9, at 969, 988; see Tribe, supra note 6, at 400. This reasoning requires, however, an antecedent finding that the right to bail is a fundamental right that the framers of the Bill of Rights meant to protect against congressional encroachment, because plainly not all asserted rights are constitutionally protected. While the history of the development of bail reveals that it is an important right, and bail in noncapital cases has traditionally been a federal statutory right, neither the historical evidence nor contemporary fundamental values implicit in the criminal justice system requires recognition of the right to bail as a “basic human right,” Foote, supra note 9, at 969, which must then be construed to be of constitutional dimensions.
III. DUE PROCESS
Appellant attacks the statutory procedure for pretrial detention on multiple grounds as violative of his Fifth Amendment due process rights. Chief among these complaints are the contentions (1) that pretrial detention is punishment that cannot be imposed “prior to an adjudication of guilt in accordance with due process of law,” Bell v. Wolfish,
A. Detention as Punishment
The government concedes that if detention is punishment, it cannot be imposed absent conviction for the crime charged, i. e., a fair trial resulting in an adjudication of guilt with the panoply of protections guaranteed by the Fifth and Sixth Amendments. The Supreme Court recognized this fundamental principle in Bell v. Wolfish: “under the Due Process Clause, a detainee may not be punished prior to an adjudication of guilt in accordance with due process of law.” Id. See also Ingraham v. Wright,
The distinction between penal and regulatory sanctions is often elusive, but the compilation of traditional tests set out by the Court in Kennedy v. Mendoza-Martinez,
Whether the sanction involves an affirmative disability or restraint, whether it has historically been regarded as a punishment, whether it comes into play only on a finding of scienter, whether its operation will promote the traditional aims of punishment — retribution and deterrence, whether the behavior to which it applies is already a crime, whether an alternative purpose to which it may rationally be connected is assignable for it, and whether it appears excessive in relation to the alternative purpose assigned are all relevant to the inquiry, and may often point in differing directions. [Kennedy v. Mendoza-Martinez,372 U.S. at 168-69 ,83 S.Ct. at 567-68 (footnotes omitted), quoted in Bell v. Wolfish,441 U.S. at 537-38 ,99 S.Ct. at 1873-74 .]
As this test explicitly recognizes, the various factors may point in differing directions, and there can be no mechanical application of the test. Characterization of pretrial detention is a particularly close question. Nevertheless, we conclude, after considering all of the relevant factors, that pretrial detention is regulatory rather than penal in nature. Although detention pending trial invokes an affirmative restraint, historically it has not been regarded as punishment where the purpose has been to prevent flight or to prevent the coercion or intimidation of witnesses. See Blunt v. United States, 322 A.2d at 584. See also Carbo v. United States,
The Court’s opinion in Bell v. Wolfish, supra, emphasizes governmental purpose as particularly significant in determining whether the challenged conditions imposed on pretrial detainees were penal or regulatory.
A court must decide whether the disability is imposed for the purpose of punishment or whether it is but an incident of some other legitimate governmental purpose .... Thus, if a particular condition or restriction of pretrial detention is reasonably related to a legitimate governmental objective, it does not, without more, amount to “punishment.” [441 U.S. at 538-39 ,99 S.Ct. at 1873-74 (footnotes omitted).]
The statutory history makes clear that pretrial detention was intended to protect the safety of the community until it can be determined whether society may properly punish the defendant. Pretrial detention
B. Procedural Due Process
Appellant next contends that even if pretrial detention is not found to be a penal sanction which would trigger the full procedural protections of a criminal trial under the Fifth and Sixth Amendments, the statutory provisions nonetheless are violative of the Due Process Clause by not providing the minimal procedural framework necessary to a fair hearing. In particular, appellant asserts that due process requires that a defendant in a pretrial detention hearing be afforded rights of confrontation, cross-examination, and compulsory process, and that the government must prove each required finding by proof beyond a reasonable doubt.
Although pretrial detention is not punishment, it clearly implicates a liberty
The pretrial detention statute provides for a hearing before a judicial officer, D.C.Code 1973, § 23-1322(b)(1), (c)(1), at which the defendant is entitled to representation by counsel and “to present information by proffer or otherwise, to testify, and to present witnesses in his own behalf.” Id. § 23-1322(c)(4). The information presented to the judicial officer by either the government or the defense may be by proffer and “need not conform to the rules pertaining to the admissibility of evidence in a court of law.” Id. § 23-1322(c)(5). Upon the information presented at the hearing, the judicial officer must make three separate findings, with particular burdens of proof: (1) that there is clear and convincing evidence that the accused falls into one of the categories of persons eligible for detention, e. g., a person charged with a dangerous crime, id. § 23-1322(b)(2)(A); (2) that, based on the accused’s “pattern of behavior consisting of his past and present conduct, and the other factors set out in section 23-1321(b),” there is “no condition or combination of conditions of release which will reasonably assure the safety of any other person or the community,” id. § 23-1322(b)(2)(B)(i); and (3) that there is “a substantial probability that the person committed by the offense for which he is present before the judicial officer,” id. § 23-1322(b)(2)(C).
The legislative history of the statute confirms Congress’ intent that the information upon which the judicial officer makes his finding need not be sworn testimony, and that the hearing is not designed to afford defendants a discovery device. Thus, in providing that the finding of substantial probability is to be based on information presented “by proffer or otherwise,” the House Report anticipates
that, as is the present practice under the Bail Reform Act, ... the use of sworn testimony will be the exception and not the rule. ... [Bjail hearings under the Bail Reform Act, which frequently result in detention of the accused, proceed primarily by way of proffers. They are not formal trials requiring strict adherence to technical rules of evidence. If the court is dissatisfied with the nature of the proffer, it can always, within its discretion, insist on direct testimony. But the discretion should be left to the court without imposing on it the burden of limiting admissibility to that it would permit a jury to hear. [H.R.Rep.No.91-907, 91st Cong., 2d Sess. 182, 184 (1970) (emphasis added).]
Accordingly, hearsay evidence may be presented, although the court may require direct testimony if dissatisfied with a proffer.
The legislative history does not discuss the scope of cross-examination permitted of witnesses who are called by the government. Section 1322(c)(4) gives the accused the right “to present witnesses in his own behalf,” but the House Report states that the accused has only a conditional right to call adverse witnesses:
He may not, of course, call witnesses who ordinarily would be expected to testify for the Government at trial, unless he can proffer to the court in reasonable detail how he expects their testimony to negate substantial probability. The hearing provided by subsections (b) and (c) is not designed to afford defendants a discovery device. Discovery is to be obtained pursuant to the rules of court. [H.R.Rep.No. 91-907, supra at 183 (emphasis added).]
In the second proceeding, Judge Norman held that the accused has a right to confront and cross-examine the witnesses against him on the issue of whether the crime charged was committed, and therefore excluded hearsay evidence on that issue, including the complainant’s report of the crime and her line-up identification of the appellant. The court did accept hearsay evidence regarding the issues of the accused’s past and present conduct and whether any conditions of release could assure the safety of the community. The court held there was no requirement that the complainant be made available for cross-examination without a proffer from the defense as to how her testimony would negate “substantial probability” that the charged offense was committed. Appellant contests the rulings admitting hearsay evidence and denying an unconditional right to call adverse witnesses. The government challenges the ruling excluding the complainant’s hearsay statements.
Guidance in determining “what process is due” in a pretrial detention hearing may be derived from the Supreme Court’s decision in Gerstein v. Pugh,
Appellant contends that, at a minimum,
The effect of the findings in a detention hearing and a preliminary (Gerstein) hearing is the same: each hearing determines whether the accused may be detained pending trial. The individual’s liberty interest affected by each proceeding is accordingly the same. In Gerstein, the Court explicitly stated that the “sole issue is whether there is probable cause for detaining the arrested person pending further proceedings,”
Turning to a comparison of the nature of the government’s interest in the two proceedings, we find that they are also similar in scope. At the outset, the government has an obvious interest in not conducting a full-blown criminal proceeding twice, once for pretrial detention and a second time for the trial on the charges. Indeed, the individual’s and the government’s mutual interest in holding that the hearing soon after the time of the arrest
1. Rights of Confrontation and Cross-Examination
With regard to the specific procedural protections of confrontation and cross-examination, which Judge Bowers ruled were constitutionally required and which Judge Norman imposed in part, we hold that the government may proceed by the use of proffer and hearsay, subject to the discretion of the judge as to the nature of the proffer and the need for admissible evidence. The rights of confrontation and cross-examination together generally prohibit the use of hearsay statements unless they fall within a recognized exception,
The related trial right of compulsory process, as provided by the Sixth Amendment, guarantees that the defendant may compel the attendance of witnesses in his favor. In the trial context, the defendant need not proffer how the requested witness will testify in his favor; the defendant only carries the burden of identifying and securing the attendance of those witnesses whose testimony he desires. See Westen, supra note 39, at 601-13. In neither of the two pretrial detention hearings appealed here was the complainant produced. The government relied on information and statements other than statements by the complainant. Holding, as we do, that the government may proceed by proffer or otherwise, we conclude that there is no reason to distinguish the complainant from other possible witnesses to an offense, and that the government may proffer a complainant’s hearsay statements as in a probable cause preliminary examination. Consistent with this holding, we further conclude that the court may require a proffer from the defense before compelling the presence of an adverse witness. The pretrial detention statute provides the accused with a right to present witnesses in his favor. Such an opportunity to respond is a fundamental procedural right which the government has no interest in restricting. Nevertheless, with regard to the government’s witnesses, and particularly the complaining witness, the government does have an interest in preventing premature discovery. It also has an interest in protecting the emotional and physical well-being of its witnesses. See Washington v. Clemmer,
Blunt v. United States, supra, was relied upon by Judge Bowers and is cited by ap
2. Burden of Proof
Appellant contends that the burden of proof required in a criminal trial, i. e., proof beyond a reasonable doubt, see In re Winship,
Addington v. Texas,
We find no constitutional infirmity in the statute on this score.
C. Notice
Advance notice of the specific allegations against the accused is a fundamental component of procedural due proc
Appellant also acknowledges that he was provided adequate notice of the specific crimes charged for which he was arrested, but contends that he received inadequate notice of the specific instances of his “past and present conduct” upon which the government would rely to show his dangerousness to the community. See D.C.Code 1973, § 23-1322(b)(2)(B)(i). Appellant misperceives the character of the finding of dangerousness under § 23-1322(b)(2) required for pretrial detention. The judicial officer (here, Judge Norman) was not required to conduct a trial of each of the prior offenses described in appellant’s confession or to retry the adjudications of delinquency contained in appellant’s social file. Rather, the judicial officer is to determine from the accused’s “pattern of behavior consisting of his past and present conduct, and on the other factors set out in section 23-1321(b),” whether “there is no condition or combination of conditions of release which will reasonably assure the safety of any other person or the community.” Id The factors set out in § 23-1321(b), the statute governing pretrial release, include “the nature and circumstances of the offense charged, . . . his family ties, employment, financial resources, character and mental conditions, past conduct, length of residence in the community, [and] record of convictions . . .. ” Id. § 23-1321(b) (emphasis added). The judicial officer’s task is thus qualitatively no different than, and in some aspects identical to, the determination at a bail hearing held immediately after an arrest to ascertain “which conditions of release, if any, will reasonably assure the appearance of a person as required or the safety of any other person or the community . .. . ” Id. Nor is the inquiry significantly different from assessing whether a convicted defendant is dangerous or likely to flee, for purposes of determining his release pending appeal. Id. § 23-1325(c).
Judge Norman relied upon the appellant’s confession (to the offenses charged and seventeen robberies in the preceding four months), as corroborated by the testimony of the investigating officers, and upon the adjudications of delinquency in appellant’s juvenile social file. With regard to the prior adjudications, appellant was put on notice by the statute that past convictions
D. Substantive Due Process, Vagueness, and Overbreadth
Appellant also asserts that the pretrial detention statute violates substantive due process by denying bail pending trial and is both unconstitutionally vague and over-broad. These contentions have no merit and may be dismissed with little discussion.
1. Substantive Due Process
Substantive due process requires that when “fundamental rights” are involved, the state may limit such rights by regulation only upon a showing of a “compelling state interest.” Roe v. Wade,
Regardless of whether the right to bail is characterized as fundamental or not, the legislative history provides ample support for a compelling state interest in the pretrial detention of the narrow class of persons covered by the statute. Congress considered (1) the alarming increase in street crime in the District of Columbia since 1966; (2) statistical studies involving recidivism by persons while on pretrial release; (3) recommendations by the President’s Commission on Crime in the District of Columbia (1966), and the Judicial Council Committee to Study the Operation of the Bail Reform Act in the District of Columbia (1969); and (4) pretrial release and detention practices in England and other countries. H.R.Rep.No.91-907, 91st Cong., 2d Sess. 87-94 (1970). Appellant attempts to litigate what are essentially legislative findings, i. e., the extent of crime committed by persons released pending trial and the predictability of criminal conduct, citing studies which reached different statistical results
2. Overbreadth
In support of his contention that the pretrial detention statute is imper-
3. Vagueness
Appellant also asserts that the statute is impermissibly vague. The Supreme Court stated in Lanzetta v. New Jersey,
In sum, we hold that the challenged provisions of the District of Columbia pretrial detention statute, D.C.Code 1973, § 23-1322, are constitutional.
IV. CLOSURE
A collateral but important issue is left for our consideration. In each of the appellant’s pretrial detention hearings, defense counsel moved for and was successful in obtaining at least partial closure of the hearings to the press and public. Because the court in each case failed to make any findings at all to support its conclusion that closure was necessary to preserve appellant’s fair trial right, we reverse the court’s rulings as violative of the First Amendment right of the press and public to attend courtroom proceedings.
Appellant contends that, despite an acknowledged, long-standing tradition of public trials and hearings, there is neither a common-law nor a constitutional right of the press or public to attend pretrial hearings. We cannot accept this contention. While certain aspects of pretrial hearings, including pretrial detention hearings, weigh heavily in favor of implementing protective procedures to safeguard a defendant’s right to a fair trial, the necessity and scope of such procedures must be balanced against the interest of the press and public in open judicial proceedings.
In United States v. Burka, D.C.App.,
The Supreme Court recently made explicit that the constitutional guarantees of the First Amendment to freedom of speech and the press and the right to assemble encom
Public access to judicial proceedings serves an amalgam of functions, functions which are as applicable to critical pretrial hearings as to trials. See Gannett Co. v. DePasquale,
Appellant argues, with some force, that special considerations apply with respect to the possibility of prejudicial publicity arising from pretrial detention hearings. Like other pretrial hearings, pretrial detention hearings may involve the disclosure of allegedly inadmissible evidence, such as statements of the accused or physical evidence seized by the police, which ultimately may be suppressed. In addition, the nature of the inquiry in a pretrial detention hearing, in examining whether the past and present conduct of the accused supports a finding that he is dangerous to the community, necessarily introduces evidence which will be inadmissible at trial. Past arrests and convictions, highly relevant to the pretrial detention proceeding, are inadmissible at trial to show predisposition to commit the crime charged. Drew v. United States,
The increased possibility of prejudicial publicity and the limitation on alternatives are important considerations for a court confronted with a motion to close a pretrial proceeding. Nevertheless, the right of access of the press and the public to judicial proceedings mandates that the defendant make a showing and the court find, at a minimum, a likelihood that pretrial publicity will jeopardize the defendant’s fair trial and that there are no “alternative means reasonably available by which the
The record here reflects that Judge Bowers conducted no inquiry concerning: (1) the likelihood of and nature of pretrial publicity; (2) its potential to jeopardize a fair trial for all parties; and (3) the available means by which a fair trial can be assured without resorting to closure. Judge Norman, after originally ordering complete closure, modified this order after hearing from counsel for The Washington Post.
Significantly, the record in these cases shows that the minimal publicity accompanying these proceedings was primarily generated by the unusual fact of the closure itself. And that is hardly surprising. The District of Columbia, the capital of the nation, is a major metropolitan center with a surfeit of events commanding media attention. Events occur, are reported, and pass with amazing rapidity. Trials relating to events of national and international news attention have been conducted without undue difficulty in obtaining a jury free from taint caused by such news attention. See, e. g., Khaalis v. United States, D.C.App.,
So ordered.
Notes
. For convenience, Mr. Edwards is hereinafter referred to as “appellant”, although he is the appellee in No. 80-294.
. Subsequent to argument on appeal, appellant entered pleas of guilty in both cases in which pretrial detention was sought pursuant to plea bargains. The disposition of the charges raises a question of mootness, as appellant is no longer held under the statute he challenges. We conclude, however, that the inherently limited time period for pretrial detention renders confinement under the statute a practice that would be “capable of repetition, yet evading review.” Southern Pacific Terminal Co. v. ICC,
. The court also ordered that the record be sealed for all purposes except appellate review, the order presumably to be effective until trial or disposition of the charges. Notwithstanding this order, the record comes to us unsealed.
. “Excessive bail shall not be required, nor excessive fines imposed, nor cruel and unusual punishments inflicted.” U.S.Const. Amend. VIII.
. See Bell v. Wolfish,
Previous cases in this jurisdiction have not directly passed on this question. In Blunt v. United States,
.“From the passage of the Judiciary Act of 1789, ... to the present Federal Rules of Criminal Procedure, Rule 46(a)(1), federal law has unequivocally provided that a person arrested for a non-capital offense shall be admitted to bail.” Stack v. Boyle,
The government contends that the longstanding and well-established exception for capital crimes in both the federal bail statute and under most state constitutions justifies a denial of bail in non capital cases on the grounds of the detainee’s dangerousness, citing Mitchell, Bail Reform and the Constitutionality of Pretrial Detention, 55 Va.L.Rev. 1223, 1225-31 (1969). Despite its superficial plausibility, however, there is no historical support for equating the capital crimes exception with a finding of dangerousness; rather, the right to bail was denied for capital crimes on the theory that a person faced with a possible death penalty would be likely not to appear at trial, so bail was denied to prevent flight, not to protect the community. See Tribe, An Ounce of Detention: Preventive Justice in the World of John Mitchell, 56 Va.L.Rev. 371, 377-79, 397, 400-02 (1970).
. “That excessive bail ought not to be required, nor excessive fines imposed, nor cruel and unusual punishments inflicted,” reprinted in 10 Sources and Documents of United States Constitutions 49 (W. Swindler ed. 1979); 7 American Charters 3813 (F. Thorpe ed. 1909). Compare note 4 supra.
. 1 W. & M., c. 36, § 1(10) (1689) (“That excessive bail ought not to be required .... ”).
. In Carlson v. Landon,
. 3 Car. 1, c. 1 (1628); see Duker, The Right to Bail: A Historical Inquiry, 42 Alb.L.Rev. at 58-66 (1977); Foote, supra note 9, at 966-67; Meyer, Constitutionality of Pretrial Detention (pt. 1), 60 Geo.L.J. at 1180-85 (1972).
. 31 Car. 2, c. 2 (1679); see Duker, supra note 10, at 65-66; Foote, supra note 9, at 967; Meyer, supra note 10, at 1185-90.
. Reprinted in 5 Sources and Documents of United States Constitutions 49 (W. Swindler ed. 1975) [hereinafter cited as 5 Sources and Documents]. See Duker, supra note 10, at 79; Foote, supra note 9, at 975; Meyer, supra note 10, at 1162-63.
. Pennsylvania Charter of Liberty, Laws Agreed Upon in England, May 5, 1682, art. XI, reprinted in 8 Sources and Documents of United States Constitutions 259 (W. Swindler ed. 1979) [hereinafter cited as 8 Sources and Documents] and in 5 American Charters, supra note 7, at 3061. See Foote, supra note 9, at 975.
. Pa.Const. of 1776, § 28, reprinted in 8 Sources and Documents, supra note 13, at 283; see N.C.Const. of 1776 art. XXXIX, reprinted in 7 Sources and Documents of United States Constitutions 407 (W. Swindler ed. 1978) [hereinafter cited as 7 Sources and Documents]. (In 1868, North Carolina eliminated the right to bail from its constitution.) See also, Foote, supra note 9, at 975.
At present, 36 state constitutions provide an absolute right to bail in noncapital cases. See Petition of Humphrey,
. See Duker, supra note 10, at 80-81; Meyer, supra note 10, at 1163.
. See Duker, supra note 10, at 82.
. Mass.Const. of 1780, pt. 1, art. XXVI, reprinted in 5 Sources and Documents, supra note 12, at 95, and in 3 American Charters, supra note 7, at 1892 (emphasis added).
. N.H.Const. of 1784, art. I, § XXXIII, reprinted in 6 Sources and Documents of United States Constitutions 347 (W. Swindler ed. 1976), and in 4 American Charters, supra note 7, at 2457.
. Md.Const. of 1776, Declaration of Rights, § XXII, reprinted in 4 Sources and Documents of United States Constitutions 373 (W. Swindler ed. 1975), and in 3 American Charters, supra note 7, at 1688 (emphasis added).
. N.C.Const. of 1776, Declaration of Rights, § X; id. art. XXXIX, reprinted in 7 Sources and Documents, supra note 14, at 402, 407, and in 5 American Charters, supra note 7, at 2788, 2793; Pa.Const. of 1776, §§ 28, 29, reprinted in 8 Sources and Documents, supra note 13, at 283, and in 5 American Charters, supra note 7, at 3089; see Meyer, supra note 10, at 1191.
. The entire reference is as follows:
Mr. Livermore. — The clause seems to express a great deal of humanity, on which account I have no objection to it; but as it seems to have no meaning in it, I do not think it necessary. What is meant by the terms excessive bail? Who are to be the judges?
1 Annals of Cong. 782 (Gales & Seaton eds. 1789). The speaker then made similarly brief objections to the vagueness of the other clauses of the amendment. Id. at 782-83.
. An Ordinance for the Government of the Territory of the United States north-west of the river Ohio, July 13, 1787, art. II, re-enacted by Congress in 1789, 1 Stat. 50-53.
. The argument also overlooks the fact that procedural protection against abusive pretrial detention was provided in the U.S. Constitution by Art. I, § 9, cl. 2, which preserved the privilege of the writ of habeas corpus. See Meyer, supra note 10, at 1190.
.The Court in Stack added that “[u]nless this right to bail before trial is preserved, the presumption of innocence, secured only after centuries of struggle, would lose its meaning.”
. Compare Trimble v. Stone,
.See Foote, supra note 9, at 989-92.
. Wong Wing involved the detention of aliens pending inquiry into their status, which was found unobjectionable, and their subsequent imprisonment at hard labor without trial, which was invalidated. Detention under the challenged statute does comprehend a longer period of confinement than that administratively necessary in any arrest to effect processing, presentment, and a bail hearing, if appropriate, but is limited to the pretrial period which may not exceed 60 days. D.C.Code 1973, § 23-1322(d)(2)(A). After this 60-day period, generally the defendant must be admitted to bail. Id.
. In Bell v. Wolfish, the Court was called upon to determine whether certain jail conditions were penal or regulatory as applied to uncon-victed pretrial detainees. The petitioners did not challenge and the Court specifically reserved any determination regarding the constitutionality of the initial decision to detain.
. Justice Stevens, dissenting in Bell v. Wolfish, disagreed with the majority’s application of the Kennedy v. Mendoza-Martinez standard and suggested that a distinguishing principle between punishment and a regulatory sanction is that punishment is “backward-looking, personal, and normative,” while a regulatory sanction is “forward looking, general, and nonnor-mative.” Bell v. Wolfish,
By contrast, pretrial detention is acceptable as a means of assuring the detainee’s presence at trial and of maintaining his and his fellows’ safety in the meantime. Its focus is therefore essentially forward looking, general, and nonnormative. Because this type of government sanction is primarily designed for the future benefit of the public at large and implies no moral judgment about the person affected it is properly classified as regulatory. [Jd.]
. As the Court noted in Bell v. Wolfish, “[Retribution and deterrence are not legitimate nonpunitive governmental objectives.”
. See Ingraham v. Wright,
. Appellant also contends that pretrial detention unconstitutionally punishes for the “status” of being “dangerous,” relying on Robinson v. California,
. The due process requirement of notice is addressed in part III(C), infra.
. The Court decided the constitutional requirements for a preliminary hearing under the Fourth Amendment rather than the Due Process Clause of the Fifth Amendment, noting that “[t]he Fourth Amendment was tailored explicitly for the criminal justice system, and its balance between individual and public interests always has been thought to define the “process that is due” for seizures of person or property in criminal cases, including the detention of suspects pending trial.” Gerstein v. Pugh,
. Appellant also contends that the burden of proof should be the criminal trial standard of proof beyond a reasonable doubt, rather than
. See note 34, supra.
. See Super.Ct.Cr.R. 5(d)(1) (“Preliminary Examination”): “The purpose of a preliminary examination is not for discovery .... The finding of probable cause may be based upon hearsay evidence in whole or in part. The defendant may cross-examine witnesses against him and may introduce evidence in his own behalf.”
. D.C.Code 1973, § 23-1322(c)(3) provides:
The pretrial detention hearing shall be held immediately upon the person being brought before the judicial officer for such hearing unless the person or the United States attorney moves for a continuance. A continuance granted on motion of the person shall not exceed five calendar days, unless there are extenuating circumstances. A continuance on motion of the United States attorney shall be granted upon good cause shown and shall not exceed three calendar days. The person may be detained pending the hearing.
. “Uhe] revocation proceedings [in Morris-sey] may offer less protection from initial error than the more formal criminal process, where violations are defined by statute and the prosecutor has a professional duty not to charge a suspect with crime unless he is satisfied of probable cause.” Gerstein v. Pugh,
. The rights of confrontation, cross-examination, and compulsory process, guaranteed to the defense in a criminal trial by the Sixth Amendment, are related and overlapping rights. Generally speaking, a right of confrontation is the right to be present and to hear the live testimony of available witnesses whose statements are used against the defendant. See Barber v. Page,
.The Supreme Court recently reexamined the relationship between the right of confrontation and the hearsay rule. In Ohio v. Roberts,
. Appellant relies on the language in Gerstein wherein the Court distinguished the nature of the functions in Gerstein and Morrissey. “[A probable cause hearing] does not require the fine resolution of conflicting evidence that a reasonable-doubt or even a preponderance standard demands, and credibility determinations are seldom crucial .... ”
. He had previously obtained a three-day continuance in the case handled by Judge Bowers.
. Unquestionably, there is no constitutional right to post-conviction bail. Harris v. United States,
. E. g., Note, Preventive Detention: An Empirical Analysis, 6 Harv.C.R.-C.L.L.Rev. 289 (1971).
. Specifically, § 23-1331(3)-(4) of the D.C. Pretrial Detention Statute provides statutory definitions for “dangerous” and “violent” crimes.
Subsection 3 provides:
The term “dangerous crime” means (A) taking or attempting to take property from another by force or threat of force, (B) unlawfully entering or attempting to enter any premises adapted for overnight accommodation of persons or for carrying on business*1343 with the intent to commit an offense therein, (C) arson or attempted arson of any premises adaptable for overnight accommodation of persons or for carrying on business, (D) forcible rape, or assault with intent to commit forcible rape, or (E) unlawful sale or distribution of a narcotic or depressant or stimulant drug (as defined by any Act of Congress) if the offense is punishable by imprisonment for more than one year.
Subsection 4 provides:
The term “crime of violence” means murder, forcible rape, carnal knowledge of a female under the age of sixteen, taking or attempting to take immoral, improper, or indecent liberties with a child under the age of sixteen years, mayhem, kidnaping, robbery, burglary, voluntary manslaughter, extortion or blackmail accompanied by threats of violence, arson, assault with intent to commit any offense, assault with a dangerous weapon, or an attempt or conspiracy to commit any of the foregoing offenses as defined by any Act of Congress or any State law, if the offense is punishable by imprisonment for more than one year.
. Contrary to the contention of Judge Ferren in his dissent, we do not purport to advise the legislative or executive branches of government on the constitutionality of a statute not before us. We only hold that the statute before us, with its “stricter standards” — to use his language — survives appellant’s constitutional challenge.
. Compare Gannett Co. v. DePasquale,
. Justice Powell found sufficient evidence in the record in Gannett to support a finding that prejudicial publicity was likely to jeopardize the defendants’ fair trial rights. The trial was to take place in a small town in a county with a total population of 34,000, see Gannett Co. v. DePasquale,
. An amicus curiae is a neutral party who appears to aid the court. Where one who seeks to appear as an amicus is advocating a position of one of the parties, this is inconsistent with the impartiality which clothes amicus curiae, and the court within its discretion may deny the application to appear as amicus. Casey v. Male,
As a matter of law our disposition of the case should also be consistent with the role of an amicus. Therefore, we cannot consider the First Amendment question sought to be raised. The fact that the trial court allowed The Washington Post to be heard does not serve to make it a party on appeal. Peckham v. Casalduc,
Concurrence Opinion
with whom Associate Judge HARRIS joins, concurring in part and dissenting in part:
While I join the Chief Judge’s thorough analysis upholding the constitutionality of pretrial detention, I must dissent from the unoccasioned announcement by the court that the press has a First Amendment right to attend pretrial detention hearings. No court in the land, to my knowledge, has ever so ruled. This singularity, however, troubles me less than the knowledge that this proposal will find its way into history and the law books at the apparent behest of an amicus curiae, perhaps even to its surprise. In addition, we have not adequately considered the major premise of the majority. The opinion of the court relies significantly on Richmond Newspapers, Inc. v. Virginia,
Although this portion of the court’s decision will undoubtedly receive much attention, the chronicles of jurisprudence proclaim that this decision is an advisory one on a moot question rendered without jurisdiction for the hypothetical benefit of a corporation which is not even a party to the case.
The true issue has nothing to do with the First Amendment or The Washington Post. Before the court is the question of whether the government may veto the defendant’s request to close his pretrial detention hearing to the public.
The elementary requirement of an actual case or controversy for the exercise of federal judicial power is imposed by Article III of the Constitution. This requirement is no less applicable to the District of Columbia court system. District of Columbia v. Walters, D.C.App.,
These criteria, which have prevailed since the time of President Washington,
Neither can the requisite adversity be supplied by the presence on appeal of The Washington Post as amicus curiae. An amicus curiae is not a party to the action, does not in contemplation of law appear on behalf of anyone, may not control the litigation, Givens v. Goldstein, D.C.Mun.App.,
The proper manner for The Washington Post to have asserted a First Amendment claim is established in numerous cases, some now notorious. The party seeking access to judicial proceedings must seek to intervene at the critical moment, see Richmond Newspapers, supra; Nebraska Press Association v. Stuart,
II
A further problem, unaddressed by the parties or the majority opinion, is our jurisdiction to hear the government appeal. It is clear to me that we are without such jurisdiction. Although both the government and the defendant are authorized to appeal from a detention ruling, D.C. Code 1973, §§ 23-1324(b), -1324(d)(2), no statute authorizes the government to appeal from the trial court’s closure ruling. Without such statutory authority we are unable to treat the issue raised by the government. United States v. DiFrancesco, - U.S. -, -,
In addition, the trial court’s action does not fall within the collateral order exception to the final judgment rule.
Furthermore, the defendant’s waiver of his right to a public trial does not harm the government per se. Therefore, let he whose interest in a public trial is seriously jeopardized by closure, appear, intervene, and litigate his rights. This is not the government’s role and, consequently, no such appeal should lie in this case.
In this case there are serious matters that have passed unexamined prior to the court’s decision. For example, some jurists question the majority’s blithe assumption that “[t]he principles that support a right to access to trials apply with equal force to pretrial proceedings,” Chief Justice Burger among them. In his concurring opinion in Gannett, supra at 396,
The majority also assumes that a whole litany of functions served by a public proceeding applies to detention hearings. See ante at 1344-1345. I suggest that several are wholly irrelevant and most are debatable. These matters are better left to careful factfinding and judicial scrutiny which the adversary process is designed to provide.
Taken together, the views of the various Justices in Gannett, which I discuss supra at 1349-1350, do not support a prosecuto-rial right to veto a closure order granted at the request of the defendant, even if the trial judge has failed to consider the public interest in an open proceeding and less restrictive alternatives to closure. At best, the prosecutor may insist that the request for closure be consistent with the actual wishes of the accused. But the government may not appeal on behalf of the public when the defendant has waived his right to public trial. Indeed, permitting a government appeal is inconsistent with the prosecutor’s duty to assure the swift and sure administration of justice. The public interest and the prosecutor’s duty are never assertedly symbiotic. See Gannett, supra. If the government should win such an appeal, pendente lite, a subsequent conviction would be subject to direct attack by the defendant on the grounds that he was prejudiced by a denial of his due process rights. See id. at 438-39,
I submit we have no case involving closure; the court has decided an argument weakly put. Part IV, therefore, should be viewed as a nullity.
. This question is no less perplexing than that which the majority opinion chooses to address. Only after conferring with his superiors did the Assistant United States Attorney decide to oppose the defendant’s request for closure at the first hearing.
. In 1793, President Washington sought the opinion of the Supreme Court on various matters arising under treaties with France. The Justices declined to respond because the questions were not posed within a particular controversy brought before them in legal form. See United States v. Evans,
. The opportunity for the press to be heard extends “no farther than the persons actually present at the time the motion for closure is made, for the alternative would require substantial delays in trial and pretrial proceedings while notice was given to the public.” Gannett, supra at 401,
In our case, there is no threatened contempt nor a docketed order of the trial court targeted at the press.
Compare Schiavo with United States v. Sherman, supra, in which the trial judge entered an order, after judgment of conviction, forbidding the press from speaking with members of the jury. The circuit court held that a particular newspaper lacked standing to appeal because it was not a party to the criminal action, but it could maintain an action for a writ of mandamus. That is also not the case before us today.
. An order which does not terminate an action but which has the finality necessary for appeal must meet three criteria. (1) It must have a “final and irreparable effect on the rights of the parties” being “a final disposition of a claimed right.” (2) It must be too important to be denied review. (3) The claimed right must not be an ingredient of the cause of action and must not require consideration along with it. United States v. Ceferatti,
The task of determining the application of these limitations [on a closure ruling] in each individual trial necessarily fails almost exclusively upon the trial court asked to exclude members of the press and public from the courtroom. For it would be entirely impractical to require criminal proceedings to cease while appellate courts were afforded an opportunity to review a trial court’s decision to close proceedings. [Gannett, supra, 443 U.S at 398,99 S.Ct. at 2915 (Powell, J., concurring).]
. Similarly, the case is not one for which an exception to the mootness doctrine applies. See ante at 1324 n.2. The key to granting an exception is the existence of a right which the government seeks to procure by suit or which a private person seeks to protect from government action. See Southern Pacific Terminal Co. v. ICC,
In Nebraska Press Assoc. v. Stuart, supra, the Court held that the issue of whether a trial judge could restrain reporting by the news media was not moot because the defendant’s conviction was under appeal to the Nebraska Supreme Court and a new trial could be ordered. Such is not the case here since Edwards has pleaded guilty.
Concurrence Opinion
concurring in part and dissenting in part:
After devoting so much attention to the Eighth Amendment, this court lowered its
I.
Specifically, this court confronts the question whether the Eighth Amendment guarantees a right to bail to every person accused of a noncapital crime. We hold that it does not. We rule that the right to bail, as such, is a matter for the legislature, and that the bail protection clause of the Eighth Amendment is directed to the courts: a judge may not impose “excessive bail” in cases the legislature deems bailable. All the more important, therefore, is the question whether an accused has other constitutional protections in the event the legislature authorizes pretrial detention without bail. We answer yes, holding that Fifth Amendment due process constrains the legislature and the committing magistrate. We then apply due process and sustain both the validity of the pretrial detention statute, D.C.Code 1973, § 23-1322,
Although I agree that § 23-1322 is constitutional when properly interpreted and applied, I respectfully dissent because I perceive a looseness of analysis that could lead to misunderstandings of due process in the future. I have three concerns.
First, as to the government’s burden of proof, the majority upholds the statute with an analysis that strongly hints the protections afforded the defendant in § 23-1322 are higher than they need to be. More specifically, by premising their analysis primarily on Gerstein v. Pugh,
Second, as to the defendant’s right to confront adverse witnesses, the majority interprets the statute in a way that affords lower protections than the Constitution, I believe, requires. According to the majority, the government can accomplish pretrial detention, consistent with due process, solely on the basis of proffer or other hearsay evidence “subject to the discretion of the judge as to the nature of. the proffer and the need for admissible evidence.” Ante at 1337. Thus, in effect, unless the accused sustains the burden of casting doubt on the sufficiency of the government’s proffer, the accused at this stage has no right to confront and cross-examine any government witness. To the contrary, I believe the Constitution entitles the accused to confront and cross-examine every witness whose testimony the government intends to proffer, unless the government sustains the burden of showing good cause why the witness should not be called.
Third, in declining to rule on the notice issue in the case before Judge Bowers, my colleagues leave doubts about that important due process right. See ante at 1339-1341. I believe it must be made clear that due process entitles the accused to notice of all the charges about past and present conduct he or she will face at the pretrial detention hearing.
It affronts our constitutional heritage to say that due process is satisfied when an
As a consequence, I dissent from reversal in the rape case, No. 80-294; I would affirm Judge Bowers’ order denying the government’s first application for detention. I concur, however, in the result reached in the burglary case, No. 80-401; I would affirm Judge Norman’s pretrial detention order.
II.
The majority principally relies on Gerstein, supra, a Fourth Amendment case, for analysis of due process, properly a Fifth Amendment concern. By doing so, my colleagues afford less constitutional protection to an accused at a pretrial detention hearing than the Supreme Court has granted convicted felons facing possible revocation of probation or parole. See Gagnon v. Scar-pelli,
In Gerstein, supra, the Supreme Court considered “whether a person arrested and held for trial under a prosecutor’s information is constitutionally entitled to a judicial determination of probable cause for pretrial restraint of liberty.” Id.
For three reasons I believe my colleagues’ heavy reliance on Gerstein is misplaced. First, the decision to hold an accused without bail is an entirely different determination from the probable cause finding Ger-stein requires before the court may impose any significant pretrial restraint on liberty. See id. at 125,
Second, four years after Gerstein, the Supreme Court in Bell v. Wolfish,
Finally, the Supreme Court has emphasized that “due process is flexible and calls for such protections as the particular situation demands.” Morrissey, supra
First, the private interest that will be affected by the official action; second, the risk of an erroneous deprivation of such interest through the procedures used, and the probable value, if any, of*1354 additional or substitute procedural safeguards; and finally, the Government’s interest, including the function involved and the fiscal and administrative burdens that the additional or substitute procedural requirement would entail. See, e. g., Goldberg v. Kelly, supra,397 U.S. at 263-271 ,90 S.Ct. at 1018-1022 .
See Greenholtz v. Inmates of the Nebraksa Penal & Correctional Complex,
In summary, Gerstein mandates at least a judicial finding of probable cause before imposing any extended pretrial restraint, including a “five-day hold” for a pretrial detention hearing; Bell permits pretrial confinement short of “punishment” on the assumption that the detention itself is valid; and Mathews requires a distinct, three-part analysis for every context in which the government would impinge on constitutionally protected private interests. There is, accordingly, a gulf between an initial finding of probable cause under Gerstein and an approval of pretrial jail conditions under Bell — a gulf that can be bridged only by a Mathews analysis of the pretrial detention statute, on its face and as applied.
III.
In applying due process to probation and parole revocation, the Supreme Court imposed certain procedural safeguards to protect conditional liberty. See Gagnon, supra
A. The Liberty Interest of the Potential Detainee
All parties — and all judges of this court— agree: pretrial detention affects a clear and vital liberty interest. Indeed, “[ljiberty from bodily restraint always has been recognized as the core of the liberty protected by the Due Process Clause from arbitrary governmental action.” Greenholtz, supra
Although not necessarily “punishment,” but see note 12 infra, pretrial detention is likely to have substantially the same, painful impact on the individual as incarceration for a criminal offense. See Campbell v. McGruder,
To say the very least, an accused has a substantial interest in not being arbitrarily classified as dangerous, and thus nonbaila-ble as a matter of law.
B. The Interests of the Government (the Public)
The public has two principal interests in the availability of pretrial detention: (1) the need to ensure that the defendant appears at trial, see Stack v. Boyle,
On the other hand, as strong as the government’s interests may be in having available a manageable pretrial detention system, the government has a countervailing interest in assuring basic fairness, including accuracy of findings — in short, an interest in not imprisoning anyone unnecessarily. Greenholtz, supra
C. The Risk of Error from the Procedures Used; Probable Value of Additional or Substitute Safeguards
Pretrial detention under § 23-1322 inherently involves a substantial risk, of error. Like parole and probation decisions, pretrial detention requires a predictive judgment about future conduct that depends on imperfect evaluative techniques. See Greenholtz, supra
1. Notice
The majority’s discussion of the right to notice, ante at 1339-1341, is incomplete. Any person accused of a “dangerous crime” needs to know the precise instances of “past and present conduct” on which the government proposes to rely to demonstrate a threat to the community. D.C. Code 1973, § 23-1322(a)(1), (b)(2)(B). Timely notice is vital if the accused is to have a meaningful opportunity to defend at the pretrial detention hearing. Even when lesser liberty interests are at stake, the Supreme Court has held that notice of the specific charge is essential to due process. See Wolff v. McDonnell,
Furthermore, the government has no interest in declining to reveal the charges it will allege at the hearing, although the expedited nature of the proceeding naturally will preclude notice much in advance. See Greenholtz, supra,
2. Confrontation and Cross-Examination
With an exception not applicable here, the pretrial detention statute provides that no person shall be ordered detained unless “on the basis of information presented by proffer or otherwise to the judicial officer there is a substantial probability that the person committed the offense .. .. ” D.C. Code 1973, § 23-1322(b)(2)(C). My colleagues interpret the statute to say the government as a general rule may use proffer and other hearsay testimony to establish sufficient support for the findings required under § 23-1322, subject to the trial court’s discretion to require better proof, presuman -blyat'“fche defcndantVreqtiire-bcUci piuof, presumably at the defendant’s urging. See ante at 1337-1339. I disagree. To save the constitutionality of the statute, I would establish the opposite presumption by interpreting § 23-1322 to grant the accused the right, as a general rule, to confront and cross-examine those individuals who have provided adverse information. Thus, I would allow the government to proceed by proffer or hearsay only when it can show good cause why a witness should not be called to give live testimony.
“In almost every setting where important decisions turn on questions of fact, due process requires an opportunity to confront and cross-examine adverse witnesses.” Goldberg, supra
The public’s interest in pretrial detention, however, on occasion will justify an exception to the general right of confrontation. In Morrissey, supra, although recognizing that individuals faced with preliminary revocation of parole have a basic confrontation right, the Supreme Court articulated a limitation: when “the hearing officer determines that an informant would be subjected to risk of harm if his identity were disclosed, he need not be subjected to confron
In summary, I would follow the Court’s approach in Morrissey, supra, and announce as a general rule the right of the defense to confront and cross-examine all government witnesses essential to the case for detention, see id.
3. The Burden of Proof
Although a close question, I agree that pretrial detention without bail for 60 days (or somewhat longer if the accused asks for a continuance) is not “punishment,” as defined in Bell, supra,
Traditional Fourth Amendment analysis generally stops with the question whether any government intrusion is warranted; it does not focus on how much intrusion the state then can impose. See Gerstein, supra
In reality, therefore, Fourth Amendment probable cause barely can be characterized as a burden of proof at all. Rather, it is a test for reasonable conduct — a standard where “room [is] allowed for the mistakes of reasonable officers when acting on facts which lead to conclusions of probability.” Crawford, supra
We accept a relatively high risk of error in a probable cause determination because the intrusion — arrest—is limited. We even accept that high risk of error (discounted by post-arrest information) for the greater pretrial restraint of the imposition of bail. In my judgment, however, before the state can jail someone for two months without even a right to bail, the Fifth Amendment compels much greater accuracy. The injustice of a mere probable cause standard for 60-day pretrial detention is sharply reflected by the fact that this is the same standard required for the preliminary hearing and detention of alleged parole and probation violators who — by virtue of a criminal conviction — stand to lose only conditional liberty. See Gagnon, supra
I would hold that the burden of proof for all findings under § 23-1322(b)(2) is greater than a preponderance of the evidence but less than proof beyond a reasonable doubt. In so holding, I would rely on the approach in Addington, supra, where the Supreme Court held that clear and convincing evidence is sufficient for imposing involuntary civil commitment. Id.
In adopting a clear and convincing evidence standard, the Court in Addington was less concerned with precise wording than with its message to the factfinder “that the proof must be greater than the preponderance of the evidence standard applicable to other categories of civil cases.” Id. at 433,
I conclude, accordingly, that the pretrial detention statute satisfies due process because — and only because — it requires the government to meet a heavy burden of proof, “clear and convincing evidence,” which falls between a preponderance of the evidence and proof beyond a reasonable doubt.
D. Conclusion as to Due Process
Having compared the private and public interests at stake, evaluated the risk of
IV
Applying these requirements of due process, I dissent from the reversal in the rape case, No. 80-294, and thus would affirm Judge Bowers’ order denying the government’s first application for detention. I concur, however, in the result reached in the burglary case, No. 80-401, affirming Judge Norman’s detention order.
In the rape case, No. 80-294, the government did not satisfy the notice and confrontation requirements. It failed to inform appellant in a specific and timely manner about the “past and present conduct” on which it intended to rely. The government, moreover, proffered the victim’s testimony without substantiating its claim that she would be harmed if she were to appear and testify at the hearing. Thus, the government did not satisfy the “good cause” exception to the defense right of confrontation. Accordingly, the trial court properly refused to order pretrial detention.
The burglary case, No. 80-401, is different; appellant’s right to notice of “past and present conduct” was satisfied. In the hearing before Judge Norman, the court relied on appellant’s confession to the burglary and rape and to 17 other recent robberies; on corroboration by testimony of investigating officers; and on eight adjudications of delinquency in appellant’s juvenile social file. Defense counsel received a copy of the confession one-half hour before the hearing; counsel had attended the lineup soon after the arrest at which numerous robbery victims had identified appellant; and, knowing that prior convictions were relevant under the statute, counsel had received access to appellant’s juvenile social file at the earlier hearing before Judge Bowers. Under these circumstances, although formal notice may have been lacking in some respects, any error was harmless beyond a reasonable doubt. See Chapman v. California,
Furthermore, the government’s mode of proof in the burglary case did not prejudice appellant’s confrontation and cross-examination rights. The government relied on appellant’s confession, testimony by investigating officers, and the delinquency adjudications in appellant’s social file. The trial court excluded hearsay of the complaining witness. Although the court admitted the hearsay of two victims of the 17 other robberies to which appellant had confessed, that error also was harmless. See Chapman, supra at 24,
Finally, in accordance with the statutory standards, the court found “substantial probability” that appellant had committed the charged offense of burglary; found that that offense is a “dangerous crime”; and found “by clear and convincing evidence” that appellant was a person subject to pretrial detention and that “no condition or combination of conditions of release . . . will reasonably assure the safety of other persons and the community.” The evidence viewed in the light most favorable to the government supports the court’s conclusions.
V.
I believe Chief Judge NEWMAN’s opinion for the court does an exceptional job of sorting out from a myriad of historical documents and scholarly works the meaning of
APPENDIX
D.C.Code 1973, § 23-1321, provides in part:
(a) Any person charged with an offense, other than an offense punishable by death, shall, at his appearance before a judicial officer, be ordered released pending trial on his personal recognizance or upon the execution of an unsecured appearance bond in an amount specified by the judicial officer, unless the officer determines, in the exercise of his discretion, that such a release will not reasonably assure the appearance of the person as required or the safety of any other person or the community. When such a determination is made, the judicial officer shall, either in lieu of or in addition to the above methods of release, impose the first of the following conditions of release which will reasonably assure the appearance of the person for trial or the safety of any other person or the community, or, if no single condition gives that assurance, any combination of the following conditions:
(1) Place the person in the custody of a designated person or organization agreeing to supervise him.
(2) Place restrictions on the travel, association, or place of abode of the person during the period of release.
(3) Require the execution of an appearance bond in a specified amount and the deposit in the registry of the court, in cash or other security as directed, of a sum not to exceed 10 per centum of the amount of the bond, such deposit to be returned upon the performance of the conditions of release.
(4) Require the execution of a bail bond with sufficient solvent sureties, or the deposit of cash in lieu thereof.
(5) Impose any other condition, including a condition requiring that the person return to custody after specified hours of release for employment or other limited purposes.
No financial condition may be imposed to assure the safety of any other person or the community.
(b) In determining which conditions of release, if any, will reasonably assure the appearance of a person as required or the safety of any other person or the community, the judicial officer shall, on the basis of available information, take into account such matters as the nature and circumstances of the offense charged, the weight of the evidence against such person, his family ties, employment, financial resources, character and mental conditions, past conduct, length of residence in the community, record of convictions, and any record of appearance at court proceedings, flight to avoid prosecution, or failure to appear at court proceedings.
D.C. Code 1973, § 23-1322 provides in full:
(a) Subject to the provisions of this section, a judicial officer may order pretrial detention of—
(1) a person charged with a dangerous crime, as defined in section 23-1331(3), if the Government certifies by motion that based on such person’s pattern of behavior consisting of his past and present conduct, and on the other factors set out in section 23-1321(b), there is no condition*1363 or combination of conditions which will reasonably assure the safety of the community;
(2) a person charged with a crime of violence, as defined in section 23-1331(4), if (i) the person has been convicted of a crime of violence within the ten-year period immediately preceding the alleged crime of violence for which he is presently charged; or (ii) the crime of violence was allegedly committed while the person was, with respect to another crime of violence on bail or other release or on probation, parole, or mandatory release pending completion of a sentence; or
(3) a person charged with any offense if such person, for the purpose of obstructing or attempting to obstruct justice, threatens, injures, intimidates, or attempts or threaten, injure, or intimidate any prospective witness or juror.
(b) No person described in subsection (a) of this section shall be ordered detained unless the judicial officer—
(1) holds a pretrial detention hearing in accordance with the provisions of subsection (c) of this section;
(2) finds—
(A) that there is clear and convincing evidence that the person is a person described in paragraph (1), (2), or (3) of subsection (a) of this section;
(B) that—
(i) in the case of a person described only in paragraph (1) of subsection (a), based on such person’s pattern of behavior consisting of his past and present conduct, and on the other factors set out in section 23-1321(b), or
(ii) in the case of a person described in paragraph (2) or (3) of such subsection, based on the factors set out in section 23-1321(b),
there is no condition or combination of conditions of release which will reasonably assure the safety of any other person or the community; and
(C) that, except with respect to a person described in paragraph (3) of subsection (a) of this section, on the basis of information presented by proffer or otherwise to the judicial officer there is a substantial probability that the person committed the offense for which he is present before the judicial officer; and
(3)issues an order of detention accompanied by written findings of fact and the reasons for its entry.
(c) The following procedures shall apply ■ to pretrial detention hearings held pursuant to this section:
(1) Whenever the person is before a judicial officer, the hearing may be initiated on oral motion of the United States attorney.
(2) Whenever the person has been released pursuant to section 23-1321 and it subsequently appears that such person may be subject to pretrial detention, the United States attorney may initiate a pretrial detention hearing by ex parte written motion. Upon such motion the judicial officer may issue a warrant for the arrest of the person and if such person is outside the District of Columbia, he shall be brought before a judicial officer in the district where he is arrested and shall then be transferred to the District of Columbia for proceedings in accordance with the section.
(3) The pretrial detention hearing shall be held immediately upon the person being brought before the judicial officer for such hearing unless the person or the United States attorney moves for a continuance. A continuance granted on motion of the person shall not exceed five calendar days, unless there are extenuating circumstances. A continuance on motion of the United States attorney shall be granted upon good cause shown and shall not exceed three calendar days. The person may be detained pending the hearing.
(4) The person shall be entitled to representation by counsel and shall be entitled to present information by proffer or*1364 otherwise, to testify, and to present witnesses in his own behalf.
(5) Information stated in, or offered in connection with, any order entered pursuant to this section need not conform to the rules pertaining to the admissibility of evidence in a court of law.
(6) Testimony of the person given during the hearing shall not be admissible on the issue of guilt in any other judicial proceedings under sections 23-1327, 23-1328, and 23-1329, in perjury proceedings, and for the purposes of impeachment in any subsequent proceedings.
(7) Appeals from orders of detention may be taken pursuant to section 23-1324.
(d) The following shall be applicable to persons detained pursuant to this section:
(1) The case of such person shall be placed on an expedited calendar and, consistent with the sound administration of justice, his trial shall be given priority.
(2) Such person shall be treated in accordance with section 23-1321—
(A) upon the expiration of sixty calendar days, unless the trial is in progress or the trial has been delayed at the request of the person other than by the filing of timely motions (excluding motions for continuances); or
(B) whenever a judicial officer finds that a subsequent event has eliminated the basis for such detention.
(3) The person shall be deemed detained pursuant to section 23-1325 if he is convicted.
(e) The judicial officer may detain for a period not to exceed five calendar days a person who comes before him for a bail determination charged with any offense, if it appears that such person is presently on probation, parole, or mandatory release pending completion of sentence for any offense under State or federal law and that such person may flee or pose a danger to any other person or the community if released. During the five-day period, the United States attorney or the Corporation Counsel for the District of Columbia shall notify the appropriate State or Federal probation or parole officials. If such officials fail or decline to take the person into custody during such period, the person shall be treated in accordance with section 23-1321, unless he is subject to detention under this section. If the person is subsequently convicted of the offense charged, he shall receive credit toward service of sentence for the time he was detained pursuant to this subsection.
D.C. Code 1973, § 23-1331 provides in part:
As used in this subchapter:
* * * * * *
(3) The term “dangerous crime” means (A) taking or attempting to take property from another by force or threat of force, (B) unlawfully entering or attempting to enter any premises adapted for overnight accommodation of persons or for carrying on business with the intent to commit an offense therein, (C) arson or attempted arson of any premises adaptable for overnight accommodation of persons or for carrying on business, (D) forcible rape, or assault with intent to commit forcible rape, or (E) unlawful sale or distribution of a narcotic or depressant or stimulant drug (as defined by any Act of Congress) if the offense is punishable by imprisonment for more than one year.
(4) The term “crime of violence” means murder, forcible rape, carnal knowledge of a female under the age of sixteen, taking or attempting to take immoral, improper, or indecent liberties with a child under the age of sixteen years, mayhem, kidnaping, robbery, burglary, voluntary manslaughter, extortion or blackmail accompanied by threats of violence, arson, assault with intent to commit any offense, assault with' a dangerous weapon, or an at*1365 tempt or conspiracy to commit any of the foregoing offenses as defined by any act of Congress or any State law, if the offense is punishable by imprisonment for more than one year.
. The District of Columbia pretrial detention statute, D.C. Code 1973, § 23-1322, is reproduced in the Appendix to this opinion. Related definitional provisions, id. §§ 23-1311(3)-(4), also are included.
. As to Part III.D. of the majority opinion, I agree that the pretrial detention statute offends no principle of substantive due process. Ante at 1341. I also agree that the statute, as applied to appellant, is not overbroad (typically a First Amendment concern). See Broadrick v. Oklahoma,
I also concur in Part IV. of the majority opinion on closure of the courtroom. I disagree with Judge NEBEKER’s statement that the government “has no standing which entitles it to appellate review of a First Amendment issue.” Ante at 1348. Although “the institutional press is the likely, and fitting, chief beneficiary of a right of access because it serves as the ‘agent’ of interested citizens,” Richmond Newspapers, Inc. v. Virginia,
. In Gerstein, supra
. Some will maintain that this pretrial liberty interest is derived, self-evidently, from explicit recognition of “liberty” in the Fifth Amendment. See Bell, supra
. The right to bail, of course, is often illusory. It is true that “under our local bail provisions ... money bond may not be used to assure detention,” Villines v. United States, D.C.App.,
. Cf. Vitek v. Jones,
. But cf. Vitek, supra,
. Under the statute the accused is entitled to a continuance of up to five days — and even longer, in the court’s discretion, if “there are extenuating circumstances.” D.C. Code 1973, § 23-1322(c)(3).
. Cf. Wolff, supra
. Conceivably, the government, on occasion, may be able to establish its case for pretrial detention without calling or even proffering its principal witnesses. If, for example, the government can present a defendant’s confession (absent evidence of coercion) that is sufficiently reliable to establish the required substantial probability of committing the charged offense, the government may not be required to call or proffer the complaining witness to testify at the detention hearing. It is important to add, however, that although there may be good cause why the testimony of a witness to the crime at issue should be proffered, rather than presented live, it is much more difficult to conceive of a good reason for merely proffering the testimony required to establish or interpret relevant past conduct of the accused.
. I agree with the majority that the defendant’s right to call witnesses on his or her behalf, see D.C.Code 1973, § 23-1322(c)(4), does not include compulsory process directed at government witnesses unless the defendant proffers how such testimony will tend to negate the probability that he or she committed the offense. Ante at 1338. Such a proffer, of course, could undermine the government’s effort to show good cause why it should not have to produce its witnesses.
.The majority opinion states that “pretrial detention to prevent repetition of dangerous acts under § 23-1322(a)(l) by incapacitating the detainee seeks to curtail reasonably predictable conduct, not to punish for prior acts.” Ante at 1332-1333. Later, the majority states: “Significantly, pretrial detention is closely circumscribed so as not to go beyond the need to protect the safety of the community pending the detainee’s trial. Such detention is not to exceed 60 days, by which time either the detainee must be brought to trial, or bail must be set. D.C.Code 1973, § 23-1322(d)(2)(A).” Ante at 1333. I read the latter statement as a constitutional limitation on the former. Pretrial detention beyond 60 days, without right to bail, arguably takes on the aura of punishment, for, unless the accused asks for a continuance, the government will be hard pressed to justify longer detention on the ground it needs time to prepare for trial.
. The facts of Arrington, supra, demonstrate how low the threshold for probable cause can be. This court held the police officer had probable cause to make an arrest for theft based on the following facts:
1. He had seen appellant in an open, public, walk-in, reception room in the Old Senate Office Building. Appellant was standing in the area behind the receptionist’s desk, bending over and “looking down behind the desk or the area under the desk.”
2. He had seen appellant leave the room, walking at a normal pace.
3. He had examined the room after appellant left and determined that everything appeared normal and particularly that nothing on or behind the desk had been disturbed.
4. He had inquired of people in the adjoining offices whether they knew of a “colored man, or a messenger” in the reception room; these people had indicated they had no knowledge of such a person.
5. He had asked appellant what he was doing in the office; appellant had said, “[N]oth-ing.”
6. He had not received any report that a crime had been committed or that any property was missing. [Id.311 A.2d at 840 (emphasis in original).]
It is inconceivable to me that the state constitutionally could detain an individual in prison, without right to bail, for up to 60 days on facts as inconclusive as these.
.The Supreme court has outlined the “minimum requirements of due process” for parole revocation:
They include (a) written notice of the claimed violations of parole; (b) disclosure to the parolee of evidence against him; (c) opportunity to be heard in person and to present witnesses and documentary evidence; (d) the right to confront and cross-examine adverse witnesses (unless the hearing officer specifically finds good cause for not allowing confrontation); (e) a “neutral and detached” hearing body such as a traditional parole board, members of which need not be judicial officers or lawyers; and (f) a written statement by the factfinders as to the evidence relied on and reasons for revoking parole. [Morrissey, supra at 489,92 S.Ct. at 2604 .]
. The standard is equivalent to the threshold of probability required “to secure a civil injunction — likelihood of success on the merits.” H.R.Rep.No. 91-907, 91st Cong., 2d Sess. 182 (1970).
. Although proffered testimony can contribute toward establishing clear and convincing evidence, there may be occasions when a trial court concludes that live testimony will be required, subject to cross-examination, if the government is to sustain this burden of proof.
Dissenting Opinion
dissenting:
I.
The majority treads where wise men have feared to tread.
Idealism aside, however, in my view the majority’s analysis of the scope of the Eighth Amendment does not pass muster. The reasoning is not clinical — nor could it be. The conclusion is reached that the Eighth Amendment in commanding that “Excessive bail shall not be required ...” means only that, and does not grant a right to bail. I presume that the majority is saying that only the Congress can grant a right to bail, and once that right has been granted, the Constitution takes over and mandates that the bail not be excessive. This is a classic example of the cart pulling the horse since the Congress could abrogate the right to bail altogether, making the Eighth Amendment absolutely meaningless. Surely the framers of our Bill of Rights did not intend to fashion illusory protection— leaving open the possibility that a subsequent act of a legislature could empty a critical provision of the federal Constitution of all content.
This traditional right to freedom before conviction permits the unhampered preparation of a defense, and serves to prevent the infliction of punishment prior to conviction. See Hudson v. Parker,156 U.S. 277 , 285,15 S.Ct. 450 , 453,39 L.Ed. 424 (1895). Unless this right to bail before trial is preserved, the presumption of innocence, secured only after centuries of struggle, would lose its meaning. [Stack v. Boyle,342 U.S. 1 , 4,72 S.Ct. 1 , 3,96 L.Ed. 3 (1951) (emphasis supplied).]
The fact that the right to bail has been mandated by federal statute (since the passage of the Judiciary Act of Sept. 24, 1789, ch. 20, § 14, 1 Stat. 81, as amended, Rev. Stat. §§ 751-53 (1875)) has little bearing, if any, on the question of whether, in this case at least, it is constitutionally mandated. My colleagues’ position, carried to its logical conclusion, could conceivably vest in the District of Columbia City Council the power to deny the right to bail to any citizen
By the majority’s own account, the history of the Eighth Amendment is generally unilluminating. Yet, having solemnly pronounced this fact, the majority launches into an in-depth discussion of English and American colonial history (well-known and well-used by many commentators)
The central theme of the majority’s historical analysis appears to be that, in England, Parliament was free to define which crimes were bailable. It follows, therefore, that the framers of the United States Constitution would place no restraints whatever on the Congress in this regard. The language of the Eighth Amendment speaks of “excessive bail” in language almost identical to the English Bill of Rights which was directed toward judicial abuse. Therefore, our Bill of Rights in addressing bail, imposes merely a restraint on the courts.
I suggest that the majority’s approach is much too parochial. Its focus on precedent is solely to the identity of language and it ignores altogether the important aspect of motivation. History fails as a meaningful tool of legal interpretation and becomes merely a recitation of facts unless it can be presumed that individuals learn from it. It is “well known that our Bill of Rights was written and adopted to guarantee Americans greater freedom than had been enjoyed by their ancestors who had been driven from Europe by persecution.” Carlson v. Landon,
In focusing narrowly on the language and purpose of the English Bill of Rights, the majority does a disservice to history and its meaning. The true purpose of the English Bill of Rights of 1689 (1 W & M st. 2, c.2) cannot be discerned without resort to an understanding of the purposes of other developments in the 17th Century — the Habeas Corpus Act of 1677 (31 Charles 1, c.2) and the Petition of Right of 1628 (3 Charles 1, c.l). Each one of these developments represented merely one step at a time to remedy a specific problem at hand, in light of a bigger struggle growing out of centuries of abuses by man against man — in unjustly detaining or corruptly extracting money for liberty — conduct engaged in by local custodians, justices, and monarchs alike. See Duker, The Right to Bail: A Historical Inquiry, 42 Alb.L.Rev. 33 (1977). If, therefore, we are to rely on English history, let us go back to the Statute of Westminister the First 1275
*1367 No Freeman shall be taken or imprisoned, or disseised of his Freehold, or Liberties, or free Customs, or to be outlawed, or any otherwise destroyed, but by lawful Judgment of his Peers, or by the law of the Land. [9 Hen. 3 , c.29.]
Further, the majority, with its emphasis on Parliament, does not make allowances for the differences between the English system of absolute Parliamentary control over individual rights and the basic American system of a government of limited and defined powers delegated by the people and circumscribed by enumerated individual liberties. See Black, The Bill of Rights, 35 N.Y.U.L.Rev. 865 (1960). James Madison spoke to this contrast in proposing the Bill of Rights to Congress (1 Annals of Cong. 18, 46-50 (Gales & Seaton ed. 1789-1791)).
In the declaration of rights which that country has established, the truth is, they have gone no further than to raise a barrier against the power of the Crown; the power to legislate is left altogether indefinite .... But although ... it may not be thought necessary to provide limits for the legislative power in that country, yet a different opinion prevails in the United States. The people of many states have thought it necessary to raise barriers against power in all forms and departments of government.
In this framework, viewed against the backdrop of centuries of struggles against unlawful detention, it seems somehow ludicrous to me to suggest that the Eighth Amendment was drafted with the idea of isolating Congress from its restraints. I cannot believe that the framers of the Bill of Rights were more preoccupied with an English form of government than with a guarantee of liberty. Moreover, it appears to me even more ludicrous to suggest that pretrial detention is not punishment within the meaning of the Bill of Rights. Historically speaking, such detention was the major reason for the development of the right to bail. One would have been hard pressed, in 1626, to have had the duty of explaining to Sir Thomas Darnel and four other knights, that they were not being punished when they were committed “by special command of his majesty” (for refusing to pay illegal assessments) and held without trial after the Attorney General, prevailing against an argument for release on bail, suggested that the “King’s position was best for balancing the interest of society and the individual.” Duker, supra at 58-59.
In this country, until recently, there was little doubt that the Eighth Amendment, by necessary implication, guaranteed the right to bail before trial, except in capital cases. Our own Judge Holtzoff, as late as 1960, stated this emphatically and added:
The right to bail pending trial is absolute, except in capital cases,[8 ] no matter how vicious the offense or how unsavory the past record of the defendant may be. [Trimble v. Stone,187 F.Supp. 483 , 485 (D.D.C.1960).]
See also United States v. Motlow,
Perhaps the reluctance of my colleagues to follow this traditional view of the Eighth Amendment’s mandate stems from the phrasing of the claimed right in “absolute” terms. There is very little in the world in which we live that is absolute. Yet because the Constitution was written for the ages, judges must resist the temptation to interpret it restrictively, in the expediency of the moment, with the problems of their life span in mind. Perhaps a better solution for the majority would have been to suggest as did Justice Burton that the Eighth Amendment prohibits, along with excessive bail, the “unreasonable denial of bail.” See Carlson v. Landon, supra
II.
The statute which is the subject of this litigation is a “one-of-a-kind” law, applying only to the District of Columbia. Its provisions, imaginatively drafted in 1970 by good lawyers who “apparently ... tried to protect the Act against attack on constitutional grounds,”
Witness this classic exchange in Lewis Carroll’s Through The Looking Glass [88 Harper & Bros. ed. 1902]. The Queen observes that the King’s Messenger is “in prison now, being punished; and the trial doesn’t even begin till next Wednesday; and of course the crime comes last of all.” Perplexed, Alice asks, “Suppose he never commits the crime?” “That would be all the better, wouldn’t it?” The Queen replies.
The majority recognizes that the government has conceded, as it must
The sanction of the instant statute, measured by the traditional tests which the majority recognizes as pertinent to drawing distinctions between penal and regulatory sanctions, is indisputably penal. See Bell v. Wolfish,
Specifically, under D.C. Code 1973, § 23-1322(a)(1), a judicial officer may order pretrial detention of a person charged with a “dangerous crime”
A hearing is required at which the standards of proof are “clear and convincing evidence” as to the pattern of behavior and a “substantial probability” that the person committed the offense for which he is before the judicial officer.
This statutory scheme must be assessed in light of undisputed principles. Where the state seeks to limit a fundamental right it may do so only upon a showing of a “compelling state interest.” Roe v. Wade,
Underlying the statutory classification of “dangerous” persons is a presumption that the state can predict those persons who are dangerous. I have reviewed defense counsel’s exhaustive treatment of this presumption and I am convinced by the authorities relied upon that the presumption is not a valid one. Moreover, I am likewise convinced that the utilization of this presumption for the asserted purpose will result in pretrial detention of persons who pose no threat to the community. In my view, therefore, this classification of “dangerousness” is arbitrary and invalid under due process and equal protection principles. Estate of French v. Doyle, D.C.App.,
Without dwelling at length on the sources relied upon by defense counsel, it is interesting to note that at congressional hearings on the legislation, experts both in and out of government expressed concern with the ability of the authorities to predict dan
The American Psychiatric Association has suggested that “[njeither psychiatrists nor anyone else have reliably demonstrated an ability to predict future violence or ‘dangerousness’.”
The process, for reviewing a statute for vagueness, is to determine whether it is sufficiently explicit to inform those who are subject to it what conduct will render them liable to its penalties or whether it is so vague that men of common intelligence must necessarily guess at its meaning. See Willcher v. United States, D.C.App.,
This statute, by failing to specify what types of past or future conduct may be considered in assessing a defendant’s dangerousness, opens the way for abuse in administration. I can only conclude that the framers of this legislation recognized this fact. Thus, a Justice Department spokesman, testifying as to the “totality of ... circumstances” (record, character and attitude) that a trial judge would review in concluding whether a course of conduct would be dangerous to the community, added:
The court could say that a petty larceny or petty offense was dangerous to the community, the guy was a drunk driver for example, and this was dangerous to the community. Such a conclusion, however, would be simply unreasonable. I think the conclusion that mari[j]uana smoking is dangerous is unreasonable. But I don’t know of any way to prevent courts from being unreasonable.
We predicate everything here on the good faith of courts and the good faith of prosecutors not to allege such information and the good faith of courts of appeals to review these matters and be fair in their judgment. [Preventive Detention: Hearings on S. 2600 Before the Subcommittee on Constitutional Rights of the Senate Judiciary Committee, 91st Cong., 2d Sess. 314 (1970) (emphasis added).]
The flexibility that accompanies the exercise of discretion is a necessary component of our system of criminal justice. It is a tribute to the reasonableness of our prosecutors and our courts that the instant statute is being challenged for the first time. But the restraints embodied in the Bill of Rights were not codified under the illusion that man would always be reasonable and would always act in good faith. As the United States Court of Appeals so aptly noted in striking as unconstitutionally vague the District’s general vagrancy statute (D.C.Code 1967, §§ 22-3302 to -3306):
[A] criminal statute perishes on constitutional grounds when it leaves speculative the tests for ascertaining the line separating guilty from innocent acts. [Ricks v. District of Columbia, supra134 U.S.App.D.C. at 205 ,414 F.2d at 1100 .]
And not even past violation of the criminal law authorizes one’s subjection to innately vague statutory specifications of crime. [Id. at 214,414 F.2d at 1110 (footnote omitted).]
I would hold this statute unconstitutional as violative of both substantive and proce
I would affirm the order of Judge Bowers denying the government’s application for pretrial detention and reverse the order of Judge Norman granting pretrial detention.
. The United States Supreme Court, for whatever reason, has left unresolved, for over a century and a half, any question of whether the Bill of Rights confers a right to bail.
. The presumption of innocence is “constitutionally rooted.” Cool v. United States,
. See Foote, The Coming Constitutional Crisis in Bail, 113 U. of Pa.L.Rev. 959 (1965).
. Ibid. at 964.
.At the time when the American states were ratifying the United States Constitution, debates centered around the necessity for a federal Bill of Rights. In North Carolina, it was suggested that incorporation of such a bill would prove detrimental to liberty since it would be impossible to enumerate all the individual rights not relinquished by the Constitution, and the omission of some rights would raise the question of their existence. A compromise suggested what one commentator has speculated might have given form to the Ninth Amendment — a clause in the federal Constitution guaranteeing that all rights not surrendered to the central government would be reserved to the states. See Duker, The Right to Bail: A Historical Inquiry, 42 Alb.L.Rev. 33, 83 (1977).
. Foote, supra; Duker, supra; Meyer, Constitutionality of Pretrial Detention, 60 Geo.L.J. 1139 (1972); Tribe, An Ounce of Detention: Preventive Justice in the World of John Mitchell, 56 Va.L.Rev. 371 (1970).
. 3 Ed. 1, c.15.
. The capital crimes exception predates the Constitution and is found consistently in colonial provisions for the right to bail. As Chief Judge Newman points out, this exception stems from the fear that persons facing the death penalty will be tempted to flee.
. See Meyer, supra at 1169.
. See Tribe, supra at 374.
. Under the Due Process Clause, detainees may not be punished prior to an adjudication of guilt in accordance with due process of law. Bell v. Wolfísh, supra
. There is no dispute here that pretrial detention to prevent flight or the intimidation of witnesses is constitutionally permissible. The practice of denying bail in capital offenses, predating the Constitution, was based upon the premise that one so charged is more likely to flee.
.The constitutional challenge in Bell v. Wolfish, supra, was to prison security practices, clearly regulatory in nature, as applied to pretrial detainees, concededly legitimately incarcerated to insure presence at trial. Here we are concerned with the constitutionality of the initial decision to detain.
. Interestingly enough, the term “dangerous crime” includes offenses ranging from attempted burglary, or distribution of narcotics, to forcible rape. It does not include such dangerous offenses as murder and kidnapping.
. Thus Ms. Patricia Wald, formerly of the Department of Justice and now a Judge of the United States Court of Appeals for the District of Columbia Circuit, stated that
despite the fact that preventive detention has been talked about for years, we have as yet no empirical study, no predictable study, which shows the factors which go into recidi-vis[m] on bail and which the judge could use in order to single out one man in 10 who might commit the crime. [Proposed District of Columbia Omnibus Crime Bill: Hearings on S. 2601 Before the Senate Committee on the District of Columbia, 91st Cong., 2d Sess. 2153 (1970).]
Former Chief Judge Harold Greene of the Superior Court, now Judge of the United States District Court for the District of Columbia, also testified as to the anticipated over-inciusiveness of the proposed legislation:
Statistics indicate that future criminal behavior is not easily predictable. Eight, ten, or perhaps even more suspects who would not commit crimes while out on bail would have to be detained in order to be sure to keep off the streets the one defendant who will. It is perhaps for that reason that preventive detention has been outside the mainstream of Anglo-American jurisprudence from Magna Carta to the present day. [Proposed District of Columbia Omnibus Crime Bill: Hearings on S. 2601 Before the Senate Committee on the Judiciary, 91st Cong., 1st Sess. 31 (1969).]
. The American Bar Endowment sponsored a Harvard study of the rearrest rate of persons in the Boston area during a six-month period in 1968. Preventive Detention: An Empirical Analysis, 6 Harv. Civ. Rights—Civ. Lib. L. Rev. 289 (1971). Using the District of Columbia preventive detention statute as a framework, the researchers focused on 427 released defendants charged with violent or dangerous crimes who would have been eligible for preventive detention had the District of Columbia law been in effect in Boston in 1968. Id. at 306.
Of the 427 defendants in the sample, 41 were rearrested and convicted of crimes committed during the pretrial period. Twenty-two of the 41 convictions were for violent or dangerous crimes as defined by the act.
The researchers used a “dangerous scale” model which considered the factors set out in § 1321(b) with the exception of the weight of the evidence in the instant arrest (the factors set out in § 1321(b) were originally designed to predict default—i. e., flight from prosecution) and incorporated by reference into § 1322(b)(2)(B). They concluded that in order to prevent all 41 offenses it would be necessary to detain 357 persons — that is, for every one recidivist detained eight nonrecidivists would also have to be detained. Id. at 314. Such a ratio “amounts to little less than a dragnet.” Id. at 344.
. American Psychiatric Association, Task Force Report on the Clinical Aspects of Violent Individuals 28 (1974). See also Rubin, Prediction of Dangerousness in Mentally Ill Criminals, 27 Arch. General Psychiatry 397 (1972) (no empirical evidence to support the belief that psychiatrists can accurately predict dangerous behavior).
. Commentary to the American Bar Association Standards Relating to Pretrial Release (2d ed. Approved Draft, 1979, following Standard 10-5.9) at 10-106. See also Millard v. Harris,
. ABA Report, supra at 10-98.
. “The chief finding of the first ten months of observation has been the virtual non-use of the preventive detention law.” Id. at 10-105, quoting Vera Institute of Justice, Preventive Detention in the District of Columbia 72-73 (1972). See also House Committee on the District of Columbia, H.R. Rep.No. 1419, 94th Cong., 2d Sess. 4 (1976):
[F]rom the date of enactment until [1976], pretrial detention was rarely requested (only about 60 times during the entire 5 year period.) Various explanations were given for such non-use, but nearly all agree that the 1970 Act’s detention provisions have been a complete failure as a tool for dealing with the hard core group of repeat offenders. [Footnote omitted.]
. A determination of vagueness is not made in a vacuum but rather is made with regard to the facts of the case at hand. Willcher v. United States, D.C.App.,
. I concur in the reasoning of Judge Ferren to the extent that he finds procedural deficiencies in the scheme of the statute.
. I do not reach the issue involving closure of trial.
