Lead Opinion
The court delivered a PER CURIAM opinion. STRANCH, J. (pp. 630-34), delivered a separate concurring opinion.
OPINION
Edward Young received a mandatory fifteen-year prison sentence for the crime of possessing seven shotgun shells in a drawer. He came into possession of the shells while helping a neighbor sell her late husband’s possessions. When he eventually discovered them, he did not realize that his legal disability against possessing firearms — resulting from felonies committed some twenty years earlier — extended to ammunition. See 18 U.S.C. § 922(g)(1). Under the Armed Career Criminal Act (ACCA), Young received a mandatory fifteen-year sentence.
Young now asks this court to conclude that the ACCA, as applied to him, is unconstitutional under the Eighth Amendment because the gravity of his offense is so low as compared to the harshness of his sentence, and unconstitutional under the Fifth Amendment because he lacked notice. Our precedent compels us to reject these claims and to affirm Young’s sentence.
I. BACKGROUND
In 2010 or 2011, Edward Young helped a neighbor sort and sell her late husband’s possessions. When he discovered a box of seven shotgun shells in the collection, he stored the shells in a drawer where they would be safe from his four children. Because Young had previously been convicted of a number of felonies, all burglary-related offenses between 1990 and 1992, it was a crime for him to possess ammunition. 18 U.S.C. § 922(g)(1). He was unaware of this legal disability.
Police officers later showed up on Young’s doorstep investigating recent burglaries at an auto repair shop and a storage building. During the consent search, officers found several items reported stolen, though it is unclear whether the items were associated with the recent burglaries. They also found the box of seven shotgun shells in a drawer, which Young readily admitted to possessing.
The government charged Young with a single count of being a felon in possession of ammunition in violation of 18 U.S.C. § 922(g)(1). The statute carries a fifteen-year mandatory minimum sentence for anyone who, like Young, has at least three prior felony convictions. 18 U.S.C. § 924(e)(1).
The district court expressed concern about the fairness of the punishment but determined that it had no discretion in sentencing. Young received the mandatory fifteen-year sentence, and now appeals.
II. ANALYSIS
We review these constitutional challenges to Young’s sentence de novo. United States v. Moore,
A. Eighth Amendment
Young argues that the ACCA, as applied to him, violates the Eighth Amendment because it imposes on him a harsh sentence — -one normally reserved for far more dangerous criminals — for possessing seven shotgun shells in a drawer, a crime he describes as a mere technical violation of the statute. Comparing his crime to overtime parking, which could not constitutionally be punishable by life imprisonment, see Rummel v. Estelle,
The government asks that we simply defer to the legislative mandate in the ACCA, which plainly sweeps Young’s possession of shotgun shells into the same punishment category as the possession of bombs, missiles, or automatic weapons. See 18 U.S.C. §§ 921(a)(3)-(4), 922(g)(1), 924(e)(1). It is true that substantial deference is due to legislative sentencing schemes. Ewing v. California,
To determine whether a non-capital sentence falls outside the bounds of the Eighth Amendment’s “evolving standards of decency,” Graham v. Florida,
The test is rarely met. Cf. Ewing,
While this court has considered as-applied Eighth Amendment challenges to the ACCA mandatory minimum a number of times — mostly in cases involving the possession of firearms — we have never found sufficient disproportionality in these cases. See, e.g., United States v. Banks,
The government suggests that because this court has never concluded that a particular application of the ACCA mandatory minimum violated the Eighth Amendment, this court is bound to reach the same result. That is not necessarily so. A defendant’s particular circumstances are relevant to an as-applied Eighth Amendment claim and could render a sentence unconstitutional. Graham,
The Supreme Court has identified three “objective criteria” for assessing proportionality: the gravity of the offense as compared to the harshness of the penalty; the sentences imposed on others in the same jurisdiction; and the sentences imposed for the same offense in other jurisdictions. Solem,
The harm caused, and even the risk of harm caused, was extremely low in Young’s case. Indeed, under the facts as they were found by the district court, we cannot say that there was any risk of harm or violence inherent in Young’s crime. See Begay v. United States,
The magnitude of Young’s crime was low, as was his culpability and motive. On the well-accepted scale of criminal culpability, ranging from negligent and reckless acts to malicious acts, Young’s act of innocently acquiring and knowingly continuing to possess ammunition entails the lowest level of culpability that could have rendered him guilty of the crime. See United States v. McCormick,
Young’s Achilles heel, however, is his recidivism. As the Supreme Court recognized in Ewing, legislatures are permitted to impose more severe penalties on those who have not been deterred from criminal behavior by traditional punishments.
Young’s recidivism, resulting from numerous felony convictions roughly twenty years prior to his present offense, increases the gravity of his offense under Ewing and Solem. These prior triggering offenses include four counts of burglary and seven counts of aggravated burglary. See Tenn.Code. Ann. § 39-14-403. At least some of these crimes involved theft of weapons and ammunition. These prior felonies were serious enough to qualify as violent felonies under the ACCA. See 18 U.S.C. § 924(e)(2)(B)(ii). On the other hand, these offenses occurred long ago, with Young’s most recent release from prison in 1996. In the meantime, his only conviction for any crime was misdemeanor assault in 2005, for which he spent no time in jail. But the remoteness is offset somewhat by the offense conduct listed in the PSR. We make no findings as to whether Young actually committed new burglaries in 2011, but it is relevant that the ammunition was found during a search for stolen tools and that several stolen items were found in Young’s house.
Having reviewed the gravity of Young’s offense, the court must now compare it to the length and other terms of the sentence, generally assuming that a longer sentence is harsher, to determine whether the sentence is grossly disproportionate. Solem,
Because Young’s sentence is not grossly disproportionate to his crime under Ewing and Solem, we must ultimately reject his Eighth Amendment claim. See, e.g., United States v. Nagy, No. 13-4151,
B. Fifth Amendment
Because he lacked notice of the § 922(g)(1) bar against possession of ammunition by felons, Young claims that the ACCA is unconstitutional as applied to him under the Fifth Amendment rule that all
According to Young, notice cannot properly be imputed to him because felons and the general public lack knowledge of the ammunition prohibition. As evidence, he argues that generic judgment forms and plea colloquies notify new felons of the legal prohibition against possession of firearms but not ammunition. His judgment in the present case, for example, specifies that he “shall not possess a firearm, destructive device, or any other dangerous weapon” but makes no mention of ammunition. While sentencing him, the district court below repeated the same prohibition, as many district courts do, with no mention of the prohibition against ammunition.
Young also argues that notice cannot be imputed to him because he did not have specific intent to commit a criminal act. He refers to § 922(g) as a “strict liability offense” because the knowledge element extends to possession but not to the illegality of possession. See, e.g., Bryan v. United States,
Young’s suggestion that general knowledge and specific criminal intent are necessary to impute notice to a criminal defendant is based on a misreading of case law. In Papachristou, one of Young’s primary sources, the Supreme Court held that a vagrancy statute was unconstitutional as applied to specific individuals because the defendants were not likely to be alerted to the regulation because they did not have specific intent to commit unlawful acts, and because the ordinance was written in such an archaic manner that few would understand it.
Young may have believed that his possession was innocent conduct, but he does not argue that the ACCA is too technical or obscure to impart legal notice had he read it. Nor could he, as the language in § 922(g) plainly states that “[i]t shall be unlawful for any person — (1) who has been convicted in any court of, a crime punishable by imprisonment for a term exceeding one year ... [to] possess ... any firearm or ammunition.” It would be preferable for both state and federal courts to expressly inform felons of their legal disability; where a statute specifically targets a subclass of citizens, those citizens may be unlikely to learn of the prohibition from others. Cf. Caseer,
III. CONCLUSION
In conclusion, based on our binding precedent, we affirm Young’s fifteen-year sentence.
Notes
. Tennessee authorities also hied state charges against Young for burglary, theft, vandalism, and contributing to the delinquency of a minor for events related to the burglary investigation. These charges were pending in 2013 when Young was sentenced, but the government informs us that the charges were dismissed. The government asks us to consider facts related to the state charges, including Young’s alleged guilt and an alleged confession. This information is not in the record, the district court made no findings as to whether Young committed the offenses or confessed to them, and an unsupported state
. Young argues that his lack of knowledge of illegality renders his crime under § 922(g)(1) one of strict liability. We discuss this characterization in more detail under the Fifth Amendment analysis, but it is beside the point for the Eighth Amendment analysis because we agree that Young's culpability was low.
Concurrence Opinion
concurring.
Edward Young received a mandatory fifteen-year prison sentence for the crime of having in a drawer in his home seven shotgun shells belonging to his widowed neighbor. Young was then caught in the dragnet of the Armed Career Criminal Act (ÁCCA) which imposes the same minimum sentence on a person who acquires shotgun shells passively as it does on a recently-released felon who possesses automatic weapons. See 18 U.S.C. §§ 921(a)(3)(A), 922(g)(1), 924(e)(1).
The district court did not make the sentencing decision lightly. Judge Collier compared Young’s story to a Charles Dickens novel and noted that “[a] lot of people think these laws are unfair.” In the end, however, Judge Collier determined that binding precedent left him with no discretion in the case. He sentenced Young to the mandatory fifteen-year sentence, suggested that “this is an issue the appellate courts and perhaps the Supreme Court will one day address” and encouraged Young to appeal.
Precedent compels us to conclude that this sentence does not violate the Constitution. But holding that a sentence is constitutional does not make the sentence just. As our former colleague representing the Judicial Conference described it, “[mjandatory minimum sentences mean one-size-fits-all injustice.” Statement on Behalf of the Judicial Conference of the United States from U.S. District Judge Paul Cassell before the House Judiciary Committee Subcommittee on Crime, Terrorism, and Homeland Security,
Even if we put aside the well-recognized concerns calling into question the propriety and effectiveness of mandatory minimums as a whole, problems with the ACCA’s over-inclusive provisions remain. The concept behind mandatory minimum sentencing was to identify dangerous felons likely to cause public harm and achieve the important goal of removing them from society. For an individual not posing that level of dangerousness, district court judges most familiar with that particular
Throughout the ACCA’s long history of enactments and revisions, “Congress focused its efforts on career offenders— those who commit a large number of fairly serious crimes ... and who, because they possess weapons, present at least a potential threat of harm to persons.” See generally, Taylor v. United States,
Two objective criteria — sentences imposed on others in the federal jurisdiction and sentences imposed for the same offense in other jurisdictions — as well as common sense, suggest that the ACCA dragnet is too broad. See Harmelin,
Mandatory minimum sentences produce sentences that can only be described as bizarre. For example, recently I had to sentence a first-time offender, Mr. Weldon Angelos, to more than 55 years in prison for carrying (but not using or displaying) a gun at several marijuana deals. The sentence that Angelos received far exceeded what he would have received for committing such heinous crimes as aircraft hijacking, second degree murder, espionage, kidnapping, aggravated assault, and rape. Indeed, the very same day I sentenced Weldon Angelos, I gave a second-degree murderer 22 years in prison — the maximum suggested by the Sentencing Guidelines. It [is] irrational that Mr. Angelos will be spending 30 years in prison longer for carrying a gun to several marijuana deals than a defendant who murdered an elderly woman by hitting her over the head with a log.
Regarding the second eriterium, Young’s mandatory minimum sentence under the ACCA finds no comparability to sentences
In a general sense, federal sentences often far exceed state sentences for comparable conduct, a fact that may itself suggest disproportionality or unfairness. See Michael A. Simons, Prosecutorial Discretion and Prosecution Guidelines: A Case Study in Controlling Federalization, 75 N.Y.U. L.Rev. 893, 916-17 (2000). Considering the facts of the crime charged— that it was: committed with little culpability or risk of harm as compared to other crimes governed by the ACCA; consisting of behavior that many states do not criminalize and none would penalize so harshly; punishable by the same mandatory harshness as crimes posing a real risk to society — the inference of unfairness is unavoidable. Such comparisons have been held to support Eighth Amendment violations. E.g., Kennedy v. Louisiana,
The practical problems with — and unfairness of — the ACCA and mandatory minimum sentences in general have long been a concern of legal scholars and many in the judiciary. E.g., Paul J. Hofer, Review of the U.S. Sentencing Commission’s Report to Congress: Mandatory Minimum Penalties in the Federal Criminal Justice System,
While the means Congress has selected must be accepted, this case once again reveals the need for, at minimum, a more sensible and targeted ACCA, one that would continue to remove from society those most likely to cause harm while allowing less severe sentences for those who, like Young, do not pose that risk. The ACCA would benefit from practical measures such as a safety valve or graduated sentencing based on the kind of weapon or ammunition possessed, the indi-cia of risk, or the remoteness of past crimes. E.g., The Justice Safety Valve Act of 2013, S. 619, 113th Congress (2013) (proposing to allow federal judges to impose sentences below statutory mínimums to prevent injustice). Or Congress could simply give district court judges — who tend to have better knowledge of whether defendants truly pose a risk to society— the discretion to impose appropriate sentences. See Statement on Behalf of the Judicial Conference,
Society pays a great price when Congress over-criminalizes conduct. The cycle of poverty, criminality, and incarceration decimates communities, often “for no truly good law enforcement reason.” Attorney General Eric Holder, Remarks at the Annual Meeting of the American Bar Association’s House of Delegates (Aug. 12, 2013), available at http://www.justice.gov/iso/opa/
Congress is well aware of the problem of over-criminalization; indeed, it has taken sufficient notice for the House Judiciary Committee to form a special task force to address the drastically expanding repertoire of federal crimes, many of which, like the present offense, include no criminal intent element. Judiciary Committee, Press Release, House Judiciary Committee Reauthorizes Bipartisan Over-Criminalization Task Force (posted Feb. 5, 2014), http://judiciary.house.gov/indexcfm/ 2014/2/house-judiciary-committee-reauthorizes-bipartisan-over-criminaliz ation-task-force. The United States Sentencing Commission has set as a priority for its Sentencing Guidelines amendment cycle for May 1,
[cjontinuation of its work with Congress and other interested parties on statutory mandatory minimum penalties to implement the recommendations set forth in the Commission’s 2011 report to Congress, titled Mandatory Minimum Penalties in the Federal Criminal Justice System, including its recommendations regarding the severity and scope of mandatory minimum penalties, consideration of expanding the ‘safety valve’ at 18 U.S.C. § 3553(f), and elimination of the mandatory ‘stacking’ of penalties under 18 U.S.C. § 924(c), and to develop appropriate guideline amendments in response to any related legislation.
http://www.ussc.gov/sites/defaulVfiles/pdf/ amendment-process/federal-register-notices/20140814_FR_FinaUPriorities.pdf (last visited Sept. 2, 2014).
“[W]e judges have a right — a duty even — to express criticism of legislative judgments that require us to uphold results we think are wrong.” United States v. Ingram,
. It appears that many states have begun enacting sentencing reforms to reduce or remove mandatory minimum sentences. See Recent State-Level Reforms to Mandatory Minimum Laws, Families Against Mandatory Mín-imums, available at http://famm.org/wp-content/uploads/2013/08/F S-List-of-State-Reforms-2.25.pdf (last visited Sept. 2, 2014).
