After a jury trial in the United States District Court for the Eastern District of New York, Korman, J., defendant was convicted of violating 18 U.S.C. § 922(g)(1), which makes it a crime for a convicted felon to possess firearms or ammunition.
During the trial, defendant, through a defense witness, introduced an out-of-court statement made by defendant. The district court ruled that the statement was hearsay, and pursuant to Fed.R.Evid. 806, which states that a hearsay declarant can be impeached as if the declarant were a witness, the court allowed the government to impeach defendant with an inconsistent statement of defendant that the government had illegally acquired. We conclude that defendant's illegally acquired statement could not be used to impeach defendant because the statement was insufficiently inconsistent with the statement offered by defendant. Because the error was not harmless, we reverse and remand for a new trial.
Defendant also claims (1) that two search warrants used were not supported by probable cause as the warrants contained illegally seized evidence and false statements, (2) that 18 U.S.C. § 922(g)(1) is beyond Congress’ power under the Commerce Clause, and (3) that defendant received ineffective assistance of counsel. We reject each of these three arguments.
Reversed and remanded.
BACKGROUND
I. Introduction
In September 1983, Edward Trzaska was convicted in the United States District Court for the Southern District of New York for unlawfully receiving firearms and was sentenced to prison for two years to be followed by five years probation. Upon release from prison, Trzaska violated the terms of his probation by possessing nineteen firearms and was sentenced to twenty years imprisonment.
United States v. Trzaska,
United States Probation Officer Kelley O’Keefe supervised Trzaska while he was on parole. In May 1993, the probation officer learned from Trzaska’s neighbor, Diane Johnson, that'Trzaska was receiving a large number of magazines and mail-order catalogs relating to firearms as well as United Parcel Service (UPS) shipments from the Natchez Shooters Supply Company. The probation officer contacted the Natchez Shooters Supply Company and received invoices indicating that firearm and ammunition accessories addressed to “Ed’s Sporting Goods” had been shipped to Trzaska’s apartment.
The probation officer also began an investigation of UPS shipping records, and with the UPS’s help, discovered that seventeen other weapon supply companies had made shipments to Trzaska’s apartment. She contacted some of the weapon supply companies, and invoices provided by those companies indicated that the companies also had sent firearm and ammunition accessories to Trzaska’s apartment.
In September 1993, while Trzaska was still on parole, probation officer O’Keefe and United States Probation Officer Eileen Kelly made a routine home visit to Trzaska’s apartment in Queens. See United States v. Rea, 678 F.2d 382, 387 (2d Cir.1982) (a probation officer needs a warrant to search a probationer’s home, but can conduct warrantless “visit[s]”. to check up on the probationer). While the officers were aware of the deliveries to Trzaska’s apartment, they did not ex *1022 pect to see firearms or ammunition within the apartment. When the officers were admitted into the apartment, they observed a variety of ammunition in plain view. The officers, fearing for their safety, promptly left the apartment.
About an hour later, the officers returned to Trzaska’s apartment accompanied by four New York City police officers. Probation officers O’Keefe and Kelly then proceeded to conduct what they termed a “plain view” search and seizure, in which they seized all the guns and ammunition they had seen. O’Keefe requested, but was refused, permission to search areas not in plain view. As the officers left the apartment, Trzaska said to officer O’Keefe “I’m a drug addict with this. Its a sickness.”
Upon returning to the Probation Department’s office, probation officer O’Keefe telephoned Johnson, Trzaska’s next-door neighbor, and asked if Johnson could see whether Trzaska was taking anything out of the apartment. Johnson reported that Trzaska was loading several bags into his car. Officer O’Keefe asked Johnson to wait for Trzas-ka to leave and to see if Trzaska was putting the items into Trzaska’s nearby garage. Several minutes later, Johnson called back and allegedly informed officer O’Keefe that Trzaska was indeed putting the items into the garage. Officer O’Keefe proceeded to Trzaska’s garage and saw Trzaska drive by the garage at least six times within the next hour.
II.The Search Warrant and Trzaska’s Arrest
Three days later, officer O’Keefe related what had occurred to an agent of the Bureau of Alcohol, Tobacco & Firearms (ATF), and the ATF agent applied for warrants to search Trzaska’s apartment and garage. Based on the ATF agent’s affidavit, which recounted the facts outlined above, a magistrate judge issued the warrants. The warrants were executed the next day, and among the items seized were approximately forty operable- firearms and approximately 8,000 rounds of ammunition. Trzaska was arrested and indicted for violating 18 U.S.C. § 922(g)(1), which makes it a crime for a convicted felon to possess firearms or ammunition;
III. Trzaska’s Pretrial Motions to Suppress Evidence
Before trial, Trzaska made a motion to suppress the evidence seized during the war-rantless “plain view” search of his apartment. The district court held that the “plain view” search was unconstitutional because it was conducted without a warrant, and therefore granted Trzaska’s motion to suppress the evidence seized in that search, which was interpreted to include his statement about addiction to guns.
United States v. Trzaska,
Trzaska also moved to suppress the evidence seized during the execution of the search warrants, arguing that the evidence seized pursuant to the warrants was “fruit” of the illegal “plain view” search. The district court held that there was probable cause to issue the search warrants even absent the illegal “plain view” search, and denied this motion to suppress. Id. at 105-06.
IV. Trzaska’s Trial
At trial, the government offered the evidence outlined above except for the evidence gathered during the illegal “plain view” search and seizure.
After the government presented its case, Trzaska presented his defense, which consisted principally of evidence indicating that his son Kevin owned and possessed the guns. Kevin testified, in pertinent part, as follows:
Q. [D]o you know a man by the name of Hank, a friend of your father’s?
A. Yes, I do.
Q. And, were you present on any occasions when Hank asked your father to take [your father’s guns] from him?
A. Yes, I was.
*1023 Q. Did there come a time when your father asked you to pick up [the guns] from Hank?
A. Yes....
Q. Do you know why your father asked you to pick them up?
A. He didn’t want nothing to do with them anymore.
(emphasis added). The government did not object to this testimony.
The government then began its rebuttal. The government argued that Trzaska’s statement to his son that Trzaska “didn’t want nothing to do with [the guns] anymore” was hearsay, and sought to impeach Trzaska by showing that the statement was inconsistent with Trzaska’s subsequent statement to O’Keefe that he was “addict[ed]” to guns. Fed.R.Evid. 806 allows a hearsay declarant to be impeached as if the declarant had testified in court as a witness.
Trzaska’s statement to O’Keefe ordinarily would be inadmissible because it was made during the illegal search and seizure at Trzaska’s apartment.
See Weeks v. United States,
The district court concluded that Trzaska’s statement to his son was hearsay, that the government could therefore impeach Trzaska under Fed.R.Evid. 806, and that
Walder
allowed the government to use the illegally acquired statement to impeach Trzaska.
See United States v. Trzaska,
The jury convicted Trzaska of being a felon in possession of firearms and ammunition.
V. Post-Trial Franks Hearing
After the verdict, Trzaska, on a motion for a new trial, argued that the evidence obtained with the search warrants should have been suppressed because the warrant affidavit contained false statements about Johnson’s observations of Trzaska’s movements that were made in a deliberate or reckless disregard for the truth.
See Franks v. Delaware,
The district court conducted a post-trial Franks héaring ori Trzaska’s claim. At that hearing, probation officer O’Keefe testified that she did not make notes about her conversations with Johnson until well after the conversations occurred. Further, O’Keefe also testified that the reason she had the ATF agent prepare the warrant affidavit was that O’Keefe had never applied for a search warrant before and did not believe she could sign a warrant affidavit. Finally, O’Keefe testified that she believed the affidavit was accurate at the time it was prepared and that she continued to believe the affidavit was accurate.
The court noted that O’Keefe, was not trained as a law enforcement officer and was therefore “careless[ ]” in how she took notes. Further, the district court stated: “It was simply not good practice and good procedure to have someone swear to an affidavit who had absolutely no personal knowledge of the facts.” The court concluded that any false statements that were contained in the affidavit were a result of these mistakes and other misunderstandings, and that these mistakes and misunderstandings did not arise to a deliberate or reckless disregard for the truth. Accordingly, the court held that the statements were properly included in the warrant affidavits.
DISCUSSION
I. Inconsistent Statements
Trzaska contends that his statement to probation officer O’Keefe could not be used to impeach him because the statement was insufficiently inconsistent with his statement to his son. We agree.
Trzaska was impeached under Fed.R.Evid. 806, which states, in pertinent part: “When a hearsay statement ... has been admitted in evidence, the credibility of the declarant may be attacked ... by any evidence which would be admissible for those purposes if declarant had testified as a witness.” Fed.R.Evid. 806. The rationale for the rule has been explained as follows: “The declarant of a hearsay statement which is admitted in evidence is in effect a witness. His credibility should in fairness be subject to impeachment ... as though he had in fact testified.” Fed.R.Evid. 806 advisory committee’s notes. A hearsay declarant may therefore be impeached by showing that the declarant made inconsistent statements. See Fed.R.Evid. 806; Fed. R.Evid. 613. 1
The district court concluded that Trzaska’s statement to the probation officer that he was like “a drug addict with this” was inconsistent with his statement to his son that “[h]e didn’t want nothing to do with [the guns] anymore,” and the court therefore allowed the government to use Trzaska’s statement to the probation officer to impeach him. Trzaska argues that the district court erred when it concluded that the two statements were inconsistent.
The Supreme Court has stated: “the question whether evidence is sufficiently inconsistent to be sent to the jury on the issue of credibility is ordinarily in the discretion of the trial court. But where such evidentiary matter has grave constitutional overtones ... we feel justified in exercising [our] supervisory control.”
United States v. Hale,
It is well settled that for two statements to be inconsistent, they “need not be diametrically opposed.”
United States v. Agajanian,
It is unclear exactly what each of Trzaska’s two statements meant, and it is therefore difficult to determine whether the two statements are inconsistent. However, we consider the two apparent possibilities below, and conclude that in each case the statements are not inconsistent.
First, the district court held that Trzaska’s 1992 statement to his son should be understood as “regarding [Trzaska’s] intent to relinquish ownership of the firearms found during the legal search of [his] garage.”
Trzaska,
Initially, we note that there is no necessary inconsistency between Trzaska indicating his desire to give specific guns to his son, and later admitting that he (Trzaska) was obsessed with guns in general. Alcoholics may give away alcohol and cigarette smokers may give away cigarettes. Further, while both statements concern Trzaska’s state of mind, it is significant that the two statements were made approximately a year apart. Considering the changing nature of a person’s subjective intent, this time lapse clouds whatever inconsistency that might have existed between the two statements. We conclude therefore that the statements, as interpreted by the district court, were insufficiently inconsistent to allow Trzaska to be impeached.
Second, the government contends that Trzaska’s statement to the probation officer should be interpreted as Trzaska admitting that he possessed the guns in his apartment, while Trzaska’s statement to his son should be interpreted as Trzaska denying that he possessed the guns his friend was storing. However, even assuming that we interpreted the two statements as the government suggests, the statements are not inconsistent because they refer to different guns. (The guns that were the subject of Trzaska’s statement to his son were not stored in Trzaska’s apartment and were not found until several days after Trzaska made his statement to the probation officer.) There is nothing inconsistent with disclaiming an interest in certain guns while admitting possession of other guns.
Based on the foregoing, we conclude that Trzaska’s two statements were not inconsistent, and that the district court erred when it admitted Trzaska’s statement to O’Keefe.
Having concluded that the district court erred in admitting the statement, we conclude that the error was not harmless. Not only did the jury hear that Trzaska was “addict[ed]” to guns, but to provide context for this statement, the district court also allowed the probation officer to testify that the government removed “a rifle, various ammunition, spent shells and live shells, and calibrators, reloading equipment, and various other things” from Trzaska’s apartment — all evidence that should have remained excluded as the product of the illegal “plain view” search. Admitting this hard evidence made the district court’s error more than harmless error. Accordingly, Trzaska’s conviction must be vacated and the case remanded for a new trial.
We note that there are two issues which were raised on appeal which we do not decide. First, a constitutional issue. The Supreme Court has held that illegally acquired evidence may be used to impeach defendants who testify in their own defense.
Walder v. United States,
The second issue that we leave undecided is an evidentiary issue. Trzaska argues that he did not offer his statement to his son to prove the truth of the matter asserted, that therefore the statement was not hearsay, and that therefore the government could not impeach him. See Fed.R.Evid. 806. Unlike most situations in which a court decides whether a statement is hearsay, here, the government did not object to Trzaska’s statement, and it was only later, when the government asserted that the statement was hearsay and sought to impeach Trzaska, that a question arose as to the purpose for which the statement was offered. This raises the issue — how should a court - determine the purpose for which a statement was offered in this situation? The rule could be that the statement was offered for all purposes to which it was relevant — if this were the rule, Trzaska could be impeached because the statement was clearly relevant to proving the truth of the matter asserted. On the other hand, the rule could be that the statement was offered only for the purpose which the proponent intended at the time it was offered — if this were the rule, Trzaska could not be impeached, as our review of the record indicates that Trzaska probably intended that his statement not come in for the truth of the matter asserted, but rather as a verbal act to show that he disclaimed an interest in the guns and thereby gave them to his son. Again, we leave this issue undecided.
For the reasons discussed above, Trzaska’s conviction is vacated and the case is remanded for a new trial.
II. The Search Warrants
A. The Illegal Search and Probable Cause
Trzaska argues that the warrants issued to search his apartment and garage were not supported by probable cause, as the warrant affidavit contained evidence obtained in the illegal “plain view” search and seizure.
Evidence seized during an illegal search should not be included in a warrant affidavit.
See Wong Sun v. United States,
We have no problem concluding that the warrant affidavit, excised of the tainted evidence, provided probable cause to issue a warrant to search Trzaska’s apartment. The warrant affidavit accurately recounted that Trzaska had received shipments from eighteen weapon supply companies, and that several of the companies confirmed sending firearm and ammunition accessories to Trzaska’s apartment. Further, while probation officers O’Keefe and Kelly were legally conducting a home visit at Trzaska’s apartment, they observed ammunition openly visible within the apartment. Based on this evidence,' the warrant affidavit, excised of the illegally seized evidence, provided probable cause to search Trzaska’s apartment.
Whether there was probable cause to issue a warrant to search Trzaska’s garage is a more difficult question. The warrant to search Trzaska’s garage was issued because, shortly after the illegal “plain view” search, Trzaska allegedly was seen loading bags from his apartment into his car, driving his car to his nearby garage and unloading the
*1027
bags into the garage. Trzaska contends that the illegal “plain view” search caused him to remove the guns from his apartment, and that therefore his movements were the “fruit of the poisonous tree” and should also have been excluded from the warrant affidavit. Evidence obtained as a result of the defendant’s “intervening independent act of free will” serves to “purge the primary taint of the unlawful invasion.”
Wong Sun,
To determine whether a defendant’s actions are a product of free will, a court should consider how close in time the illegal search occurred to the defendant’s actions, the presence of intervening circumstances and the purpose and flagraney of the official misconduct.
See Brown v. Illinois,
Here, Trzaska moved the guns between one and four hours after the government’s illegal entry. That interval provided Trzaska sufficient time to decide whether he should move the guns. Further, the officers left Trzaska alone in his apartment during this time. This constituted an intervening circumstance that allowed Trzaska to decide independently whether or not to move the guns.
Cf. Oguns,
Therefore, that evidence was properly included in the warrant affidavit, and the affidavit, excised of the illegally seized evidence, provided probable cause to search Trzaska’s garage. Having reached this conclusion we need not address the government’s argument that it should have the benefit of the “good faith exception” to the exclusionary rule.
See United States v. Leon,
B. False Statements in the Warrant Affidavit and Probable Cause
Trzaska also argues that the warrants were not supported by probable cause because the warrant affidavit falsely related Johnson’s observations of Trzaska’s movements while Trzaska was moving the guns from his apartment to his garage after the illegal “plain view” search.
Every statement in a warrant affidavit does not have to be true.
Franks v. Delaware,
As discussed above, the district court conducted a Franks hearing. Based in part on probation officer O’Keefe’s testimony at that hearing, the district court concluded that O’Keefe was not trained as a law enforcement officer and was therefore “careless[]” in how she took notes. Further, the district court stated: “It was simply not good practice and good procedure to have someone swear to an affidavit who had absolutely no personal knowledge of the facts.” The court decided that any false statements in the affidavit were a result of these mistakes and other misunderstandings, and that these mistakes and misunderstandings did not arise to a deliberate or reckless disregard for the truth.
Whether a person acted deliberately or recklessly is a factual question of intent, and we therefore review the court’s decision for clear error.
See United States v. Moore,
We agree that O’Keefe should have made notes about her conversations with Johnson at an earlier time. We also agree that the person preparing the affidavit should have had at least some personal knowledge of what had transpired. However, we do not conclude that the district court made a clear error when it held that the statements in the warrant affidavit were not made in a deliberate or reckless disregard for the truth. The district judge heard officer O’Keefe’s explanation and found her credible. That finding is not clearly erroneous and we will not upset it. We conclude that the challenged statements were properly included in the warrant affidavit.
Trzaska also argues that the government deliberately or recklessly failed to disclose that it made two visits to his apartment before applying for the warrant. Trzaska argues that the warrant affidavit makes it clear that the probation officers made the routine home visit, but that the government failed to make it clear that the officers then left his apartment and returned later to conduct the “plain view” search.
2
Assuming that Trzaska is correct — that the government improperly failed to reveal that it left Trzas-ka’s apartment and then returned to conduct the “plain view”
search
— Franks instructs that we should disregard the false statements and then determine whether the remaining portions of the warrant affidavit would create probable cause.
See Franks,
III. The Commerce Clause
Trzaska contends that 18 U.S.C. § 922(g) is beyond Congress’ commerce power be
*1029
cause the section does not require that “interstate commerce” be affected, but instead requires only that “commerce” be affected.
See United States v. Lopez, 514
U.S. 549, ---,
Trzaska also argues that even if section 922(g)(1) is constitutional, the connection to interstate commerce was not established in this ease. However, section 922(g)(1) “applies to a possession of a gun that previously moved in interstate commerce.”
Carter,
IV. Ineffective Assistance of Counsel
Finally, Trzaska argues that he received ineffective assistance of counsel. To establish ineffective assistance of counsel, Trzaska must establish that his counsel’s performance fell below an objective standard of reasonableness and that there is a reasonable probability that his counsel’s deficient performance actually prejudiced his defense.
See Strickland v. Washington,
First, Trzaska argues that his trial counsel unreasonably elicited his statement to Kevin, which opened the door to the admission of his inconsistent statement to O’Keefe. Our decision that the statements were not inconsistent renders this claim moot.
Trzaska also complains that his trial counsel unreasonably failed to argue that there was an illegal search when Johnson stole one of Trzaska’s catalogs at the government’s direction. However, according to her testimony, Johnson did not steal the catalog. She found it in her mailbox. Failure to make an argument unsupported by evidence can hardly be termed ineffective assistance of counsel.
Trzaska also claims that his trial counsel’s performance was ineffective because his counsel failed to argue that 18 U.S.C. § 922(g)(1) was unconstitutional. However, because our prior holdings made it clear that the statute was constitutional, Trzaska’s trial counsel did not unreasonably fail to raise the argument.
Therefore, we conclude that Trzaska did not receive ineffective assistance of counsel.
CONCLUSION
Trzaska’s conviction is reversed and the case is remanded for a new trial.
Notes
. Under Fed.R.Evid. 806, a hearsay declarant may be impeached by an inconsistent statement that was made
prior
to or
subsequent
to the hearsay declaration.
See United States v. Graham,
. The affidavit stated:
Upon entering the defendant’s apartment [to conduct a routine home visit], the officers immediately observed trays and jars filled with ammunition and empty shell casings. As a result, the officers conducted a "plain view” search of the Apartment Premises and removed ....
The district court concluded that the affidavit "made it appear that the Probation Officers had seized the items in plain view during the initial home visit and failed to apprise the United States magistrate judge that the items listed were seized in a subsequent forcible warrantless entry.” Trzaska,866 F.Supp. at 105 .
