*1 discretion.”; there is Dalehite United 956, 15, 36, 73 S.Ct. 346 U.S. (1953).
968,
As to 28 U.S.C. § with contract
der and interference
rights], see v. General Kessler Services
Administration, supra; Teplitsky v. Labor,
Bureau,
Dept. of
United States
F.Supp.
(S.D.N.Y.1918), aff’d
(2d
1968), cert. denied
S. L.Ed.2d
Affirmed. America,
UNITED STATES Plaintiff-Appellee, Alphonse A. GREER and P.
Edward Bartkus, Defendants-Appellants.
Nos. 18584. Appeals,
United States Court of
Seventh Circuit.
Argued April 1972. Aug.
Decided
Rehearing Denied Nov. 1972. *3 Devine, Bailey, H. Richard
Robert S. defendants-appellants. Chicago, 111.,for Atty., Thompson, Gor- U. S. James R. Chicago, 111., plaintiff- Nash, don B. appellee. SWYGERT, Judge, and
Before Chief Judges. PELL, KILEY Circuit and Judge. SWYGERT, Chief appeal from the conviction This an arising out of the two defendants copper 40,400 pounds from theft of freight depot in an Green- interstate field, A. Defendants Edward Indiana. Alphonse were P. Bartkus Greer four- each two counts named charged count indictment. Count One codefendants, defendants, four coconspira- three named but unindicted participation tors, having objectives three unlawful —steal- shipment cop- from an interstate per in violation of 18 U.S.C. § cargo in interstate of 18 commerce violation U.S.C. § concealing cargo in stolen violation 2315. Count U.S.C. § Young, pro- charged Hartys, and Kurtz two codefend- Greer Two Indianapolis they stole a ceeded violation of 18 ants with substantive Leasing Company copper B & M transporting tractor from from U.S.C. § knowing copper. Chicago theft of Aft- for use in the Greenfield stealing a disabled er Three Count have been stolen. Freight Motor trailer in the Daniels one other codefendant Bartkus concealing Greenfield, cargo they drove disposing they Terminal they Chicago. derogation Chicago, In met been knew to have stolen Only Carrino, codefendant, another who Bartkus and John of 18 U.S.C. § 2315. space he proceeded led them to the warehouse had three co- to trial since they guilty to un- pleas rented. were unable Since defendants entered Young granted copper, load all contacted on mo- another was a severance Nitti, coconspira- defend- Frank an tion of the Both unindicted Government. arrange tor, disposition guilty for the jury ants were found *4 reported remaining portion. charged. Nitti Post-trial motions denied Young copper in custody that he would store the each was sentenced to and garage Tobias, Samuel a code- Attorney General for concurrent garage proved years. Tobias’ fendant. When terms of five small, to be too the stolen truck and sufficiency Greer contests the of the trailer location in were sent another evidence to sustain his conviction under Chicago they by were recovered Two, Counts and One constitutional Investigation agents. Federal Bureau of propriety of Two venue for Count in the Young phone also related two conver- Illinois, Northern District of and cites sations with theft Greer after the had stemming trial several prosecutor’s errors from the He stated that called Greer occurred. joinder conduct and inquire money him to where the from kept. Greer’s case with that of Bartkus. being copper the sale of the joins challenges Bartkus in Greer’s calling He then described Greer ar- applicable” additionally “where charges range meeting purpose a for the of dis- arising prosecu- error from the tributing According proceeds. closing tor’s remarks. Young, however, appeared Greer never A outline of brief the evidence is in to claim his share. principal order. The for witness also Carrino to Government called Young, Government was Ellis an unin- renting testify to the ware- coconspirator. Young dicted testified copper house and the sale of remain- Chicago that while at home in in June ing implicated in the warehouse. He Al- phone 1966 he a received call from Greer phonse by describing Bartkus Bartkus’ in which Greer stated that he “had finding place role in copper.1 a store the something” Young. Young, joined subsequent He also described a by Phillip Harty, Kurtz and Thomas two Young conversation with in- codefendants, Harty, and Robert an un- “hot,” Young that the formed load coconspirator, indicted drove from Chi- by that he had been forced Bartkus to cago to Carmel, Greer’s home in Indiana. removed, have it and that Bartkus had Young related Greer’s statement: “He disposition. been instrumental in its told me copper, he had a little the driver The remainder of the Government’s was broken down and had transmission ease consisted of who witnesses de- trouble, and that we would have three scribed the interstate character days load, with the if we could handle copper shipment, point origin, its its it.” Greer further described the load of destination, and its value. Allen Her- copper its location. eamp, employed truck driver
1. This was testimony corroborated an officer of the association that owned building in which the load was stored. Freight Company, principal Motor testi- is liable Daniels for the offense. belong- carrying copper According defense, fied to ing a load of evidence Copper Brass, supports only charge aiding to Revere Inc. York, Rome, abetting copper’s theft, New destined St. not aid- but Repairs abetting transportation truck Louis. stopping necessitated copper; lacking proof Greenfield June knew that Greer storing containing plans the trailer of the thieves’ for the interstate conveyance copper, in the local Daniels terminal. the Govern- Hercamp charge complici- testified that he next saw the ment not him with ty Illinois, in Cicero, transportation. trailer at which time in its The Govern- missing. position most itsof load was ment’s is that an “aider and responsible only abettor” is for the presented Counsel for Bartkus no wit- facilitates, immediate acts he but also nesses on Bartkus’ behalf. offered likely consequences for the other of his several who testified to his witnesses acts. Since of the sto- presence in Florida when offense goods consequence len was a foreseeable was committed. Morris Evans stated theft, of their Government need June 1966 several men visited specific show to aid in intent this act. home, including Greer’s Carmel man addition, In the Government maintains “Rebel,” Young’s nicknamed which was knowledge of the interstate com- nickname, away while Greer was ponent pre- of a criminal act is never temporarily living Evans was there. *5 requisite finding to a of criminal lia- According Evans, to when Greer return- bility. Young ed from Florida he called in Chi- cago express to disapproval his of We think the Government’s standard Young’s visits his home in his ab- for one who aids and abets a crime far sence. Greer also took the stand and de- Congress specifically too pro- broad. meeting Young scribed his first with separate vided for three crimes: theft when both were goods incarcerated in the fed- of which were in com- interstate penitentiary eral in Terre Haute and (18 659), transpor- merce U.S.C. § meeting later in Greer’s home goods on Me- tation of stolen in interstate com- Day morial in 1966. He then (18 related 2314), merce U.S.C. and know- § stay of details in be- goods Florida (18 sale of such § U.S.C. July 6, tween June 16 and 1966.2 In transportation dispo- Since and addition, Clyde Smith, manager goods always sition of stolen are “like-' the Daniels terminal in ly” Greenfield consequences was of their theft, Gov- and, though called to the stand he admit- effectively ernment’s standard obliter- knowing Greer, ted having denied told ates these distinctions. No matter what anyone about the location or contents of participation a defendant’s was in the shipment. theft, responsible initial he becomes subsequent “likely” stages. all Under I approach, pun- this the cumulation of Greer claims that this evidence always important ishments will be an support is insufficient the substan danger. charge tive in Count Two of the indict transport ment Moreover, he “did and cause the Government’s transported to be prevailing in standard interstate com contradicts the case 40,400 pounds aiding merce” abetting. law on which The semi he knew to have been Peoni, stolen. The nal case is United Gov States v. theory (2d 1938), ernment’s is that Greer aided in Judge in aiding abetted of Learned Hand states that copper and, such, abetting requires as under 18 U.S.C. defend- § witnesses, Miller, being during part One Greer’s in Carl testified with Greer Florida period. of this leading immediately sort associate himself with the chain events ant “in some Thus, venture, participate in it “getaway” he as to it. the driver of a bring something during robbery only in wishes car who intends theft, about, charged that he seek his action make to aid in the can be with gen- suggests transporting two the crime of goods it succeed.”3 This the stolen abetting aiding although components participation eral subsequent transportation on the of a defendant —an act was inadver- requisite tent. which contributes to the execution intent be in- com- physical crime the intent to in its ferred aid when defendant’s Analysis complicated, participation how- mission. is the course of events is ever, there is an extended But course substantial. where the relation- though where, ship of criminal conduct and between the acts and defendant’s participation limited the is crime for ultimate which he is defendant’s charged aiding stage, to one he is attenuated case, abetting subsequent require one. We instant would some showing accomplice specific in, must consider how far then intent aid specific knowledge liability of, charged. include can be extended to the crime ones) (or other than the one crimes participation Greer’s limit immediately accomplice aided. triggering by providing toed the theft Accomplice liability is neces thieves information about Young general sarily principles copper. limited testified that Greer liability. jury cop of criminal To allow a alerted him to the existence of the per, location, later, an intent its to infer to aid the commis described aft theft, phoned one sion of offense from the demon er the him in order to proceeds. intent to aid in earlier claim the strated another Since the Govern physical ment because later crime a fore does claim Greer offense one, ly consequence present crime, partici seeable at the the earlier Greer’s pation liability only “accessory is showing base criminal amounts to that of an negligence such, before fact.”5 As order rather than crim *6 2.04, prove complicity to inal Model Penal the la intent. Code Greer’s with § (Tent. 1, 1953). stages namely, of the Comment Draft ter No. crime— goods compo transportation The court will relax the intent of the Gov —the aiding abetting in nent of a lim ernment must to show that he intended agree, post-theft plans, of We ited number aid in knew situations. that he instance, plans, can be that a defendant details of thieves’ travel such responsible goods. specific held as abettor destination of the an aider and as no of a crime even where is di Government made such there Since the no proof showing, proof in rect that he intended to aid find insufficient substantially if crime, involved in a conviction on count.6 sustain this Varelli, fact, principal. 3. United v. F.2d See States 407 after the or as a before or (7th 1969) ; Cir. v. are 735 Turnipseed, United States law characterizations common (7th determining however, useful, 272 106 Cir. in when 1959). participation is sufficient defendant's accomplice an and thus him make require are in There two situations additional application of this section. requirement which the intent accom- F.Supp. Pritchard, v. 55 States United liability plice felony- relaxed, aff’d, (W.D.S.C.), Waters v. United misdemeanor-manslaughter murder 1944). (4th States, F.2d 240 Cir. Aiding situations. in of the commission felony overturning in con- results an unintended are 6. Since we Greer’s subjects accomplice liability death Two, under Count we need viction for murder. argument on the constitutional reach his impropriety in venue the Northern of 5. 18 U.S.C. abolished the differentials § punishment under that count. of Illinois resulted from char- District acterizing accessory a defendant as an participants
II
ditional
is inferred from
plan
the nature of the
to which the de-
argues
also
evidence is
fendant has consented.
un-
insufficient
sustain
conviction
One,
conspiracy
der
count.
Count
This is the case even in so-called
charges
He maintains that Count One
conspiracies”
partici
“chain
in which
multiple conspiracies since it
includes pants
precisely
who
not know
of
goods,
“subsequent
receivers”
stolen
perform
each other’s existence
different
alleges
one,
objects
and since it
sequence. See,
g., Note,
activities
e.
conspiracy
Multiple Conspira
Federal Treatment of
goods
in interstate commerce. Greer
cies,
(1957). Thus,
57 Col.L.Rev. 390
only conspiracy
contends that
Bruno,
in United States
1071
upon
conspirator
a crim- while
one who “embarks
Greer is liable as a
schek as
steal,
dispose
transport,
cop
142
of indefinite outline.”
inal venture
per,
accomplice
liability
F.2d at
as an
can
507.
only
However,
extend
the theft.
this
question
fundamental
The
apparent inconsistency is resolved when
assented to and
is what the defendant
conspiracy
analyzed.
nature
law
be
whether that assent can
construed as
agreement.
conspiracy
The nub
of a
including subsequent participants and
suggested,
Conspiracy,
is more
it is
than
analysis
This kind of
their activities.
crime;
species
conspira
of inchoate
simplified
conspiracy
al
setting up
tors are held
liable
leged
single
only
object
on a
focuses
continuing
structure which becomes
supra.
States,
in Blumenthal United
v.
point
Society adjudges
focal
for crimes.
However,
conspiracy
multiple
with
ob
only by the
itself harmed not
attainment
jects
multiple parties can
be
also
objectives
of the
of the
unlawful
con
single conspiracy
held
constitute
spiracy
very
conspiracy’s
but
ex
long
integrally related,
objects
as the
are
regards
istence which the law
as mak
such
of that
with
that “the success
objectives
attainment
unlawful
immediately
[the defendant]
likely
more
in the
than
case
individu
upon
dependent
concerned,
the suc
Developments
al action.
in the Law—
United
cess
Bruno,
States v.
whole.”
Conspiracy,
Criminal
72 Harv.L.Rev.
922.
F.2d at
Kotteakos
105
Cf.
(1959). Hence,
agree
920
we
infer
768,
States,
750,
v.
United
U.S.
dispose
transport
cop
ment to
(1946).7
In
S.Ct.
ment”
was aware
Upon
transportation.
appears
“I.”
While Greer
examination it
interstate
knowledge
prosecutor
that
in
of the inter
each statement
that
the
concedes
restating
only
component
crime is not a was
of
Government’s
state
theory
impeachment
necessary
par-
substantive
element of
to the
suggests
charged,
ticular witness
There
no
he
a different
crime
involved.
suggestion
conspiracy.
personal knowledge
We find no
above
standard
support
beyond
opinions
jury.
position
in the
evidence before
for this
prosecutor’s
Greer also
In United
v.
cites
of this circuit.
Pranno,
States
com-
387,
(7th
Clyde
testimony
ment
389
about
385 F.2d
Smith,
1967),
944,
possible
denied,
cert.
88 S.
“Isn’t it
that
didn’t
390 U.S.
1028,
(1968),
Clyde
defense,
1132
the believe
Ct.
19 L.Ed.2d
The
Smith?”
however,
proved
response by spe-
invited
court stated: “All that must be
that
cifically
conspir
charging
defendants
that
that
Government
extortion,
did
they
ed
commit
that the nat
call Smith because
knew
threat,
carrying
implicate
out their
would not
ural effect of
Greer.
Lawn
See
they
not,
States,
of it or
United
whether
were conscious
n.
U.S.
would affect
commerce.” See United
S.Ct.
L.Ed.2d 321
supra.
holding
Battaglia,
States v.
addition,
alleges
In
Greer
mis
Supreme
Coy,
of the
in In re
Court
when,
conduct
the conclusion
at
731, 8
32 L.Ed.
U.S.
S.Ct.
defense,
prosecutor
requested,
in
(1888), and
in Screws v.
dicta
United
presence
jury,
of the
a continuance
U.S.
get
fly up
“to
witness
here
suggest
(1945),
1073 re- to law defendant chose reiterate gests took the misconduct that whatever lating testify. to a defendant’s failure to regard “harmless.” place in this course, analysis our would differ- Of be attorney had stated: Bartkus’ ent if the counsel’s could defense remarks up you, it to is His Honor told Now as interpreted advancing specific rea- be bring accusation to those who the testify or sons for his client’s failure to beyond prove a reason- that accusation implying that wanted defendant the defend- doubt. is not for able It doing testify prevented to but was from Certainly prove anything. not ant by attorney. so But that his we find country to in this a defendant interpretation neither is warranted innocence, prove inso have his the defense counsel’sstatements. becomes, any it at criminal case prosecutor If re- had limited his defendant’s, case, end of not sponse jurors remark that to the lawyer’s as to decision wheth- but his what “were not he [Bartkus’ bound my is That de- er or not he testifies. attorney] you,” told we would have cision this case. in- found no That remark was error. During prosecutor’s closing remarks apparently it directed nocuous since was following colloquy occurred: credibility attorney’s more to than to Cagney: Maloney you, Mr. Mr. told However, actions. the defendant’s you gentlemen, ladies and and he told prosecutor’s statement, that second ostensibly what reasons were. are other considerations that “[t]here say you you IBut were not bound attorney’s why enter an mind man you. to what he told might testify,” a does amount There are that other considerations vague suggestion one—that —albeit attorney’s why enter an mind the man attorney’s prompted trial were tactics might testify. guilt. Impermissible the defendant’s Maloney: again Mr. I want ob- prosecutorial quite comment has been your ject, record, for the Honor. broadly the lan- defined. “[W]hether guage manifestly intended used Court: Overruled. jury was of such character agree that the We do not remarks necessarily naturally would take prosecu- attorney justified the Bartkus’ to be on the failure comment response. tor’s The defense counsel was testify.” Hayes United accused to v. doing attempting no more than dis- (9th 816 Cir. 368 natural, though impermissible, count the 1966). Though question close is guilt juries inferences of draw one, prosecutor’s re- we hold from a to take defendant’s failure improper. marks are relevant stand. He restated the law— proof prose- Ordinarily that the cution, on the this violation a serious burden of g., See, that the need not come one and e. defendant warrants reversal. prosecution California, 85 Griffin forth evidence until U.S. v. rehearing implied meets that then de burden—and S.Ct. L.Ed.2d nied, 1797, 14 L. that as a result there technical rea- S.Ct. U.S. testify (1965); sons for failure to Ed.2d United States defendant’s lawyer (3d Ward, which a must consider. Under 168 F.2d circumstances, However, agree these the rule that an ad- with the Government may by prosecutor’s re- er vocate his comments invite a this instance the sponse beyond opponent in an or- area ror was harmless a reasonable dinarily purview Chapman outside v. Cal clos- doubt under the rule of inapplicable. ifornia, remarks See L. United 386 U.S. Guajardo-Melendez, attorney re States F.2d 35 Ed.2d Bartkus’ 1968). Certainly adequate quested cannot curative and obtained legitimize judge. what in other instances would More trial from the instructions prosecutorial over, be misconduct because indicates the record review of *10 against attorney the Bartkus was over- but case his
that whelming. not and therefore testify. did not he step next The reasonable process of the inferential the in Accordingly, affirm Bartkus’ con- jury’s minds would be that defend- the Three of viction under Counts One ant could have testified to innocence his affirm the also Greer’s indictment. We permitted that he but was not to do so for under Count conviction One, lawyer his as it “is not for the de- aid- but reverse his conviction for prove anything.” fendant to abetting Two.10 under Count prosecutor’s I do not the find state- Judge (concurring). PELL, entirely responsive Circuit ment defense to counsel’s remarks as counsel did defense approve of Chief I concur really “jury ostensibly not tell excep- the what Judge Swygert’s opinion part his reasons were.” This marks, however, re- his I part as to which tion of IV thereof apparently to found error that if there had been concur be innocuous. respectfully I cannot harmless, but challenged prosecutor’s concur that challenge The is to to ef- that remarks erroneous. were fect that there other considerations were attorney’s “why that enter an mind Bartkus’ I do not read the remarks of might testify.” man appears It Judge Swygert. to attorney I fail as does me when that the defense any counsel states the remarks indication in find effect, testify,” “I did not let him reasons were technical that there leaving open implica- as he did testify here failure to defendant’s might tion that defendant otherwise lawyer had to consider. testified, prosecutor have is not en- Swygert’s opin- Judge is stated in It tering impropriety an area of in the attorney rele- restated the ion general concerning remark “other con- proof is the burden vant law—“that siderations.” prosecution, that the defendant on expressed my opinion evidence until I not come forth with need have herein prosecution notwithstanding meets that burden.”- the fact I am con- curring particular in the result on this question However, aside from the matter, put Ias feel it is unfortunate to (other any ever need there is whether stamp approval of this court practical ones) a defendant than the remarks of the defense counsel since evidence, the remarks forth with come only implications similar I remarks with the proof say be- burden of see therein well be cases made prose- yond doubt is on a reasonable liability question. is a close does not have cution and the defendant preclude prose- decision here would including prove anything inno- responding, leaving cutor from thus an stopped I had there cence. counsel If improper implication unchallenged. any opened doors he had could find prosecutorial comment. general attorneys Here both used lan- however, stop, guage implications but He did not and the re- vague. equally matter burden switched from the marks each I were proof prosecutor’s decision as to who made would remarks hold testify. I clearly accept- defendant would whether the and that the invited message jury read in this a clear in- ance did not bounds of the exceed willing effect that Bartkus was to the vitation. though Even was sentenced under articulated warranted the standards counts, Tanner, terms on the two concurrent United States v. F.2d 128 resentencing think that do not either remaining count retrial on the valid
