MEMORANDUM AND ORDER
This comes before the Court upon defendant Tommy Edelin’s Motions to Preclude the Death Penalty, to Dismiss the Government’s Notice of Intent to Seek the Death Penalty, to Strike Aggravating Factors, to Request an Evidentiary Hearing on the Sufficiency of the Statutory and Non-statutory Aggravating Factors Alleged by the Government, to Strike the Notice of Intent to Seek the Death Penalty Because of Racial Discrimination in the Government’s Capital Charging Practices, and for Discovery. Defendant Edelin argues that 21 U.S.C. § 848 is unconstitutional for a variety of reasons, and challenges the statute as applied to him. Defendant Edelin also challenges the structure of the capital sentencing proceedings he will face if he is found guilty of any of the three capital charges against him.
Defendant Edelin has filed numerous challenges to the constitutionality of 21 U.S.C. § 848, including ten Motions to preclude the death penalty on the basis of the unconstitutionality of the Anti-Drug Abuse and Death Penalty Act of 1988 [hereinafter ADAA], six motions challenging the application of the death penalty and the validity of the government’s Notice of Intent to Seek the Death Penalty in this case, one Motion requesting an evidentiary hearing as to the sufficiency of the evidence to support the aggravating factors listed in the government’s Notice of Intent to Seek the Death Penalty, and one Motion to Strike the Notice of Intent to Seek the Death Penalty Because of Racial Discrimination. After reviewing the defendant’s Motions, the Oppositions of the government, and the decisions of other courts with regards to the constitutionality of 21 U.S.C. § 848, the defendant’s Motions are hereby DENIED.
I. Background
Defendant Tommy Edelin is charged in a one hundred and three count Superseding Indictment. He will be tried, beginning March 26, 2001, with five co-defendants. The defendants are charged with the following crimes: conspiracy to distribute and possess with intent to distribute five kilograms or more of cocaine, fifty grams or more of cocaine base, and one kilogram or more of heroin; continuing criminal enterprise; conspiracy to participate in a racketeer influenced corrupt organization; first degree murder while armed; continuing criminal enterprise murder; assault with intent to murder while armed; assault with a dangerous weapon; use of a firearm; and possession of a firearm during a crime of violence, among other crimes.
Each of the six defendants in this case is charged with at least one count of capital murder, but the government is only seeking the death penalty against defendant Tommy Edelin. Defendant Edelin is charged with the intentional killing of three individuals while engaging in and
On June 30, 2000, the Government filed a Notice of Intent to Seek the Death Penalty, in accordance with Section 848(h), and stated therein its intent to seek the death penalty if defendant Tommy Edelin is convicted on Counts Twelve, Fourteen, and/or Sixteen of the Superseding Indictment. The Government has also provided the defendant with a specific list of statutory and non-statutory aggravating factors it will seek to prove as the basis for the imposition of the death penalty.
II. Defendant’s Motion to Preclude the Death Penalty: Constitutionality of the Anti-Drug Abuse Act
Defendant Edelin’s challenges to 21 U.S.C. § 848 are substantially similar to challenges raised in this District by the defendant in
United States v. Cooper,
The United States Supreme Court has recognized that the procedures for sentencing a person to death must be subject to “heightened standards of reliability” 2 and further established that “death is different” 3 from other penalties that can be imposed for criminal wrongdoing. Defendant Edelin argues that the safeguards implemented by various courts for procedures used during capital sentencing are not sufficient to ensure the constitutionality of the penalty. The Court finds that the safeguards established within the ADAA, combined with the procedures implemented by courts which have interpreted the ADAA, and viewed through the lens of Supreme Court jurisprudence, are sufficient to protect the constitutional rights of the defendant. The rights of the defendant must be protected when he faces the most serious of penalties, to ensure that the result of the sentencing be accurate and rehable; the proper application of 21 U.S.C. § 848 protects the constitutional rights of defendant Edelin.
The death penalty cannot be constitutionally applied in an arbitrary and capricious manner.
Furman v. Georgia,
The statute under which defendant Tommy Edelin is charged, 21 U.S.C. § 848, balances the competing interests present in a death penalty case by applying the death penalty fairly and to a narrow class of individuals while also providing for individualized sentencing of the defendant. Defendant Edelin is eligible for the death penalty because he allegedly killed, procured, or caused the intentional killing of three different individuals, while engaged in or working in furtherance of a continuing criminal enterprise. The death penalty is being sought against him because he is death-eligible and because the Attorney General made a decision to seek the death penalty in his case. Defendant Edelin’s rights are further protected by the additional safeguards within the ADAA that balance his interests against the interests of the government. The Court finds that the ADAA is constitutional.
A) Narrowing of the Category of Persons Eligible for the Death Penalty
Defendant Edelin next argues that the AlDAA is unconstitutional because it fails to narrow the class of persons to whom the death penalty applies. The statutory scheme of 21 U.S.C. § 848, however, specifically narrows the category of indi-
Defendant Edelin argues that the aggravating factors discussed above fail to narrow the class of persons eligible for the death penalty from the entire category of persons convicted of crimes involving “intentional” killings. He is mistaken; 21 U.S.C. § 848 itself creates a threshold restriction on the class of persons eligible for the death penalty. Only those defendants who have engaged in a killing as described by Section 848(e) are eligible for the death penalty.
5
The legislature complied with the constitutional requirements of the Eighth Amendment by adding an intent element to the statute so that no defendant could be sentenced to death when he had not intended to kill.
See Tison v. Arizona,
Only once the jury determines that the defendant is eligible for the death penalty would the jury begin to consider the other
B) Weighing Statutes in Capital Sen-tencings
Defendant Edelin next challenges the provision of the ADAA that a death sentence may be imposed only if the jury finds that the statutory and non-statutory aggravating factors “sufficiently outweigh and all mitigating factors which may have been found, or ... if no mitigating factors have been found, that the aggravating factors alone are sufficient to justify a sentence of death.”
See
21 U.S.C. § 848(k). The Supreme Court has upheld the validity of weighing provisions in capital sen-tencings. In
Buchanan v. Angelone,
the Court held that when a capital defendant is allowed to introduce all constitutionally relevant mitigating information at sentencing, the jury need not be instructed in the manner in which it should consider that mitigating information.
C) Order of Argument at Sentencing
The Court, in considering the defendant’s argument that the order of argument provision included in Section 848(j) is unconstitutional, turns to the Federal Rules of Criminal Procedure. Rule 29.1 prescribes the order of argument at trial and reinforces the standard practice of federal litigation to give the party with the burden of proof the right to open and close argument. Fed. R. Crim. P. 29.1. Although the Supreme Court has recognized that death penalty proceedings are different than other kinds of proceedings, the defendant goes beyond the Supreme Court’s capital case decisions to say that the order of argument provision is unconstitutional. There is no basis for the defendant’s contention. The burden of proof
D) Standard of Admissibility of Information at Sentencing
The inclusion of all mitigating information, in compliance with the Supreme Court’s decisions in
Buchanan v. Angelone,
Defendant Edelin, after reviewing Section 848, concludes that the admission at sentencing of information that would not be admissible under the Federal Rules of Evidence invalidates the ADAA. By contrast, the federal courts who have reviewed the standards for admission of information at capital sentencings have determined that the relaxed evidentiary standard is constitutional! 7
The Supreme Court addressed a similar provision in Georgia’s death penalty statute in
Gregg v. Georgia,
finding that the legislature had “wisely ... chosen not to impose unnecessary restrictions on the evidence that could be offered” because it was “desirable for the jury to have as much information as possible when it makes the sentencing decision.”
E) Mitigating Information
The legislature, in drafting Section 848, recognized the defendant’s right to provide all relevant mitigating information at sentencing.
8
21 U.S.C. § 848 only restricts the defendant’s ability to present mitigating information when the information presented is substantially more prejudicial than probative or may lead to juror confusion.
See
21 U.S.C. § 848(j). This
The Court also rejects defendant’s argument that the jury would reject mitigating factors that are not specifically listed in the statute. The jury is presumed to follow instructions of the court.
See Richardson v. Marsh,
F) Inadmissibility of Race as a Mitigating Factor
Defendant Edelin asserts the unconstitutionality of the ADAA because Section 848(o) precludes the jury from considering the “race, color, religious beliefs, nation origin, or sex of the defendant or of any victim” as a mitigating factor. The defendant argues that this prevents him from presenting all mitigating information at sentencing, as is required by the Supreme Court’s decisions in
Lockett v. Ohio,
the effects and experiences of race may be admissible. If a defendant can show that his life has been marked by discrimination or some other set of experiences, irrespective of whether they result, in part, from his race, then that properly might be admissible as relevant mitigating background or character evidence. But this is a far cry from using race in and of itself as a proxy for a set of beliefs and experiences. Pigmentation does not define a person’s character or background; the life that a person has led and the things that he has experienced do.
United States v. Webster,
G) ADAA’s Appellate Review Procedures
Under the Anti-Drug Abuse Act, appellate review is granted upon the application of the defendant. 21 U.S.C. § 848(q). The reviewing court is permitted to grant relief from a death sentence if the death sentence was “imposed under the influence of passion, prejudice, or any other arbitrary factor,” there is insufficient
The Supreme Court has not found that automatic appellate review is required in death penalty cases, nor has the Supreme Court held that the appellate review provided in 21 U.S.C. § 848 or similar statutes is inadequate. The defendant is concerned that the lack of automatic appellate review “takes fatal advantage of a condemned person at the height of his vulnerability” by requiring the defendant to file a notice of appeal. See Defendant’s Motion at 25. The act of filing notice is not an onerous burden. Defendant Edelin has three defense counsel, provided pursuant to 18 U.S.C. § 3005, 21 U.S.C. § 848(q)(4)-(8), and the clerk of the court is required to file the notice upon the defendant’s request. See Fed. R. Crim. P. 32(c)(5). The defendant will not be without resources, his counsel can ensure an appeal is filed, should an appeal be needed.
A review of the plain words of the ADAA, in conjunction with an understanding of one of the most common rules of statutory construction, 10 yields the conclusion that appellate review under the ADAA is meaningful in the constitutional sense. While the defendant argues that the statutory language is too restrictive of the appellate court’s powers, the words of the statute indicate that the appellate court maintains the ability to review the sentencing decision if it is imposed under any “arbitrary factor,” a lack of evidence supporting the mandatory aggravating factor, or any other legal error properly pre-seiwed for appeal. See 21 U.S.C. § 848(q).
The defendant also reads the ADAA to unconstitutionally foreclose plain error review by appellate courts. Contrary to the position of the defendant, however, there is “no basis for thinking that [a] court of appeals will be limited in its power to fully review any sentence imposed.”
United States v. Pitera,
Defendant Edelin identifies another flaw he considers fatal in the ADAA’s appellate review provisions in the lack of a provision for proportionality review. Although the Supreme Court has relied on proportionality review as an added feature to protect the rights of capital defendants, it has never held that proportionality review is constitutionally required.
Pulley v. Harris,
The death penalty statute at issue here does not provide for proportionality review, although other courts have held that the statute does not bar appellate courts from conducting proportionality review and examining the penalties imposed in similar cases.
See
21 U.S.C. § 848;
United States v. Cooper,
Defendant Edelin next argues that the ADAA’s remand provision, included in Section 848(q)(3), could be applied in violation' of the Double Jeopardy Clause of the Fifth Amendment, and therefore invalidates the entire ADAA. The defendant ignores several canons of statutory instruction in coming to this conclusion.
14
Although the statute could be applied in an unconstitutional manner,
15
the statute allows for compliance with its terms in a constitutional manner.
See United States v. Cooper,
III. The Anti-Drug Abuse Act as Applied to Defendant Edelin
A) Validity of Notice of Intent to Seek the Death Penalty
Defendant Edelin argues that the Notice of Intent to Seek the Death Penalty is insufficient to enable him to prepare for the capital sentencing proceedings that will occur if he is found guilty of one or more of the three capital charges against
The Notice filed by the government enumerates the aggravating factors that apply to each of the three capital counts charged in the Superseding Indictment. The Notice includes the specific intent elements which are applicable to each count, the applicable statutory aggravating factors, and the non-statutory aggravating factors which the government intends to prove at sentencing. The Notice filed by the government is in compliance with the requirements of 21 U.S.C. § 848(h), as previously held by this Court.
See United States v. Edelin,
Order of January 23, 2001,
B) Validity of the Non-statutory Aggra- ■ voting Factors Noticed by the Government
Defendant Edelin contends that the use of non-statutory aggravating factors at sentencing violates the Eighth Amendment. He argues that the use of non-statutory aggravating factors does not limit and guide the discretion of the sentencing jury as is required by the Constitution. The Supreme Court, however, has found that if the jury first finds at least one statutory aggravating factor which narrows the class of defendants who are eligible for the death penalty, the Constitution does allow consideration of non-statutory aggravating factors at sentencing where those factors are “relevant to the character of the defendant or the circumstances of the crime,”
Barclay v. Florida,
Under the Anti-Drug Abuse Act, non-statutory aggravating factors only come into play after two threshold statutory aggravating factors have been proved beyond a reasonable doubt.
See supra
Section 11(A). The court in
United States v. Bradley
found that non-statutory aggravating factors need not narrow the class of defendants eligible for the death penalty, but instead should serve to “assist the jury in making an individualized determination whether the defendant should be executed.”
United States v. Bradley,
Aggravating factors provide for individualized sentencing. This is true of statutory and non-statutory aggravating factors alike. The use of non-statutory aggravating factors under the ADAA is “virtually the same” as the role of sentencing information in non-capital cases.
United States v. Pitera,
Other restrictions on the use of non-statutory aggravating factors include that the aggravators may not be vague, ambiguous or overbroad.
Tuilaepa v. California,
Defendant Edelin further argues that Congress intended to prevent the use of unadjudicated criminal conduct as a non-statutory aggravating factor and therefore included adjudicated criminal conduct in the list of statutory aggravating factors.
16
21 U.S.C. § 848(n)(2)-(4), 848(n)(10). This argument has previously been rejected by other courts.
See United States v. Cooper,
The statute clearly allows for the use of non-statutory aggravating factors once they have been properly identified in the government’s Notice of Intent to Seek the Death Penalty. See 21 U.S.C. § 848(h). The government has properly included non-statutory aggravating factors in its Notice of Intent to Seek the Death Penalty. The validity of those non-statutory aggravating factors cannot be challenged simply on the grounds that they are non-statutory rather than statutory aggravating factors. The Court finds that the use of non-statutory aggravating factors does not violate defendant Edelin’s constitutional rights.
1) Delegation of Authority to the Executive
Defendant Edelin argues that the use of non-statutory aggravating factors is the result of an unconstitutional delegation by the legislative branch to the executive branch. The Supreme Court has recognized that “the sentencing function long has been a peculiarly shared responsibility among the Branches of government and has never been thought of as the exclusive constitutional province of any one Branch.”
Mistretta v. United States,
The limited delegation of the legislature’s sentencing power in the ADAA has been held to be constitutionally permissible by a variety of federal courts.
See, e.g., United States v. McCullah,
At least four limitations guide the prosecution in exercising its delegated authority. First, the statute limits the scope of aggravating factors to those for which prior notice has been given by the prosecution. Second, the death penalty jurisprudence devised by the Supreme Court guides the prosecution in formulating non-statutory aggravating factors.... Third, the district court functions as a gatekeeper to limit the admission of useless and impermissibly prejudicial information. And fourth, the requirement that the jury find at least one statutory aggravating factor beyond a reasonable doubt before it may consider the non-statutory factors further limits the delegated authority. The requirement of at least one statutory aggravating factor secures sufficient Congressional guidance in classifying death-eligible offenders.
Jones,
2) Ex Post Facto Concerns
Defendant Edelin argues that the use of non-statutory aggravating factors which include conduct other than the crimes charged in the indictment, such as other criminal activity, including weapons possession, narcotics trafficking, and acts undertaken to obstruct justice, violates the ex post facto clause of the Constitution. He states that at the time that the conduct was allegedly committed, he would not have had any reason to believe it could “warrant criminal sanctions such as the death penalty.” Defendant’s Motion at 31.
This argument has been made before numerous other courts and rejected. This Court finds no reason to deviate from the reasoning established in previous decisions.
See, e.g., United States v. Cooper,
C) Defendant’s Request for an Eviden-tiary Hearing
Defendant Edelin’s Motion for an Evidentiary Hearing on the Sufficiency of the Statutory and Non-statutory Aggravating Factors Alleged by the Government is DENIED.' While defendant Edelin claims that he is unable to adequately prepare for capital sentencing proceedings because he has a limited amount of information available to him, the government indicates that extensive discovery has been provided to the defendant. The Court has previously ruled that the defendant is not entitled to further pre-trial discovery.
See United States v. Edelin,
Order of January 23, 2001,
Defendant Edelin argues that he is entitled to a pretrial hearing on the sufficiency of the evidence as to each of the non-statutory aggravators noticed in the government’s Notice of Intent to Seek the Death Penalty. The Court finds that he is not entitled to a pretrial adjudication as to the sufficiency of the evidence he would face at sentencing.
The Court has ordered the government to make a proffer of the information it will produce at the time of sentencing. See Court’s Order of February 8, 2001, at 59. This pre-verdict notice to the Court and the defendant will allow the Court to effectively operate in its capacity as a gatekeeper for questionable information. The Court will closely adhere to the statutory provisions of the ADAA that allow for the exclusion of information whose probative value is substantially outweighed by the danger of unfair prejudice, confusion of the issues, or misleading of the jury. See ■ 21 U.S.C. § 848(j). The government’s proffer of information will also allow the defendant to prepare for sentencing, to the extent that the proffer includes information of which he was not previously aware.
In addition to the proffer the government will be required to provide at the start of jury deliberations at the guilt phase, the defendant has other sources of information available to him. The government indicates that the defense has been informed of the evidentiary support for each paragraph of the Notice of Intent to Seek the Death Penalty, both through discovery and discussion. See Government’s Omnibus Opposition at 74. Moreover, almost all of the information to be introduced at sentencing will have previously been introduced during the guilt phase of the trial. Therefore, it should be clear that the defendant will have ample evidence and information at his disposal for the preparation for his capital sentencing, should he be found guilty of one or more of the capital counts.
Based on the extensive discovery already provided by the government, the government’s Notice of Intent to Seek the Death Penalty regarding aggravators to be presented at. sentencing, information discussed among counsel that will be used to support the statutory and non-statutory aggravating factors, and the Court ordered pre-verdict government proffer of information, an evidentiary hearing is unnecessary. Defendant Edelin will have sufficient evidence to prepare to rebut the statutory and non-statutory aggravators the government intends to raise at sen
D) Unadjudicated Criminal Activity
The government’s Notice of Intent to Seek the Death Penalty includes unad-judicated criminal activity as aggravators to be used at sentencing. 17 Defendant Edelin argues that unadjudicated criminal activity should not be admissible during the sentencing proceeding because it would be extremely prejudicial and not proved beyond a reasonable doubt before an unbiased jury. He fears that the use of unadjudicated criminal activity as aggravating factors could open the door to factors that the government cannot prove beyond a reasonable doubt. While unadjudicated criminal activity may not be valid when used as aggravating factors, the use of unadjudicated criminal activity as information to support a finding of other aggravating factors is valid. 18
The Supreme Court has indicated that unadjudicated criminal conduct is admissible during the penalty phase of a capital trial in several opinions. In
Williams v. People of State of New York,
Evidence that supports the allegations that the defendant has engaged in obstruction of justice by threatening witnesses related to this case is relevant to the defendant’s sentencing. The use of that evidence to support non-statutory aggravating factors at sentencing is constitutionally permissible.
See United States v. Beckford,
E) Use of Crimes Charged in- the Indictment as Aggravators
As a corollary to the defendant’s challenge to the use of unadjudicated criminal activity as information to support aggravating factors, the defendant also challenges the use of crimes charged in the indictment as non-statutory aggravating factors. The defendant argues that the use of crimes charged in the indictment as non-statutory aggravating factors would bias the sentencing process against him because the jury must find the existence of a non-statutory aggravator as a consequence of finding him guilty of any of the alleged racketeering acts. Defendant’s Motion at 66-67.
The Supreme Court explained in
Lowen-field v. Phelps
that information duplicating an element of the capital offense of conviction does not invalidate a Notice of Intent to Seek the Death Penalty when it “genuinely narrow[s] the class of death-eligible persons and thereby channels] the jury’s discretion.... at either the sentencing phase of the trial or the guilt phase.”
The same analysis applies to the use of non-statutory aggravating factors.
21
Fol
The Court finds that the use of crimes charged in the indictment as aggravating factors at sentencing is permissible. If the jury finds beyond a reasonable doubt that the defendant committed crimes listed in the indictment other than the capital count(s) for which he is to be sentenced, the jury shall be allowed to consider those crimes.
See United States v. Cooper,
F) Victim Impact Non-statutory Aggravating Factors
Defendant Edelin recognizes the relevant Supreme Court precedent in this case, but challenges the limits of victim impact evidence that may be presented during sentencing. The statutory provisions of the Federal Death Penalty Act of 1994, 18 U.S.C. § 3593(a)(2), allow for the introduction of properly noticed victim impact evidence. The government has indicated that it intends to offer victim impact evidence at sentencing, and delineates the information it intends to present. See Government’s Omnibus Opposition at 56 n.20.
The Court does not find that the information the government seeks to introduce at sentencing would be unduly prejudicial to the defendant. The Supreme Court upheld the use of victim impact evidence at sentencing in
Payne v. Tennessee,
Defendant Edelin argues that while victim impact evidence is admissible, it
There no indication that victim impact information must be limited beyond the limits placed on other kinds of information at sentencing, in order to protect the constitutional rights of the defendant. Furthermore, the government’s Notice tracks the previously upheld language of 18 U.S.C. § 3593(a)(2). The Court will carefully consider the information to be presented at sentencing, and will use its traditional supervisory powers to ensure the exclusion of information that is substantially more prejudicial than probative. The restrictions on victim impact information requested by the defendant are unnecessary to protect his constitutional rights during sentencing.
G) Defendant’s Lack of Remorse
Defendant Edelin argues that his alleged “lack of remorse” should not be used at sentencing on several grounds. First, he contends that the use of “lack of remorse” in support of an aggravating factor penalizes the exercise of his Fifth Amendment right to remain silent and his Sixth Amendment right to a trial. 23 The government responds that it does not intend to refer in any way to his refusal to admit his guilt for the charged offenses or his exercise of the Sixth Amendment right to proceed to trial. See Government’s Omnibus Opposition at 60. The government argues that it will rely on affirmative evidence to show the defendant’s lack of remorse.
Although the government will not use lack of remorse as a non-statutory aggra-vator in this case, the use of lack of remorse as a non-statutory aggravator has been upheld in other cases. The Supreme Court, in
Zant v. Stephens,
reinforced the legitimacy of lack of remorse as a non-statutory aggravating factor when it stated that any “lawful evidence which tends to show the motive of the defendant, his lack of remorse, his general moral character, and his predisposition to commit other crimes is admissible in aggravation.”
The defendant argues that the “lack of remorse” should be stricken as information because it is ambiguous and duplicative of the future dangerousness non-statutory aggravating factor. The Court disagrees. Federal courts have specifically upheld the use of lack of remorse to support a finding of future dangerousness.
See United States v. Davis,
H) Defendant’s Future Dangerousness
Defendant Edelin also argues against the non-statutory aggravating factor of future dangerousness by renewing his objection to non-statutory aggravating factors in general. The Court has already rejected this argument. See supra, Section III(B).
Defendant’s argument against the use of future dangerousness as a non-statutory aggravating factor is well received by the Court in that he argues that the defense is entitled to make a showing that he will be incarcerated for life even if the jury decides against imposing the death penalty. The government agrees that in the absence of federal parole, the jury should be informed of a defendant’s mandatory incarceration for life without parole should the death penalty not be imposed.
See Ramdass v. Angelone,
To the extent that the defendant argues that the government should be prohibited from introducing any evidence of future dangerousness, however, the Court disagrees. The Supreme Court’s decision in
Zant v. Stephens,
indicates that a defendant’s “predisposition to commit other crimes is admissible in aggravation.”
Zant,
IV. Statutory Aggravating Factor of Procurement by Payment
Defendant Edelin argues that the government’s Notice of intent to use the aggravating factor of procurement by payment should be struck on the grounds that the statutory aggravating factor is “too expansive” and does not identify the payment or promise thereof as the “causal factor” in inducing the murder. Defendant’s Motion at 6S-66. 24
The government’s use of the statutory aggravating factor of procurement of the offense by payment has been properly noticed and is valid. A statutory aggravating factor is not unconstitutionally vague if it provides principled guidance to the sentencing jury.
See Maynard v. Cartwright,
V. Motion to Strike Notice of Intent to Seek the Death Penalty
The Defendant’s Motion to Strike the Notice of Intent to Seek the Death Penalty Because of Racial Discrimination in the Government’s Capital Charging Practices in Violation of the Fifth and Eighth Amendments, and for Discovery, charges that the government’s decision to seek the death penalty against defendant Edelin was based on impermissible factors, such as the race of the defendant and the race of his victims. Defendant Edelin requests additional discovery and an eviden-tiary hearing related to his charges of racial bias by the government. 25
Defendant Edelin makes several arguments in support of his underlying contention that the government’s decision to seek the death penalty against him was imper-missibly based on racial discrimination. This “kitchen sink” approach to attacking the government’s Intent to Seek the Death Penalty leads to arguments that do not form a cohesive challenge to the government’s decision to charge defendant Edelin with a capital crime. The defense arguments also fail to coherently attack the government’s decision to seek the death penalty in this case. The Court addresses each of the arguments in turn, and indi
First, the defendant argues that the government’s capital charging practices are in violation of the Fifth and Eighth Amendments to the Constitution because blacks are charged with federal capital crimes at a much higher rate than are whites. Second, the defendant argues that the Supreme Court’s ruling in
McCleskey v. Kemp,
The Court finds that the defendant’s arguments are inconsistent with Supreme Court precedent and that the defendant has not met the threshold requirements for further discovery. Defendant’s Motion is hereby DENIED.
A) Analysis
The defendant fails to recognize in his Motion that the decision to charge a defendant with federal capital charges is not identical to the decision regarding whether the government will seek the death penalty against that defendant. The Court will address the defendant’s arguments, however, as if they had been made against the different practices of the government, both in making charging decisions and in making a final determination as to whether to seek the death penalty.
Defendant’s allegations of racial discrimination in the government’s capital charging practices are facially troublesome, especially given the disparity between the numbers of black and white- defendants charged with capital crimes.
See DOJ Report
at 9 (showing that from 1988 to 1994, 75 percent of 52 defendants charged with capital crimes were black, while only 13 percent were white; and that from 1995 to 2000, 48 percent of 682 defendants charged with capital crimes were black, while only 20 percent were white). While the statistics are initially troubling, the decision to charge a defendant with a federal capital crime is based on numerous factors. Pros-ecutorial discretion has been widely debated, decried, and litigated. The United States Supreme Court, however, has been staunch in its support to the use of prose-cutorial discretion to curb crime in this country.
See McCleskey v. Kemp,
The Supreme Court, in
McCleskey v. Kemp,
addressed a statistical study of the implementation of the death penalty in Georgia.
The holding in
McCleskey,
in addition to dicta from the majority opinion, clearly preclude this Court from finding that a prima facie case of racial discrimination exists in the government’s capital charging practices on the basis of the defendant’s Motion. The
McCleskey
Court indicated that it was leery of the use of statistics to question decisions made by prosecutors.
28
The Court indicated that policy considerations supporting the broad discretion of prosecutors would weigh against “requiring prosecutors to defend their decisions to seek death penalties”
29
or, as in this case, “[rjequiring a prosecutor to rebut a study that analyzes the past conduct of scores of prosecutors ... [rather than rebutting] a contemporaneous challenge to his own acts.”
McCleskey,
Although defendant Edelin argues that McCleskey is inapplicable in this situation because only one individual made the final decision as to whether to seek the death penalty against federal capital defendants, the defendant’s Motion attacks the procedures used to determine what charges -will be brought against a defendant, federal or state, capital or non-capital. His Motion does not directly attack the procedures used to determine whether the death penalty will be sought against a particular capital defendant. The argument that the Attorney General acts as a decision maker in capital cases nationwide applies only to the government’s decision of whether to seek the death penalty. The Attorney General does not make capital charging decisions.
B) Decision Whether to Seek the Death Penalty
The procedures used by the federal government in determining whether the death penalty should be sought against a particular defendant, in place since 1995, mandate that a capital defendant’s ease be reviewed by three different decision-makers in order to determine whether the government should seek the death penalty against that
In response to concerns that the death penalty was being sought disproportionately against minorities, the Department of Justice conducted a statistical analysis of the race of capital defendants, the race of their victims, geographical data and other information related to the government’s determination of whether to seek the death penalty in capital cases. The statistical study was released on September 12, 2000, and provides a starting point for many of defendant Edelin’s arguments. See The Federal Death Penalty System: A Statistical Survey 1988-2000, [hereinafter DOJ Study ].
The DOJ Study provides no information about the charging decisions made by different United States Attorneys’ Offices, beyond a racial breakdown of defendants charged with capital crimes. 31 The DOJ Study instead focuses on the recommendations of each United States Attorney’s Office on whether to seek the death penalty, the Review Committee’s decision on whether to seek the death penalty, and the Attorney General’s decision on the same issue.
Defendant Edelin disregards the statistical findings on the determinations made as to whether to seek the death penalty. The defendant instead points to the racial disparities in the composition of cases where capital charges are brought. The statistics in the DOJ Study go against a claim of racial discrimination against blacks. Instead, the statistics suggest that the government is much less likely to seek the death penalty against a black capital defendant than a white capital defendant. From January 1995 to July 2000, the 94 United States Attorneys, as a whole, recommended seeking the death penalty against 183 defendants charged with capital-eligible offenses. DOJ Study at 15. The racial breakdown was as follows: the United States Attorneys recommended seeking the death penalty against 36 percent of the white defendants, 25 percent of the black defendants, 20 percent of the Hispanic defendants, and 52 percent of the “other race” defendants. See DOJ Study at 10.
The decisions of the Review Committee were similar for capital eligible defendants, recommending that the death penalty be sought against 40 percent of the white
An examination of the DOJ Study further indicates that the government is more likely to seek the death penalty in cases where the victim or victims were white, rather than black. See id. at T-68, T-168, T-245. This disparity is present at the level of the United States Attorney’s Office, the Review Committee, and the Attorney General. 32 The DOJ Study also shows that the government decides to seek the death penalty in more cases which involve multiple victims than in cases with only one victim. Id. at 20-21, 25-26, 30-31. Again, this disparity is present at all three levels of decision making. Id.
C) Use of Statistical Data to Shoiv Racial Bias
The Court must be cautious in using statistics such as the DOJ Study to infer the rationale used by decision makers in cases like this one. The statistical sampling of defendants against whom death was ultimately sought by the government is relatively small, which could exaggerate racial disparities. Id. at 9, T-57, T-58 (showing that the government only sought the death penalty in 159 cases from 1995-2000, and indicating the impact in victim-related statistics caused by the Oklahoma City Bombing and the African Embassy Bombings). Furthermore, the Supreme Court has already expressed concern about the use of statistics to show racial discrimination in selective prosecution claims. The Court wrote in McCleskey v. Kemp that:
“Statistics at most may show only a likelihood that a particular factor entered into some decisions. There is, of course, some risk of racial prejudice influencing a jury’s decision in a criminal case. There are similar risks that other kinds of prejudice will influence other criminal trials. The question ‘is at what point that risk becomes constitutionally unacceptable^]’ McCleskey asks us to accept the likelihood allegedly shown by the Baldus study as the constitutional measure of an unacceptable risk of racial prejudice influencing capital sentencing decisions. This we decline to do.”
McCleskey,
There are simply too many different variables not addressed in the DOJ Study. It would be foolhardy of this Court to allow one set of statistics to dictate the Court’s actions. 33 The Court will not ignore the Supreme Court’s decision in McCleskey v. Kemp and find that the statistics included in the DOJ Study are sufficient evidence to support the defendant’s claim of racial discrimination in the government’s capital charging practices.
The defendant argues that McCleskey v. Kemp does not preclude this Court from finding that the DOJ Study shows racial discrimination in capital charging practices because the United States Attorney General personally makes the final decision of whether to seek the death penalty against individual capital defendants. Obviously this rationale is flawed. Although the Attorney General makes the final decision as to whether the death penalty should be sought against a federal capital defendant,' the Attorney General does not personally make the decisions as to whether an individual should be charged with a non-capital, capital, federal, or state crime.
The decision by a United States Attorney to pursue federal capital charges against a defendant, or to seek a lesser penalty, is inherent to the concept of pros-ecutorial discretion. United States Attorneys similarly have the discretion to forego federal prosecution in favor of allowing state prosecutors to pursue a conviction. The statistics that the Supreme Court analyzed in McCleskey v. Kemp were rejected because they included too many variables to conclude that they showed racial discrimination in the capital proceedings in the state of Georgia. Likewise, the statistics in the DOJ Study, particularly as they relate to capital charging practices, include a variety of variables that the DOJ Study does not even attempt to analyze.
The
McCleskey
Court emphasized the difficulties in concluding that discriminatory intent was behind statistical disparities in the criminal charging process, writing that the “unique nature of the [charging] decisions at issue in this ease also counsels against adopting such an inference from the disparities indicated by the Baldus study.”
McCleskey,
The Supreme Court has long held that prosecutorial discretion should not be infringed upon by the courts absent some showing that the discretion had been abused. In McCleskey, the Court explained:
Our refusal to require that the prosecutor provide an explanation for his decisions in this case is completely consistent with this Court’s longstanding precedents that hold that a prosecutorneed not explain his decisions unless the criminal defendant presents a pri-ma facie case of unconstitutional conduct with respect to his case.
Id.
at 296-97 n. 18,
Prosecutorial discretion is assumed to be exercised in good faith.
Attorney General v. Irish People, Inc.,
D) Standard for Establishing Impermissible Selective Prosecution
The Supreme Court, in
United States v. Armstrong,
clearly established the burden of proof on a criminal defendant who makes charges of abuse of prosecutorial discretion. A defendant’s Equal Protection claim of impermissible selective prosecution requires proof of two elements: “[t]he claimant must show that the federal prosecutorial policy ‘had a discriminatory effect and that it was motivated by a discriminatory purpose.’ ”
Armstrong,
In order to obtain discovery on a claim of unconstitutional selective prosecution, a defendant must present “some evidence” of the elements required for relief on the merits of such claims: discriminatory effect and discriminatory purpose. •
Armstrong, 517
U.S. at 465,
Although defendant Edelin argues that the standard for discovery and for an evi-dentiary hearing is somehow lower than the standards indicated in
Armstrong,
the only federal court of appeals to hear such an argument has held that the standard for discovery is identical to the standards established in
Armstrong
and
McCleskey. Webster,
Even if the Court were to determine that a lower threshold should apply for granting discovery and an evidentiary hearing, the defendant would still be re
Defendant Edelin does not even attempt to show that similarly situated individuals of a different race were not prosecuted for similar crimes.
See Armstrong,
The Court has evaluated the arguments made by defendant Edelin and found that they do not show that the government should be compelled to provide further discovery to the defendant with regards to other cases. The Court has previously denied a Motion by defendant Edelin for Discovery of information related to the United States Attorney’s and Attorney General’s decisions to seek the death penalty in his case.
See United States v. Edelin,
Order of January 23, 2001,
The defendant has failed to provide any evidence of racial discrimination in his case; therefore he has not met the minimum requirements established by the Supreme Court in Armstrong for discovery. The statistics contained in the DOJ Study cut 'against defendant Edelin’s argument that the government is seeking the death penalty against him because of his race. Although defendant Edelin argues that several comments by the former Attorney General and Deputy Attorney General show some sign of bias in the Department of Justice, both of those individuals stated that there was no evidence of any bias in the process of selecting cases where the death penalty should be sought. See Transcript of Press Conference With Attorney General Janet Reno and Deputy Attorney General Eric Holder; Topic: The Death Penalty, 9 (September 12, 2000). While further studies have been ordered to examine why the number of blacks charged with capital crimes in the federal system is disproportionate to the percentage of blacks in the general population, 34 there is currently no basis for ordering discovery of the materials defendant Edelin seeks.
Defendant Edelin fails to meet the requirements established by the Supreme Court for discovery in a selective prosecution case. He has not produced any evidence that he was prosecuted on the basis of his race, nor has he provided any evidence that he was selected for prosecution on the basis of the race of his alleged victims. More importantly, defendant Edelin has not shown that there is any similarly situated white defendant who was
Even if defendant Edelin had been able to provide some evidence to support a prima facie case of selective prosecution on the basis of race, and he were provided discovery related to his claim, the government has a totally-race neutral response to any prima facie case presented by defendant Edelin. The government has evidence, and the grand jury has found probable cause to show, that defendant Edelin has engaged in serious criminal offenses, including fourteen murders and engaging in and working in furtherance of a continuing criminal enterprise in violation of federal law. The government could easily provide a race-neutral explanation for its decision to charge defendant Edelin with a capital crime.
Additionally, even if discovery had proven appropriate in this case, the materials sought by defendant Edelin are largely privileged under the attorney client privilege, the work product doctrine, and the deliberative process privilege, as held by this Court in its order of January 23, 2001.
See United States v. Edelin,
E) Eighth Amendment Claim
The Court also finds that defendant Edelin fails to establish an Eighth Amendment violation by the government. In order to establish his Eighth Amendment claim, defendant Edelin must show some evidence of an express “invidious” intention underlying the imposition of the death penalty.
See McCleskey,
Defendant Edelin’s Motion to Strike the Notice of Intent to Seek the Death Penalty Because of Racial Discrimination in the Government’s Capital Charging Practices in Violation of the Fifth and Eighth Amendments, and for Discovery is hereby DENIED.
VI. Conclusion
Defendant Edelin has challenged numerous portions of the Anti-Drug Abuse Act, and the government’s Notice of Intent to Seek the Death Penalty against him. His arguments, some of which are superficially appealing, lack substance. Other federal ■ courts have found many of his claims without merit. This Court, after analyzing the defendant’s Motions and the government’s Oppositions thereto, DENIES the defendant’s Motions.
SO ORDERED.
Notes
. The two federal death penalty acts, the Federal Death Penalty Act of 1994 and the Anti-Drug Abuse Act of 1988, have similar provisions and procedures. Numerous federal courts have upheld the constitutionality of the death penalty under the Anti-Drug Abuse Act of 1988 against the same or similar challenges as those presented to this Court.
See United States v. Tipton,
.
Pulley v. Harris,
.
Woodson v. North Carolina,
.
See Lowenfield v. Phelps,
. The relevant portion of Section 848(e) reads:
(1) In addition to the other penalties set forth in this section—
(A) any person engaging in or working in furtherance of a continuing criminal enterprise, or any person engaging in an offense punishable under section 841(b)(1)(A) of this title or section 960(b)(1) of this title who intentionally kills or counsels, commands, induces, procures, or causes the intentional killing of an individual and such killing results, shall be sentenced to any term of imprisonment, which shall not be less than 20 years, and which may be up to life imprisonment, or may be sentenced to death ...
21 U.S.C. § 848(e)(1)(A).
. Several courts have found the following jury instruction appropriate: "the aggravating factors [must] sufficiently outweigh the mitigating faclors[.]”
See United States v. Chandler,
.
See, e.g., United States v. Cooper,
.
See Buchanan v. Angelone,
. "We have emphasized repeatedly the crucial role of meaningful appellate review in ensuring that the death penalty is not imposed arbitrarily or irrationally ...”
Parker v. Dugger,
. As Justice Holmes once said: "A statute must be construed, if fairly possible, so as to avoid not only the conclusion that it is unconstitutional but also grave doubts upon that score.”
United States v. Jin Fuey Moy,
. While the defendant fears that a plain error might not be preserved for review under the ADAA, Rule 52(b) of the Federal Rules of Criminal Procedure applies equally to unpre-served plain error that affect the defendant's substantial rights in capital proceedings under either the Federal Death Penalty Act or the Anti-Drug Abuse Act.
See Jones v. United
.
.
See United States
v.
Cooper,
. “[A]n act of Congress ought not to be construed to violate the Constitution if any other possible construction remains available.”
Rust v. Sullivan,
.
See Poland v. Arizona,
. 21 U.S.C. § 848(n)(2)-(4), 848(n)(10). The Court further addresses Defendant Edelin's challenges to the use of unadjudicated criminal activity infra Section III(D).
. The unadjudicated criminal activity identified in the government’s Notice is comprised of crimes charged in this case against defendant Edelin. Thus, at the time of sentencing, this criminal activity will no longer be unad-judicated. The Court may reconsider the use of criminal activity as aggravating factors after the jury reaches a verdict in the guilt phase of trial and when the Court reviews the . government’s proffer of information, required pursuant to the Court’s Order of February 8, 2001.
. While Section 848(j) requires that each aggravating factor be proved beyond a reasonable doubt to a unanimous jury, each piece of evidence used to support the aggravating factor need not be proved beyond a reasonable doubt.
See Huddleston v. United States,
. See also Hatch v. Oklahoma,
. "[HJeightened reliability does not require exclusion of reliable, relevant evidence simply because the information may prove detrimental to the defendant. To find otherwise would ignore the interest in ensuring the correct sentence, which ultimately is the goal of the heightened reliability requirement.”
United States v. Beckford,
. While the holding of
Lowenfield v. Phelps
applies to the use of statutory aggravating factors, the Supreme Court has recognized that non-statutory aggravators are not required to serve the same "narrowing” function that statutory aggravators serve.
See Jones v. United States,
. Defendant Edelin’s reliance on
United States v. McVeigh,
. In the government's Notice of Intent to Seek the Death Penalty, lack of remorse is listed as one factor that will be used to support (.he aggravating factor of Future Dangerousness.
. The government's Notice includes the following statutory aggravating factor, as applied to the murder of Maurice Doleman: "Procurement of Offense by Payment — The defendant procured commission of the offense by payment, or promise of payment, of anything of pecuniary value." Section 848(n)(6). The defendant argues, in turn, against the statutory aggravator of the commission of the offense “as consideration for the receipt, or in the expectation of the receipt, of anything of pecuniary value.” Section 848(n)(7). The Court, after analyzing the statutory aggravating factor, and the arguments of the parties, determines that Section 848(n)(6) is constitutionally sound.
. Defendant Edelin requests extensive information in his Motion for Discovery, including, but not limited to the following:
[Information pertaining to the prosecution's capital charging practices under 18 U.S.C. § 3591 and 21 U.S.C. § 848 .... All correspondence between the U.S. Attorney’s Office and the Attorney General's Capital Case Review Committee regarding the decision to seek the death penalty against Mr. Edelin .... Captions and case numbers of all cases submitted to capital case review in the United States between January 1, 1994 and the present date, with a description of the offense(s) charged and the ultimate disposition of the case.... [and related to each of those cases, internal documents of the Department of Justice including five different forms, used in the death penalty selection process and identified in the Department of Justice Criminal Resource Manual],.. .All standards, policies, practices, or criteria employed by the Departmenl of Justice to guard against the influence of racial, political, or other arbitrary or invidious factors in the selection of cases and defendants for capital prosecution ...
Any correspondence from the Department of Justice to United States Attorneys and their staff between January 1, 1994 and the present regarding federal death penalty policies, procedures, and selection criteria, or requesting identification of cases for capital prosecution under federal law.... A list of all non-negligent homicide cases throughout the United States since January 1, 1994 know [sic] to the Justice Department or to the FBI in which one or more defendants was arrested and charged by state or federal law enforcement authorities, and in which the facts would have rendered the offenders eligible for the death penalty under 18 U.S.C. § 3591, 21 U.S.C. § 848, or 21 U.S.C. § 924(j)....
Defendant’s Motion at 10-13.
. The Supreme Court in
McCleskey v. Kemp
found that criminal defendants could, in some circumstances, challenge proceedings when a third person’s race was implicated.
. Defendant Edelin requests discovery dating back to 1994, however, given the substantial changes made in 1995 to the government’s review procedures related to whether to seek the death penalty, and the limited relevance pre-1995 cases would have to Defendant Edelin’s case, the Court addresses Defendant Edelin’s requests for discovery with analysis of the requests for information from 1995-2000. The Court’s analysis for post-1995 statistics would apply equally to the pre-1995 statistics filed by the defendant in support of his Motion.
. "It is also questionable whether any consistent policy can be derived by studying the decisions of prosecutors.... Since decisions whether to prosecute and what to charge necessarily are individualized and involve infinite factual variations, coordination among district attorney offices across a State would be relatively meaningless. Thus, any' inference for statewide statistics to a prosecutorial "policy” is of doubtful relevance.”
McCleskey,
.
McCleskey,
. When former Attorney General Janet Reno was questioned at a press conference as to whether anyone in her office reviewed the cases with information about the race of the defendant, Ms. Reno replied that the only people in her office who were formally advised of that information were paralegals who compiled the information for the DOJ Study. See Transcript of Press Conference With Attorney General Janet Reno and Deputy Attorney General Eric Holder; Topic: The Death Penalty, 6 (September 12, 2000). She noted, however, that in cases where race was an issue in the case, such as race-based killings, she was advised of race information during the review process. Id.
. From January of 1995 to July of 2000, the 94 United States Attorneys charged 682 with capital-eligible offenses. 20 percent of the defendant charged were white, 48 percent were black, 29 percent were Hispanic, and 4 percent were "other race”. DOJ Study at 9.
. See id.; Defendant Edelin seems to imply that this statistic shows that the government decided to prosecute him because this would create some kind of racial parity in the statistics, as he is charged with multiple murders of black victims. Not only does defendant Edelin fail to specifically allege this in his Motion, he provides no evidence that this occurred in his case.
. The vast majority of death row prisoners nationwide are male. That statistic does not necessarily indicate that there is wide-spread gender bias in capital sentencings or in capital charging procedures.
. See id.
