United States v. Eddy Wilmer Vail-BailonUnited States v. Eddy Wilmer Vail-Bailon
Lead Opinion
When I was growing up, my parents told me not to judge a book by its cover. The Supreme Court has expressed an analogous concern about concluding that a crime qualifies as a violent crime under the Armed Career Criminal Act (“ACCA’’), based solely on the name of the crime. See Johnson v. United States, — U.S. -,
This case raises the question of whether the Florida crime of felony battery—a crime that, from its name, may sound like a crime of violence—actually satisfies the
II.
Vail-Bailon pled guilty to illegally reentering the United States after previously being deported, in violation of
In the presentence investigation report (“PSI”), the Probation Office recommended increasing Vail-Bailon’s base offense level by 16, pursuant to U.S.S.G. § 2L1.2(b)(l)(A), because, the Probation Office concluded, Vail-Bailon’s prior conviction for felony battery qualified as a “crime of violence” under that guideline. Vail-Bailon objected to the PSI’s proposed 16-level enhancement, contending that felony battery under Florida law does not categorically constitute a “crime of violence.” The government took the opposite position.
At the sentencing hearing, the district court overruled Vail-Bailon’s objection to the PSI and concluded that felony battery under Florida law categorically satisfies the definition of “crime of violence” under U.S.S.G. § 2L1.2(b)(l)(A). As a result, Vail-Bailon’s offense level increased by 16, based on the prior conviction for felony battery. The district court sentenced Vail-Bailon to 37 months’ imprisonment. Vail-Bailon now appeals.
III.
We review de novo the issue of whether a prior conviction qualifies as a “crime of violence” under the Sentencing Guidelines. United States v. Estrella,
IV.
Section 2L1.2, the guideline at issue here, imposes a 16-level enhancement on a defendant who previously was deported after “a conviction for a felony that is ... (ii) a crime of violence.” U.S.S.G. § 2L1.2(b)(l)(A). The Application Notes to §2L1.2 explain that the term “crime, of
With this framework in mind, we consider whether
In determining whether a crime qualifies as a “crime of violence,” we generally employ a categorical approach. Welch v. United States, — U.S. -,
■ Besides the categorical approach, however, the Supreme Court has also approved a modified categorical approach when a statute is divisible—meaning that it sets forth alternative elements of the same crime—to allow courts to evaluate whether the particular alternative version of the crime under which the defendant was convicted satisfies the definition of “crime of violence.” See Mathis v. United States, — U.S. -,
A. Mere touching does not involve “the use, attempted use, or threatened use of physical force against the person of another. ”
As relevant here, the first element of Florida’s felony-battery law requires
Significantly, the Supreme Court has already held that Florida battery, when committed by actually and intentionally touching another against his or her will, does not satisfy the “elements clause.” See Curtis Johnson,
But the phrase “physical force” that appears in the “elements clause” necessarily refers to “violent force—that is, force capable of causing physical pain or injury to another person.” Id. at 140,
B. The element of “[c]aus[ing] great bodily harm, permanent disability, or permanent disfigurement" does not make felony battery under
As we have noted, the second element of felony battery under
A crime that occurs in these ways does not qualify under the “elements clause” as
The Flores definition necessarily excludes Florida felony battery committed by mere touching. As we have established, a person may violate
And. since the Supreme Court held in Curtis Johnson that mere intentional and actual touching does not qualify as “violent in nature,” it necessarily concluded that Florida battery by mere touching is not conduct that is likely to cause bodily injury. As a result, Florida battery by mere touching does not satisfy the second part of Flores’ s definition of “physical force” that the Supreme Court relied on in Curtis Johnson.
Nor can it be that, in a given case, the fact that a mere touching actually does result in great bodily harm somehow changes the character of the mere touching from an action that is not likely to result in bodily harm to one that is likely to result in bodily harm. In other words, the results of a specific incident of mere touching do not alter the fact that the nature of mere touching, in and of itself, as the Supreme Court concluded in Curtis Johnson, is not likely to result in bodily harm. So Florida felony battery by mere touching cannot qualify as a “crime of violence,” no matter what the injury resulting from the mere touching might' turn out to be.
Also, notice considerations dictate that the inquiry into whether a crime qualifies as a “crime of violence” under the “elements clause” should be forward-looking, from the perspective of the wrongdoer, not backward-looking in hindsight. That way, when a person is held responsible for committing a “crime of violence,” that person either intended to commit a “crime of violence” or should have known before committing the act that resulted in the conviction that it was at least likely that his act would cause bodily harm. But since the Supreme Court has already concluded that mere touching is not likely to result in bodily injury, we cannot expect a person who engages in mere touching to believe that his actions will cause bodily injury.
Second, Leocal v. Ashcroft,
The dissent suggests that we look at the phrase “force capable of causing physical pain or injury to another person” from Curtis Johnson in isolation, without the context provided by the Supreme Court’s immediate citation to Flores. We respectfully disagree for three reasons.
First, this argument reads the Supreme Court’s statement unmoored from its context. Citations to circuit-court opinions such as Flores do not find their way into Supreme Court opinions by accident. The Supreme Court’s reliance on Flores must mean something. The dissent’s argument does not account at all for the Supreme Court’s reliance on Flores, which very clearly puts into context what the Supreme Court had in mind when it used the phrase on which the government relies. Ignoring the citation to Flores would deprive the Supreme Court’s discussion of the meaning of “physical,” and thus, “violent,” force of its intended connotation—force that is “intended to cause bodily injury, or at a minimum likely to do so.” See Curtis Johnson,
Third, holding someone responsible for committing a “crime of violence” when the person engaged in, for example, nothing more than tapping another on the shoulder or tickling another, is inconsistent with the Supreme Court’s expressed understanding of the term “crime of violence.” As we have noted, the Supreme Court has opined that the term “crime of violence” “suggests a category of violent, active crimes ... Curtis Johnson,
y.
Though we can understand the temptation to conclude, based on its name, that a crime called “felony battery” categorically constitutes a “crime of violence,” engaging in actual analysis of the elements of “felony battery” leads to the opposite conclusion when the crime is committed by mere touching. But nothing we have said here today precludes a court from finding that a defendant engaged in a “crime of violence” if Shepard documents reflect that a defendant was convicted of felony battery for stinking another, as opposed to by mere touching of another. Because the record in this case does not satisfy that showing, we VACATE Vail-Bailon’s sentence and REMAND for resentencing.
VACATED AND REMANDED.
Notes
. The. Supreme Court’s comments arose in the context of considering the residual clause of the ACCA’s definition of "violent felony." But the principle that we cannot determine whether a crime sounds like it should be a violent felony simply by considering the name of the crime remains the same, whether we are discussing the residual clause or the elements clause of the ACCA’s definition of "violent felony,” or, as here, the elements clause of U.S.S.G. §2L1.2’s definition of "crime of violence.”
. Under
1. Actually and intentionally touches or strikes another person against the will of the other; or
2. Intentionally causes bodily harm to another person.
. Section 16’s “elements clause” defines a "crime of violence,” in pertinent part, as "(a)
Concurrence Opinion
concurring:
I join Judge Rosenbaum’s opinion for the court in full and add the following comments.
In three unpublished cases, we have previously held that the crime of felony battery in Florida, as set forth in
In Eady (a case where I served on the panel), we held that felony battery under
In Eugene, we recognized that felony battery under
And finally, in Crawford we summarily concluded, without any analysis, that Florida felony battery satisfied the definition of “violent felony” under the ACCA. See
In sum, our three unpublished opinions in Eady, Eugene, and Crawford fall short of persuasively explaining how a Florida felony battery by any intentional touching-including a tap or even a tickle—can categorically satisfy the definition of “crime of violence” under the elements clause of §2L1.2. I therefore agree that Florida felony battery under § 784.041 does not categorically have as an element “the use, attempted use, or threatened use of physical force against the person of another” when it is committed by a mere touching. Because §784.041 is divisible, our decision leaves open the possibility that a district court may use the modified categorical approach in a case where Shep-urd-approved documents confirm that the defendant’s felony battery conviction was based on the striking of another. That approach was not available here due to the absence of such documents.
Dissenting Opinion
dissenting.
I respectfully dissent from the majority opinion that Vail-Bailon’s prior conviction for felony battery in violation of
Nevertheless, 1 disagree with the conclusions made in Part II. B. that the crime described in
To be found guilty of violating § 784.041, the defendant must be more than capable of causing bodily injury since he must in fact cause “great bodily harm.” The majority states that “[n]or can it be that, in a given case, the fact that a mere touching actually does result in great bodily harm somehow change[] the character of the mere touching from an action that is not likely to result in bodily harm to one that is likely to result in bodily harm.” However, the issue from Johnson is whether the defendant’s action is capable of causing bodily injury, not whether it is likely to cause injury. If something necessarily results from the touching, then the logic is that it had to have been capable of that result from the beginning.
The majority also attempts to analogize § 784.041 to the statute at issue in Leocal v. Ashcroft,
In conclusion, I would find that the crime of felony battery under Florida law satisfies the “elements clause” of the definition of “crime of violence” contained in § 2L1.2 of the Guidelines. Therefore, I