UNITED STATES of America
v.
Thomas WEATHERLY, Appellant.
United States Court of Appeals, Third Circuit.
*267 Lisa Van Hoeck, Office of Federal Public Defender, Trenton, NJ, for Appellant.
Eric H. Jaso, George S. Leone, Steven G. Sanders, Office of United States Attorney, Newark, NJ, for United States of America.
Before: FUENTES, CHAGARES, and VAN ANTWERPEN, Circuit Judges.
OPINION OF THE COURT
VAN ANTWERPEN, Circuit Judge.
Appellant Thomas Weatherly appeals from the judgment of conviction and sentence entered by the District Court for the District of New Jersey on December 20, 2006. For the following reasons, this Court will affirm.
I.
We need only address those facts necessary to our opinion.
At approximately noon on August 31, 2005, Officer John Ryel observed Thomas Weatherly sitting in Zelley Alley in Trenton, New Jersey. Appendix ("App.") at 144. As Officer Ryel approached Weatherly, he realized that Weatherly was drinking alcohol in public in violation of a city ordinance. Id. at 144-45. When requested by Officer Ryel, Weatherly provided his name and identification, and Officer Ryel radioed this information into a police dispatch in order to conduct a warrant check. Id. at 146-47. During this encounter, Weatherly made no attempt to resist arrest or otherwise flee. Id. at 173.
Upon hearing back from the police dispatch, Officer Ryel learned that Weatherly had an active warrant out for his arrest. App. at 149. A few minutes prior to receiving the call about the active warrant, in response to a call to radio dispatch by Officer Ryel, Detective Luis Medina arrived at the scene. Id. at 210A-11, 148-49. Both Officer Ryel and Detective Medina stated that as they were helping Weatherly to his feet in order to arrest him for the active warrant, they observed a handgun protruding out of the waistband in the rear of his pants. Id. at 149, 211-12. Upon seeing the weapon, Detective Medina seized the gun and the officers handcuffed and arrested Weatherly. Id. at 150, 212.
Weatherly was charged in an indictment with violating 18 U.S.C. § 922(g)(1), as a prior convicted felon in possession of a firearm.[1]App. at 14. Weatherly's defense at trial "was that the officers found the firearm in question in the alley near Mr. Weatherly, assumed it was his, and embellished their story to strengthen their case against him." Defendant's Brief ("Def.Br.") at 7; see also App. at 297. In support of this theory, Weatherly introduced the following evidence at trial.
First, Weatherly described a discrepancy in the testimony of the officers as to whether Weatherly was sitting throughout the entirety of the encounter. Def. Br. at 7. Officer Ryel's testimony seems to indicate that Weatherly was seated throughout the encounter.[2]App. at 149, 172. However, *268 Detective Medina stated that Weatherly was standing at some point during the encounter, and was told to sit while Officer Ryel and Detective Medina waited for a response about the warrant check.[3]Id. at 211-12.
In addition, Weatherly offered evidence to attempt to prove that it was common to find abandoned guns in Zelley's Alley. Detective Jerome James Commiso testified that 152 abandoned guns were found in Trenton, New Jersey during 2005. App. at 233. However, on cross examination, Detective Commiso stated that no abandoned guns were recovered in Zelley Alley (or the immediately surrounding area) during 2005. Id. at 242. Weatherly also introduced the testimony of Carniell Peagler, a 20-year-old ex-convict who testified that while playing pickup baseball[4] in a field adjacent to Zelley Alley, he observed gang members stashing or discarding guns in Zelley Alley. Id. at 257.
Weatherly also offered evidence in an attempt to demonstrate that he was not in possession of a weapon shortly before the arrest. Bernadette Humphrey, Weatherly's wife's adult daughter, testified that when Weatherly left the house at approximately 11:20 a.m., she never saw "the handle of a handgun sticking out of his pants" or "any bulges in his waistband area." App. at 307. Longino Martinez, who worked at the liquor store where Weatherly (a regular customer) allegedly bought his alcohol, stated that during August 2005 he never observed a customer with a gun and would have called the police if he had. Id. at 284-85. However, on cross examination, Mr. Martinez testified that he did not recall August 31, 2005 in great detail, and he further testified that he does not pay a lot of attention to Weatherly when he is in the store. Id. at 288-89.
Before trial began, Weatherly submitted the following proposed "mere presence" jury instruction in order to explain to the jury the legal justification for his defense theory: "Mere presence in the area of any contraband, including a firearm, or awareness of its location is not sufficient to establish possession." App. at 63. After the judge declined to include the "mere presence" instruction in her proposed jury charge on the issue of possession, Weatherly objected and explained that the "mere presence" instruction went to the very heart of his defense. Id. at 297-298. The District Court, however, stated in response to the request to include the "mere presence" instruction, "I don't think it's relevant." Id. at 298.
Instead, the District Court gave the following instructions to the jury regarding the issue of "possession":
In order to sustain its burden of proof for the crime of possessing a firearm as charged in the indictment, the Government must prove . . . that the defendant knowingly possessed the firearm described in the indictment.
* * *
To possess means to have something within your control. This does not necessarily *269 mean that you must hold it physically, that is to have actual possession of it. As long as the firearm is within your control, you would possess it.
Proof of ownership is not required. The Government is not required to prove that at the time of possession the defendant knew he was breaking the law. It is sufficient if you find that the defendant knowingly possessed the firearm charged.
Knowingly is defined as knowledge, voluntarily and intentionally, and not because of mistake or accident or other innocent reason.
* * *
Now, to possess means to have it within the person's control. That does not mean, and I said earlier, it doesn't have to be held physically. It doesn't even have to be on the person. But in this case, the proofs and the allegations are that the defendant had it on his person [and] had actual possession of it. In other words, you can be in possession of a weapon in your car and you can be 25-50 feet from the car. But that's not this case. That's all I'm saying. This case, the allegation is that the defendant had possession of it, actual possession on his person.
To satisfy the possession element, you must find that the defendant knowingly possessed we said that earlier.
App. at 343-46.
In summation, Weatherly conceded that he was only contesting the issue of whether he "possessed" the gun. App. at 364. Weatherly argued that his guilt hinged upon the credibility of Officer Ryel and Detective Medina, id., and he asserted that Ryel and Medina lied in their testimony. Id. at 370-72. In rebuttal, the Government argued that Weatherly failed to show any reasons why Ryel and Medina would lie. Id. at 384. Towards the end of his rebuttal, the Government posed this rhetorical question: "Why would Officer Ryel and Detective Medina risk their 32-34 years of experience on the police force over this case?" Id. at 396. Weatherly's attorney objected to this statement as "vouching for the witnesses," but the District Court never ruled on the objection. Id. at 396-397.
On September 8, 2006, the jury returned a guilty verdict against Weatherly. App. at 2. At the sentencing hearing on December 15, 2006, Weatherly argued that the application of the Armed Career Criminal Act, and particularly 18 U.S.C. § 924(e)(1), violated his Fifth and Sixth Amendment rights. Id. at 409-10. However, the District Court disagreed, and sentenced Weatherly to 200 months' imprisonment, to be followed by five years' supervised release. Id. at 418-19. Weatherly filed a timely notice of appeal on January 4, 2007. Id. at 1.
II.
The District Court had subject matter jurisdiction under 18 U.S.C. § 3231. This Court has appellate jurisdiction to review the defendant's appeal of his conviction and sentence under 28 U.S.C. § 1291 and 18 U.S.C. § 3742(a).
Because a different standard of review applies to each of Weatherly's three issues, these standards will be addressed individually with respect to each issue in the analysis section.
III.
A. Jury Instructions
The District Court's refusal to give a requested jury instruction is reviewed for abuse of discretion. United States v. Flores,
Weatherly argues that because the actual instructions fail to include the explanation that the defendant had to "intend to exercise dominion and control"[5] over the firearm, the actual instructions do not substantially cover his requested instruction. Def. Br. at 15. As a result, Weatherly argues that the jury could find him guilty even if they believed his defense, because the actual instructions defined possession to include the situation where the firearm was simply near him or susceptible to his control. Id. However, this is an incorrect interpretation of the actual jury instructions.
At two different points during the jury instructions, once at the beginning and once at the end, the District Court clearly indicated that the government must prove that Weatherly "knowingly possessed" the firearm in order to find him guilty. App. at 343, 346. The District Court stated that "[k]nowingly is defined as knowledge, voluntarily and intentionally, and not because of mistake or accident or other innocent reason." Id. at 344-45. The District Court defined "possession" to mean "to have something within your control." Id. at 344. Putting those two definitions together, the District Court's jury instructions defined the "possession" element of the felon-in-possession statute to mean "to voluntarily and intentionally have [a firearm] within your control." Id. at 343-46. Therefore, the actual jury instructions covered Weatherly's proposed "mere presence" instruction, because the jury could not find that Weatherly knowingly possessed the firearm under the actual jury instructions due simply to his "[m]ere presence in the area of any contraband, including a firearm, or awareness of its location." Id. at 63, 343-46.
Alternatively, even if the actual jury instructions did not substantially cover Weatherly's proposed jury instruction, the District Court did not err because the "mere presence" instruction was not "so important that its omission prejudiced the defendant." See Davis,
B. Vouching
In order for vouching to be improper, the prosecutor's assurance of a witness's credibility must be "`based on either the prosecutor's personal knowledge, or other information not contained in the record.'" United States v. Harris,
First, although we acknowledge that in some cases statements that a police officer would be risking his career to lie under oath are improper vouching,[7] the statements by the prosecutor in this case were proper because they were based on evidence in the record. During Officer Ryel's redirect, the prosecutor asked Ryel what would be taken into consideration by his superiors in making the decision of whether to promote him from the position of police patrol officer (an entry level position that Ryel currently held) to Sergeant (a supervisory position). App. at 184. Ryel testified that in addition to the result on the written exam and sick time, he stated his superiors would consider "disciplinary action taken against [him] if [he] had any." Id. at 185. Although not actually introduced into evidence, the average juror could easily infer that a police officer who conspired with another officer to deliberately fabricate evidence and perjured himself in open court while testifying under oath in an official capacity would risk at least some sort of disciplinary action. *272 Therefore, the prosecutor's rhetorical question about why the police officers would risk their careers to testify falsely against this single defendant was proper because it called for an inference directly based upon evidence in the record.
Second, the prosecutor's statement in this case was not improper vouching because it was a reasonable response to allegations of perjury by Weatherly's attorney. When determining whether a prosecutor's statements improperly vouched for a witness's credibility, the statements must be considered in context. United States v. Brennan,
Even if we had determined that the prosecutor's statement was improper *273 vouching, it would have been harmless error. This Court reviews improper vouching for witness credibility under the harmless error standard.[10]United States v. Zehrbach,
Here, even if the rhetorical question posed by the prosecutor is considered improper vouching, any error stemming from the comment was harmless. First, as stated above, this comment was made in rebuttal, in response to speculation and an attack by the defense attorney on the credibility of the government witnesses. As such, it is likely that the jury simply viewed this statement as a response to the defendant's accusations. In addition, this statement was brief and isolated, when it is considered that the prosecutor's rebuttal alone stretches for 18-pages in the transcript. App. at 379-397. Therefore, it is highly unlikely that this statement had any influence on the jury. Finally, prior to the closing arguments, the judge thoroughly instructed the jury as to the nature of counsel's arguments and credibility issues.[11] These instructions make it highly probable that the alleged improper vouching by the prosecutor did not contribute to the jury finding Weatherly guilty. See Dispoz-O-Plastics,
C. Constitutionality of the Armed Career Criminal Act
This Court reviews challenges to the constitutionality of a statute under a de novo standard of review. United States v. Singletary,
IV.
We have considered all other arguments made by the parties on appeal, and conclude that no further discussion is necessary. For the above reasons, the conviction and sentence of the District Court will be affirmed.
NOTES
Notes
[1] Weatherly was also charged with violating 18 U.S.C. § 924(e)(1), which provides for a mandatory minimum sentence of fifteen years for a felon-in-possession convicted under 18 U.S.C. § 922(g) who also has sustained three or more convictions for violent felonies or serious drug offenses.
[2] It is not entirely clear that Officer Ryel stated that Weatherly was seated throughout the entire encounter, only that he was seated when Officer Ryel first observed him and was seated when advised of the active warrant.
[3] Weatherly argues that this discrepancy is important, because if Weatherly was standing at some point prior to the arrest for the active warrant, Officer Ryel and Detective Medina should have been able to see the gun. Def. Br. at 7.
[4] Despite testifying that he played baseball "five days out of a week" during the summer, Peagler was unable to remember what position he played and admitted that he did not know the positions in baseball. App. at 261-63.
[5] Although Weatherly objected to the District Court's rejection of his proposed "mere presence" instruction, Weatherly failed to object to the District Court's instructions defining "possession" and "knowingly." App. at 296-98. Therefore, we review any alleged error in the actual jury instructions for plain error, and we conclude that Weatherly's arguments fail under this standard. Gov't of Virgin Islands v. Smith,
[6] "But in this case, the proofs and the allegations are that the defendant had it on his person [and] had actual possession of it. In other words, you can be in possession of a weapon in your car and you can be 25-50 feet from the car. But that's not this case. That's all I'm saying. This case, the allegation is that the defendant had possession of it, actual possession on his person." App. at 345-46.
[7] In United States v. Pungitore,
This Court also notes that we look favorably upon the comments of Judge McKee, who responded as follows to a similar argument by the prosecutor in the case before him: "That argument [that the government agent would not risk his career to lie] was forceful, responsive, and absolutely proper. The Assistant U.S. Attorney was asking the jury to reach a common sense conclusion that the agent had too much to lose to commit perjury merely to convict this defendant. It was the kind of effective and logical response to an attack on an agent's credibility that has been made in countless numbers of closing arguments, and will be made in countless more." United States v. Bethancourt,
[8] The defense counsel told the jury:
If they thought the gun was his, does it make sense that they would decide that the ends would justify the means? And consider the climate in which they work. There's terrible crime in Trenton.
My goodness, you're hearing that there were 152 found and abandoned guns.... [T]hat is a terrible problem in Trenton. This is the climate in which these officers work.
* * *
These are two officers on the same police force, the same fraternity if you will. Both trying and struggling with the crime that's facing Trenton right now and was facing Trenton last summer.
So ask yourself whether or not it makes sense whether these officers are under enormous pressure. They're under enormous pressure to attempt to demonstrate that they are making a difference in the crime that is facing Trenton, that they're making a difference by making an arrest. Maybe you can understand that. Maybe you can understand that sometimes when we're under pressure, we feel this enormous burden and we want to demonstrate that we're relevant, that we are making a difference.
* * *
It's been said that how you treat the least of my brothers is how you treat me.
App. at 371-72.
[9] Although there was evidence that 152 guns were found on the streets of Trenton in 2005, there was no direct evidence that the officers were "under enormous pressure to attempt to demonstrate that they are making a difference in the crime that is facing Trenton, that they're making a difference by making an arrest." App. at 372. In fact, the evidence was to the contrary. During redirect, Officer Ryel stated that his superiors were not focused on foot patrol officers making arrests, but rather were "primarily focused on quality of life issues," such as drinking in public. Id. at 185-86.
[10] The Government argues that because Weatherly failed to request relief (i.e. mistrial), this Court should only review the vouching issue for plain error. Gov't Br. at 28 (citing United States v. Richards,
However, all other statements contained in the prosecutor's closing argument and rebuttal were not timely objected to, and any arguments regarding improper vouching related to these other statements would be subject to plain error review. United States v. Harris,
[11] The District Court told the jurors that the statements of counsel are meant to persuade, and should be considered as argument, not evidence. App. at 331. Also, the judge told the jurors that they are the sole judges of credibility, and that the testimony of law enforcement officers does not deserve any more weight than the testimony of non-government employee witnesses. Id. at 338-40
[12] Weatherly raises this issue before this Court only to preserve the issue for review.