Timothy J. Duval and Michael R. Dou-cette were each convicted of one count of being a felon in possession of a firearm and ammunition, in violation of 18 U.S.C. § 922(g)(1). Duval and Doucette now appeal their convictions and sentences. After careful consideration, we affirm.
I. Background
On January 27, 2003, Heath Woodward, then a resident of Sanford, Maine, reported that his 1996 maroon Buick was stolen from a convenience store parking lot. Woodward later testified that he did not have any weapons in the car at that time.
In late January, Duval, Doucette, and Carlos Ramos (an acquaintance of Duval and Doucette) spent a few nights at an apartment rented by Robert Dyott. Dyott was an associate of Ramos and unbeknownst to his guests, an informant for the Bureau of Alcohol, Tobacco, and Firearms (“ATF”). Dyott would later testify that while staying at his apartment, Doucette said that he and Duval had stolen a car from a convenience store and that they had some weapons in the trunk of that car that they wanted to “move” (ie., sell). Dyott also testified that Duval and Ramos were in the room when Doucette said this, and that Duval did not disavow Doucette’s statement. According to Dyott, Doucette also said that he and Duval were going to stay at a hotel the following night.
On January 31, 2003, a guest identifying himself as “Carlos Ramos” registered at the Chelmsford Best Western for himself and a guest named “Paul Santos.” They were assigned room 102. In filling out the registration form, “Ramos” identified his car as a “96 maroon Buick.” That same night, a call was placed from Room 102 to a cell phone provided to Dyott by the ATF.
On February 1, 2003, Dyott spoke with Daniel Meade, an ATF Agent, and told him that there was a stolen car with weapons at the Chelmsford Best Western. The ATF notified the Chelmsford police department, which sent Officers Tyros and Tine, joined by Agent Meade, to the Best Western to investigate the suspected stolen vehicle. Officer Tyros watched as a Caucasian male, later identified as Duval, *69 walked toward a maroon Buick carrying a black object, and paused briefly by the trunk of the car. Tyros testified that Du-val noticed his presence and walked back to room 102.
Later that day, Agent Meade encountered Duval and Doucette as they walked towards a gas station near the motel and asked them to identify themselves. Upon learning their identities, Agent Meade arrested Duval and Doucette on outstanding warrants. Meade found the keys to the stolen Buick in Doucette’s front pocket. A search of the car revealed a Remington rifle, a Remington shotgun, a Marlin rifle, and ammunition inside the trunk. Investigators found no fingerprints in the trunk, on the firearms, or the ammunition. However, Duval’s and Doucette’s prints were recovered from objects found in the passenger compartment.
On June 19, 2003, a complaint was filed with the United States District Court for the District of Massachusetts charging Du-val and Doucette each with being a felon in possession of a firearm, in violation of 18 U.S.C. § 922(g). The Government filed an indictment against Duval and Doucette on September 3, 2003. Both Duval and Dou-cette pleaded not guilty.
In an attempt to comply with Local Rule 116.1(c)(1) and
Brady v. Maryland,
On January 10, 2005, the Government moved to supplement its witness list to include Carlos Ramos, the acquaintance of Duval and Doucette who had allegedly rented the motel room for them. The Government disclosed in a letter to Duval and Doucette that Ramos had a history of drug abuse, and had once cooperated with the Government by making a “controlled buy.” The following week, on January 19, the Government sent a second letter to Duval and Doucette stating that Ramos had told the Government that he did not see any guns or hear either defendant make any reference to guns, and that Ramos had told Agent Meade in 2003 that he had no knowledge of a stolen car. Other than this disclosure, the Government indicated that it had no additional exculpatory information regarding Ramos.
Two days later, on January. 21, 2005, the Government sent another letter to Duval and Doucette. This time, the letter stated that the Government did have exculpatory information regarding Ramos, specifically that Ramos was offered leniency for his participation in the firearms transaction in exchange for becoming an informant. The letter also stated that Agent Meade had interviewed Ramos in February 2003, but that Meade had not made any notes of the interview. The letter stated that Meade had asked Ramos about his renting a hotel room for Duval and Doucette, but that he did not recall if he asked Ramos whether he was in the room with Dyott, Duval, and Doucette in late January when Doucette was alleged to have offered to sell Dyott *70 weapons. The Government continued to assert that Ramos had not been paid for his cooperation on the Duval and Doucette case. On January 31, 2005, the Government sent yet another letter to Duval and Doucette, amending its prior disclosure to add that Ramos had in fact attempted to make at least three or four controlled purchases for the ATF, and that Meade had given him money to buy telephone calling cards. On the sixth day of the trial— February 14, 2005 — the Government disclosed to Duval and Doucette, seemingly contrary to prior claims that Ramos had not been paid in connection with the present case, that an entry on the ATF payment roster indicated that Ramos had been paid $50 for “informant subsistence.” The entry included a reference to “Dueette [sic] & Duval.”
Duval and Doucette moved to dismiss the indictment because of a pattern of Government non-compliance with its disclosure obligations. The Government opposed the dismissal of the indictment, contending that neither Duval nor Doucette had suffered prejudice as a result of the belated disclosures. The court denied the motion to dismiss, stating that the Government had violated its Brady obligations, but that neither Duval nor Doucette were prejudiced.
Duval and Doucette also requested that the Government provide the records of each individual payment to Dyott and Ramos so they could determine if the Government had failed to disclose any other payments to the witnesses. Instead, the Government provided Duval and Doucette a summary of the payments made to Dyott. Duval and Doucette claimed that the summary was insufficient given the history of belated disclosures by the Government, and asked the court to compel production of the payment records, or in the alternative, to review the records in camera^ in order to determine whether any additional payments had been made to Dyott or Ramos. The court denied the request. 1
In addition, Duval moved to exclude as inadmissible hearsay Dyott’s testimony that Doucette had offered firearms for sale. The court denied Duval’s motion to exclude without prejudice, ruling that he could raise it again at trial if the Government failed to show that Doucette’s statement was either a statement in furtherance of a conspiracy or an adoptive admission by Duval.
The jury trial of Duval and Doucette began on February 7, 2005, and lasted eight days. At trial, Dyott testified that he had met with Duval, Doucette, and Ramos in late January, that Doucette had told him that he had firearms to sell, and that Duval said nothing when he heard this. Dyott also disclosed on direct examination his past and present drug habits, mental illness, and criminal history. Du-val and Doucette cross-examined Dyott as to his cooperation with the ATF and payments that he received. In addition, both Ramos and Agent Meade testified, along with various other witnesses.
During closing arguments, the Government noted that Duval had been within fifteen miles of the location where the Buick was stolen, that the Buick did not have firearms or ammunition in it when it was stolen, that the Buick was later found at the hotel where Duval and Doucette were staying, that Duval had suspiciously approached the vehicle but turned away when he saw the police, that Doucette had the keys to the vehicle, and that the trunk contained firearms and ammunition. The *71 Government then stated, “[Y]ou can stop right there ... because that evidence proves beyond a reasonable doubt that [Duval and Doucette] were in knowing possession [of the firearms and ammunition]. But there’s more.” The Government then noted that Dyott had testified that Dou-cette had admitted to possessing the firearms, and that Duval had remained silent. The Government acknowledged Dyott’s substantial credibility problems but said, “Take Mr. Dyott’s testimony, discount it altogether.... [T]here is still no reasonable doubt that these men possessed those guns and that ammunition.” Duval and Doucette then gave their closing arguments. Duval suggested that “the Government cannot get around the testimony of Robert Dyott. [If] Robert Dyott’s testimony [is] not in this case, there is no case.” Doucette stated, “[I]f you don’t believe Mr. Dyott’s testimony about a conversation he claims to have heard January 31st of 2003, if you don’t believe his testimony beyond a reasonable doubt, you cannot convict in this case.”
Duval and Doucette then asked the court to give two instructions to the jury. First, they asked the court to instruct the jury that, “if [you] do not. believe Mr. Dyott’s testimony beyond a reasonable doubt [about his alleged conversation with Doucette], [you] must acquit the defendant.” Second, Duval and Doucette asked the court to instruct the jury that “[o]ne cannot be found guilty of possessing an object unless he has knowledge of its presence. Knowledge alone, however, is not enough to prove possession. Similarly, mere presence in the -vicinity of the object is insufficient to prove possession.” The court refused both instructions, and instead instructed the jury as follows:
To possess something means to have control or dominion and control over something. It is not necessarily the same as legal ownership.
The law recognizes different kinds of possession. Possession includes both actual and constructive possession. A person who has direct, physical control of something on or around his person is in actual possession of it. A person who is not in actual possession but who has the-both the power and intention to exercise control or - dominion and control over something is in constructive possession of it. So whenever I use the word “possession” in these instructions, I mean both actual and constructive possession.
In considering the issue of possession in this case it is not necessary for you to conclude that a defendant in this case was in actual or constructive possession of the firearm and/or ammunition for a specified period of time.
More than one person can have control over the same firearms and/or ammunition. If this is so, then these people have what is called joint possession. For purposes of determining a defendant’s guilt, joint possession is not different from sole possession.
While you may consider a defendant’s proximity to the firearms and/or ammunition in deciding whether the government has established beyond a reasonable doubt that he possessed those items, mere proximity to the firearm and/or ammunition or mere presence of a defendant in the place where the firearm and/or ammunition were found is insufficient by itself to support a finding of possession.
The Government must also establish beyond a reasonable doubt as to each defendant that he knowingly possessed the firearms and/or ammunition in question. The word “knowingly” means that the *72 act was done voluntarily and intentionally and not because of ignorance, mistake, or accident. Thus, in order to convict a defendant, you must find beyond a reasonable doubt that he knew he was in possession of a firearm and/or ammunition and that he knew that what he possessed was a firearm and/or ammunition as we commonly use these words.
The jury convicted both Duval and Dou-cette on the sole count of being a felon in possession of a firearm: Presentence reports were prepared for both defendants, suggesting that they were subject to the Armed Career Criminals Act (“ACCA”), 18 U.S.C. § 924(e), which imposes a mandatory minimum sentence of fifteen years on any person convicted of a firearms charge who has been previously convicted of three violent felonies. Neither Duval’s nor Dou-cette’s prior convictions were alleged before the jury, and the jury made no finding as to them.
Both Duval and Doucette challenged the court’s ability to impose a sentence under the ACCA unless the predicate convictions had been proven to a jury. In addition, Duval stated that one of the predicate convictions being used to support his eligibility for an ACCA sentence, a conviction for assault and battery under Me.Rev.Stat. Ann. tit. 17-A, § 207(1)(A), was neither a violent crime nor a felony. The court rejected Duval’s and Doucette’s arguments and found them both to be subject to the ACCA because they had each been convicted of three prior felonies. The court imposed a sentence of 180 months on Du-val and 204 months on Doucette.
II. Discussion
Duval and Doucette appeal their convictions on the ground that the Government failed to meet its obligation to disclose exculpatory evidence under
Brady,
A. The Government’s Disclosure Obligations
Duval and Doucette argue that the Government failed to comply with its obligations under
Brady
and the Jencks Act to disclose exculpatory and impeaching evidence regarding Dyott and Ramos and that it should have been sanctioned accordingly. In addition, because of the belated disclosure that Ramos had been paid for his cooperation with the ATF, Duval and Doucette suggest that the Government may have failed to disclose additional payments made to Dyott and Ramos, and they argue that they were entitled to
in camera
review of the Government’s records of payments to confidential informants. We review the district court’s denial of sanctions and
in camera
review for abuse of discretion.
See United States v. Rosario-Peralta,
In
Brady v. Maryland,
the Supreme Court held that a prosecutor has a duty to disclose, upon request, “evidence
*73
favorable to an accused ... where the evidence is material either to guilt or to punishment, irrespective of the good faith or bad faith of the prosecution.”
We begin by noting that the Government’s conduct during the course of this prosecution was a clear violation of its Brady and Jencks Act obligations. The Government “amended” its disclosures of potentially exculpatory evidence no less than five times, each time disclosing information that further cast doubt on the testimony of Dyott and Ramos, two of the Government’s principal witnesses at trial. At least part of the problem appears to have been that the ATF agent involved in the investigation kept scant notes on conversations with Ramos that tended to exculpate his prime suspects, Duval and Doucette — a 'practice whose propriety is questionable. 2 Another part of the problem appears to have been shoddy record-keeping by the ATF with regard to payments to confidential informants. Finally, overly broad. statements by the Government that all exculpatory information had been- disclosed may have led Duval and Doucette to believe that the Government had in fact disclosed all that it knew, when it had not. Whether the late disclosures were the product of happenstance or of negligence is unclear, but we take this opportunity to remind prosecutors that disclosure of Brady and Jencks Act material is not a suggestion, but a constitutional and statutory obligation.
We are mindful that not all convictions must be vacated because of noncompliance with disclosure obligations; we must also determine whether the late-dis *74 closed information prejudiced Duval and Doucette’s ability to present their case. The first set of evidence belatedly disclosed by the Government was impeachment evidence regarding Dyott, namely that he had been treated for mental illness and had been paid $5,750 and given leniency in a prior ease in exchange for his services as a confidential informant. This information falls within the purview of Brady because it could be used to impeach the reliability and motivation of Dyott’s testimony. However, the last of these disclosures occurred in October 2004, nearly six months before the start of the trial. This left sufficient time for Duval’s and Doucette’s counsel to incorporate the information into their defense strategy. While we do not condone the lateness of these disclosures, we do not find that the district court abused its discretion in determining that the lateness did not prejudice Duval and Doucette in the preparation of their cases, and that sanctions were not warranted.
The second set of late disclosures involved statements by Ramos to Agent Meade that he had not heard Dyott and Doucette discussing the arms sale; this statement falls within the scope of material that must be disclosed under
Brady
because it casts doubt on both the Government’s claim that the conversation occurred, and the claim that Duval heard the statement and adopted the implicit admission of criminal activity by remaining silent. It also falls within the ambit of the Jencks Act, as it is a prior statement by a witness that relates to his trial testimony. However, as the Government points out, Ramos remained missing until January 2005, and it is unclear that Duval and Doucette could have located him before then. Furthermore, Ramos admitted during cross-examination that he had told Meade that he did not remember hearing anything about the sale of arms at the motel, and that he did not tell Meade anything about the stolen car when they met in February 2003. Thus, even assuming that Doucette and Duval could have located Ramos before that time and interviewed him regarding his statement, it is unclear what benefit this would have been to the defense strategy.
See Casas,
Finally, Duval and Doucette point to the mid-trial disclosure that the Government may have paid Ramos $50 in connection with his cooperation in another case. The Government has stated that it has no further records of payment, but Duval and Doucette, having observed a pattern of delayed disclosures, suggest otherwise. Thus, Duval and Doucette suggest that the proper remedy for this late disclosure is to give them the opportunity to examine the Government’s confidential informant payment records to determine if other payments have been made to Ramos.
3
In the alternative, Duval and Doucette propose that we direct the court to engage in an
in camera
review of the records to determine whether additional exculpatory material exists. Duval and Doucette suggest that their case is similar to
United States v. Rosario-Peralta,
Two principal differences between the present case and
Rosario-Peralta
support our conclusion that the district court did not abuse its discretion in failing to order
in camera
review of the Government’s payment logs. First, the defendants in
Rosario-Peralta
made a clear showing that the evidence they sought in fact existed; the Government had acknowledged the existence of the communication logs and that they dealt with the defendants’ case, but had argued that they were cumulative of other evidence presented. Here, Duval and Doucette have merely postulated a theory that additional records of payment to Ramos or Dyott exist; albeit a theory that was fostered by the Government’s pattern of non-disclosure. While we emphasize that the Government’s denial that additional
Brady
or Jencks Act material exists is not disposi-tive to our analysis, Duval and Doucette have not done much better than to take a shot in the dark. This is insufficient to establish the likelihood of a
Brady
violation,
United States v. Caro-Muñiz,
Second, the material sought in
Rosario-Peralta
was undisputably directly relevant to the key issue in the case: the tapes would either potentially reveal that the defendants’ boat had been the one pursued or that the Government had, in fact, lost track of the boat in question. In Duval and Doucette’s case, even if there were an adequate showing that records of additional payments made to Ramos or Dyott existed, they would not bear directly on the guilt or innocence of either defendant. Although the records would have some utility as impéachment evidence, Duval and Dou-cette were already aware that Ramos and Dyott had accepted payments from the ATF.
4
Thus, the records would have been cumulative of other evidence, and it is unclear that their addition would have “put the whole case in such a different light as to undermine confidence in the verdict.”
Casas,
In short, while we disapprove of the practice of belated disclosures of Brady and Jencks Act material, we do not find that the Government’s conduct in this case was so prejudicial that the district court abused its discretion in denying sanctions.
B. Use of the Adoptive Admission Against Duval
Duval’s next claim of error concerns the district court’s decision to admit *76 against him the testimony of Dyott, who claimed that Doucette said that he and Duval wanted to sell firearms in their possession. The Government claimed that Dyott’s testimony implicated Duval because Duval was present when the incriminating statement was made yet. did not attempt to disassociate himself from it, and thus was admissible as an adoptive admission by an opponent party. See Fed. R.Evid. 801(d)(2)(B). 5 On January 27, 2005, Duval filed a written motion to exclude the use of Dyott’s testimony as inadmissible hearsay. On February 4, 2005, the district court denied Duval’s pretrial motion without prejudice to its renewal during trial. At the Government’s request, the statement was admitted at trial.
While the admissibility of evidence is ordinarily reviewed for abuse of discretion,
United States v. Barrow,
We have long recognized “so-called adoptive admissions, including admissions by silence or acquiescence,” as admissible against a party-opponent pursuant to Federal Rule of Evidence 801(d)(2)(B).
United States v. Fortes,
In the present case, Dyott testified as to the incriminating nature of Doucette’s statement and placed Duval at the scene of the conversation. Duval argues that these foundational facts — which were proffered by the Government — were insufficient to prove that he heard the statement, and thus for it to be admitted as an adoptive admission. While in some cases, the paucity of facts introduced at trial precludes any reasonably grounded finding of actual acquiescence,
see, e.g., United States v. Moore,
In the present case, the trial court properly found that the Government laid an *77 adequate foundation for the admission of Dyott’s testimony by offering testimony that the conversation between Dyott and Doucette took place in a small room, and that Duval was in that room, testimony from which it could be reasonably inferred that Duval heard Doucette’s statements. Although Duval offered the contrary testimony of Ramos, who stated that he did not hear the conversation between Dyott and Doucette, the ultimate question of whether to believe Ramos’s testimony and to infer from it that Duval also did not hear Dou-cette was properly left to the jury. Because the court properly found that a foundation existed for the admission of Dyott’s testimony against Duval, we see no basis for concluding that the district court erred, plainly or otherwise, in admitting his testimony against Duval.
C. Instructional Errors
Duval and Doucette argue that the court erred in denying their request for two jury instructions. First, Duval and Doucette contend that the court erroneously denied their request to instruct the jury on the sufficiency of evidence against them. Second, Duval and Doucette argue that the court erred in refusing to give their requested instruction on the elements of constructive possession.
The standard of review varies with respect to claims of instructional error.
See United States v. Figueroa-Encarnación,
1. The “Constructive Possession” Instruction
Duval and Doucette claim that the court’s instructions on constructive possession were insufficient because it failed to give their requested instruction that “knowledge alone, however, is not enough to prove possession. Similarly, mere presence in the vicinity of the object is insufficient to prove possession.” Duval and Doucette suggest that by failing to give this instruction, the jury was allowed to equate knowledge with possession, and that knowledge alone is not sufficient to establish constructive possession.
Applying the three-factor test set forth in
White,
The district court did not abuse its discretion in denying the requested instruction, however, because the law of con
*78
structive possession was “substantially incorporated into the charge as rendered.”
White,
2. The “Sufficiency” Instruction
Duval and Doucette also argue that the court erred by refusing to instruct the jurors that, “if they do not believe Mr. Dyott’s testimony beyond a reasonable doubt [that Doucette had told Dyott about the stolen guns], ... they must acquit the defendant.” As we have already explained, the court correctly gave detailed instructions on the elements of the offenses with which Duval and Doucette were charged and a defendant is not entitled to an instruction “on every particular that conceivably might be of interest to the jury.”
Rosario-Peralta,
Nevertheless, Duval and Doucette put a new twist on their claim, arguing that the requested instruction was necessary because the prosecutor suggested on closing that, in fact, there was sufficient evidence apart from Dyott’s testimony to convict Duval and Doucette. In analyzing this claim of prosecutorial misconduct, our first step is to determine whether the prosecutor did in fact make “improper statements” to the jury on closing.
See United States v. Lowe,
We set forth the standard for establishing constructive possession in
Wight:
the Government must show “that the defendant had dominion and control over the area where the contraband was found.”
The prosecutor argued to the jury that, even if they disregarded Dyott’s testimony (which had been heavily impeached at trial), the remaining evidence was sufficient to convict. Duval and Doucette argue that the Government’s evidence was insufficient, as a matter of law, for the jury to infer constructive possession because apart from Dyott, there was no direct evidence that they knew that the firearms were in the trunk. In support of this claim, Duval and Doucette provide a litany of supposedly analogous cases in which findings of constructive possession were overturned.
See, e.g., United States v. Reece,
We agree that the evidence could have supported a jury inference that Duval and Doucette did not constructively possess the weapons. However, that is not the question on appeal. The jury found Duval and Doucette guilty, and thus we must determine whether,, as a matter of law, the prosecutor was incorrect when he stated that the jury could infer from the evidence presented that Duval and Dou-cette constructively possessed the firearms found in the trunk even if they disregarded Dyott.
We conclude that there was sufficient evidence apart from Dyott’s testimony for the jury -to infer that Duval and Doucette constructively possessed the firearms found in the trunk, and thus that the prosecutor’s arguments were not improper. Like the defendants in
Liranzo,
the evidence suggests Doucette and Duval exercised “exclusive dominion and control over the location of the gun.”
Accordingly, this is not a situation where the evidence showed only a defendant’s “mere proximity” to weapons.
See Soto,
Thus, because there was sufficient evidence apart from Dyott’s testimony that Defendants constructively possessed the weapons found in their car, we find no error in the denial of a jury instruction to the contrary.
D. Constitutional Challenges to the ACCA
Duval and Doucette both argue that the Government’s failure to plead and prove their prior convictions to the jury renders ACCA sentences invalid under the Sixth Amendment. We review constitutional challenges to the ACCA
de novo. United States v. McKenney,
The Supreme Court rejected this very argument in
Almendarez-Torres v. United States,
E. Duval’s Challenges to the ACCA Sentence
In addition to his constitutional arguments, Duval contends that he should not be subject to an ACCA sentence because he has not been convicted of three violent felonies. The ACCA imposes a mandatory minimum sentence on defendants convicted of “three previous convictions by any court ... for a violent felony.” 18 U.S.C. § 924(e)(1). A violent felony is defined as “any crime punishable by imprisonment for a term exceeding one year ... [that] has as an element the use, attempted use, or threatened use of physical force against the person of another ... or otherwise involves conduct that presents a serious potential risk of physical injury to another.”
Id.
§ 924(e)(2)(B). In determining whether a conviction was for a violent felony, the trial court may look “only to the fact of conviction and the statutory definition of the prior offense.”
Taylor v. United States,
There appears to be no dispute among the parties that Duval had been convicted of at least two violent felonies prior to his conviction for the instant offense. Thus, the dispute centers around Duval’s third conviction, a conviction for assault and battery under Me.Rev.Stat. Ann. tit. 17-A, § 207, which provides in part that it shall be a crime for a person to “intentionally, knowingly or recklessly *81 cause [ ] bodily injury or offensive physical contact to another person.” 6 Ordinarily, simple assault and battery is punishable in Maine as a “Class D” offense, id., which provides for a maximum sentence of up to one year in prison, id. § 1252(2). However, because Duval had previously been convicted of two misdemeanor assaults, he was sentenced under Maine’s recidivist offender statute, making Duval’s conviction a “Class C” offense, id., which provided for a maximum sentence of five years in prison, id. § 1252(4-A). Duval offers two arguments as to why his third conviction should not qualify as a violent felony for the purposes of the ACCA.
1. The Recidivist Sentencing Enhancement
First, Duval argues that because assault is usually punishable as a Class D felony with a maximum term of less than one year in prison, his conviction was for a misdemeanor, and thus not a “felony,” even though the sentence he received was five years because of Maine’s recidivist sentencing statute. Thus, Duval asks us to decide whether the word “crime” as used in 18 U.S.C. § 924(e)(2)(B) means criminal conduct (assault) or criminal conduct in combination with certain attendant circumstances (assault plus recidivism). We ordinarily review de novo a claim that a defendant is not subject to the ACCA de novo. United States v. Mastera, 435 F.3d 56, 59 (1st Cir.2006).
This question is a novel one in this circuit, but has been addressed by other courts. Duval urges us to adopt the reasoning of the Ninth Circuit in
United States v. Corona-Sánchez,
The Government, on the other hand, urges us to adopt the reasoning of the Fifth and Seventh Circuits. In
Mutascu v. Gonzáles,
the Fifth Circuit found that where a defendant had been previously convicted and sentenced under California’s recidivist sentencing statute, the ultimate conviction was not merely for “petty theft,” but rather for “petty theft with prior jail term.”
The parties also point to recent Supreme Court decisions on sentencing issues to support their positions. In
Ap-prendi,
the Supreme Court very explicitly stated that “recidivism ‘does not relate to the commission of the offense’ itself.”
These arguments highlight two conundrums. The first is that by using state-law definitions of crimes to determine sentencing on federal offenses, Congress may have allowed states to disturb the balance struck in the ACCA: repeat offenders would be subject to higher sentences, but only if they had committed three violent felonies. For example, it appears that under Maine’s recidivist sentencing statute, a person might be convicted of three violent “felonies” (and thus sentenced under the ACCA) even if he had only been twice convicted of certain felony offenses (robbery) and once of a misdemeanor offense (assault). This would seem to disturb Congress’s determination that the ACCA should be applied only to hardened criminals, ie., those who have committed three (rather than two) crimes whose nature is so serious that they are punishable as felonies.
Second, this case highlights the ambiguous status accorded to recidivist sentencing statutes. The Government asks us to classify Duval’s third offense as “recidivist assault,” an offense that is different than non-recidivist assault. However, in light of the Supreme Court’s holding in
Appren-di
that a maximum sentence may not be raised based on elements of the offense not pleaded and proven to a jury,
In spite of the difficult questions that the Government’s position presents, we are ultimately persuaded that logic and precedent support the conclusion that Du-val was - convicted of “recidivist assault,” and thus was convicted of a felony. First, although
Apprendi
stated that recidivism did not
necessarily
relate to the commission of an offense,
Furthermore, although there are some anomalies in having Maine’s recidivist offender statute affect the operation of the ACCA’s recidivist offender scheme, this is not a unique situation. A single conviction in Maine for simple assault is ordinarily not treated as a felony for ACCA purposes because it carries a penalty of less than one year, Me.Rev.Stat. Ann. tit. 17-A, §§ 207, 1252(2), whereas a conviction for the exact same conduct in Massachusetts would be treated as a felony because Massachusetts law punishes assault by up to two and a half years, Mass. Gen. Laws ch. 265, § 13A(a). Moreover, states use different characteristics to categorize the same crimes as felonies or misdemeanors. Maine makes assault a felony if it is accomplished with the use of a firearm,
see State v. Gilbert,
In “enhancing” this [federal firearms] offense with [ACCA]-type sanctions, if the defendant has been convicted three times of robbery or burglary, we are “enhancing” an existing Federal crime, which would alleviate many of the problems associated with [the ACCA] such as the issue of a local D.A. veto or the difficulties encountered by Federal courts in applying State robbery and burglary laws in Federal prosecutions.
H.R.Rep. No. 1073 at 5, reprinted in 1984 U.S.C.C.A.N. 3665. We can only assume that Congress thought that these federalism concerns would outweigh whatever inconsistencies arose.
In addition, as one of the dissents in Corona-Sánchez pointed out:
Raising an offense from a misdemeanor to a felony has effects far beyond the extra time defendant might serve. While employers may be willing to over *84 look a misdemeanor in potential employees, they are much less likely to' hire convicted felons, especially for positions of trust and responsibility. Suffering a felony conviction, rather than a misdemeanor, can also have serious effects on personal relationships and reputation in the community. Moreover, under [California] law, felons suffer a variety of limitations and disabilities that misde-meanants do not. Misdemeanor sentences are served in local jails, while felony time is spent in state prison. For the rest of their lives, felons (but not misdemeanants) are denied the right to vote ... and the right to bear arms.
Corona-Sánchez,
If Congress finds fault in the pattern of inconsistent sentences mandated by the ACCA, it is within its power to amend it. However, as it presently stands, the ACCA defines a felony as “any crime punishable by imprisonment for a term exceeding one year.” 18 U.S.C. § 924(e)(2)(B). Because Duval was convicted of a crime which provided for punishment of up to five years, he has been convicted of a felony for the purposes of the ACCA.
2. Is Assault a Violent Crime in Maine?
Duval also argues for the first time on appeal that even if his assault conviction was for a felony, it was not for a violent crime. Duval argues that because the charging documents and plea agreement provide no indication as to the nature of the assault that he committed, we must find that he engaged in the minimum level of culpable conduct punishable under the assault statute,
i.e.,
“recklessly causing offensive physical contact,” and that this conduct would not qualify as a violent crime. Because Duval did not raise this objection to his sentence below, we review that objection for plain error.
United States v. Bennett,
We detect no plain error in the district court’s determination that a conviction in Maine for simple assault constitutes a crime of violence for the purposes of the ACCA. In
United States v. Nason,
we explicitly stated that “both variants of assault regulated under Maine’s general-purpose assault statute necessarily involve the use of physical force,” and concluded that a conviction in Maine for simple assault qualified as a crime of domestic violence for the purposes of 18 U.S.C. § 922(g)(9).
III. Conclusion
For the foregoing reasons, we affirm the judgment of the district court.
Affirmed.
Notes
.
Cf. United States v. Houlihan,
. Assuming that they found additional exculpatory information, Duval and Doucette argue that they would be entitled to a new trial or dismissal of the indictment altogether.
. Our belief that Duval and Doucette were not prejudiced is bolstered by the fact that the known payments to Ramos were not used to impeach him at trial.
. The Government also claimed that Dou-cette’s statement was admissible as a statement in furtherance of a conspiracy. Because we find this statement admissible as an adoptive admission, we need not reach this issue.
. Because we are unaware of additional information regarding Duval’s conviction that could be considered under
Shepard,
we must rely only on the fact of conviction and the statutory definition of the crime for which Duval has been convicted.
See United States v. Walter,
. Although my colleagues would prefer not to address the issue, I consider that circuit law on this point is in some disarray. We have strongly suggested that a conviction under the Massachusetts assault and battery statute— which is similar to the Maine statute — would not constitute a crime of violence for purposes of the ACCA absent evidence that the conviction was for a "violent” assault, rather than for an offensive contact.
See United States v. Mangos,
