ORDER GRANTING PLAINTIFF’S MOTION FOR SUMMARY JUDGMENT AND GRANTING PERMANENT INJUNCTION
BACKGROUND
This case first came before the Court in 1994 on Plaintiff United States’ motion for injunctive and declaratory relief against Defendant Stephen Paul Dunifer for violation of 47 U.S.C. § 301, which prohibits the operation of a radio station without a license. In opposition to the United States’ motion, Mr. Dunifer did not dispute that he was operating a micro radio station, “Free Radio Berkeley”, without having applied for a license. 1 Instead, Mr. Dunifer raised several affirmative defenses challenging Federal Communication Commission (“FCC”) regulations governing the licensing of micro radio broadcasting.
Mr. Dunifer claimed that new technology enables micro radio stations such as his to broadcast locally, on frequencies between those of higher-powered stations, without causing interference with those stations. According to Mr. Dunifer, small, local, poorly-financed stations would offer program content different from that provided by larger, *1238 necessarily well-financed, stations. Mr. Dunifer argued that he should not be enjoined from broadcasting because the FCC’s refusal to license micro radio stations amounts to a content-based restriction on speech that violates the First Amendment and is not justified under the FCC statutory mandate to regulate in the public convenience, interest and necessity. 2
The United States did not respond directly to Mr. Dunifer’s constitutional attack on the regulations, but instead argued that the FCC’s statutory authority to regulate and license broadcasters is constitutional.
The Court ruled that, on the limited record before it, the United States had shown probable success on the merits on the issue that Mr. Dunifer had broadcast without a license, but that the United States had failed to show a probability of success on the constitutional issues raised by Mr. Dunifer. See Memorandum and Order Denying Plaintiffs Motion For Preliminary Injunction and Staying This Action at 8-4. For that reason, the Court denied the motion for a preliminary injunction. Under the doctrine of primary jurisdiction, the Court stayed the case so that the issue of the constitutionality of the Class D regulations could first be addressed by the FCC either in the context of Mr. Dunifer’s pending forfeiture proceeding 3 or in the context of the FCC’s rule-making powers. Id. at 10.
On August 2, 1995, the FCC issued its Memorandum Opinion and Order in Mr. Dunifer’s forfeiture proceeding (“Forfeiture Order”). In the Forfeiture Order, the FCC concluded that the Class D regulations do not violate the First Amendment or the FCC’s mandate to regulate in the public interest.
After the FCC issued the Forfeiture Order, the United States filed a motion for summary judgment in this ease. In the summary judgment motion, the United States still did not discuss the merits of Mr. Dunifer’s constitutional claims. Instead it argued that, by statute, this Court lacks jurisdiction to hear Mr. Dunifer’s challenge to the Class D regulations because exclusive jurisdiction over any challenge to FCC regulations is vested in the courts of appeals. 4 Mr. Dunifer responded that the Court had jurisdiction over his affirmative defenses and renewed his First Amendment arguments. 5
The Court entered an Order Denying Plaintiffs Motion for Summary Judgment Without Prejudice and Requesting Further Briefing, ruling that 47 U.S.C. § 401(a), which provides the district court with jurisdiction over the United States’ charge of broadcasting without a license, also provides the Court with jurisdiction over any valid defense to the charge. However, the Court noted that neither party had addressed the issue of whether Mr. Dunifer’s claim that the *1239 Class D regulations are unconstitutional is a valid defense in an action brought by the United States to enjoin him from broadcasting "without a license, given that he has never applied for a license. The Court ordered further briefing on this issue, which both parties have filed. Having considered all the papers filed by the parties, the Court GRANTS the United States’ motion for summary judgment and ENJOINS Mr. Dunifer from broadcasting without a license. This ruling is not based on the merits of Mr. Dunifer’s criticisms of the FCC’s refusal to license micro broadcasters. As discussed below, Mr. Dunifer does not have standing as required by Article III of the United States Constitution to challenge the Class D regulations as they have been applied to him; they have not been applied to him because he has never applied for a license. Mr. Dunifer also lacks standing to assert a challenge to the regulatory scheme on the ground that it is unconstitutional in every conceivable application. Mr. Dunifer does have standing to raise his claim that the regulations are over-broad, but this claim fails.
DISCUSSION
I. Article III Standing
Article III of the Constitution of the United States limits the jurisdiction of federal courts to deciding cases and controversies.
See Dugan v. Defenders of Wildlife,
Mr. Dunifer argues that he need not establish standing because standing must be shown by plaintiffs who invoke federal court jurisdiction, not by defendants like himself. It is true that the doctrine of standing is usually raised by the defendant, because the plaintiff is the party who is invoking the jurisdiction of the court. The Seventh Circuit has stated that the standing doctrine applies only to plaintiffs.
See Wynn v. Carey,
In
Hugs,
the defendants were convicted of taking and purchasing eagles in violation of the Bald and Golden Eagle Protection Act (“BGEPA”).
Id.
at 1377. Regulations allowed enrolled Native Americans to obtain eagles or eagle parts for religious use through a permit system.
Id.
The defendants had not applied for a permit.
Id.
The defendants admitted they had trapped and killed eagles, but defended their actions by arguing that their right to the free exercise of their religion was infringed upon by the existence of the BGEPA and by the difficulty of obtaining a permit.
Id.
The Ninth Circuit ruled that the defendants could bring a facial challenge to the BGEPA and its regulations, but because they had failed to apply for a permit, they lacked standing to defend themselves based on an as-applied challenge.
Id.
at 1378-79. Similarly, in
Golden Eagles,
a forfeiture action brought by the government, the court ruled that a claimant who had failed to apply for a permit as required by the BGEPA did not have standing to defend against the forfeiture with an as-applied challenge to the BGEPA or its implementing regulations, but did have standing to bring a facial challenge.
Where the defendant asserts an affirmative defense requiring the litigation of issues not encompassed in the plaintiff’s casein-chief, the defendant is in a similar situation on those issues to a plaintiff who is invoking the jurisdiction of the court.
See
*1240
e.g. Federal Deposit Ins. Corp. v. Main Hurdman,
Mr. Dunifer admits that he has not applied for a license or a waiver pursuant to the Class D regulations. Thus, the Class D regulations have not been applied to him and he has no standing to bring an as-applied challenge to them.
Mr. Dunifer argues that he should be excused from applying for a license because doing so would be futile. Some circuits have excused on grounds of futility the threshold standing requirement that the plaintiff submit to the policy being challenged by applying for the benefit regulated by that policy.
See e.g. Jackson-Bey v. Hanslmaier,
Mr. Dunifer argues that his application to the FCC for a license would be futile because the FCC lacks jurisdiction to determine the constitutionality of regulations it has promulgated, because the FCC has clearly stated in other proceedings that it will not decide the constitutional issues he raises, and because the FCC has never granted a waiver to a micro radio station.
Mr. Dunifer’s contention that the FCC does not have jurisdiction to determine the constitutionality of its regulations is incorrect.
See e.g. Meredith Corp. v. FCC,
Mr. Dunifer’s next contention is that applying for a license would be futile because he has fairly presented the constitutional issues to the FCC in his Application for Review of the Forfeiture Order and the FCC has clearly indicated in its decision on the Application that it would not address these issues. The United States counters that Mr. Dunifer’s presentation of the constitutional issues in his forfeiture proceeding is not the equivalent of applying for a license and requesting a waiver.
A correctly plead application for a license to broadcast on an FM noncommercial educational radio station must show compliance with many rules, and a request for a waiver of any of the rules must be included with the license application.
See
Declaration of Linda Blair, Acting Chief, Audio Services Division, Mass Media Bureau, FCC at 3:10-14; 47 C.F.R. § 73.3533(a)(5). The premise of a waiver application is that the rule to be waived is valid, but that the rule is not in the “ ‘public interest’ if extended to [the] applicant who proposes a new service that will not undermine the policy, served by the rule, that has been adjudged in the public interest.”
WAIT Radio,
Based upon the documents Mr. Dunifer has filed with the Court, it appears that Mr. Dunifer’s arguments to the FCC in his forfeiture proceeding were that the Class D rules generally are not valid because they violate the First Amendment and are not in the public interest.
See
Dunifer Decl. in Support of Opposition to Plaintiff’s Motion for Preliminary Injunction, Exs. A and B. It does not appear that Mr. Dunifer argued or presented evidence to support the position that the Class D regulations, as applied to his new service, are not in the public interest. For this reason, the fact that the FCC declined to address the constitutional issues in the context of the forfeiture proceeding does not mean the FCC will also decline to address the constitutional issues when properly raised in an application for a license and a request for a waiver.
See also Writers Guild of America, West, Inc. v. American Broadcasting Co., Inc.,
In response to Mr. Dunifer’s claim that the FCC has never granted a waiver to a Class D broadcaster, the United States cites
Turro v. FCC,
Finally, Mr. Dunifer makes an effort, in a footnote at the end of his supplemental brief, to overcome the consequences of his failure to apply for a license by stating that he is “in effect, challenging the statutes [47 U.S.C. § 301, prohibiting broadcasting without a license, and 47 U.S.C. § 401, authorize ing the government to enjoin anyone who broadcasts without a license], as applied to him via the regulations.” This argument fails because only the statutes, not the regulations, have been applied to Mr. Dunifer. Throughout his opposition to the United States’ original summary judgment motion, Mr. Dunifer stated that it is not the statutes, but the FCC Class D regulations that he is challenging. If Mr. Dunifer were challenging the constitutionality of the statutes he would fail because the statutes have been found to be constitutional by the Supreme Court.
See Nat'l Broadcasting Co. v. United States,
Because Mr. Dunifer has never applied for a broadcasting license or a waiver of the regulations disallowing applications by Class D broadcasters, he does not have standing to challenge those regulations.
II. Standing Under First Amendment Jurisprudence
Mr. Dunifer argues that he has standing to raise a facial challenge to the Class D regulations because, in First Amendment cases, the Supreme Court has relaxed the general rules of standing.
In a recent case, the Ninth Circuit explained that there are two ways in which legislation can be challenged on the ground that it is unconstitutional on its face.
See Foti v. City of Menlo Park,
As discussed above, Mr. Dunifer lacks standing to bring an as-applied challenge to the Class D regulations. Therefore, he lacks standing to claim that the Class D regulations are unconstitutional in every conceivable application. In fact, Mr. Dunifer acknowledges that requiring micro radio broadcasters to be licensed is necessary and constitutional. Even with advanced technology, not all micro radio stations could broadcast without causing interference with other radio stations. Therefore, application of the Class D regulations, in conjunction with considering waiver requests, is not unconstitutional in every conceivable instance.
The Supreme Court has recognized a doctrine in First Amendment cases that does relax the usual standing requirement. The overbreadth doctrine allows a litigant to claim that the legislation in question prohibits such a broad range of protected speech that it may chill the speech of third parties, even if the litigant’s own speech is not protected.
See id.
at 798;
Foti,
Claims of facial overbreadth have been allowed against statutes that regulate the time, place and manner of communicative conduct, including licensing statutes that delegate standardless discretionary power to administrators resulting in unreviewable prior restraints on First Amendment rights.
See Broadrick v. Oklahoma,
In
Shuttlesworth v. City of Birmingham,
The United States argues that the First Amendment cases addressing over-broad licensing schemes do not apply here because the First Amendment right of freedom of speech does not include the right to broadcast over radio frequencies without a license. Although the right to broadcast is not as broad as the right to speak, write or publish, it does implicate the First Amend
*1243
ment.
See Red Lion Broadcasting Co. v. FCC,
Therefore, if the regulatory scheme that Mr. Dunifer challenges were unconstitutionally overbroad on its face, the fact that Mr. Dunifer has not applied for a license would not deprive him of standing to challenge it.
Mr. Dunifer proffers two theories in support of his argument that the regulations constitute an overbroad licensing scheme creating a prior restraint on speech. First, citing
Shuttlesworth,
As noted above, in WAIT Radio, the D.C. Circuit remanded the FCC’s denial of an applicant’s waiver request to the FCC for a clearer statement of reasons for its denial. Id. at 1156. The court explained that the FCC must give serious consideration to meritorious applications for waiver, including non-frivolous First Amendment claims when supported by adequate factual material. Id. at 1156-57. Pursuant to WAIT Radio, the FCC is bound to consider seriously any correctly plead application for a waiver that Mr. Dunifer files. If the FCC denies Mr. Dunifer’s application for a waiver, it must “articulate with clarity and precision its findings and the reasons for its decisions.” Id. at 1156. The Court finds that these judicial guidelines, within the context of the FCC’s mandate to administer for the public interest, convenience and necessity, provide sufficient standards for the FCC’s decision whether to grant or deny a waiver application filed by Mr. Dunifer or any other aspiring Class D broadcaster.
Second, Mr. Dunifer argues, citing
Bernstein v. United States Dep’t of State,
The FCC regulatory scheme sets forth adequate procedures for processing applications for a license and requests for a waiver, thus fulfilling the first Freedman requirement. See 47 C.F.R. § 73.3573 (providing procedures for processing FM broadcast station applications); 47 C.F.R. § 1.3 (waiver provision). By statute, a denial of an appli *1244 cation for a license or request for a waiver is appealable to the Court of Appeals for the District of Columbia, fulfilling the second Freedman requirement. See 47 U.S.C. § 402(b)(1). Moreover, any party may submit a petition for the issuance, amendment or repeal of any FCC rule or regulation. See 47 C.F.R. § 1.401(a). A petition for rule-making is subject to the procedures set forth in 47 C.F.R. Part 1 Subpart C. Any denial of a petition for the issuance, amendment or repeal of a rule or regulation is a final order of the FCC subject to appeal in any court of appeals. See 47 U.S.C. § 402(a); 28 U.S.C. § 2842. The Court finds that the regulatory scheme here withstands constitutional scrutiny because it specifies procedures which the FCC must follow and it provides for judicial review of any improper FCC ruling.
Thus, Mr. Dunifer’s claims that the regulations are unconstitutional in every conceivable application and that they are overbroad must fail.
CONCLUSION
For the foregoing reasons, the United States’ motion for summary judgment must’ be GRANTED. Accordingly, Mr. Dunifer, and all persons in active concert or participation with him, are hereby ENJOINED:
(a) From making radio transmissions within the United States unless and until they first obtain a license from the FCC;
(b) From doing any act, whether direct or indirect, to cause unlicensed radio transmissions or to enable such radio transmissions to occur. - '
Judgment shall enter for Plaintiff. Each party shall bear its own costs.
IT IS SO ORDERED.
Notes
. Mr. Dunifer refers to his low-powered radio station as a micro radio station. FCC regulations apply the term Class D station to any station, such as "Free Radio Berkeley”, that operates with minimum effective radiated power of less than 100 watts.
. The FCC regulatory scheme currently precludes the licensing of Class D stations. See e.g., 47 C.F.R. § 73.512(c) (except in the state of Alaska, the FCC will not accept new applications for licenses from Class D stations); 47 C.F.R. § 73.211(a) (FM stations must operate with a minimum effective radiated power of 100 watts); 47 C.F.R. § 73.511(a) (no new noncommercial Educational station will be authorized with less than the minimum power requirement for Class A stations [100 watts]). (Hereinafter, "Class D regulations”). However, any of the FCC’s rules may be waived on petition if good cause is shown. See 47 C.F.R. § 1.3.
. In 1993, before the United States filed its complaint in this Court, the FCC had imposed a monetary forfeiture against Mr. Dunifer. Mr. Dunifer had filed an application for review of the forfeiture order with the FCC, raising the same constitutional arguments that he raised in response to the motion for preliminary injunction. At the time the motion for preliminary injunction was argued before the Court, the FCC had not yet responded to Mr. Dunifer’s application for review.
. Pursuant to 47 U.S.C. § 402(b)(1), appeals of the FCC's denial of an application for a license or waiver of its rules must be taken to the United States Court of Appeáls for the District of Columbia. Pursuant to 47 U.S.C. § 402(a) and 28 U.S.C. § 2342, appeals of any final order of the FCC may be taken to the court of appeals for any circuit.
. Mr. Dunifer did not reassert other claims that he had raised in his opposition to the United States’ motion for injunctive and declaratory relief, namely that the FCC promulgated the Class D regulations in violation of its authority under the commerce clause and that the Class D regulations violate the United Nations Declaration on Human Rights, the International Covenant on Civil and Political Rights, and the American Convention on Human Rights.
