Appellee Janadriek Kemont Drones was convicted of (1) conspiracy to possess crack cocaine with intent to distribute and (2) aiding and abetting possession of crack cocaine. Drones petitioned for federal ha-beas corpus relief claiming, inter alia, ineffective assistance of counsel. After conducting an evidentiary hearing, the district court granted habeas relief, holding that Drones’s trial counsel was ineffective in failing to investigate and present voice identification evidence. The district court then vacated Drones’s convictions and ordered a new trial. The United States of America (the “government”) now appeals the district court’s ruling, arguing that Drones received effective assistance of counsel. For the reason set forth below, we reverse the judgment of the district court.
I
A
On April 25, 1995, Sergeant Gregory Haire of the Texas Department of Public Safety (“DPS”) met with two confidential informants (“CIs”) about arranging a purchase of crack cocaine. Pursuant to Haire’s request, the CIs contacted two individuals whom they had identified as possible drug dealers. "When one of the individuals returned the call, DPS recorded the telephone conversation as well as a second call from the same individual made later the same day. During the course of these conversations, the CIs planned to meet the caller at a Burger King restaurant to complete the drug transaction.
Later that afternoon, Haire and the CIs went to the parking lot of the Burger King where they saw a parked Ford Mustang. "When the CIs approached the vehicle, the occupants of the car — Vernon and Arnold Freddie (the “Freddies”) and Drones — let them into the car and began to weigh the drugs. When Haire signaled for arrest, nearby officers surrounded the car and arrested the Freddies as well as Drones, who was by then standing outside of the car. Drones and the Freddies were charged with (1) conspiring to possess cocaine base with intent to distribute, (2) aiding and abetting in the possession of cocaine base with intent to distribute, and (3) aiding and abetting in the use and carrying of a firearm in relation to a drug trafficking offense.
Drones was tried with Vernon Freddie.
1
Before the case was submitted to the jury, the trial court granted Drones’s motion for judgment of acquittal on the firearm count but denied Drones’s motion with respect to the other two counts. At trial, Haire testified that Drones was sitting in the driver’s seat during part of the drug transaction. At the time of the arrest, Haire stated, Drones was standing outside of the car and “made a motion as if to attempt to run” when approached by the police. When the police searched the vehicle, they
While Haire was on the witness stand, the government tapes were played for the jury, and Haire testified that he recognized Drones’s voice as the “unknown” speaker on the tapes. On cross-examination of Haire, Drones’s court-appointed counsel, Christopher Goldsmith, emphasized the sloppy nature of the police investigation and the fact that, despite the high reliability of voice identification evidence, the government had put forth no expert testimony identifying Drones’s voice as the unknown voice on the tapes. Goldsmith presented no expert voice identification evidence of his own. 2
Goldsmith called several witnesses to testify in Drones’s defense. First, the Freddies both testified that Drones did not participate in the drug transaction. Arnold Freddie further testified that he was involved in the taped phone conversations, and that he did not recognize Drones’s voice on the government tapes. He stated that the first time he met Drones was in the Burger King parking lot.
Next, Krisna Brown-Drones (“Krisna”), Drones’s then-fiancee, testified that she was with Drones on the day of the arrest. More specifically, she testified that she and Drones were at her sister’s apartment, which did not have a phone, between noon and 4:30. At approximately 4:30, Krisna testified, Drones left the apartment to get something to eat.
The jury convicted Drones of both drug charges. Shortly thereafter, the trial court reconsidered and granted Drones’s motion for judgment of acquittal on the conspiracy and aiding and abetting claims. In reversing its prior ruling, the court found that (1) Drones’s voice was probably not on the tape, and (2) the government had presented insufficient evidence to convict Drones. The government appealed, and we reversed and remanded with instructions to the district court to reinstate the jury verdict. On remand, the district court reinstated the verdict and sentenced Drones to 210 months imprisonment. We affirmed the conviction and sentence.
B
Drones filed a timely motion to vacate, set aside, or correct his sentence pursuant to 28 U.S.C. § 2255 claiming, inter alia, that he was denied effective assistance of counsel. Specifically, Drones contended that Goldsmith had rendered ineffective assistance by failing to investigate and present expert and layperson voice identification testimony that his voice was not on the government tapes. The district court conducted an evidentiary hearing on the issue of “whether counsel’s failure to investigate exculpatory evidence regarding Drones’s identity rendered his performance constitutionally deficient.”
Drones, represented by newly appointed counsel, presented four witnesses at the evidentiary hearing. First, Steve Cain, a forensic scientist and voice identification expert, testified about the procedures used in voice analysis and his own analysis of the government tapes.
3
Cain testified that, after comparing the unknown voice on the government tapes with a voice exemplar obtained from Drones, he reached a finding of “probable elimination,” meaning that at least 80% of the comparable words in the samples were dissimilar aur
While Cain testified that there were published recommended procedures for conducting voice identification examinations, he also acknowledged several weaknesses in spectrographic analysis. Specifically, he testified that there was no set of objective criteria against which to check the accuracy of a particular expert’s analysis and that voice identification analysis was 'largely subjective in that the examiner ultimately decides whether two spectro-graphs match one another.
Krisna testified that she was familiar with Drones’s voice and therefore able to distinguish it from other voices. She further testified that Goldsmith never asked her to listen to the audiotapes prior to the trial. After listening to the government tapes at the evidentiary hearing, she testified that Drones’s voice was not on the government tapes.
Next, Lieutenant Colonel Dave Johnson, Drones’s grandfather, testified that he was also familiar with Drones’s voice, and that Goldsmith had never asked him to listen to the government tapes. After listening to the tapes at the hearing, he stated that he did not recognize Drones’s voice on the tapes. Johnson further testified that while he had suffered some hearing loss, that loss did not prevent him from recognizing Drones’s voice.
Goldsmith also testified at the evidentia-ry hearing. He stated that he considered the tape to be a “critical” piece of evidence at the trial because, without the identification of Drones’s voice, the government would have had a “much more difficult time” proving that Drones was part of a conspiracy. He also stated that “several week or months” before trial, Drones told him that it was not his voice on the tape. While Goldsmith listened to the tape several times, he was unable to determine whether or not Drones’s voice was on the tapes. Most importantly for the purposes of this appeal, Goldsmith testified that he made a “strategic decision” to base Drones’s defense upon sloppy police work, the alibi testimony of Brown, and the Freddies’ testimony, rather than upon expert voice identification testimony that Drones’s voice was not on the government tapes. Because of this decision, Goldsmith testified, he never sought out expert or layperson evaluations of the tapes.
Finally, the government presented the expert testimony of Bruce Koenig, a private consultant and former Federal Bureau of Investigation employee. 5 Koenig testified that very little research has been done in the area of “courtroom application of spectrographic voice identification,” largely because since the 1970’s, many researchers have felt that spectrographic comparison could not produce reliable results. He stated that “almost nobody” in the relevant scientific community uses spectrographic voice identification because there is no theoretical basis for the proposition that an individual’s voice is truly unique and identifiable. Nonetheless, Koenig, like Cain, found a “probable elimination” as to one of the government tapes. With respect to the other tape, Koenig used only “critical listening” and concluded that Drones’s voice was dissimilar to the voice on the government tapes.
II
We review ineffective assistance claims under the familiar two-prong analysis set forth in
Strickland v. Washington,
A
Our review of counsel’s performance is “highly deferential,” and we “indulge a strong presumption that counsel’s performance falls within the wide range of reasonable professional assistance.”
Strickland,
There is little doubt that Goldsmith failed to make any, let alone a reasonable, investigation into the identity of the unknown voice on the government tapes. Goldsmith himself testified at the eviden-tiary hearing that he never even investigated the availability of expert voice identification analysis of the tapes. He further testified that he chose not to play the tapes for either Drones or members of his family. Both Krisna and Johnson testified that while Goldsmith conferred with them before trial, he never asked them to review the tapes. Accordingly, the question here
As an initial matter, we note the significance of the government tapes to the prosecution’s case. Drones was charged with both aiding and abetting possession of crack cocaine and conspiracy to possess crack with an intent to distribute. Probative to both claims were the taped conversations in which the CIs planned to meet an unknown caller to complete a drug transaction. The government presented only one witness — Officer Haire — to testify that he recognized Drones’s voice on the government tapes. See Fed.R.Evid. 901(b)(5) (providing that “identification of a voice ... by opinion based upon hearing the voice at any time under circumstances connecting it with the alleged speaker” satisfies Rule 901’s authentication/identification requirement). At the evidentiary hearing, Goldsmith conceded that the tapes were “crucial” to the government’s case and that without them, the government would have had a “much more difficult time” proving that Drones was part of a conspiracy. Thus, going into trial, Goldsmith knew that the government had a key piece of direct evidence linking Drones to a conspiracy, and he knew that his client had to challenge the validity of that piece of evidence. The district court held that, under these circumstances, Goldsmith should have pursued both expert and layperson identification testimony in an effort to determine whether the voice on the tape was in fact Drones’s voice, and that his failure to do so constituted constitutionally deficient conduct.
We turn first to counsel’s decision not to investigate certain layperson identification testimony. Goldsmith testified that his decision not to play the tape for Johnson was based on his concerns that Johnson’s testimony (1) would have been impeachable due to his familial relationship with Drones and (2) could have opened the door to questioning about Drones’s prior narcotics convictions. Goldsmith chose not to play the tapes for Krisna because he believed that her testimony would have been cumulative given her alibi testimony. We find that these concerns were valid and his decisions were part of a plausible trial strategy. Goldsmith was correct that, if Johnson testified, he could have opened the door to questions about Drones’s prior drug convictions. Counsel’s decision not to pursue evidence that could be “double-edged in nature [was] objectively reasonable and therefore does not amount to deficient performance.”
Lamb v. Johnson,
We find Goldsmith’s failure to investigate the availability of expert spectro-graphic analysis of the tapes more troubling. Having ruled out two possible sources of identification testimony in Kris-na and Johnson, Goldsmith was still faced with a significant piece of damaging evidence at trial. Under these circum
We note as a preliminary matter that Goldsmith’s testimony raises serious doubts as to whether he actually knew enough about the relevant law to have made a reasoned legal decision based upon it.
See Loyd v. Whitley,
The government takes Goldsmith’s argument a step further and argues that, “regardless of whether Goldsmith acted for the reasons he said he acted,” he was reasonable in failing to investigate expert voice identification testimony because the reliability of such evidence was questionable at the time of trial. We recognize that counsel is not required to pursue a line of defense that he knows will be fruitless.
Cf. Nealy v. Cabana,
Nonetheless, despite our reservations as to whether Goldsmith actually knew enough about the law surrounding the admissibility of spectrographic evidence to have made a reasoned legal decision based upon it,
see Loyd,
At the time of Drones’s trial, four of our sister circuits had upheld the admissibility of spectrographic evidence,
see United States v. Smith,
In addition to the fact that the state of the law concerning expert voice identification was ambiguous, the expert testimony presented at the evidentiary hearing demonstrates that spectrographic analysis is— and was at the time of Drones’s trial — of questionable scientific validity. Most notably, at the hearing, Koenig testified that there is no proven theoretical basis for the basic underlying premise that one person’s voice is truly unique and therefore identifiable. He further stated that this has resulted in a precipitous drop in the number of expert practitioners over the past few decades, from fifty to sixty practitioners in the 1970’s to roughly a dozen experts at the time of Drones’s trial. While Cain testified that expert voice identification testimony has been used extensively in state and federal courts over the past thirty years, he also testified that he did not know if spectrographic evidence was widely accepted by the relevant scientific community. He also acknowledged that numerous factors — including a defendant’s
Thus, even assuming that expert voice identification would have met the Daubert standard, at trial, expert testimony that voice analysis would have indicated a “probable exclusion” of Drones as the unidentified voice on the tape would have almost certainly have been accompanied by, at the very least, a rigorous cross-examination of Drones’s expert. Most likely, the government would have also presented Koenig’s testimony that spectro-graphic analysis was, at best, a dwindling science. Beyond this, any expert testimony that Goldsmith could have presented would have been further impeached by the substantial circumstantial evidence of Drones’s participation in the drug conspiracy.
In sum, given the uncertainty of the current state of the law regarding the reliability and admissibility of expert voice identification evidence, and the vulnerability of such expert testimony at trial, we simply cannot say that Goldsmith’s choice of strategy — and specifically his decision to attack the government’s case rather than to rely on expert voice identification testimony — was unreasonable. 9 Accordingly, his representation of Drones was not constitutionally deficient.
B
Additionally, Drones cannot prevail under
Strickland
because he is unable to prove that he was prejudiced by his counsel’s actions.
See Strickland,
While the government tapes were clearly important to proving the overall conspiracy, this is not a case where a determination of guilt rested entirely on this evidence. To the contrary, here, even assuming Drones’s voice was not on the tape, there was additional significant circumstantial evidence in the record to support the jury’s convictions.
In order to prove a drug conspiracy, the government must present evidence of (1) an agreement between two or more persons to violate narcotics laws, (2) a defendant’s knowledge of the agreement, and (3) a defendant’s voluntary participation in that agreement.
See United States v. Chavez,
Here, Officer Haire testified that he observed Drones sitting in the driver’s seat of the Mustang during the drug transaction. While Drones was in the car, the Freddies weighed eighteen pieces of crack cocaine. Haire further testified that at some point during the transaction, Drones stepped out of the Mustang and stood beside the car, and that when the officers approached the vehicle, Drones attempted to flee the parking lot. When the officers searched the vehicle, they found packages of crack in the front passenger compartment of the vehicle. Viewed as a whole, this evidence of concerted action and flight is strong support for the jury verdict.
Cf. Gallo,
The fact that — even if Goldsmith had conducted a thorough investigation — at trial, the jury would have been presented with considerable circumstantial evidence of Drones’s guilt leads us to conclude that Drones was not prejudiced by counsel’s deficient conduct.
Ill
For the foregoing reasons, we REVERSE the judgment of the district court and REMAND with instructions to deny habeas relief.
Notes
. Arnold Freddie pled guilty to all three counts. Vernon Freddie pled guilty to the conspiracy and aiding and abetting charges and therefore was only tried for the firearm charge.
. The government presented two additional trial witnesses: (1) a chemist who testified that the substance found at the scene was crack cocaine; and (2) an ATF agent who testified that the gun found in the car was operational.
. Cain’s qualifications are extensive. At the time of trial, he was the president of Applied Forensic Technologies International. Prior to that, Cain spent twenty-two years working for various governmental agencies as a forensic specialist. Cain has been certified in voice identification and/or tape analysis by the Treasury Department, the International Association for Identification, and the American College of Forensic Examiners.
. Voice identification analysis consists of both "critical listening,” which essentially requires an expert to carefully listen to the qualities of two voices, and spectrographic analysis. In the latter phase, a computer-based instrument compares the frequencies and amplitudes of a voice on a questioned recording with those of a known sample. Both Cain and the government’s expert, Bruce Koenig, testified that there were seven possible results of a voice identification analysis: identification, probable identification, possible identification, inconclusive, possible elimination, probable elimination, and elimination.
. Koenig's credentials are also exemplary. At the time of trial, he was a private consultant involved in audio and video analysis. Prior to entering private practice, Koenig was employed as a supervisory special agent in the FBI where he also conducted audio and visual analysis.
. For example, Goldsmith testified that he did not make a motion for appointment of funds for an expert voice identification analysis because his “decision on the trial strategy made that motion unnecessary.” He also testified that, to his knowledge, there was no local expert witness but that he "made the strategic choice before needing to attempt to locate an expert.”
. While none of our previous cases explicitly hold that a failure to investigate can be deficient only if such failure leads to the exclusion of admissible evidence, the underlying assumption in our prior cases is that an investigation would have resulted in, at the very least, admissible evidence.
See, e.g., Moore v. Johnson,
. We note that the one state court to address the admissibility of spectrographic evidence
post-Daubert
determined that spectrographic analysis was admissible.
See State v. Coon,
. We do not reach the question of whether expert voice identification testimony is admissible under Daubert.
. Because we find that Goldsmith’s failure to investigate layperson testimony from Krisna and Johnson was reasonable, the government correctly isolates the issue here as whether Goldsmith’s failure to investigate voice identification testimony was prejudicial to Drones’s defense.
