The defendants were engaged in a conspiracy to distribute cocaine in Sauk County, Wisconsin. 1 Several defendants elected to go to trial and were found guilty by their respective juries; others chose to plead guilty. The district court imposed sentences on each defendant. Almost all of the five defendants before this court appeal some aspect of their sentences, and the others raise a litany of additional issues related to their trials. For the following reasons, we affirm the verdicts and sentences for all five defendants.
BACKGROUND
The facts involve a rather long and convoluted series of meetings, statements, and transactions, most of which might make for colorful background information about the drug trade in Wisconsin, but are not pertinent to the issues on appeal. Therefore, we set forth only the facts necessary to each issue raised. Because some of the defendants appeal the same issues we will proceed by addressing each point of error raised and note the resulting application of *614 law to each defendant’s individual challenge.
ANALYSIS
A. Apprendi Violations
The defendants did not timely raise
Apprendi
objections below, thus the arguments were forfeited and we review only for plain error.
See, e.g., United States v. Cooper,
1. Hector Carrasco (00-3747)
Hector Carrasco was indicted on a single count, for conspiring to distribute cocaine, a Schedule II controlled substance, in violation of 21 U.S.C. § 846. The indictment did not state the amount of drugs Carrasco conspired to distribute, although it did state the substance, cocaine. The jury found Carrasco guilty of the offense as charged in the indictment. Carrasco was sentenced to 97 months (just over 8 years) in prison and 3 years supervised release.
2. Victor Alicea (00-3781)
Victor Alicea was indicted on two counts: for conspiring to distribute cocaine, a Schedule II controlled substance, in violation of 21 U.S.C. § 846, and for distributing a controlled substance in violation of 21 U.S.C.§ 841(a)(1). The indictment did not state the amount of drugs Victor Alicea distributed or conspired to distribute, but it did name cocaine as the substance distributed. The jury found Victor Alicea guilty of both offenses. Victor Alicea was sentenced to two concurrent sentences of 120 months (two concurrent 10-year terms, one for each count) and two concurrent 3-year terms of supervised release (one for each count).
Since it was decided,
Apprendi v. New Jersey,
Apprendi
only requires “any fact that increases the penalty for a crime
beyond the statutory maximum
must be submitted to a jury, and proved beyond a reasonable doubt.”
Apprendi,
Hector Carrasco received just over 8 years and Victor Alicea drew two concurrent sentences of 10 years. Neither of the sentences exceed the maximum sentence allowed (20 years) under section 841(b) when an amount of cocaine is not charged and proven.
See, e.g., id.; Jones,
Victor Alicea, in addition to the argument advanced above, asserts that 21 U.S.C. § 841(b) is unconstitutional. We have already determined that Section 841(b) is not unconstitutional.
Brough,
B. U.S.S.G. § 2D 1.1 Drug Quantity Determination
We review a district court’s factual findings in applying the Sentencing Guidelines for clear error.
United States v. Williams,
1. Douglas Martin (00-3519)
Martin argues that he never “intended” or “agreed” to provide cocaine to Lisa Templin, and he asserts that any comments he made to that effect were the result of one too many drinks or mere boasting. (One frequently leads to the other in many areas of life.) The district court found 544.06 grams of cocaine attributable to Douglas Martin and sentenced him to 60 months (5 years) in prison and 3 years supervised release. The finding was based on the PSR, conversations Martin had with others, and remarks he made involving Templin. Martin joined the conspiracy late, but moved up in the ranks rather quickly to become Victor Matías, Jr.’s “right hand man.” Victor Matías, Jr. was found to have distributed some 7.7 kilograms of cocaine, but the district court took into account Martin’s late arrival and attributed only a portion of that amount to him. Martin told Templin that he could obtain 500 grams of cocaine from Victor Matías, Jr. The district court found this statement credible because Matías, Jr. dealt large amounts of cocaine and Martin was his very close assistant. It was not clear error for the district court to find Douglas Martin accountable for at least 544.06 grams of cocaine.
See Westmoreland,
C. U.S.S.G. § 2Dl.l(b)(l) Possession of a Dangerous Weapon
The district court’s application of a sentencing guidelines enhancement is also reviewed for clear error.
See United States v. Smith,
Section 2Dl.l(b)(l) provides: “If a dangerous weapon (including a firearm) was possessed, increase [the offense level] by 2 levels.” U.S.S.G. § 2Dl.l(b)(l). Application Note 3 further provides:
The enhancement for weapon possession reflects the increased danger of violence when drug traffickers possess weapons. The adjustment should be applied if the weapon was present, unless it is clearly improbable that the weapon was connected with the offense. For example, the enhancement would not be applied if *617 the defendant, arrested at his residence, had an unloaded hunting rifle in the closet.
U.S.S.G. § 2D.1.1, Application Note 3.. Based upon the language in section 2D1.1, we have held that the government need only demonstrate, by a preponderance of the evidence, that the defendant possessed the weapon during the relevant period of drug activity.
Bjorkman,
1. Melvin Alicea (00-3520)
To the government’s knowledge the drug conspiracy began in 1994 and lasted until 1999. Bureau of Alcohol Tobacco & Firearms (ATF) records established that Melvin Alicea purchased fourteen firearms (thirteen handguns and one rifle) between 1995 and 1997. Melvin Alicea showed one of his customers, Perry Zubeck, one of the handguns he owned. Melvin also threatened another customer, who he heard had been talking to the police, stating, “[talking] was a good way to get a bullet in the head.”
2. Victor Alicea (00-3781)
Victor Alicea joined the conspiracy in 1995, and ATF records showed that Victor Alicea bought a handgun in 1996. A stainless steel .9 mm Ruger handgun with a laser-aiming device was recovered from Victor Alicea’s home. During the sentencing hearing Adam Young, a regular customer of Victor Alicea’s since 1995, testified that during one occasion when he went to Alicea’s home, Alicea showed Young a stainless steel Ruger handgun with a laser-aiming device. The gun was later identified as the same one recovered from Alicea’s home.
The government argued that Victor Ali-cea showed Young the weapon to deter Young and anyone else from robbing him. Alicea asserts that there is no “nexus” between the firearm and the drug conspiracy because no evidence establishes that the weapon was “used” during the conspiracy. In his brief Victor Alicea states that no drugs were recovered from his home and that there was no ammunition found in the weapon. Melvin Alicea, in a similar vein, argues that there is no evidence he “brandished” or “displayed” a weapon during a drug transaction.
The defendants’ arguments misapprehend the government’s burden; the government need only demonstrate that the defendant possessed a weapon during the drug conspiracy.
See, e.g., Booker,
D. U.S.S.G. § SCl.l Obstruction of Justice
In determining if the sentencing enhancement was properly applied we review the district court’s findings of fact for clear error.
E.g., United States v. Carrera,
If (A) the defendant willfully obstructed or impeded, or attempted to obstruct or impede, the administration of justice during the course of the investigation, prosecution, or sentencing of the instant offense of conviction, and (B) the obstructive conduct related to (i) the defendant’s offense of conviction and any relevant conduct; or (ii) a closely related offense, increase the offense level by 2 levels.
U.S.S.G. § 3C.1.1.
1. Douglas Martin (00-3519)
Lisa Templin, after being confronted by federal agents about her involvement in the conspiracy, agreed to cooperate with the agents and make controlled buys in 1999. Templin set up a controlled buy, and the following day Victor Matías, Jr.’s home was searched and he was arrested. Evidently Matías, Jr. put two and two together and called Hector Carrasco, told Carrasco “Lisa” had informed on him, and that Carrasco should tell her to “knock it off.” After posting bond Victor Matías, Jr. and Douglas Martin visited Lisa Templin at home. Templin’s roommate answered the door and Martin restrained her while Ma-tías, Jr. confronted Templin.
Martin argues that "there is no direct proof' that he was at the residence because Lisa Templln only relayed what her roommate told her happened and did not see Martin herself. "[T]he Federal Rules of Evidence do not apply at sentencing hearings" and the judge may consider information that would not be admissible at trial, including uncorroborated hearsay. Smith,
2. Melvin Alicea (00-3520)
In 1997, Michael Sutton was a cooperating informant who made a series of controlled buys from the defendants wearing a recording device. In June 1997, Melvin Alicea “heard” that Sutton might have “said something [to the police]” about their deals. Melvin told Sutton that “[talking to the police] was a good way to get a bullet in the head.” Melvin was found to have obstructed the investigation by threatening Sutton.
Melvin argues that in order for the guideline to apply he would have to know or believe than an investigation is underway, otherwise there is no “willful” violation. For support he cites
United States v. Oppedahl,
Accepting Melvin Alicea’s contention would allow defendants to threaten witnesses and informants with impunity if they simply argue they did not know the police were attempting to catch them conducting dangerous illegal activity. The obstruction of justice enhancement in section 3C1.1 is not dependent on a defendant’s subjective knowledge and its scope is not so narrow; otherwise every defendant would be able to avoid its imposition by claiming lack of knowledge.
See Snyder,
Moreover,
Oppedahl
provides little support for Melvin Alicea’s proposition considering the district court’s finding that Melvin made the threat because he
believed
an investigation was underway.
Oppedahl,
3. Victor Alicea (00-3781)
Victor Alicea moved to suppress the evidence obtained in the search of his home on the grounds that he never gave consent to search. Victor submitted an affidavit in support of his motion stating that the officers never asked for consent to search and he never gave consent to search. In the alternative, Victor stated that if he gave consent, it was not voluntary. Special Agent Paul Byal testified to the contrary. In addition to the affidavit, Magistrate Judge Stephen Crocker heard testimony from Victor at the evidentiary hearing. The magistrate judge found that Victor did consent to the search and spe *620 cifically that he did not believe Victor’s assertion that he did not consent; however, he also concluded that the consent was not voluntary, based on the stressful circumstances, and recommended suppressing the evidence. The district court found the consent to search was voluntarily given and refused to suppress the evidence.
The enhancement may be imposed for: “providing materially false information to a judge or magistrate.” U.S.S.G. § 3C1.1, Application Note 4(f). In the perjury context, which is akin to providing false information to a judge, we have required the district court to find the three elements of: (1) falsity; (2) willfulness; and (3) materiality.
E.g., United States v. Brimley,
The district court made the requisite findings, determining Victor Alicea “did provide his consent [to search], it was voluntary, and the Court believes that it was willfully false and certainly material to the issue at hand.” Nevertheless, Victor argues that there was “no indication that Victor Alicea willfully sought to mislead the court,” therefore the enhancement should not have been imposed. However, a district court’s determination that a defendant’s testimony was false is adequate to support the enhancement.
United States v. Turner,
E. Violation of the Sixth Amendment Right to Confrontation
A district court’s limitation of cross-examination is reviewed for an abuse of discretion, unless it directly implicates the core values of the Sixth Amendment right of confrontation which we review
de novo. E.g., United States v. Neely,
1. Victor Alicea (00-3781)
At issue is the testimony of Justin Maldonado. Maldonado testified that between 1994 and 1999 he purchased cocaine from Melvin Alicea, Johnny Alicea, and Victor Matías, Jr. When Maldonado was asked by Victor Alicea’s attorney about selling cocaine he invoked his Fifth Amendment right not to answer. However, on re-direct examination by the government Maldonado admitted he told the police about his cocaine sales to others.
Neither Melvin Alicea, Johnny Alicea, nor Victor Matías, Jr. asserts a Sixth Amendment violation based on Maldonado’s invocation of his Fifth Amendment right. Instead, Victor Alicea, who Maldonado did not mention, asserts that he was denied his right to confront his accusers by the district court’s ruling sustaining the government’s objection to further ques *621 tioning after the Fifth Amendment protection was invoked. Victor Alicea argues that by sustaining the government’s objection, the district court prevented him from exposing Maldonado’s criminal activity, which the jury could have used to weigh Maldonado’s credibility.
Putting aside the fact that Maldonado never testified about Victor Alicea, Victor Alicea’s Sixth Amendment right was not violated by the district court’s limitation of Alicea’s attorney’s cumulative cross-examination into the specifies of Maldonado’s drug sales.
See United States v. Williamson,
After all this testimony there is absolutely no doubt the jury was well aware of Maldonado’s character and motivations for testifying.
Williamson,
F. U.S.S.G. § 6B1.2 Rejection of a Plea Agreement
A district court’s decision to accept or reject a plea agreement is reviewed for an abuse of discretion.
United States v. Sandles,
Under the rubric of the Sentencing Guidelines the court has the responsibility to use its sound discretion to examine plea agreements. As section 6331.2(a) of the Sentencing Guidelines provides:
In the case of a plea agreement that includes the dismissal of any charges or an agreement not to pursue potential charges [Rule 11(e)(1)(A)], the court may accept the agreement if the court determines, for reasons stated on the record, that the remaining charges adequately reflect the seriousness of the actual offense behavior and that accepting the agreement will not undermine the statutory purposes of sentencing or the sentencing guidelines.
U.S.S.G. § 6B1.2(a) (Policy Statement) (emphasis added). Additionally, the official commentary to section 6B1.2 provides:
This requirement does not authorize judges to intrude upon the charging discretion of the prosecutor. If the government’s motion to dismiss charges or *622 statement that potential charges will not be pursued is not contingent on the disposition of the remaining charges, the judge should defer to the government’s position except under extraordinary circumstances. Rule 48(a), Fed.R.Crim.P. However, when the dismissal of charges or agreement not to pursue potential charges is contingent on acceptance of a plea agreement, the court’s authority to adjudicate guilt and impose sentence is implicated, and the court is to determine whether or not dismissal of charges mil undermine the sentencing guidelines.
U.S.S.G. § 6B1.2 (commentary) (emphasis added). “The sentencing judge must ensure that the main objectives of the sentencing guidelines, consistency and certainty in sentencing, are .not
undermined
by plea bargaining between the parties.”
Greener,
1. Victor Matías, Jr. (01-1929)
The plea agreement provided that Victor Matías, Jr. would plead guilty to conspiracy, and under oath he provided testimony regarding the activities of the conspiracy. In exchange, the government would dismiss the remaining two counts of the indictment for distribution. After the parties agreed to the plea, Matías, Jr. testified at the trial of Hector Carrasco, Johnny Alicea, and Victor Alicea. Matías, Jr.’s testimony at trial was directly contradictory to his prior sworn testimony. Matías, Jr. denied that he and the other three defendants on trial engaged in any drug deals, purchases, or conspiracy.
Based on the plea agreement the maximum sentence for the remaining conspiracy charge was 240 months (20 years) in prison. The PSR had previously calculated his potential sentence (based on all three counts and applicable enhancements) at 360 months (30 years) to life in prison. At sentencing, the district court reviewed the plea agreement and rejected it, finding it did not adequately reflect the severity of the defendant’s conduct and would “undermine the sentencing guidelines.” Matías, Jr. subsequently withdrew his guilty plea. A superceding indictment alleging five counts was returned and the district court dismissed the prior indictment. A trial commenced and the jury found Matías, Jr. guilty on all five counts. The district court then sentenced Matías, Jr. to 360 months (30 years) and 5 years supervised release, and a concurrent term of 240 months (20 years) and 3 years supervised release.
Matías, Jr. does not argue that the district court abused its discretion in rejecting his plea agreement. Rather, Matías, Jr. asserts that the district court usurped the authority of the prosecutor in violation the principle of separation of powers. In the alternative, Matías, Jr. argues that U.S.S.G. § 6B1.2 is unconstitutional. These claims are, by far, the most imaginative arguments raised by any of the defendants in this appeal, albeit equally unsuccessful.
At the outset, Matías, Jr. seeks to treat the dismissal of the other counts as separate from the plea agreement. In the context of a plea agreement, the dismissal of specific charges is contingent on the defendant’s guilty plea to other charges; in sum the dismissal and guilty plea are two parts of one agreement.
Cf United States v. Peterson,
Matías, Jr. cites a number of cases in which a district court refused to grant
a prosecutor’s motion
to dismiss the
*623
indictment under fed.R.Crim.P. 48 and were reversed on appeal. The decision to indict, allege specific charges, or dismiss charges is inherently an exercise of executive power, and the prosecutor has broad discretion in these matters.
See, e.g., Newman v. United States,
Since the judicial check on the prosecutorial power is a very limited one, a prosecutor’s motion to dismiss must be granted unless “clearly contrary to manifest public interest.”
Smith,
The facts of this case are in stark contrast to the Rule 48 cases cited above. The district court, exercising its authority under U.S.S.G. § 6B1.2, rejected a plea agreement, not a motion to dismiss pursuant to FED.R.CRIM.P. 48. The United States Attorney for the Western District of Wisconsin did not once object to the district court’s rejection of the plea agreement, and does not assert that prosecutorial authority has been, in any way, usurped. As this panel suggested at oral argument, the Assistant U.S. Attorney, if he wanted to, could have effectuated the same result the plea agreement sought to by moving to dismiss the other counts with prejudice and having Matías, Jr. plead guilty to the remaining count. If Mafias, Jr. joined a motion to dismiss with prejudice, the court would have been required to grant the motion, absent a specific finding that dismissal would be manifestly against the public interest.
Cf. Hamm,
As we noted at the outset of this analysis, the court has a role to play in plea bargains and need not accept a plea agreement because there is no absolute right to plead guilty.
Greener,
CONCLUSION
Because there are no errors in the district court’s rulings at trial, and because the district court properly sentenced each defendant, we Affirm all the defendants’ convictions and sentences.
Notes
. In total, eight defendants were indicted and convicted, but only five have appealed aspects of their convictions or sentences. Johnny Ali-cea, Victor Mafias, Sr., and Jefferson Selje did not appeal.
. An example of a better indictment is provided by another defendant in this appeal. Count one of the superceding indictment against Victor Matias, Jr. specifically charged Matias, Jr. with conspiring to distribute in excess of 500 grams of cocaine. The jury found that Matias, Jr. did conspire to distribute more than 500 grams of cocaine. This more comprehensive indictment probably accounts for Matias, Jr. not appealing his sentence based on Apprendi.
