UNITED STATES OF AMERICA v. DONTE ISLAND, а/k/a Norman Tomas, a/k/a Norman Thomas
No. 17-3826
UNITED STATES COURT OF APPEALS FOR THE THIRD CIRCUIT
February 26, 2019
Before: AMBRO, SCIRICA, and RENDELL, Circuit Judges.
PRECEDENTIAL. Argued: November 6, 2018. On Appeal from the United States District Court for the Eastern District of Pennsylvania (D.C. Criminal Action No. 2-03-cr-00592-001). District Judge: Honorable Jan E. DuBois.
Federal Community Defender Office for the
Eastern District of Pennsylvania
601 Walnut Street
The Curtis Center
Suite 540 West
Philadelphia, PA 19106
Counsel for Appellant
Bernadette A. McKeon, Esq. [ARGUED]
Robert A. Zauzmer, Esq.
Office of the United States Attorney
615 Chestnut Street
Suite 1250
Philadelphia, PA 19106
Counsel for Appellee
SCIRICA, Circuit Judge
In this appeal, we determine whether a defendant can count toward the service of his supervised release term a period of time he is fugitive, that is, absent from the court‘s supervision. The statutory provisions governing supervised release do not contain plain language—or indeed any language—that expressly resolves that question. But, as the majority of Courts of Appeals to address the questiоn have concluded, a defendant does not in fact serve his supervised release term while he deliberately absconds from the court‘s supervision. Accordingly, a defendant‘s supervised release term tolls while he is of fugitive status.
Defendant Donte Island appealed to challenge the District Court‘s order revoking his supervised release and sentencing him to a term of imprisonment. Island primarily contended that under
I.
Following a jury trial in 2004, the District Court sentenced Island to 110 months’ imprisonment and 3 years’ supervised release for possession of a firearm by a convicted felon,
Island completed the first two years of his release term without incident, but on September 18, 2015, Island‘s probation officer filed a petition of violation. The petition alleged Island had breached the terms of his release by committing several technical, i.e., noncriminal or minor, violations, such as failing to notify his probation officer of a changed address and failing several drug tests. The petition noted that “[m]ore troublesome” among the violations was Island‘s failure to report to his probation officer. App‘x 34. The officer relayed that Island “ceased reporting as instructed” on July 17, 2015, after which his “whereabouts [were] unknown.” App‘x 34, 28. The petition chronicled over half a dozen attеmpts to contact Island in the coming months, none of which were successful. Island failed to report for a scheduled meeting, then did not respond to phone calls, voicemails, letters, or emails sent to him at several possible numbers and addresses. The Court issued a warrant on the basis of that petition the day it was filed, but that warrant remained outstanding.
On June 27, 2016—just over three years after Island‘s supervised release term had begun—the probation office filed a second petition of violation, styled as an “[a]mended” version of the first. App‘x 35. The Court again issued a warrant the same day, now based on a new violation. The second petition alleged Island had committed a serious violation of the terms
The District Court held a supervised release revocation hearing on December 13, 2017. The government sought the statutory maximum revocation term of 24 months’ imprisonment; at the hearing, it stressed the severity of the officer shooting underlying the second violation petition. The government further emphasized Island “wasn‘t within hours of completing his sentence on this. . . . He was 11 months a fugitive, right, so it‘s not like he committed the crime on the 11th hour.” App‘x 57–58. In response, Island emphasized he would already be serving 33 to 100 years in prison and argued “it would be excessive and unnecessary based on the practical realities of his case” to also enforce a revocation term of imprisonment. App‘x 62. The court imposed the government‘s recommended revocation sentence of 24 months, to run consecutively after Island‘s state sentence, on the basis of only the second violation petition. Island now appeals.1
II.
Island asserts on appeal that the District Court lacked jurisdiction under
A.
We begin with an overview of the purpose of the supervised release scheme before turning to how fugitive tolling supports that scheme. Congress designed supervised release, laid out in
The plain language of the supervised release statutory provisions is, contrary to the dissent‘s suggestion, silent on how a defendant‘s failure to comply with release terms effects the running of his sentence. See
The fugitive tolling doctrine reflects two key principles that align with the purposes of supervised release. First, the rehabilitative goals of supervised release are served only when defendants abide by the terms of their supervision—those goals are not served simply by the passаge of time during the release term. “Mere lapse of time without imprisonment or other restraint contemplated by the law does not constitute service of sentence.” Anderson v. Corall, 263 U.S. 192, 196 (1923). A supervising court cannot offer postconfinement assistance or ensure compliance with the terms of release while a defendant is truant. See Barinas, 865 F.3d at 107 (reasoning that measuring a supervised release term “by rote reference to a calendar” is “inconsistent . . . with Congress‘s goals in requiring supervised release“); Murgia-Oliveros, 421 F.3d at 954 (“A person on supervised release should not receive credit against his period of suрervised release for time that . . . he was not in fact observing the terms of his supervised release.“).
Second, the fugitive tolling doctrine reflects the settled principle that defendants are not generally credited for misdeeds, such as failing to comply with the terms of supervised release. See Buchanan, 638 F.3d at 452 (recognizing the “general rule that ‘when the service of a
Because the fugitive tolling doctrine helps realize the design and purpose of supervised release, we join the majority of circuits to have considered the question and recognize a supervised release term tolls while a defendant is of fugitive status. A defendant cannot count toward his sentence time spent out of the court‘s supervision as a consequence of his own doing. At the same time, the defendant‘s absence does not free him to violate the terms of his supervised release without consequence; the defendant remains responsible for his violating conduct.3 Fugitive tolling does not lift the conditions
This conсlusion follows readily from our existing law. We considered the application of tolling doctrines to supervised release in United States v. Cole, 567 F.3d 110 (3d Cir. 2009), where we held supervised release would not toll when a defendant was deported as a condition of supervised release. We noted deportation is a statutorily-contemplated condition of supervised release under
We find unconvincing the reliance of Island and the dissent on Cole to contend imprisonment is the only context in which supervised release may be tolled. We found “persuasive Cole‘s argument that the canon of expressio unius est exclusio alterius suggests that where Congress has explicitly allowed for tolling only when the defendant is imprisoned on another charge, it does not intend for district courts to toll supervised release under any other circumstance.” 567 F.3d at 115. The First Circuit similarly depended on the expressio unius canon in rejecting the fugitive tolling doctrine. See Hernández-Ferrer, 599 F.3d at 68. But as noted, Congress explicitly laid out how imprisonment and deportation would affect the running of a supervised release term. We accordingly inferred in Cole that in addressing deportation and treating it as a condition of supervised release, Congress determined tolling should not then apply. But Congress did not address at all whether tolling principles should apply when a defendant is fugitive from the court‘s supervision.
Indeed, Congress was silent on the question. While the dissent suggests that silence counsels in favor of proscribing
Our reasoning in Cole accords with the premises of fugitive tolling and rеflects the distinction between defendants who deliberately defy the conditions of supervised release and those who leave the jurisdiction not on their own but at the government‘s order. Accord Barinas, 865 F.3d at 109–10 (describing the running of a term during deportation as a “far cry from the circumstances in which [the defendant] was to remain in the United States for supervision and instead fled, in violation of the conditions imposed on him“); Buchanan, 638 F.3d at 457 (explaining fugitive tolling is “distinguishable”
Finally, the dissent contends
The power of the court to revoke a term of supervised release for violation of a condition of supervised release . . . extends beyond the expiration of the term of supervised release for any period reasonably necessary for the adjudication of matters arising before its expiration if, before its expiration, a warrant or summons has been issued on the basis of an allegation of such a violation.
We have held “§ 3583(i) is in fact jurisdictional and thus not subject to equitable tolling,” United States v. Merlino, 785 F.3d 79, 86 (3d Cir. 2015), but that holding does little to help Island because fugitive tolling is not based in Section 3583(i)‘s jurisdictional grant. Section 3583(i) concerns the extension of a court‘s jurisdiction, but it is undisputed that a court has jurisdiction during the defendant‘s service of his supervised release term. We here begin with the question whether Island in fact served his supervised release term. Because, as we have explained, a defendant does not serve his term while fugitive, part of a fugitive defendant‘s term remains to be served. During the remainder of that supervised relеase term, the district court correspondingly has jurisdiction. As the Second Circuit has
B.
For at least the period between the court‘s issuance of the first warrant for violating supervised release in September 2015 and the shooting leading to Island‘s apprehension by law enforcement in June 2016, Island was of fugitive status.4 As Island‘s probation officer timely notified the court and the government confirmed at the revocation hearing, Island repeatedly failed to report for scheduled meetings and drug tests. Island did not respond to the officer‘s many attempts at contact in different media and at different addresses.5 Under
The Majority opinion focuses on the goals of supervised release and concludes that tolling for fugitives from supervised release is appropriate. I believe this is incorrect for twо reasons. First, the proper focus should be on the plain language of
Section 3583(i) grants the court the power to extend supervised releasе “beyond the expiration of the term of supervised release for any period reasonably necessary for the adjudication of matters arising before its expiration if, before its expiration, a warrant or summons has been issued on the basis of an allegation of such a violation.”
In addition, Congress did incorporate tolling under
That is the case here. Section 3624 is an еxpress exception to
We have reasoned similarly and reached the same conclusion in the deportation context. In United States v. Cole,
While the Majority suggests that defendants wоuld receive a windfall without a tolling provision, the opportunity to benefit from absconding is small. “If an offender absconds before the expiration of his supervised release term, he will not do so with impunity.” Hernandez-Ferrer, 599 F.3d at 69. As long as the Government issues a warrant before the expiration of the term of supervised release, it may extend the term of supervised release “for any period reasonably necessary for the adjudication of matters arising before its expiration[.]”
The ease and clarity of the current regime of a defined term of supervised release only makes the decision to permit tolling for fugitivity more troubling, espеcially considering the difficulties associated with defining a “fugitive” in the supervised release context. Contrary to the Majority‘s assertion, Maj. Op. at 14, n.4, in the Ninth Circuit, district courts have extended the deadline of supervised release for “merely [] failing to comply with the terms of supervised release.” United States v. Ertell, Case No. 1:11-cr-00278-SAB, 2016 WL 7491630 at *3 (E.D. Cal. December 29, 2016) (quoting U.S. v. Murguia-Oliveros, 421 F.3d 951, 953 (9th Cir. 2005)). As a result, the clock may stop and start again when, for example, a supervisee fails to immediately notify his supervisor of a change in address, but does so a week later, fails to show up for a drug test, but calls his supervisor two hours after the missed appointment, and misses a required Alcoholics Anonymous meeting, but shows up to the meeting the following week. The best answer to these complex factual questions is found in the certainty of the text of the statute: “as
* * *
The First Circuit correctly noted that, “[i]n the end, this dispute boils down to a matter of statutory construction.” Hernandez-Ferrer, 599 F.3d at 66. Congress chose not to toll when a person absconds from supervised release, and in the absence of clear congressional intent, the plain language of
Notes
Buchanan, 638 F.3d at 458; see also Barinas, 865 F.3d at 109. I can only speculate as to what those proceedings might entail. There would remain the issue of whether the Court would resentence Island believing that it had jurisdiction over the violation containеd in the June warrant based on the earlier September warrant issued for factually unrelated violations. See Maj. Op. at 3–4. I would conclude that it does not have jurisdiction. See, e.g., United States v. Campbell, 883 F.3d 1148, 1153 (9th Cir. 2018) (concluding an earlier warrant doesWhen a defendant absconds while on supervised release, his absence precludes the sentencing court from exercising supervision over him. Tolling is necessary in that instance to ensure that, upon being apprehended, the defendant will be subject to judicial supervision for a complete term. However, that does not mean that a defendant who has absconded thereby nullifies the terms and conditions of the supervised release order during his flight. Rather, the terms and conditions remain in effect, and the fugitive-defendant is not at liberty to embark on a “holiday” from them. To the extent that this result may seem harsh, it is the defendant‘s own misconduct which creates it.
