Donald McClanahan violated the terms of his supervised release from prison. At the revocation hearing, the court imposed a sentence of twenty-four months imprisonment, the maximum term permissible under the controlling statute. See 18 U.S.C. § 3583(e)(3). McClanahan appeals, arguing that the court erred in interpreting the relevant statutes and Sentencing Guidelines policy statements; failed to properly articulate the basis for its sentence; and likewise failed to provide notice that the court was considering an “upward sentencing departure.” MeClanahan’s arguments are premised on a misunderstanding of the advisory nature of the policy statements contained in Chapter Seven of the Sentencing Commission’s Guidelines Manual. See U.S.S.G., ch. -7, pt. A; id. at § 7B1.4(a). We therefore affirm the sentence imposed by the district court.
I. FACTUAL BACKGROUND
Five years ago, Donald McClanahan was charged with and pleaded guilty to three counts of distributing crack cocaine in violation of 21 U.S.C. § 841(a)(1). He promptly entered a plea agreement with the government; in return, the government recommended a two-level base offense level reduction for acceptance of responsibility and a twenty-four month sentence. The court accepted the parties’ joint recommendation and sentenced McClanahan to twenty-four months imprisonment, to be followed by a three-year period of supervised release. As a condition of his release, McClanahan promised that he would “not commit another Federal, State, or local crime during the term of supervision and that [he would] .not unlawfully possess a controlled substance.” 18 U.S.C. § 3583(d). The court also ordered him to participate in a substance abuse program, submit to periodic urinalysis for the presence of drugs, and promptly report to the Probation Office, any violation of the terms of his release.
McClanahan began his period of supervised release on February 8, 1994. He was arrested, however, on June 2, 1996, for aggravated battery, resisting a police officer and possession of a controlled substance. The police had responded to a complaint of a disturbance; upon their arrival, a “physical altercation ensued between the defendant and one of the officers,” at which point McClanahan threw away a small ziplock plastic bag and attempted to flee. He was subdued by force (the officers had to use pepper spray before handcuffing McClanahan) and the plastic bag retrieved. It contained cocaine. A jury subsequently convicted McCla-nahan of unlawful possession of a controlled substance in violation of 720 ILCS 570/402(c), a Class IV felony under Illinois law.
In the interim, the Probation Office filed a Petition for Summons, alleging that McCla-nahan had committed a criminal offense while on supervised release. The petition also alleged that he had failed repeatedly to be present for scheduled visits with his probation officer, to produce scheduled urine samples, and to timely report his arrest to the Probation Office. At the revocation hearing, McClanahan acknowledged his arrest and conviction, whereupon the government withdrew its allegations concerning the other violations. A “close-out criminal history check” conducted by the Probation Office on the morning of the hearing, however, revealed that the defendant had failed to report an additional arrest that had taken place prior to the revocation-triggering incident, an episode involving the sale by McClanahan of crack cocaine to a confidential informant.
At sentencing, the court expressed its disappointment with the defendant’s decision to return to crime. After hearing argument both from the government and the defendant regarding the applicable Revocation Table range, discretionary departure provisions and controlling ease law, the court revoked MeClanahan’s supervised release and imposed a twenty-four month term of imprisonment, the maximum period permissible under .18 U.S.C. § 3583(e)(3).
II. STANDARD OF REVIEW
The district court’s interpretation of the sentencing provisions in the Guidelines is aquestion of law and is reviewed
de novo. See United States v. Lee, 78
F.3d 1236, 1239 (7th Cir.1996). A defendant’s revocation sentence is subject to review under the “plainly unreasonable” standard because “no guideline establishes a mandatory range of such a sentence.”
United States v. Hale,
III. DISCUSSION
McClanahan’s arguments are predicated on a misperception of the nature of Chapter Seven of the Sentencing Guidelines Manual, which deals with the revocation of supervised release. In ■ his view, his sentence is controlled by guidelines that prescribe narrow, strictly binding ranges, and that any deviation from the Guidelines’ Revocation Table requires extraordinary circumstances absent here. See U.S.S.G. § 7B1.4(a).
The Sentencing Commission is provided the authority under 28 U.S.C. § 994(a)(3) to issue guidelines or policy statements addressing revocation of supervised release. For a number of reasons, the Commission chose to issue interim policy statements which, while offering “guidance” to the sentencing courts, nevertheless permit greater “flexibility” than guidelines. These policy statements are seen as “evolutionary” and tentative; after an appropriate period of information gathering, the Commission anticipates promulgation of formal revocation guidelines. U.S.S.G., ch. 7, pt. A, §§ 1, 3(a), 5;
see also United States v. Hurst, 78
F.3d 482, 484 (10th Cir.1996);
United States v. West,
Guidelines commentary is generally an authoritative interpretation of the rules contained therein.
See Stinson v. United States,
The Commission has provided a Revocation Table and advice to assist a sentencing court in the calculus of revocation.
See
U.S.S.G., ch. 7, pt. A-B;
id.
at § 7B1.4;
Lee, 78
F.3d at 1239;
United States v. McGee,
In addition to the advisory ranges set out in the Table, Congress has imposed a statutory cap for each range.
See
18 U.S.C. § 3583(e)(3);
see also
U.S.S.G., ch. 7, pt. A, § 3(b);
id.
at § 7B1.4(b). Each cap represents the maximum permissible term of imprisonment to which a defendant may be sentenced following revocation of supervised release; the levels are based on the nature of his original offense.
See
18 U.S.C. § 3559(a); U.S.S.G., ch. 7, pt. A, § 3(b). In McClanahan’s ease, “the term of imprisonment that may be imposed upon revocation of supervised release is limited by statute to ... not more than two years” because his 1992 offense (crack distribution) is classified as a Class C felony.
Id.; see also
18 U.S.C. §§ 3559(a)(3), 3583(e)(3); 21 U.S.C. § 841(a)(1). Thus, the sentencing court must consider the relevant range provided in the Table, but it is thereafter “free to impose a sentence outside the designated range, subject to the maximum sentence allowable under 18 U.S.C. § 3583(e)(3).”
Hale,
It is within this framework, then, that we consider MeClanahan’s arguments.
A. Breach of Trust, not Separate Sanction
The defendant correctly notes the Commission’s directive that the court should not approach revocation as if it were sentencing the offender for new federal criminal conduct. See U.S.S.G., ch. 7, pt. A, § 3(b). After making this observation, McClanahan concludes that the stringency of his twenty-four month sentence, the maximum term permissible under 18 U.S.C. § 3583(e)(3), must be based on the court’s misunderstanding or abuse of the revocation process.
The Sentencing Commission chose to treat violations of supervised release as a breach of the trust placed in a defendant by the original sentencing court, rather than as if the defendant had committed “new federal criminal conduct.” U.S.S.G., ch. 7, pt. A, § 3(b). Supervised release, however, may be revoked based on a wide range of acts or omissions that do not represent “federal criminal conduct”
per se. See, e.g., United States v. Cotroneo,
Supervised release was a part of McClana-han’s original sentence, imposed by the court in addition to his term of imprisonment.
See
18 U.S.C. § 3583(a); U.S.S.G., ch. 7, pt. A,
McClanahan’s complaint about the severity of his sentence is baseless. The sentencing colloquy record reveals that the, court, the defendant and the government thoroughly discussed the Chapter Seven policy statements, the relevant statutes and controlling ease law. Rather than reflecting a. misper-ception by the court of the Commission’s operative theory of punishment, McClana-han’s sentence properly measures the contempt he exhibited for the terms and conditions of his release.
See, e.g., United States v. Agard,
B. Formal Findings are Unnecessary
McClanahan suggests that the court failed to articulate the basis for his sentence. He complains that because he perceives no reason for the severity of the sanction, the district court must have erred or, in the alternative, the sentence must be plainly unreasonable.
Section 3583(e) permits the court, “after considering the factors” set forth in section 3553(a), to revoke a defendant’s supervised release and impose a term of imprisonment. 18 U.S.C. § 3583(e). Section 3553(a), in turn, provides that the sentencing court “shall consider” a number of factors, including: the nature and circumstances of the offense; the characteristics and the history of the defendant himself; the need for the sentence to reflect the seriousness of the offense and to promote respect for the law; the need to provide adequate deterrence and to protect the public from possible future criminal conduct by the defendant; and the kinds of sentences and the sentencing range available based on the defendant’s conduct. 18 U.S.C. § 3553(a). Our holding in
United States v. Hale-
has made it clear that while a sentencing court is required to consider the section 3553(a) factors, this Circuit “ha[s] never required a sentencing judge to make findings addressed to each of the relevant factors at the risk of having the sentence vacated and the case remanded for resen-tencing.”
Parsing the court’s language in the instant case, the sentencing court noted the nature and circumstances of McClanahan’s offense (“[Wjhile on supervised release, you have been convicted of a state felony involving cocaine.”); his relevant criminal history (“[Y]ou have been convicted of another co-
There is nothing to suggest that the court failed to consider the factors set out in subsection 3553(a). Neither, given the seriousness of the conduct that triggered the revocation and the breach of the trust placed in McClanahan by the court, is there any evidence on which to conclude that his twenty-four month sentence was plainly unreasonable.
C. Prior Notice is Unnecessary
MeClanahan’s contention that forewarning is required before the court imposes a sentence beyond the Revocation Table ranges warrants little discussion. His argument has been uniformly rejected by the courts that have considered it. It is premised on his failure to recognize the advisory nature of the Revocation Table ranges and his effort to characterize the Chapter Seven policy statements as formal sentencing guidelines which, of course, do bind the courts.
A sentencing court must provide reasonable prior notice if it contemplates an upward sentencing departure based on factors not previously identified in the PSI or in a government prehearing submission.
See
Fed.R.Crim.P. 32;
Burns v. United States,
McClanahan’s argument is without merit. First, there are no facts or evidence for McClanahan to marshal: he admitted during the colloquy the facts that warranted the sentence he received, that is, while on supervised release he was arrested and convicted for unlawful possession of a controlled substance in violation of the express terms of his release. Second, there is no sentencing “departure” for purposes of
Bums
notification. Because the ranges in the Revocation Table are advisory rather than mandatory, the sentencing court is not required to provide notice that the sentence it contemplates may exceed the Table’s range.
See United States v. Marvin,
In McClanahan’s case, based on the Class C felony for which he was originally convicted, that range is capped at twenty-four months. See 18 U.S.C. § 3583(e)(3); see also 18 U.S.C. § 3559(a)(3); 21 U.S.C. § 841(a)(1); U.S.S.G., ch. 7, pt. A, § 3(b). That was the sentence he received based on the court’s consideration of permissible factors identified in the Dispositional Report; no prior notice was required, and none was provided.
