*1 hand, ry the other by government. On owner- Barnes shirt or Johnnie celot Montgomery to take the stand and was free would, turn, an infer- purportedly be ship concerning fit of the any matters his discuss found ownership of the cocaine of ence helpful might he felt to him. shirts that bag Montgomery’s wrapped in the shirts would, turn, ownership which cocaine question not a At issue was blood possess Montgomery did prove that voice, type, fingerprints, height, stride or luggage. This four-tiered drugs in his found reasonably were characteristics that similar according required, to the approach was would run identification. immutable and to court, straight government’s to offset the quest Montgomery was not limited of the shirts in direct rebuttal forward use by ownership disclaim Fifth Amendment that he did Montgomery’s claim testimonial already he had In es- protections waived. found in a garments that were not own the sence, to use court now allows him for Mont- claimed to At best bag he own. jurisprudence Fifth Amendment as both gomery, leaping impli- inferences and these through ownership an inference of sword barely relevant. cations were by escape tes- the Barneses and shield timonial rebuttal from the Barnes brothers. time Supreme has said The Court short, the trial court was correct in its entitle is no constitutional again that there ruling wrong evidentiary and this court is last present all relevant facts. Just ment to There was no abuse find otherwise. proposi “the term the Court reiterated discretion. guarantees Due Process Clause tion Finally, in support adduced evidence is under facts right introduce all relevant error, Egelhoff, guilt, evidentiary if Montgomery’s simply indefensible.” Montana 2013, 2017, 135 beyond U.S. -, -, any, clearly a reason- was harmless if or Sir Lancelot So, forcing the able doubt. Even Johnnie even if L.Ed.2d 361 shirts, fact not allow precluded is not owned the such should try the shirts Barneses to Amendment, escape consequences Montgomery and the evidence by the Fifth relevant, having posses- in his marginally grams 996.3 of cocaine least be at deemed bag, have in his toiletries whomever to exclude evidence sion trial court’s decision actually Accordingly, I the cocaine. 403 must be owned Rule of Evidence under Federal very affirm. abuse would under deferential evaluated standard. United States discretion Williams, (8th Cir.1996). correctly government argued at trial example of classic this evidence .a prohibited by Rule 403. information America, UNITED STATES marginal proffered of the evidence relevance Plaintiff-Appellee, clearly outweighed by prejudice government. potential prejudice HUDSON, Defendant-
First, indicated, Don Michael this would have as earlier Appellant. thinly dramatization been a veiled Barneses. stance of the Fifth Amendment No. 95-50359. Second, from ei- since evidence testimonial Appeals, Court of precluded their invoca- ther witness was Ninth Circuit. Amendment, no there was tion of the Fifth 8,May Argued 1996. accuracy implica- and Submitted way to examine proffered acts. For advanced tions May 1996. Submission Withdrawn instance, Montgomery arrested on Octo- June 1996. Resubmitted 27,1994, early proffer was made ber Filed Nov. 1996. Thus, whether either Johnnie June weight undergone loss or Lancelot had or Sir light on
weight gain shed or could otherwise beyond inqui- ownership shirts was *3 firearm in violation of 18 U.S.C.
§ 922(g)(1). appeals the district suppress court’s of his denial motion to evi- during dence seized from his bedroom contemporaneous arrest and a search of the premises. Hudson advances three chal- lenges appeal. argues He that the war- produced drugs rantless search which underlying and firearms his conviction was pursuant pretextual undertaken ato arrest. He also contends of the Bureau *4 Tobacco, Alcohol, of [“ATF”] Firearms violated the require- “knock and announce” § set forth in ment 18 U.S.C. and that ATF scope exceeded the of the search incident plain to arrest and the view produced drugs search that and the fire- arms. jurisdiction pursuant
We have to 28 U.S.C. § and we affirm.
FACTUAL AND PROCEDURAL
BACKGROUND February In receiving after tipa informant, from a confidential the ATF com- investigation possible menced an into federal weapons narcotics and violations members Motorcycle Gang. Hessians Outlaw ATF The was told the confidential infor- mant that Hudson was an associate of the gang, Hessian and that he manufactured CA, Moore, Ana, Dwight B. Santa for de- methamphetamine for gang. During fendant-appellant. investigation, course of the ATF undercover Wolfe, Stephen G. Assistant United States agents and the confidential informant visited Attorney, CA, Angeles, Los for plaintiff-ap- alleged the Hessians’ gather “clubhouse” to pellee. incriminating information. The informant possible discussed with purchase Hudson the of methamphetamine possible trade methamphetamine of ephedrine, ingre- for methamphetamine. of dient informant The also witnessed Hudson methamphet- trade glassware might amine for be used in REINHARDT, Before: KOZINSKI and methamphetamine. the manufacture HAWKINS, Judges. Circuit Shortly thereafter, purchased the informant n % of an methamphetamine ounce of HAWKINS, from MICHAEL DALY Circuit Hudson. Judge: Defendant-appellant Don investigation Michael Hudson gang the Hessian cul- tp
entered a
guilty plea
conditional
charges
procurement
minated in the
of several feder-
possession
with intent to distribute meth-
al search warrants and arrest
for
warrants
amphetamine in violation of 21
gang
not,
U.S.C.
several
members. The ATF did
841(a)(1)
§
being
possession
however,
a felon in
obtain a federal arrest warrant or
crimes. The ATF
against defendant Hudson.
violent
undercover
search warrant
agent
by gang
also
told
investigation,
had
been
members
agent
charge
if
Bettendorf,
he would
killed he were discovered
Agent Larry
had contacted the
At
to be
law enforcement officer.
the time
had
Attorney’s office and
arrest,
Hudson’s
state
federal
prosecutors
would
learned that federal
officials
Hudson was an
believed
associate
prosecute
on the evidence
Hudson based
They
gang.
also knew that
addition,
against him.
Hessian
ATF had collected
conviction,
prior
drug
had a
Hudson
did not
Agent
believed that he
Bettendorf
methamphetamine
and knew that he had sold
to obtain a search
have sufficient evidence
addition,
to the informant.
house,
informant
for Hudson’s
since Hudson’s
warrant
agent
charge
had told
DEA
Hud-
methamphetamine
place
had taken
sale
previously
he had
son’s arrest that
seen fire-
and at different locale: the
months earlier
glassware
arms and
associated with metham-
Hessians’ clubhouse.
phetamine manufacture in
bedroom
prosecutors did not
Aware that federal
parents’
at his
house.
plan
prosecute
based on the evi-
approached
At the
time
collected, Agent
ATF
Betten-
dence the
house,
light
or television
on in
one
Attorney
dorf
an Assistant District
contacted
the bedrooms. One of the officers knocked
Orange County to seek a state arrest
*5
loudly on
front
Hudson’s
door and announced
against Hudson. Based on the evi-
warrant
presence
purpose.
The front
and
door
sold %
of an ounce of
dence that Hudson
unlatched,
swung open
was
and
with the
ATF’s
methamphetamine to the
confidential
waiting for a re-
officer’s knock. Without
informant,
á
Agent Bettendorf obtained state
sponse,
immediately
the officers
entered the
Orange
for
arrest warrant
Hudson from
house.
Attorney.
County
At
Assistant District
hearing, Agent Betten-
suppression
Hudson’s
through
The officers first
the house
moved
“normally” ap-
not
dorf testified
he did
security
They
every
sweep.
in a
entered
Orange
ply for
state arrest warrants.
room
secured the individuals
found.
and.
County
Attorney
District
testified
Assistant
in the
The officers located Hudson
southwest
hearing
at the
that was not “usual” for
standing
He
bedroom.
in one corner of
agents
ATF
to ask him for the issue
federal
him
the room. The officers ordered
out
warrants,
was “not
of state arrest
but that it
room,
him,
removed him from
handcuffed
first
it had-occurred.
testified
time”
He
house,
sweep.
and continued their
any illegal
felony
that the sale of
narcotic is a
completed
After
the officers had
then-
in California.
sweep,
the room to
one
them returned to
against
All of the warrants
conduct a search incident to arrest. About
the Hessian
gang,
including
passed
state
warrant
three minutes
between the arrest and
arrest
Hudson,
Septem-
agent’s
on
return to the room. On the
were executed
standing lay
ground
Both
and
law
where
had been
ber
state
Hudson
agent opened the rifle
agents
enforcement
executed the state arrest
a rifle ease. The
case
parents’
At
a rifle.
In one corner of the room
warrant
Hudson’s
house.
and found
a.m.,
table,
top
glassware
gathered
around 3:30
the officers
near was
on
which sat
appeared
agent to
At the time
arrest was
contain meth-
the house.
executed,
Agent
Drug
amphetamine.
Bettendorf was con-
Enforcement Administra-
(“DEA”) agent
charge
about
tion
of the arrest
tacted and informed
the rifle
operation possessed
glassware,
he
on
following informa-
told the officers
site
respect
alleged
that he
seek a search warrant based
tion with
to Hudson and his
would
gang:
discovery
on
Before
associates
the Hessian
One of the
those materials.
however,
obtained,
agents
participated
ATF
who had
a search warrant was
offi-
undercover
lawn,
glassware to
front
investigation
gang
in the
had heard Hessian
cers moved the
toxicity
citing
potential
“anger
concerns about the
members make statements
flammability
antipathy”
law
officials
of the chemicals contained
about
enforcement
A
glassware.
state lab technician
and had heard them admit their involvement
—ed,
-,
subsequently
samples
arrived
obtain
U.S. -,
aff'd,
substances.
L.Ed.2d
1769,
1417
Cir.1980),
denied,
1004,
requirement
450
cert.
101
knock and announce
(1981)).
Exigent
S.Ct.
challenge to the denial
next
“
circumstances are ‘those circumstances
arresting
his
is that
suppress
to
motion
person
would cause
reasonable
to believe
the “knock
announce”
violated
entry
necessary
prevent
... was
to
§ 3109 at the time
requirement of 18 U.S.C.
per
physical
to the officers or other
harm
the state arrest warrant
they executed
sons,
evidence,
of relevant
destruction
illegal
argues
He
that was
him.
escape
suspect,
or some other
through
his house
for the officers to enter
consequence improperly frustrating legiti
immediately
knocking on
open
after
door
” Arias,
mate law
923
enforcement efforts.’
identity. He
announcing
door and
Alfonso,
(citing
F.2d
1391
United States v.
disagrees
the district court’s conclusion
(9th Cir.1985)).
728, 742
response
that the
failure
await
officers’
justified by
exigency.”
“mild
particular,
we have held that
novo a district court’s
We review de
exigency”
justify
is sufficient to
simul
“mild
validity
protective
of a
determination
entry
entry
or
when
can
taneous
immediate
“knock
including compliance with the
sweep,
accomplished
physical
any
without
de
requirement of 18 U.S.C.
and announce”
Becker,
property.
23 F.3d at
struction of
Arias,
F.2d
§
3109. United States
omitted).
(citation
Arias,
Accord
Cir.)
(9th
(citing
United States
omitted).
(citation
exigen
F.2d at 1391
Mild
(9th Cir.)
McConney, 728 F.2d
cy
exists where “there is
likelihood that the
denied,
(en banc),
cert.
469 U.S.
try
dwelling]
escape,
will
occupants
[of
denied,
(1984)),
101, L.Ed.2d 46
cert.
resist,
destroy
McConney,
or
evidence.”
130,
ing
to execute a warrant
to enter
house
*9
suggesting
facts
rest was aware of several
give
purpose
notice of his
and authori-
must
escape
likely
attempt
that
Hudson was
entry
ty,
enter-
and must be refused
before
agent knew that Hud-
arrest. That
resist
ing the house.
recently
methamphetamine to a
had
sold
son
informant,
however,
prior
a
and had
con-
recognized,
confidential
have
We
Furthermore,
drug
for a
offense.
requirements
viction
“compliance with section 3109’s
informant had seen
by exigent
that same confidential
may
circumstances.”
be excused
in Hudson’s
drug paraphernalia
(citing
F.2d
United
firearms and
McConney, 728
at 1199
previous
on a
occasion.
Whitney,
F.2d
bedroom
(holding
note that a defendant’s known or
We first
that combination of factors
support
finding
exigency).
with
could
suspected
[that]
involvement
“offenses
a
of mild
possession
of firearms”
often involve
previous
finding
Our
reflect
decisions
a
finding
support,
part,
least in
of mild
exigency”
comparable
“mild
on
facts.
drug
exigency.
We have characterized
Id.
McConney,
exigency
we concluded a mild
ease,
dealing
an offense. Id.
In this
as such
existed where officers knew that the defen-
drug
prior conviction for a
Hudson’s
offense
prior
dant had
conviction for a violent
drug dealing
and the evidence of
recent
dealer,
felony,
drug
charged
was a
possibility
might
good
indicated a
that he
be
racketeering,
previously
and had
stated that
in such
currently involved
activities.
“protect”
motorcy-
he
Cf.
would
members of his
Mendonsa,
States v.
989 F.2d
Arias,
gang.
Similarly,
cle
we held
(9th Cir.1993) (defendant’s prior
state
exigency
that mild
existed where officers had
robbery
criminal conviction for armed
insuffi-
information that the defendant’s house was
justify
breaking
cient to
officers’
down of
drugs,
used to store
and where the
officer
door;
entry requires
front
forced
defendant’s
charge knew
occupied
the house was
at that
exigency”
specific
“more
inferences
than moment,
occupants might
that the
feared
exigency”
required
the “mild
standard
for
destroying
arming
evidence or
them-
entry).
non-destructive
Arias,
selves.
Second,
significant,
more
recent
3. The warrantless search
firearms
observation
bed-
challenge
Hudson’s final
information, supplied by
room. That
suppress
denial
his motion to
is that the
cooper-
ATF
confidential informant who
warrantless
following
search of his bedroom
by going
investigato-
ated with officials
on an
challenge
his arrest was invalid. His
is two
ry drug buy,
support
offered solid
for the
fold: He first contends that the “search inci
likely
officers’
belief
Hudson was
to have
dent
“plain
to arrest” and
view” doctrines do
firearms
his bedroom. We have held that
apply
cases where an arrest warrant is
suspect’s possession of
firearms suffices to
specific
urges,
executed
crime. He also
exigency.
mild
create a
United States v.
alternative,
in the
exceeded
Reed,
(9th Cir.1994).
Reed,
1419
omitted).
it,
following
Supreme
the
Court’s deci-
de
Since
lower
court decisions
Chimel,
legal
to arrest” doc
rules have
incident
sion
several
veloped
“search
the
Similarly, the
emerged
govern
“search incident to
trine decades after
to
the
Lefkowitz.
settled,
is well
Horton
“plain
principles
appli-
view” doctrine
of those
have
arrest.” Some
2301,
128, 110
California,
S.Ct.
v.
U.S.
to
cation
this case.
(1990),
emerged in
has
L.Ed.2d 112
and
Concerning
temporal scope
the
contemporary form decades after
its
Lefkow
search,
have held
“search
the
we
that a
that the search
itz. We next note
Lefkow-
“at
incident to arrest” must
conducted
thorough
and
conducted
itz —where officers
”
‘about the
time as the arrest.’
Tur
same
premis
prolonged search of the defendant’s
ner,
(quoting
F.2d at 887
United States
beyond the bounds of searches
es—went well
(9th
Andersson,
1450, 1456
813 F.2d
Cir.
permitted
contemporary
the
“search
under
1987)).
may
That search
be conducted short
“plain
and
view search”
incident to arrest”
ly
been
after the arrestee has
removed from
doctrines.
(1)
area, provided
the
the search is
arrest”
an
A “search incident to
is
the area that
“within the
restricted to
was
exception
general
rule
war
control when he
arrestee’s immediate
was
McConney,
at
rantless searches.
arrested,” Turner,
888,
(2)
926 F.2d at
justification
permitting
for
war
1206. The
occurring after the arrest but before
events
enforce
[of
rantless
is the “need
law
search
the
to arrest did not render
search incident
weapons
officers] to
or other
ment
seize
Turner,
Id.
In
unreasonable.
search
might
to assault an
things which
be used
example,
to
we held a search incident
escape,
or effect an
as well as
officer
only
a few min
unreasonable where
to
the loss or destruction of
prevent
need
passed
utes had
the arrest and
between
Id. at 1206-07.
evidence.”
search,
taken
the next
the defendant was
legitimate
A
“search incident
safety,
room out of
for the officers’
concern
person
to the arrestee’s
arrest” is limited
gun
in the room where the defen
was found
control,”
immediate
to the area “within his
arrested,
dant
been
defendant
he
meaning “the area from within which
of the arrest.
Id.
was held near the site
gain possession
weapon
de
might
respect
physical
With
Chimel,
structible evidence.”
U.S.
search,
scope of
we have held that
(internal
763,
quotation
at 2040
“encompass
may
search incident to arrest
omitted).
determining
whether
marks
has been re
room from which
arrestee
justified
is
under the “search incident
search
(limiting holding
moved.” Id.
therefore,
the critical
exception,
to arrest”
span
“the
facts of a short time
narrow
prop
...
inquiry
“whether the search
proximity”). We have
the arrestee’s close
erly
[the
limited to the area within
arres
may
incident to arrest
also held that
search
the time
tee’s] immediate control at
justify
found within
opening
of containers
McConney,
infringement of interest ar- the the glassware record reflects that fell Belton, may New v. have.” York 453 “plain restee exception within the to the view” war- 2860, 454, 460-61, 101 S.Ct. 69 U.S. requirement. rant (1981) (upholding search 768 inci- L.Edüd jacket officer searches
dent to arrest where
“plain
The
exception
view”
to the
suspects
during
arrested
traffic
of one
requirement
warrant
allows for the seizure of
stop).
plain
evidence
where
criteria
view
two
are
(1)
met:
“the initial intrusion
be
must
lawful”
mind,
principles in
these
we consider
With
(2)
incriminatory
“the
of the evi
nature
sought
items of evidence Hudson
the two
to
immediately
must
apparent
dence
to the
suppress below.
Simpson,
officers.” United States
10 F.3d
by noting
begin
We
that little time
(9th
Cir.1993),
647
on
overruled
other
passed between
moment Hudson was
grounds,
-,
U.S.
and the time the officer
arrested
returned
L.Ed.2d
Because we concluded
to conduct the search.
bedroom
After
valid,
above that- the
Hudson was
Hudson and removed him from
arrested
we conclude that
the first criterion of the
room,
quickly completed
the officers
“plain view” doctrine is satisfied.
house, which
sweep
necessary
of the
security of
the officers. One of the
The second criterion met
is
where
agents then returned to Hudson’s bedroom
“ ‘probable
the officer had
associate
rifle case. The
searched the
record indi
”
property
activity.’
with criminal
Texas
elapsed
cates that a mere three minutes
be
Brown,
730, 741-42,
460 U.S.
103 S.Ct.
tween Hudson’s arrest and the search of the
1535, 1543,
(1983)
(plurality)
L.Ed.2d
(cit
Turner,
case.
at
rifle
Cf.
York,
(quoting Payton
v. New
U.S.
ing
approval
Fleming,
1371, 1380,
63 L.Edüd 639
Cir.1982),
where the Sev
(1980)). By requiring
incriminatory
that the
enth Circuit held
five minutes was a
“immediately
nature of the
ap
evidence be
permissible lapse
time
between arrest and
parent,”
require
does
doctrine
arrest).
weapons
search for
incident to
possessed
certainty
officer “be
of near
as
physical
next
consider
circum-
Brown,
to the seizable
nature
items.”
stances
the search. When Hudson was
Instead,
arrested,
out of
called
his bedroom and
one
flexible,
cause “is a
common-sense
arresting
officers noticed a rifle case
standard,” requiring only that “the facts
Although
near his feet.
the rifle was con-
available
the officer would
“warrant man
ease,
tained
was nevertheless well
of reasonable caution in the
that cer
belief
reach,
within Hudson’s
and thus constituted
tain items
be contraband ... or useful
potential
danger
arresting
officers.
741-42,
evidence
Id. at
crime.”
physical proximity
rifle
sup-
thus
(quoting
S.Ct. at 1543
Carroll v. United
ports a
square-
conclusion that the search fell
States,
132, 162,
280, 288,
ly
spatial
within the
limitations of a search
(1925)).
in the middle of the order to member, family dis- attendant
one solitude, in- family’s peace
ruption deeply
fringes be our what most privacy, safety, property inter-
cherished fact of officers’ When one adds the
ests.
