United States v. Disantillo, Michele RomeoUnited States v. Disantillo, Michele Romeo
OPINION OF THE COURT
The major question presented in this appeal from sentence and conviction under
I.
Although we decide this аppeal only on the statute of limitations issue, we are not completely satisfied that the government met its burden of proving its case beyond a reasonable doubt.
See In re Winship,
The form did not mention the word “deportation” in its title; it was merely entitled
Notice of Revocation and Penalty.
This form failed to notify DiSantillo that he had been
arrested
and deported.
3
DiSantillo was returned to the ship and the next morning INS agent Francis H. Curry boarded the vessel and served its captain with INS Form 1-259, entitled
Notice to Detain, Deport, or Remove Aliens.
This
On February 14, 1963, while his ship was docked at Norfolk, Virginia, appellant duly filed Form 1-212, Application for Permission to Reapply for Admission into the United States after Deportation or Removal. Part of the information requested on this form was whether DiSantillo had been “excluded and deported (less than one year ago)” or “arrested and deported.” DiSantillo checked “excluded and deported (less than one year ago)” and asked to reenter the United States as a “visitor (Seaman).” The INS denied his request on June 6,1963. This reapplication for admission in 1963 is important because it tends to demonstrate that DiSantillo was unaware of the classification the INS had given him.
The record fails to indicate that DiSantillo was ever formally advised that he had been “arrested” in 1962 when he was a sixteen year old youth, or that he had been advised of the formal niceties that distinguish the related concepts of “excluded and deported” and “arrested and deported.” Indeed, there is a serious question whether the government proved that DiSantillo was actually “arrested.”
The government contends that on February 16, 1970, when applying fоr an immigrant visa at Naples, Italy, DiSantillo made a false statement by answering “no” to the following question on his application (Form FS-510, printed in English and Italian):
(b) Aliens who seek re-entry within one year of their exclusion from the United States, or who have been arrested and deported from the United States, or removed at Government expense in lieu of deportation, or removed as an alien in distress or as an alien enemy; aliens who procure or attempt to procure a visa or other documentation by fraud or willful misrepresentation; aliens who are not eligible to acquire United States citizenship, or who have departed from or remained outside the United States to avoid United states military service in time of war or national emergency; aliens who have been convicted for violating or for conspiring to violate certain laws or regulations relating to narcotic drugs or marihuana, or who are known or believed to be, or to have been, an illicit trafficker in narcotic drugs or marihuana; aliens seeking entry from foreign contiguous territory or adjacent islands within two years of their arrival therein on а non-signatory carrier; [aliens] who are unable to read and understand some language or dialect; aliens who, knowingly and for gain, have encouraged or assisted any other alien to enter, or attempt to enter, the UnitedStates in violation of law; and aliens who are former exchange visitors who have not fulfilled the two-year foreign residence requirement.
Do any of the foregoing classes apply to you? Yes No X (if answer is Yes, explain).
Government Exhibit 1. A visa was issued March 17, 1970, and DiSantillo was duly admitted to the United States at New York on March 23, 1970.
The trial court instructed the jury that the government had to prove three essential elements to establish a violation of
II.
DiSantillo argues that the statute of limitations under
The district court summarily rejected DiSantillo’s statute of limitations argument:
A reading of the statute makes the time of the commission of the offense whenever the defendant is found unlawfully in the United States, and the statute of limitations does not run so long as the alien is present in the United States. United States v. Bruno,328 F.Supp. 815 (W.D.Mo.1971); United States v. Alvarado-Soto,120 F.Supp. 848 (S.D.Cal.1954).
United States v. DiSantillo, Cr. No. 79-29, Slip Op. at 2 (W.D.Pa. March 9, 1979). The district court then determined that the statute of limitations did not begin to run until 1976 when appellant was “found” in the United States and interviewed by INS agents. For several reasons we conclude that the decisions relied upon by the district court do not compel the conclusion reached by that court in this case.
First, the two cited decisions are factually distinguishable. In this case DiSantillo entered the country at a United States immi
Second, these previous decisions gave inadequate consideration to DiSantillo’s proffered construction of the statute. The entire discussion of the statute of limitations issue in
Alvarado-Soto
is contained in the following conclusory language: “Defendant has raised the . . . statute of limitations as a bar to this prosеcution. This defense is without merit. The defendant’s criminal conduct continued each day that he was present in the United States. Since he was present here at the time the indictment was brought the prosecution was timely.”
Inquiry into the applicability of the continuing offense analysis to a criminal statute must begin with a consideration of
Toussie v. United States,
In reaching this conclusion, the Court set forth guidelines for determining when the applicable statute of limitations begins to run.
The purpose of a stаtute of limitations is to limit exposure to criminal prosecution to a certain fixed period of time following the occurrence of those acts the legislature has decided to punish by criminal sanctions. Such a limitation is designed to protect individuals from having to defend themselves against charges when the basic facts may have become obscured by the passage of time and to minimize the danger of official punishment because of acts in the far-distant past. Such a time limit may also have the salutary effect of encouraging law enforcement officials promptly to investigate suspected criminal activity. For these reasons and others, we have stated before “the principle that criminal limitations statutes are ‘to be liberally interpreted in favor of repose,’ United States v. Scharton,285 U.S. 518 , 522 [,52 S.Ct. 416 , 417,76 L.Ed. 917 ] (1932).” United States v. Habig,390 U.S. 222 , 227 [,88 S.Ct. 926 , 929,19 L.Ed.2d 1055 ] (1968). We have also said that “[statutes of limitations normally begin to run when the crime is complete.” Pendergast v. United States,317 U.S. 412 , 418 [,63 S.Ct. 268 , 271,87 L.Ed. 368 ] (1943); see United States v. Irvine,98 U.S. 450 , 452 [,25 L.Ed. 193 ] (1879). And Congress has declared a policy that the statute of limitations should not be extended “[e]xcept as otherwise expressly provided by law.”18 U.S.C. § 3282 . These principles indicate that the doctrine of continuing offenses should 4be appliеd in only limited circumstances since, as the Court of Appeals correctly observed in this case, “[t]he tension between the purpose of a statute of limitations and the continuing offense doctrine is apparent; the latter, for all practical purposes, extends the statute beyond its stated term.” [United States v. Toussie] 410 F.2d [1156, 1158 (2d Cir. 1969)]. These considerations do not mean that a particular offense should never be construed as a continuing one. They do, however, require that such a result should not be reached unless the explicit language of the substantive criminal statute сompels such a conclusion, or the nature of the crime involved is such that Congress must assuredly have intended that it be treated as a continuing one.
We first turn to the statute on which the criminal prosecution is based. “[A]s with any case involving the interpretation of a statute, our analysis must begin with the language of the statute itself.”
Touche Ross & Co. v. Redington,
In marked contrast, DiSantillo entered the United States through a recognized immigration port of entry in New York. The immigration authorities knew of his entry and could have, through the exercise of diligence typical of law enforcement authorities, discovered his violation at that time. The purpose of the statute of limitations is to balance the government’s need for sufficient time to discover and investigate the crime against the defendant’s right to avoid perpetual jeopardy for offenses committed in the distant past.
Toussie v. United States,
We believe that logic and good reason support this interpretаtion and that it comports with the legislative intent. Moreover, it is congruent with the Supreme Court’s interpretation of the limitations statute in
Toussie.
The critical event giving rise to this prosecution and making the offense complete occurred on March 23, 1970, the date he entered the United States at New York. This case does not require the appellant to defend against acts that occurred in 1976 when he was apprehended and interviewed by the INS agents in Pittsburgh; rather, it requires him to explain his 1970 visa application and his March 23, 1970 reentry into the United States at New York City. This is a cleаr case for application of the major purpose of the statute of repose, as stated by the Supreme Court in
Toussie:
“to protect individuals from having to defend themselves against charges when the basic facts may have become obscured by the passage of time and to minimize the danger of official punishment because of acts in the far-distant past.”
Our conclusion that the crime of illegal entry through a recognized INS port of entry after being arrested and deported is not a continuing offense is further supported by the Supreme Court’s decision in
United States v. Cores,
Section 252(c) punishes “[a]ny alien crewman who willfully remains in the United States in excess of the number of days allowed.” The conduct proscribеd is the affirmative act of willfully remaining, and the crucial word “remains” permits no connotation other than continuing presence. Nor does the section necessarily pertain to any particular locality, such as the place of entry, for the Act broadly extends to willfully remaining “in the United States.”
Id.
at 408,
[tjhose offenses are not continuing ones, as “entry” is limited to a particular locality and hardly suggests continuity. Hence a specific venue provision in § 279 of the Act was required before illegal entry cases could be prosecuted at the place of apprehension. 66 Stat. 230,8 U.S.C. § 1329 . This reasoning underlay the request for specific legislation by the Immigration and Naturalization Service. See Analysis of S. 3455, 81st Cong., prepared by the General Counsel of the Service, p. 276-2. In contrast to illegal entry, the § 252(c) offense of willfully remaining is continuing in nature. A specific venue provision would be mere surplusage, since prosecutions may be instituted in any district where the offense has been committed, not necessarily the district where the violation first occurred.
Id.
at 408 n.6,
Accordingly, we hold that an alien may not be indicted under
In this case, appellant entered through the INS port of entry at New York on March 23, 1970, as evidenced by the official stamp on his immigrant visa. The five year statute of limitations for a prosecution under
The judgment of conviction and sentence will be reversed and the proceedings remanded with a direction to dismiss the indictment.
Notes
.
(1) has been arrested and deported or excluded and deported, and thereafter
(2) enters, attempts to enter, or is at any time found in, the United States, unless (A) prior to his reembarkation at a place outside the United States or his application for admission from foreign contiguous territory, the Attorney General has expressly consented to such alien’s reapplying for admission; or (B) with respect to an alien previously excluded and deported, unless such alien shall establish that he was not required to obtain such advance consent under this chapter or any prior Act,
shall be guilty of a felony, and upon conviction thereof, be punished by imprisonment of not more than two years, or by a fine of not more than $1,000, or both.
.
Except as otherwise expressly provided by law, no person shall be prosecuted, tried, or punished for any offense, not capital, unless the indictment is found or the information is instituted within five years next after suсh offense shall have been committed.
. The notice provided:
Your D-l Conditional Landing Permit has been revoked, and your detention and deportation aboard the M/V MARIA AMELIA LOLLI GHETTI has been directed, pursuant to Section 252(b) of the Immigration and Nationality Act.
You are hereby placed on notice that under the law a crewman whose D-l Conditional Landing Permit is revoked, and who is then deported, cannot thereafter lawfully enter the United States, unless prior to his embarkation at a place outside the United States, the Attorney General has expressly consented to his reapplying for admission. Mоreover, under the law a crewman who enters or attempts to enter the United States at any time after such deportation without having received permission from the Attorney General to reapply for admission, is guilty of a felony and, upon conviction, is liable to imprisonment of not more than two years, or a fine of not more than $1,000, or both such fine and imprisonment.
. This provision states in part:
(b) Pursuant to regulations prescribed by the Attorney General, any immigration officer may, in his discretion, if he determines that an alien is not a bona fide crewman, or does not intend to depart on the vessel or aircraft which brought him, revoke the conditional permit to land which was granted such crewman under the provisions of subsection (a)(1) of this section, take such crewman into, custody, and require the master or commanding officer of the vessel or aircraft on which the crewman arrived to receive and detain him on board such vessel or aircraft, if practicable, and such crewman shall be deported from the United States at the expense of the transportation line which brought him to the United States. Until such alien is so deported, any expenses of his detention shall be borne by such transportation company.' . . .
. Rec. at 242 — 43. In its instructions to the jury, the court explained:
Now, here the government claims it has shown by various exhibits . . . that in Government Exhibit 1, [DiSantillo] signed an application for a visitor’s visa . . setting forth that he was of Italian birth and that he had not been arrested or deported.
There is a specific question there, you will recall, that stated, among other things, whether or not he had been arrested or deported, and the answer was no, and that by Exhibit 2 they have shown that after that application, he was in fact granted a visitor’s visа which was granted on March 17, 1970, which was to expire July 16, 1970, and I think the visitor’s visa shows that he actually entered into the United States on March 23, 1970.
Rec. at 243-^4.
. We also do not decide whether proof of willfulness is required in a prosecution under
. Under this statute, it has been held that, under
. Only one situation comes to mind in which a prosecution for “entry” could not be initiated by the defendant being “found in the United States.” That situation would involve a defendant who entered and then departed from this country without being apprehended. In that situation, authorities in the United States would need to have the defendant extradited back to this country. Zealous as the INS may be, we are unwilling to assume that Congress added “enters [or] attempts to enter” solely to meet the unlikely contingency that the defendant would be extradited back to the United States. More probably, Congress intended to deal with that situation, if it considered it at all, by having the United States authorities invoke the “fleeing from justice” exception to the statute of limitations in
. The government’s argument that the statute of limitations for DiSantillo’s reentry was tolled because of his alleged intentional misrepresentations on his visa application leads to an anomaly.
.