United States v. Dennis Wayne Moslavac, 779 F.3d 661

Case Information

Before F LAUM , W ILLIAMS , and T INDER , Circuit Judges . F LAUM , Circuit Judge

. In July 2014, Dennis Moslavac was three months shy of completing a four year term of super- vised release when he was arrested and accused of violating the terms of that release. Among other alleged violations, the government accused Moslavac of committing a battery against a female victim, Jina Kizivat. Kizivat’s nine-year-old daughter, D.S., allegedly witnessed the battery.

At Moslavac’s parole revocation hearing, the government called Walter Sturgeon to testify about the alleged battery of Kizivat. Sturgeon is D.S.’s father and Kizivat’s ex-husband; he was not present during the alleged battery. Sturgeon re- layed only what D.S. told him about the incident, and the government introduced a voicemail that D.S. left for Stur- geon on the day of the alleged battery. Neither Kizivat nor D.S. testified at Moslavac’s revocation hearing. Over Moslavac’s objection, the district court allowed D.S.’s state- ments into evidence on the theory that they were excited ut- terances, but did not explicitly balance the interests of the parties under Federal Rule of Criminal Procedure 32.1(b)(2)(C). For that reason, we now reverse.

I. Background Dennis Moslavac was convicted of possessing cocaine with intent to distribute in violation of 21 U.S.C. §§ 841(a)(1) and (b)(1), and sentenced to 105 months imprisonment, fol- lowed by four years of supervised release. Moslavac’s term of supervised release was set to end on October 7, 2014. In July 2014, Moslavac was arrested based on allegations that he violated the terms of his supervised release. The district court held a revocation hearing on August 14, 2014 to de- termine what sentence—if any—Moslavac should receive for the alleged violations. The government claimed that Moslavac violated the terms of his supervised release in sev- en ways: (1) the alleged battery of female victim, Jina Kizi- vat; (2) the alleged battery of female victim, Joann Werner; (3) having a positive urine test for drugs; (4) failing to report for drug testing; (5) associating with persons using marijua- na; (6) failing to give his parole officer advance notice of a change in residence; and (7) failing to report to an appoint- ment with his parole officer. Moslavac contested the first two battery allegations, but did not dispute the remaining claims.

At Moslavac’s revocation hearing, the government pre- sented evidence of both batteries. Only the evidence relating to the alleged battery of Kizivat is at issue in this appeal. As evidence of the Kizivat battery, the government relied on the “testimony” of D.S.—Kizivat’s nine-year-old daughter who allegedly witnessed the battery. Specifically, the government called Walter Sturgeon—D.S.’s father and Kizivat’s ex- husband—as its only witness. Sturgeon testified that he dropped D.S. off with Kizivat on the morning of the alleged incident, and that he received several phone calls from D.S. later in the day telling him that Moslavac hit Kizivat’s foot with a metal object after he became angry about a phone call Kizivat received. D.S. apparently conveyed to Sturgeon that the incident was all her fault because she told Moslavac about the phone call. The next day, Sturgeon realized that D.S. left a voicemail message on his phone when she was at- tempting to reach him. The government played D.S.’s voicemail during the revocation hearing in conjunction with Sturgeon’s testimony.

The district court determined that D.S.’s statements—as relayed by Sturgeon and by D.S.’s voicemail—were excited utterances, and therefore were admissible hearsay. See Fed. R. Evid. 803(2). The district court did not, however, engage in an interest balancing analysis under Federal Rule of Crim- inal Procedure 32.1(b)(2)(C). The district judge stated that he found D.S.’s “testimony” to be highly credible, completely convincing, and that the court would give it “great weight.” Supervised Release Revocation Hr’g Tr. 76, Aug. 14, 2014. Because all of Moslavac’s parole violations were “Grade C” violations, and because he had a criminal history category of IV, the advisory revocation sentencing guidelines suggested a sentence of between six and twelve months imprisonment. The government requested a sentence between nine and twelve months. The district court subsequently sentenced Moslavac to nine months of imprisonment, followed by an additional two years of supervised release.

II. Discussion There is no consensus among our sister circuits about what standard of review to apply when reviewing a district court’s admission of hearsay testimony at a parole revoca- tion hearing without conducting an explicit balancing test under Rule 32.1(b)(2)(C) . Some circuits apply an abuse of discretion standard, see United States v. Doswell , 670 F.3d 526, 533 (4th Cir. 2012), United States v. Martin , 382 F.3d 840, 844 (8th Cir. 2004), while others apply de novo review. See Unit- ed States v. Lloyd , 566 F.3d 341, 344 (3d Cir. 2009). We con- clude that the standard of review does not affect our analysis in this case, as the district court’s admission of the hearsay testimony—without conducting a Rule 32.1(b)(2)(C) balanc- ing test—runs directly afoul of our precedent in United States v. Jordan , 742 F.3d 280 (7th Cir. 2014); the district court erred under either standard of review. In any event, since the par- ties did not fully brief the issue, we reserve addressing it in this case.

A. The district court erred in not conducting an explicit balancing test under Rule 32.1(b)(2)(C).

Federal Rule of Criminal Procedure 32.1(b)(2)(C) states that at a parole revocation hearing, the defendant is owed “an opportunity to appear, present evidence, and question any adverse witness unless the court determines that the in- terest of justice does not require the witness to appear.” In United States v. Jordan , we held that “Rule 32.1(b)(2)(C) re- quires a district court in a revocation hearing explicitly to balance the defendant’s constitutional interest in confronta- tion and cross-examination against the government’s stated reasons for denying them.” 742 F.3d at 280. Here, the gov- ernment concedes that the district court did not explicitly conduct the Rule 32.1(b)(2)(C) balancing inquiry. Rather, the government argues that the district court implicitly weighed these concerns by finding that D.S.’s statements were excited utterances, and thus admissible hearsay. See Fed. R. Evid. 803(2). The government argues further that it was the district court’s conclusion that D.S.’s statements were particularly reliable, in addition to being admissible, which demonstrates that the district court implicitly weighed the interests of the parties.

In Jordan , however, we stated that “reliability cannot be the beginning and the end of the ‘interest of justice’ analysis under Rule 32.1(b)(2)(C), and we do not mean to imply that finding the hearsay reliable would alone suffice to support its admission under the rule.” Id. Furthermore, Jordan creat- ed the bright-line rule in this circuit that a district court must explicitly balance the defendant’s interests in confrontation against the government’s interests in not producing the rele- vant witness. Id. Therefore, the government’s position that the district court implicitly considered these factors still runs counter to the clear mandate of Jordan .

B. The district court’s error was not harmless. The government argues that even if the district court erred in failing to explicitly balance the interests of the par- ties under Rule 32.1(b)(2)(C), that this error was harmless for three reasons: (1) the government had compelling reasons for not producing D.S. at the revocation hearing; (2) D.S.’s hearsay statements were reliable; and (3) it is likely that the district court would have issued Moslavac the same sentence given the evidence of other parole violations presented at his revocation hearing. We are not persuaded by any of the gov- ernment’s arguments.

First, the government did not adequately discuss—nor did the district court adequately consider—the government’s reasons for not producing D.S. at the revocation hearing. In Jordan , we stated that Rule 32.1(b)(2)(C) requires “a district court in a revocation hearing explicitly to balance the de- fendant’s constitutional interests in confrontation and cross- examination against the government’s stated reasons for deny- ing them .” 742 F.3d at 280 (emphasis added). The govern- ment offered no reasons for not producing D.S. during Moslavac’s hearing, nor did the district court discuss any potential reasons for D.S.’s absence. At oral argument on appeal, the government argued that its reasons for not pro- ducing D.S. “should have been obvious,” encouraging us to find the district court’s error harmless. Nothing in the word- ing of Rule 32.1(b)(2)(C), however, indicates that the gov- ernment is owed such deference. Thus, we decline to find that the district court’s Rule 32.1(b)(2)(C) error was harmless simply because compelling reasons for not producing D.S. may exist in the abstract. 7

Next, the government argues that D.S.’s statements were so reliable that even if the district court erred in admitting them, the inherent trustworthiness of the statements ren- dered the error harmless. The government urges us to find D.S.’s statements reliable—as the district court did—by fo- cusing on the fact that D.S. claimed responsibility for the in- cident, thus lending more credence to her version of events. Here, we draw further guidance from our decision in Jordan , where we tackled the question of whether a Rule 32.1(b)(2)(C) error was harmless if the evidence ultimately admitted was deemed sufficiently reliable on appeal. In Jor- dan , in finding that a police report was not sufficiently relia- ble, we noted that the probation officer who testified about the report had “no independent knowledge of the events, so his testimony merely repeated rather than corroborated the police report.” 742 F.3d at 281. Accordingly, we concluded that none of the evidence offered by the government “suffi- ciently corroborates the report’s account … to allow us to determine on appeal that the evidence was so reliable as to render the district court’s error harmless.” Id. Here, Stur- geon’s testimony went wholly uncorroborated at Moslavac’s hearing, with the exception of a hysterical voicemail from D.S. ^[1] As in Jordan , Sturgeon had no independent knowledge of the alleged events, but rather repeated what his daughter told him. Therefore, we find the teachings of Jordan applica- ble here, and conclude that D.S.’s uncorroborated state- ments—as relayed by Sturgeon—were not so clearly reliable as to make the district court’s error under Rule 32.1(b)(2)(C) harmless.

Finally, the government argues that the district court’s error was harmless because Moslavac would have received the same sentence even if the district court had not consid- ered D.S.’s statements. Specifically, the government argues that the district court considered evidence of several other Grade C violations, and that any one of these other viola- tions would have been sufficient to warrant an advisory guidelines range of six to twelve months.

Moslavac does not dispute this contention. However, simply because the guidelines range would have been the same without the Kizivat battery evidence does not mean that Moslavac would have received his current sentence had the evidence not been introduced. In fact, the district court placed considerable emphasis on the Kizivat battery during sentencing, noting,

And that’s credible evidence. So when you say it’s an excited utterance, while we have to look at those with caution, when it has this type of validity in the Court’s 40 years of experience in handling many, many, many of these cases and having many child witnesses under these types of circumstances testify in this manner, and that is all testimony that gives the Court great confidence that—when it says this is absolute validity and should be given great weight, it is going to give it great weight … .

Supervised Release Revocation Hr’g Tr. 76. In light of the considerable and apparent weight that the district court gave 9 to the Kizivat battery during Moslavac’s sentencing, we can- not conclude that Moslavac would have received the same sentence notwithstanding the Kizivat incident. Thus, it was not harmless error for the district court to overlook its obli- gation to perform an interests analysis pursuant to Rule 32.1(b)(2)(C).

III. Conclusion The judgment of the district court is V ACATED , and the case is R EMANDED for a re-sentencing hearing consistent with this opinion. ^[2]

Notes

[1] The court has listened to D.S.’s voicemail, and we agree with Moslavac that it has negligible corroborative value, if any. It is, as Moslavac charac- terized it during oral argument, largely a recording of D.S. sobbing.

[2] Moslavac asked this court to assign his re-sentencing hearing to a dif- ferent district court judge. We find no compelling reason for such a re- assignment, and therefore decline to do so.

Case Details

Case Name: United States v. Dennis Wayne Moslavac

Court Name: Court of Appeals for the Seventh Circuit

Date Published: Feb 18, 2015

Citations: 779 F.3d 661; 2015 U.S. App. LEXIS 2481; 2015 WL 678768; 14-2866

Docket Number: 14-2866

Court Abbreviation: 7th Cir.