Lead Opinion
McKEAGUE, J., delivered the opinion of the court, in which SILER, J., joined.
CLAY (pp. 485-91), delivered a separate concurring opinion.
OPINION
Defendant-appellant Demetrius Pruitt appeals the district court’s grant of the Government’s motion for reconsideration of Pruitt’s motion to suppress evidence obtained during a protective sweep of a third-party’s residence. For the reasons that follow, the ruling of the district court is affirmed.
I. BACKGROUND
In June of 2004, Demetrius Pruitt was on parole following his conviction for possession of cocaine, possession of marijuana, and possession of drug-use paraphernalia in violation of Ohio law. Pruitt became a fugitive from justice after failing to report to his parole officer in July of 2004. After law enforcement officials were unable to locate Pruitt at his listed address, an arrest warrant was issued in the Lorain County Common Pleas Court.
During this time period, the U.S. Marshal’s service was conducting “Operation LASSO” in Lorain County in conjunction with the Lorain Police Department and the Adult Parole Authority. The collaborative program was designed to arrest potentially violent fugitives. Following issuance of the arrest warrant, officials involved with the initiative began an investigation of Pruitt’s whereabouts.
In August 2004, an anonymous female caller contacted Burt Fitzgerald, Pruitt’s parole officer. She told Fitzgerald that Pruitt was no longer residing at the address that Pruitt had provided, but instead was residing at 2652 Meister Road, Lorain, Ohio. Fitzgerald believed, but did not verify, that the caller was Pruitt’s ex-girlfriend, a woman he had spoken to previously in either December 2003 or January 2004. The caller told Fitzgerald that she had seen Pruitt at the Meister Road ad
Shortly after arriving in the area, the officers saw a man knock and enter the Meister Road home. The man exited the home a few minutes later, and sped away from the scene, prompting the officers to conduct a traffic stop. The driver identified himself as “Freddie Garcia” and produced a driver’s license and recited a social security number. The officers showed the driver a photograph of Pruitt, who he identified as “Meaty.” He stated that “Meaty” was inside the residence, and that “Meaty” had refused to sell him crack cocaine on credit.
Unbeknownst to the officers, the driver was not Freddie Garcia, but was Thomas Garcia, who had possession of his brother’s driver’s license and knowledge of his social security number. The officers were unaware of this fraudulent identity until just prior to the suppression hearing in the district court.
After receiving the information from Garcia, the officers went to the Lorain County Municipal Court to seek a search warrant for 2652 Meister Road. The prosecutor prepared a form affidavit after Detective Earl related the anonymous tip and Garcia’s statement, which Earl then signed without reviewing. The section of the affidavit requiring the affiant to provide the facts upon which the warrant should issue was left blank.
Subsequently, the detective presented the defective affidavit to the Municipal court. Detective Earl recited the factual basis for the search warrant under oath, however, no transcript of his sworn statement was prepared. Following Earl’s testimony, the search warrant was issued. Earl notified the LASSO team that the warrant had been issued and the team entered the Meister Road residence.
Upon entry, the officers found Pruitt hiding in a kitchen closet. Pruitt was arrested and a protective sweep of the premises was conducted. The officers found several bags of crack cocaine, marijuana, a wallet, and a loaded .25 caliber pistol all within plain view. Pruitt refused to allow the officers to search the premises, stating that it “wasn’t his place,” although he admitted to owning the contraband that the officers had collected during the protective sweep. The LASSO team returned to the Municipal Court to successfully obtain another search warrant for the premises, because Pruitt disclaimed ownership of the property.
Pruitt was indicted on December 20, 2004, for being a felon in possession of a firearm and for possession with intent to distribute crack cocaine, in violation of 18 U.S.C. § 922(g)(1) and 21 U.S.C. § 841(a)(1), (b)(1)(B), (b)(1)(C) respectively-
On December 20, 2004, Pruitt moved to suppress the evidence obtained in the search of the Meister Road Residence. Pruitt claimed that the officer’s reliance on Garcia’s statements was improper because he had provided false identification to the police, and that Garcia’s credibility was lacking because he admitted to police that he was trying to purchase crack cocaine. Pruitt also argued that the “bare bones” affidavit, lacking any factual basis upon which a warrant could issue, was so defective that it could not be saved by the good faith exception of United States v. Leon,
On March 17, 2005, the Government moved the district court to reconsider the suppression order. The Government relied on this court’s published opinion in United States v. Buckner,
II. JURISDICTION AND STANDARD OF REVIEW
The district court properly exercised subject matter jurisdiction pursuant to 18 U.S.C. § 3231. This court has jurisdiction over this appeal pursuant to 28 U.S.C. § 1291.
When reviewing the denial of a motion to suppress, this Court reviews a “district court’s findings of fact for clear error and its conclusions of law de novo,” considering the evidence “in the light most likely to support the district court’s decision.” United States v. Hurst,
III. ANALYSIS
A. The Search Warrant Issued for 2652 Meister Road was Invalid
An affidavit underlying the issuance of a search warrant must provide information sufficient to establish “a substantial basis for determining the existence of probable cause.” Leon,
The Government argues that despite the failure of the detective to follow the correct procedure, the LASSO team relied on the warrant in good faith, and the search is protected under the Leon good faith exception. The Leon good faith exception allows for the inclusion of evidence obtained by an invalid warrant if the officers reasonably and in good faith relied on the warrant at the time the search was conducted. Leon,
B. Appellant’s Fourth Amendment Rights Were Not Violated
Pruitt asserts that the officer’s entry into the Meister Road home violated his Fourth Amendment rights, because the officers did not have a valid search warrant, and relies on Steagald v. United States,
Steagald moved to suppress the evidence on the ground that it was illegally obtained because agents failed to procure a search warrant for the home, instead relying on Lyons’s arrest warrant to execute what officers believed to be a lawful entry. Id. at 207,
We find the holding in Steagald easily distinguishable here. In Steagald, the Court carefully circumscribed the issue, stating “the narrow issue before us is whether an arrest warrant — as opposed to a search warrant — is adequate to protect the Fourth Amendment interests of persons not named in the warrant, when their homes are searched without their consent and in the absence of exigent circumstances.” Id. at 212,
We have already considered this issue, albeit in dicta, in Buckner,
Under Payton, the police could have entered the defendant’s own home if they had a warrant for his arrest and reason to believe that he was inside. It would be illogical to afford the defendant any greater protection in the home of a third party than he was entitled to in his own home. That illogical result, however, is precisely what would happen if we accepted the defendant’s contention that Steagald required a search warrant in this case.
Buckner,
Pruitt argues that even if he did not have a privacy interest in the Meister Road residence requiring a search warrant, the police did not have reason to believe that he was in the home at the time of his arrest. He asserts that a circuit-split exists regarding the standard required for establishing a “reasonable belief’ upon which officers may rely in order to enter a third-party’s dwelling with only an arrest warrant. Pruitt urges this court to adopt the Ninth Circuit’s ruling in United States v. Gorman,
In response, • the Government argues that while a circuit-split does exist, a majority of the circuits that have ruled on the issue have determined that a lesser reasonable belief standard, and not probable cause, is sufficient to allow officers to enter a residence to enforce an arrest warrant, and that the officers here had adequate information in this case to meet this standard. We agree.
Reasonable belief is established by looking at common sense factors and evaluating the totality of the circumstances. See United States v. McKinney,
Our decision is consistent with the majority of our sister circuits who have ruled that consideration of common sense factors and the totality of the circumstances is sufficient to formulate a reasonable belief that a suspect is on the premises. See United States v. Route,
Our holding contrasts with that of the Ninth Circuit, which alone has ruled that reasonable belief is the equivalent of probable cause in determining whether a suspect is within the residence. United States v. Gorman,
By way of example, in Maryland v. Buie,
[B]y requiring a protective sweep to be justified by probable cause to believe that a serious and demonstrable potentiality for danger existed, the Court of Appeals of Maryland applied an unnecessarily strict Fourth Amendment standard. The Fourth Amendment permits a properly limited protective sweep in conjunction with an in-home arrest when the searching officer possesses a reasonable belief based on specific and articulable facts that the area to be swept harbors an individual posing a danger to those on the arrest scene.
Id. at 337,.
IV. CONCLUSION
For the aforementioned reasons, the ruling of the district court granting the Government’s motion for reconsideration should be AFFIRMED.
Notes
. The officers recognized "Meaty” as Pruitt's street name.
. In fact, the Steagald Court carefully considered the distinct Fourth Amendment rights of the subject of an arrest warrant and those of a third-party homeowner. An arrest warrant protects the subject of the warrant from an unreasonable seizure of his person, while a search warrant protects "an individual’s interest in the privacy of his home and possessions against the unjustified intrusion of the police.” Id. at 213,
. In support of its ruling, the Ninth Circuit cited its own rulings in Watts v. County of Sacramento,
Concurrence Opinion
concurring.
I write separately because I believe that the facts and posture of this case deserve careful distinction from those circumstances in which an arrestee or a third-party homeowner may assert valid Fourth Amendments interests against warrantless searches. In addition, I believe that the “reason to believe” standard under Payton v. New York,
I.
DISCUSSION
A. An Arrest Warrant Protects the Fourth Amendment Rights of the Subject of the Arrest Warrant, But a Premises Search Warrant Is Required to Protect the Fourth Amendment Interests of a Third-Party Homeowner
Defendant argues that his Fourth Amendment rights were violated when the Lorain Apprehension Search and Seizure Operation (“LASSO”) team arrested Defendant in his girlfriend’s home without a valid search warrant for the residence. In particular, Defendant argues that a combined reading of the Supreme Court’s opinions in Payton v. New York,
1. Under Payton, an Arrest Warrant Protects the Fourth Amendment Interests of the Subject of the Arrest Warrant
The Supreme Court has held that Fourth Amendment interests are personal. See Minnesota v. Carter,
In Payton, the Supreme Court held that absent consent or exigent circumstances, police could not effect an arrest within a suspect’s home without a valid warrant.
2. A Premises Search Warrant Is Required to Protect the Fourth Amendment Interests of Persons Not Named in an Arrest Warrant
Just one year after Payton, the Supreme Court answered the question that it had left open in Payton concerning the rights of persons not named in an arrest warrant. The Steagald Court was presented with a Fourth Amendment claim by a third-party homeowner. In Steagald, the police possessed an arrest warrant for a suspect and had information that the suspect could be found at the home of the third party.
A panel of this Court construed the combined holdings of Payton and Steagald in United States v. Buckner,
3. Defendant Erroneously Argues That the Payton Arrest Warrant Requirement Has Been Superseded
Defendant argues to this Court that the Buckner analysis is merely dicta, and even if more than dicta, has been superseded by intervening Supreme Court precedent. Defendant argues that the 1990 Olson decision, in which the Supreme Court recognized that overnight guests may have a reasonable expectation of privacy in the homes in which they stay,
Olson is entirely compatible with Payton and Steagald. Before Olson, someone else’s house was treated like public space insofar as a nonhomeowner’s Fourth Amendment interests were concerned. After Olson, however, the courts recognized that some guests have Fourth Amendment interests while staying in the home of another akin to the homeowner himself. After Olson, the overnight guest has Fourth Amendment standing to challenge the validity of a premises search warrant, something a guest simply could not do before the Olson ruling. It does not follow, however, that the Olson decision grants greater Fourth Amendment protections to overnight guests than those granted to homeowners’ themselves. Under Payton, a valid arrest warrant is sufficient to protect the Fourth Amendment rights of the person named in the arrest warrant, even if that arrest takes place in his or her home. It would be incongruous to say that the overnight guest has greater Fourth Amendment protections in the home of another than he or she would have in his or her own home. See Buckner,
A Because Fourth Amendment Interests Are Personal, Defendant Lacks Standing to Assert the Homeowner’s Fourth Amendment Injury
There is an important distinction between the still controlling Supreme Court decision in Steagald and the instant case. We are dealing here with the arrestee’s Fourth Amendment interests as implicated by an arrest in a place where he or she has a reasonable expectation of privacy; the Supreme Court has held that these interests are sufficiently protected through the procurement of a valid arrest warrant, so long as the attendant premises search is limited to a protective sweep. See Payton,
Were the police to áttempt to use any evidence discovered in the home against the homeowner, after entering the home without a search warrant to arrest a guest, the homeowner may have, under appropriate circumstances, a legitimate Fourth Amendment suppression argument. See Steagald,
This Circuit has employed the above analysis in an unpublished opinion. See United States v. Watson,
Accordingly, a valid arrest warrant is sufficient to safeguard the Fourth Amendment interests of persons named in the arrest warrant. Of course, should officers wish to insure that everyone’s Fourth Amendment interests are protected, not
B. The Officers’ Reasonable Belief That Defendant Could Be Found at 2652 Meister Road Constituted Probable Cause
Defendant argues in the alternative that even under the Payton rule, the officers’ entry into the Meister Road residence violated his Fourth Amendment rights because the officers lacked probable cause to believe that Defendant was present in the home. The government avers that reasonable suspicion, and not probable cause, is the applicable standard, but argues that in this case that the higher standard has been met. Supreme Court case law indicates that “reason to believe” is equivalent to probable cause in the circumstances before this Court, see Maryland v. Pringle,
1. Reasonable Belief Echoes the Definition of Probable Cause
The Payton Court held that “an arrest warrant founded on probable cause implicitly carries with it the limited authority to enter a dwelling in which the suspect lives when there is reason to believe the suspect is within.”
The parties differ over the quantum of proof required under the “reason to believe” standard articulated in the Payton decision. Defendant argues that “reason to believe” should entail the same protections and level of, knowledge inherent in probable cause. The Ninth Circuit has applied such a rule. See United States v. Gorman,
Despite some courts’ attempt to distinguish between the two monikers, the “reason to believe” standard directly echoes the underlying definition of probable cause. The Supreme Court has recently expanded on the meaning of probable cause in the context of warrantless arrests in public places:
On many occasions, we have reiterated that the probable-cause standard is a “practical, nontechnical conception” that deals with “the factual and practical considerations of everyday life on which reasonable and prudent men, not legal technicians, act.” Illinois v. Gates,462 U.S. 213 , 231,103 S.Ct. 2317 ,76 L.Ed.2d 527 ... (1983) [internal quotation omitted] ---- “[P]robable cause is a fluid concept — -turning on the assessment of probabilities in particular factual contexts — not readily, or even usefully, reduced to a neat set of legal rules.” Gates,462 U.S. at 232 ,103 S.Ct. 2317
The probable-cause standard is incapable of precise definition or quantification into percentages because it deals with probabilities and depends on the totality of the circumstances .... We have stated, however, that “[t]he substance of all the definitions of probable cause is a reasonable ground for belief of guilt,” ... and that the belief of guilt must be particularized with respect to the person to be searched or seized, Ybarra v. Illinois,444 U.S. 85 , 91,100 S.Ct. 338 ,62 L.Ed.2d 238 ... (1979).
Pringle,
The Supreme Court has therefore likened probable cause to a “reasonable ground for belief.” Ybarra,
2. The Officers Possessed an Objectively Reasonable Belief That Defendant Was Present at 2652 Meister Road
When the LASSO task force entered the Meister Road residence, it possessed at least two, independent factual bases for believing that Defendant was present in the home. The initial telephone call to Defendant’s probation officer indicated that Defendant had been at the residence within the past two hours. Although Defendant argues that this was an anonymous tip upon which the officers unreasonably relied, there was sub
II.
CONCLUSION
I agree with the majority that Defendant in the instant case cannot assert the Fourth Amendment interests of the third-party homeowner. However, I differ with the majority in that the “reason to believe” standard of Payton v. New York is the functional equivalent of probable cause. Because the officers in the instant case had probable cause to believe Defendant was inside 2652 Meister Road when they entered, I would affirm the district court.
. A suit may be brought whether or not a homeowner suffers economic injury. The Supreme Court has recognized the availability of nominal damages for the deprivation of absolute rights under 42 U.S.C. § 1983. See Carey v. Piphus,
. The officers in the instant case attempted to procure a search warrant before entering the residence, but the warrant's facial invalidity for lack of particularity precluded the officers’ reliance on that warrant. Insofar as the record before this Court shows, police did not attempt to prosecute the homeowner for anything found on the premises. This is not to say, however, that Serrano's Fourth Amendment rights were not compromised when the officers entered her home without a valid search warrant when she was not the subject of any arrest warrant.
