UNITED STATES OF AMERICA, Plаintiff-Appellee, versus JAMES VINCENT DELEVEAUX, Defendant-Appellant.
No. 98-5685
United States Court of Appeals, Eleventh Circuit
March 9, 2000
D. C. Docket No. 98-286-CR-JLK
Before BLACK and HULL, Circuit Judges, and GOODWIN*, Senior Circuit Judge.
Appeal from the United States District Court for the Southern District of Florida
HULL, Circuit Judge:
*I. EVIDENCE AT TRIAL
A one-count indictment charged Deleveaux with being a convicted felon in possession of a Mack 11, semiautomatic pistol on May 23, 1997, in violation of
At trial, Deleveaux testified and acknowledged that as a convicted felon he was not supposed to possess a firearm. Deleveaux also admitted knowing that, prior to May 23, 1997, this pistol had been placed in the attic crawl space that was accessible through the master bedroom of his residence. According to Deleveaux, the gun belonged to his wife, and he first learned that his wife kept the gun in the attic crawl space of their home in December 1996. At that time, however,
A. The Shooting
It is undisputed that, on May 23, 1997, Deleveaux pulled the pistol out of the attic crawl space, ran down the stairs of his two-story home with the pistol in his hand, fired the pistol, and later returned the pistol to the crawl space. Deleveaux‘s theory of defense was that he was justified in possessing the pistol on May 23, 1997, in response to a threat of death or seriоus injury to himself and his family. However, the Government and Deleveaux presented conflicting evidence about the events that spurred Deleveaux to use the pistol.
Deleveaux testified that he heard banging at his front door while he was upstairs, getting his children ready for bed. From downstairs, Mrs. Deleveaux called out that she would answer the door. Deleveaux then heard his wife scream and a shot. After locking his children in their room, Deleveaux ran to the master bedroom, stood on the night stand, opened the attic crawl space, patted around, and found his wife‘s gun. Deleveaux then ran downstairs with the gun in his hand.
In contrast, the Government‘s evidence showed Deleveaux as the aggressor. Timmons testified that he went to the Deleveaux residence with his wife, his sons, and a friend to resolve a misunderstanding. Mrs. Deleveaux answerеd the door, appeared very upset, and was rude. Timmons noticed that she appeared to be hiding something behind her back in her right hand.
Then, according to Timmons, “everything started getting out of hand.” Mrs. Deleveaux started to move her hand out from behind her back. Mrs. Timmons yelled “watch out.” Timmons saw Deleveaux running down the stairs inside the home, firing a gun, and shouting for Mrs. Deleveaux to “use that shit.” Timmons
B. Police Investigation
When the police arrived, Deleveaux informed them that he was a convicted felon and consented in writing to a search of his home, but did not volunteer any information аbout a gun. The officers found the loaded, Mack 11, nine-millimeter, semiautomatic pistol, with the safety off, in the attic crawl space.
Officers also recovered thirteen nine-millimeter bullet casings, which a firearms examiner determined were fired by this Mack 11 pistol. Four casings were on the front porch of the Deleveaux home; one was on the walkway leading
Officers observed two bullet holes in the front dоor of the Deleveaux home and another bullet hole in a front window. Officers determined that these three holes were made by three bullets fired into the home from outside. The officers recovered one spent projectile that came through the front window and lodged in a wall and other spent projectiles and bullet fragments from a car in the parking lot. A firearms examiner determined that three of the spent projectiles and bullet fragments were fired by a .38 caliber weapon and not by this Mack 11 pistol.
II. JURY INSTRUCTIONS
Thе Government objected to Deleveaux‘s proposed jury instructions about his justification defense, arguing that even Deleveaux‘s version of the events did not warrant an instruction on that defense. The Government argued that even after the shooting ceased, Deleveaux did not relinquish the gun but continued to possess it and hid it back in the attic crawl space of his home. The district court observed that whether Deleveaux was entitled to assert a justification defense was a “close question.” The court decided to “еrr[] on the side of giving the defendant the opportunity to argue this matter to the jury.”
III. STANDARD OF REVIEW
On appeal, Deleveaux principally contends that the trial court‘s jury instructions incorrectly placed the burden on him to prove his justification defense. This Court reviews de novo whether the district court misstated the law when instructing the jury or misled the jury to the prejudice of the defendant. See United States v. Chirinos, 112 F.3d 1089, 1096 (11th Cir. 1997), cert. denied, 522 U.S. 1052 (1998); United States v. Chandler, 996 F.2d 1073, 1085 (11th Cir. 1993). In making this determination, we look at the entire jury charge in the context of the trial record. See Chandler, 996 F.2d at 1085.4
IV. DISCUSSION
Whether a justification defense is available in a
A. Justification Defense to § 922(g)(1)
The felon-in-possession statute,
Since the language of
However, we also agree with those cirсuits that this defense is available in
(1) that the defendant was under unlawful and present, imminent, and impending threat of death or serious bodily injury; (2) that the defendant did not negligently or recklessly place himself in a situation where he would be forced to engage in criminal conduct; (3) that the defendant had no reasonable legal alternative to violating the law; and (4) that there was a direct causal relationship between the criminal actiоn and the avoidance of the threatened harm.8
See United States v. Wofford, 122 F.3d 787, 789-90 (9th Cir.), cert. denied, 522 U.S. 893 (1997); Paolello, 951 F.2d at 540; Singleton, 902 F.2d at 472; see also United States v. Gant, 691 F.2d 1159, 1162-63 (5th Cir. 1982).9
We expressly reject Deleveaux‘s contention that this justification defense negates the mens rea required for a
Indeed, this Court has held that
B. Burden of Proof
Because justification is an affirmative defense, the district court properly required Deleveaux to prove justification by a preponderance of the evidence. See
Deleveaux relies heavily on United States v. Talbott, 78 F.3d 1183 (7th Cir. 1996) (per curiam), where the Seventh Circuit held that the trial court improperly required the defendant to prove “self-defense” to a
We decline to follow Talbott because we disagree with its reasoning that an express statutory allocation of the burden of proof is always required before a defendant in a federal criminal trial must prove an affirmative defense.11 Implicit in the Seventh Circuit‘s reasoning is the assumption that all affirmative defenses negate an element of the offense charged. If this assumption were true, then the Seventh Circuit would be correct that the burden would remain on the government to negate affirmative defenses beyond a reasonable doubt. However, there are common law affirmative defenses that serve only as a legal excuse for the criminal act and are based on additional facts and circumstances that are distinct from the
In addition, the cases holding that Congress and state legislatures may enact laws allocating to criminal defendants the burden of proving affirmative defenses have not stated that a legislative enactment is аlways necessary before a defendant can be required to bear this burden of proof. See Martin, 480 U.S. at 233; Patterson, 432 U.S. at 210. Indeed, as the Supreme Court observed in Patterson, at common law the burden of proving all affirmative defenses rested on the defendant. 432 U.S. at 202; see also Martin v. Ohio, 480 U.S. 228, 235 (1987). It may be true, as Deleveaux argues, that in certain criminal cases federal courts generally require the government to negate non-statutorily created defenses.12 However, there are established exceptions to this general practice depending in part on the offense charged and the nature of the affirmative defense. See, e.g., United States v. Unser, 165 F.3d 755, 765 (10th Cir.) (holding that the defendant must prove a necessity defense to a charge of unlawful possession and operation of a motor vehicle in a National Forest Wilderness Area, in violation of
An exception from the general practice of requiring the government to disprove non-statutorily created defenses is also appropriate in the context of the justification defense to a
Additionally, as in Unser and Dominguez-Mestas, there are strong practical considerations in favor of requiring the defendant rather than the government to bear the burden of proving the justification defense to a
V. CONCLUSION
Therefore, we conclude that the district court properly instructed thе jury that Deleveaux bore the burden of proving by a preponderance of the evidence his
AFFIRMED.
Notes
The district court drew in part from the pattern instruction on “Coercion and Intimidation.” See Committee on Pattern Jury Instructions, District Judge‘s Ass‘n of the Eleventh Circuit, Pattern Jury Instructions (Criminal Cases), Special Instruction 15 (1997).It‘s the theory of the defense in this case that James Deleveaux was temporarily in control of a gun under circumstances where he was reasonably acting out of fear for the safety of his life and the safety of his family, and that although he may have committed the acts charged in the indictment, he did so out of duress or justification.
In order to establish the defense of justification or necessity, the defendant James Deleveaux must prove the following three elements by a preponderance of the evidence.
One, that he acted under an immediate threat of death or serious bodily injury; two, that he had a well founded fear that the threat would be carried out; and three, that he had no reasonable opportunity to escape or inform police.
If the evidence convinces you that the defendant has proven by a preponderance of the evidence his defense of justification, then it is your duty to find the defendant not guilty.
In this case it‘s the responsibility of the defendant to prove every essential part of his claim of justification by a preponderance of the evidence. This is sometimes called the burden of proof or the burden of persuasion. A preponderаnce of the evidence simply means an amount of evidence which is enough to persuade you that the defendant‘s claim is more likely true than not true.
