Lead Opinion
delivered the opinion of the Court.
A general court-martial composed of officer and enlisted members convicted Appellant, contrary to his pleas, of aggravated assault on his infant son, in violation of Article 128, Uniform Code of Military Justice (UCMJ), 10 U.S.C. § 928 (2000). The sentence adjudged by the court-martial and approved by the convening authority included a bad-conduct discharge, confinement for three months, forfeiture of all pay and allowances, and reduction to pay grade E-1. The United States Navy-Marine Corps Court of Criminal Appeals affirmed. United States v. Delarosa, No. NMCCA 200602335,
The present appeal concerns the ruling of the military judge denying Appellant’s motion to suppress his confession to local civilian law enforcement officers.
A. SELF-INCRIMINATION RIGHTS WARNINGS FOR PERSONS IN CUSTODY
Prior to initiating interrogation, law enforcement officials must provide rights warnings to a person in custody. See Miranda v. Arizona,
When Miranda warnings are required, the person must be advised of the right to remain silent, that any statement made by the person can be used against that person in a court of law, that the person has the right to consult with counsel and have counsel present during questioning, and that counsel will be appointed if the person cannot afford a lawyer.
If the suspect unambiguously invokes his or her rights under Miranda, law enforcement officials may not conduct any further questioning of the suspect about the offense unless they do so in a manner demonstrating that they have “scrupulously honored” the suspect’s invocation of rights. Michigan v. Mosley,
In the present appeal, the parties do not dispute that Appellant received the appropriate warnings under Miranda. In that context, the issues on appeal concern whether Appellant unambiguously invoked his Miranda rights; and, if so, whether the law enforcement officials scrupulously honored those rights before conducting any further interrogation.
B. THE SUPPRESSION MOTION
1. Procedural setting
Appellant lived in an off-base apartment in Norfolk, Virginia, with his wife and five-month-old son. On the evening of January 20, 2004, paramedics came to the apartment in response to an emergency call from Appellant’s wife. They found Appellant perform
Later that day, civilian law enforcement officials in Norfolk opened a homicide investigation, which was conducted primarily by Detectives Bynum and Mayer of the Norfolk Police Department. During the investigation, Appellant made the incriminating statements at issue in the present appeal. See infra Part I.B.2. Subsequently, Appellant was charged with murder under state law, and the case was referred for trial before the Juvenile and Domestic Relations Court of the City of Norfolk, Criminal Division. At a preliminary hearing, the presiding judge suppressed Appellant’s incriminating statements on the ground that the officers did not “scrupulously guard[]” his Miranda rights by putting Appellant in “the position of having to justify the exercise of a constitutional right.” The judge then dismissed the charge based on insufficiency of the remaining evidence.
Military officials instituted separate proceedings under the UCMJ the following year, leading to the court-martial that is the subject of the present appeal. We note that the constitutional and statutory limitations on former jeopardy are not at issue when, as in the present case, charges are pursued in a federal proceeding — a court-martial — after dismissal in state court. See U.S. Const, amend. V; Article 44, UCMJ, 10 U.S.C. § 844; Heath v. Alabama,
At the court-martial, the prosecution sought a preliminary ruling on the admissibility of Appellant’s confession, and the defense responded with a motion to suppress. After the parties presented extensive testimony and documentary evidence in a preliminary session under Article 39(a), UCMJ, 10 U.S.C. § 839(a) (2000), the military judge denied Appellant’s motion to suppress the confession. At the request of the defense, the military judge reconsidered the matter but declined to change his ruling. The military judge made detailed findings of fact and conclusions of law regarding the actions of the civilian law enforcement officials in obtaining incriminating statements from Appellant. See infra Part I.B.2.
At trial, the prosecution included the incriminating statements as part of its case-in-chief before the court-martial panel. A panel of members convicted Appellant, and the Court of Criminal Appeals affirmed.
On appeal of a motion to suppress incriminating statements, we “aecept[] the military judge’s findings of historical fact unless they are clearly erroneous,” and we review the military judge’s conclusions of law de novo. See United States v. Melanson,
2. Findings of fact by the military judge
The following summarizes the military judge’s findings of fact pertinent to the present appeal.
a. Appellant’s appearance at the police station
Detective Bynum of the Norfolk Police Department contacted Appellant on the afternoon of January 23, 2004 — the day after his son died — and asked him to come to the Police Operations Center to identify his son’s
b. Appellant’s stated interest in discussing the incident with the detectives
The detectives and Appellant engaged in about forty minutes of general conversation before Appellant was presented with the body identification form. During this time, Appellant was responsive and cooperative. Appellant told the detectives that the medical examiner’s office had informed him that the death had been determined to be a homicide. Appellant indicated several times that he wanted to discuss his son’s death with the detectives. He told the detectives that he wanted to “tell you what you want to know.” The detectives, however, advised Appellant that they would nof talk about the homicide until they completed the body identification form and advised Appellant of his rights. Shortly thereafter, Appellant signed the body identification form.
c. The rights advisement
At about 3:50 p.m., Detective Bynum advised Appellant of his Miranda rights using the Norfolk Police Department Legal Rights Advice Form. The form consisted of seven items with blank space after each item for Appellant’s response. The first four items set forth the Miranda rights, with each item containing a question asking whether Appellant understood the applicable right. The fifth item contained a summary statement regarding Appellant’s understanding of the rights warnings. The sixth item provided an opportunity to waive the rights, and the last item addressed thé issue of voluntariness.
Detective Bynum employed a sequential procedure in connection with the form. First, he read each item. Then, he asked Appellant to read the item aloud and explain what it meant in Appellant’s own words. Finally, he asked Appellant to write his response on the form.
d.Appellant’s response to the rights advisement
The first item on the form concerned the right to remain silent. Detective Bynum read the item. Then Appellant read it, explained it, and wrote ‘YES,” indicating that he understood the right.
As Detective Bynum attempted to employ the same procedure on the remaining items, Appellant repeatedly interrupted him. During these interruptions, Appellant stated a number of times that he wanted to talk to the detectives. Detective Bynum attempted to slow down the process and complete the form in the usual manner.
Appellant indicated that he understood the rights described on the form by writing “YES” after each of the first five items. However, after the sixth item — “I further state that I waive these rights and desire to make a statement” — Appellant wrote “NO” as his response. After the seventh item— “This statement is completely free and voluntary on my part without any threat or promise from anyone” — Appellant wrote “N/A” as his response.
At that point, Detective Bynum did not know whether Appellant had misunderstood the sixth item or whether Appellant wished to invoke the right to remain silent. Both detectives were surprised and confused by Appellant’s answer. Attempting to clarify the matter, Detective Bynum asked Appellant, “ “Why did you say “NO”?’ ” Appellant responded that he wanted to talk to the detectives, but that he also wanted a command representative present. Detective By-num responded that the standard policy of the Norfolk Police Department did not allow anyone to be present during questioning other than the subject, but he noted that Appellant had the right to counsel and pointed out the third item on the rights advisement form. Appellant did not request counsel, but repeated his request for the presence of a command representative.
Detective Bynum reiterated that the department’s policy would not permit the pres
As the detectives departed, Appellant offered a comment about the incident under investigation, stating that his son was alone with the babysitter for about two hours the day he was rushed to the hospital. The detectives did not respond or otherwise engage Appellant in substantive discussion about his son’s death. They left the room and closed the door.
e. The waiver
At 4:25 p.m., approximately thirty-five minutes after the detectives left the interview room, Detective Mayer returned and asked if Appellant would be willing to take a polygraph examination. When Appellant answered ‘Tes,” Detective Mayer responded that he would make the arrangements.
Detective Mayer again cheeked in with Appellant at 6:35 p.m., asking whether Appellant needed anything. When Appellant asked to use the restroom, Mayer escorted him through two secured doors to the restroom area. Mayer waited outside while Appellant used the restroom.
Upon exiting the restroom, Appellant asked Detective Mayer if he could make a telephone call. Mayer responded that Appellant could do so but that he would have to wait a while because Mayer was in the middle of something else. In response to Appellant’s inquiry as to what the detective was doing, Mayer stated that Appellant’s wife was in an interview room preparing for a polygraph test. Mayer stated that he would arrange for Appellant to use the telephone as soon as he was done with Appellant’s wife.
After learning that his wife was undergoing a polygraph examination, Appellant indicated that he wanted to speak with the detectives about his son’s death. Detective Mayer responded that the detectives could not speak with Appellant because he had written “NO” on the rights advisement form. Appellant stated that he had been confused about the rights form and that he now wanted to waive his rights and take a polygraph examination. Mayer told Appellant that he and Detective Bynum would have to advise Appellant of his rights using a new rights advisement form before being able to speak with Appellant. Mayer added that the detectives would return to Appellant’s interview room as soon as Appellant’s wife finished her polygraph examination.
At 6:56 p.m., Detective Bynum and Detective Mayer reentered Appellant’s interview room. They advised Appellant of his Miranda rights using a second rights advisement form. This time, Appellant wrote ‘TES” next to each item on the form, including the item indicating that Appellant agreed to waive his rights and make a statement to the police.
At 8:00 p.m., Appellant participated in a polygraph examination administered by a third detective, Detective Crank. Before answering substantive questions, Appellant read and signed a third rights advisement form in which he again waived his rights. Appellant also responded verbally that he understood his rights and that he consented to take the polygraph examination as a matter of his own free will. During the pre-polygraph interview, Appellant continued to deny any involvement in his son’s death.
f. Appellant’s incriminating statements
During the post-polygraph interview, Appellant broke down crying after Detective Crank acknowledged that Appellant loved his son. Appellant proceeded to make several incriminating verbal responses to both leading and open-ended questions posed by Detective Crank.
Appellant returned to the interview room at 9:28 p.m. In response to questioning from Detective Mayer and Detective Bynum during a tape-recorded session, Appellant made additional and more detailed incriminating statements. The tape-recorded statements were transcribed, and Appellant signed a typed statement at 11:58 p.m.
g. The military judge’s additional findings of fact
After the military judge issued his initial findings of fact and denied the motion to suppress, the defense asked the military judge to reconsider the matter and permit the accused to testify on the suppression motion. See M.R.E. 804(f). The military judge granted the motion, and Appellant testified that he asked for a lawyer and intended to invoke his Miranda rights during the first rights advisement. Appellant also testified that, during the time Detective Mayer was escorting Appellant to the restroom, Mayer pressured Appellant into waiving his rights and Appellant felt he did not have a choice but to agree.
The military judge issued additional findings of fact in which he found that Appellant’s testimony on the suppression issue was not credible. The military judge concluded that Appellant’s testimony did not require revision of the previously adjudicated findings of fact. We note that the parties have not challenged the military judge’s findings of fact as clearly erroneous, see supra Part B.I., and we have not identified a basis for concluding that the findings were clearly erroneous. Accordingly, we assess the issues of law based upon the military judge’s findings of fact.
II. DISCUSSION
At the outset, we consider whether Appellant unambiguously invoked his Miranda rights. If Appellant made an unambiguous invocation of his rights, law enforcement officials were obligated to scrupulously honor his invocation before engaging in any further discussion regarding waiver. See Davis,
A. INVOCATION AND WAIVER
In assessing whether a person provided an unambiguous invocation of Miranda rights, the Supreme Court has stated that the invocation must be “sufficiently elear[] that a reasonable police officer in the circumstances would understand the statement to be a request for an attorney” or to remain silent. Davis,
The Court of Criminal Appeals treated Appellant’s insertion of the word “NO” next to the rights-waiver question on the form as an ambiguous invocation of rights in the context of the surrounding events. The court then stated: “[O]nce the appellant made clear that his willingness to make a statement was contingent on having a command representative present, the ambiguity [surrounding his invocation of rights] was resolved.” Delarosa,
To the extent that the court below concluded that Appellant unambiguously invoked his Miranda rights, we disagree. The interaction between Appellant and the detectives during the period from the initial rights advisement through Appellant’s decision to waive his Miranda rights — as reflected in the findings of fact by the military judge— underscores the ambiguous nature of Appellant’s pre-waiver responses. See supra Part II.B.2.
Immediately before the initial rights advisement, Appellant indicated several times that he wanted to discuss his son’s death with the detectives. Likewise, in the midst of the rights advisement, Appellant repeatedly interrupted Detective Bynum, stating a number of times that he wanted to talk to the detectives. In light of Appellant’s repeated statements reflecting an intent to cooperate, Appellant’s “NO” response on the rights advisement form was ambiguous.
Immediately after Appellant wrote “NO” in response to the question of whether he would waive his rights, Detective Bynum attempted to clarify Appellant’s response. Appellant said he would talk to the detectives with a command representative present, a request that the detectives declined to grant. When the detectives said that they would leave the room to give him additional time to consider the issue of waiver, Appellant highlighted the ambiguity of his request for a command representative by initiating a conversation containing a potentially exculpatory comment about babysitting arrangements for his son on the date of the injury. Under these circumstances, the detectives reasonably treated Appellant’s responses as ambiguous.
Throughout the process, the detectives continued to pursue clarification of his intent until they obtained an affirmative waiver of his Miranda rights. See Davis,
Although Appellant focuses primarily on the issue of waiver, he also offers a brief challenge to the voluntariness of his admissions. See M.R.E. 304(c)(3). After reviewing the totality of the circumstances, we also find that Appellant’s confession was “voluntarily, knowingly, and intelligently” given. See Miranda,
III. DECISION
The decision of the United States Navy-Marine Corps Court of Criminal Appeals is affirmed.
Notes
. On Appellant's petition, we granted review of the following issue:
WHETHER (1) THE LOWER COURT ERRED IN ADOPTING A TEST TO DETERMINE WHETHER APPELLANT'S ASSERTION OF HIS RIGHT TO REMAIN SILENT WAS SCRUPULOUSLY HONORED THAT DIFFERS FROM THE TESTS SET FORTH BY THE UNITED STATES SUPREME COURT IN MICHIGAN v. MOSLEY,423 U.S. 96 ,96 S.Ct. 321 ,46 L.Ed.2d 313 (1975) AND UNITED STATES v. WATKINS,34 M.J. 344 (C.M.A. 1992); AND (2) WHETHER THE LOWER COURT ERRED IN HOLDING THAT THE MILITARY JUDGE CORRECTLY DENIED THE DEFENSE MOTION TO SUPPRESS APPELLANT'S CONFESSION MADE TO THE DETECTIVES AT THE NORFOLK, VIRGINIA, POLICE DEPARTMENT.
. Oral argument in this case was heard at the Dedman School of Law, Southern Methodist University, Dallas, Texas, as part of the Court's "Project Outreach.” See United States v. Mahoney,
. We note that Appellant later stated that he had written "NO” on the first form because he was confused about the form and he now wanted to waive his rights. Although Appellant’s subsequent statements form no part of our analysis on the issue of ambiguity, see Smith,
Dissenting Opinion
(dissenting):
I respectfully disagree with the majority’s conclusion that Delarosa ambiguously asserted his right to remain silent. I further conclude that, under the circumstances of this case, Delarosa’s assertion of his right to remain silent was not scrupulously honored. Therefore, I dissent.
The initial difference between my position and the majority’s centers on whether Dela-rosa unambiguously invoked his right to remain silent. I agree with the United States Navy-Marine Corps Court of Criminal Appeals’ conclusion on this question: “[OJnce [Delarosa] made clear that his willingness to make a statement was contingent on having a command representative present, the ambiguity was resolved.” United States v. Delarosa, No. NMCCA 200602335,
Delarosa’s written response as to whether he would waive his rights and make a statement was clear enough on its face.
Once the uncertainty about Delarosa’s apparent change of heart was resolved, any law enforcement actions designed or reasonably likely to overcome Delarosa’s resolve to remain silent were impermissible: “If the indi
If a reasonable police officer in the circumstances would understand that statement to be an invocation of the right to remain silent, then that invocation is not ambiguous. Burket v. Angelone,
The invocation of the right to remain silent does not, however, impose a permanent bar against further questioning. Weeks v. Angelone,
From the outset, the Norfolk police detectives seemed determined to get Delarosa to speak. They admittedly used a ruse to get Delarosa to the police station and “Detective Bynum admitted that he would have done anything he legally could have done to keep the accused at the [Police Operations Center], if he had asked to leave.” At no point did the detectives inform Delarosa that he was free to go. Rather, they expressed an intention to keep Delarosa at the police station and they succeeded in doing just that despite lacking probable cause to arrest De-larosa.
After Delarosa invoked his right to remain silent, the detectives did not cease their efforts to get Delarosa to talk. Detective By-num immediately asked Delarosa, “ ‘Why did you say “No”?’ ” Delarosa explained that he wanted a representative from his command present. As the detectives left the interrogation room, Bynum told Delarosa to “consider” his decision, which under the circumstances could only mean to “reconsider,” and to knock on the door when he decided what he wanted to do. The door in question was the exit to a small, spartan interrogation room where Delarosa sat isolated. A reasonable man, having been informed of his custodial interrogation rights and then told to knock on the only available exit after reconsidering his previous election to remain silent would conclude he was not free to leave unless he changed his mind.
Nonetheless, the detectives did not wait for Delarosa to make up his own mind. After about thirty-five minutes Detective Mayer opened the door and asked if Delarosa was willing to take a polygraph exam. Although such a question in and of itself may not be an interrogation, see Rhode Island v. Innis,
For approximately the next two hours, De-larosa remained isolated in the interrogation room. Detective Mayer then asked if Dela-rosa needed anything and Delarosa indicated he wished to use the bathroom. Mayer escorted Delarosa to the bathroom and remained outside while Delarosa was in the bathroom. After he exited the bathroom, Delarosa asked to use the telephone and Mayer responded that it would be a while because Mayer was busy. When Delarosa asked what was going on, Mayer responded that Delarosa’s wife was in an interview room preparing for a polygraph exam and that Delarosa could use the phone after the polygraph exam was complete. Delarosa expressed some surprise that his wife was at the police station and asked to talk to with her. He was told that he could not see her until after her polygraph exam. At this point Delarosa, who had already abandoned his resolve to remain silent when he agreed to a polygraph exam, again indicated that he wanted to talk to the detectives. Mayer responded that he would have to re-advise Delarosa of his rights.
The circumstances of Delarosa’s case stand in contrast to those of Mosley and United States v. Watkins,
Contrast Mosley and Watkins with the manner in which the Norfolk police treated Delarosa’s invocation of the right to remain silent. When Delarosa invoked his right, he was first questioned as to why he was invoking it. Once it was clarified that he was invoking his right to remain silent, he was told to “consider what he would like to do.” Delarosa was kept in an eight-by-twelve-foot interrogation room at the police station despite the absence of probable cause to arrest him and was told to knock on the door only after he had considered his decision to remain silent. Thirty-five minutes later the same officers in the same location once again approached Delarosa and asked if he would take a polygraph exam with no mention of his rights or his prior invocation of the right to remain silent. Although Delarosa agreed to take a polygraph exam at that time, he was left in isolation for another two hours. After discovering that the police were preparing to administer a polygraph exam to his wife, Delarosa once again abandoned his resolve and informed the detectives that he wanted to waive his rights and talk with them.
These circumstances eroded any resolve Delarosa had to remain silent and that erosion was the product of the conduct of the Norfolk detectives. I therefore conclude that Delarosa unambiguously invoked his constitutional right to remain silent and that the Norfolk detectives did not scrupulously honor that invocation. Delarosa’s ultimate waiver of the right to remain silent and his written confession were not the product of a free and voluntary election. I would reverse
. It could be reasonably argued that Delarosa clearly and unambiguously asserted his right to remain silent when, after being advised of his rights and indicating an understanding of them, Delarosa wrote "NO” in response to a written question asking whether he wished to waive his rights and malte a statement. See United States v, Rambo,
