Lead Opinion
On this appeal, we are confronted once again with a case in which every issue has been tried except that of guilt. On December 17, 1979, appellants were indicted for narcotics violations in the United States District Court for the District of Vermont. During the ensuing ten months, appellants presented Chief Judge Holden of the District Court of Vermont with more than eighty pre-trial motions. These were followed by a fourteen day hearing on appellants’ combined motions to suppress. When these motions were denied in substantial part, see United States v. Lace,
On May 15, 1979, Judge Charles Bristaw of the Vermont District Court issued a warrant authorizing a search for drugs in a house, a garage and a barn on Beaver Brook Road in the Town of Sharon, Vermont. The search authorized by this warrant uncovered, among other incriminating evidence, approximately 457 pounds of hashish and 100 pounds of marijuana. Because this evidence is the bedrock upon which the Government rests its case, appellants’ attack has been centered mainly on the legality of the search.
The affidavits upon which the warrant was based were executed by two members of the Vermont State Police, Corporal Val-lie and Trooper Holton. Corporal Vallie, a member of Vermont’s Special Investigation Unit, with specialized training and education in the narcotics field, swore that the Special Investigation Unit had received information concerning a major drug distribution organization. This information led them to appellant Lace, the proprietor of a restaurant in Jamaica, Vermont, known as the Bailey-Rawston House. There, the troopers became acquainted with both Lace and appellant Ducharme.
On one of Vallie’s visits to the Bailey-Rawston House, he was accompanied by a confidential informant who introduced him to David Southam. The informant told Vallie that Southam was Lace’s right-hand man, and the informant believed Lace and Southam to be the suppliers of cocaine to a previously convicted buyer named Steele. On April 23, 1978, Lace, injured in an automobile accident, was found to have $6,000 in cash on his person, which he stated was the day’s proceeds from his restaurant. At that time, however, the restaurant was closed for the season. Hospital personnel also heard Lace telephone a friend and instruct him to look under the car seat for additional money.
In March, 1979, Vallie received additional information from another unidentified informant. Vallie stated that the informant’s information was reliable because it was self-incriminating and much of it had been substantiated by independent investigation. It was this informant’s disclosures that led the police to appellants’ drug “warehouse” on Beaver Brook Road. The informant told Vallie that he had been doing business with Lace and Ducharme since 1975, and that they appeared to have an equal interest in the drug business. The informant coz-rectly described and located a house owned by Ducharme in Quechee, Vermont.
The informant stated that Lace and Du-charme had handled over 30,000 pounds of marijuana during 1975-76, and that during the ensuing four years they used various “stash houses” to warehouse the drugs. He described the location of the stash house then being used and stated that within the preceding three months he had purchased 500 pounds of marijuana at that location. The stash house thus described was the Beaver Brook Road property covered by the subsequently issued search warrant. The informant said that the stash house was run by Ducharme’s cousin whose first name was “Gary” and who drove a dark color Ford pick-up truck with a cap. The informant stated that the narcotics group used several pick-up trucks with caps to deliver marijuana, which was normally packaged in fifty pound bales, and that each truck would carry about 1,000 pounds; that during 1978, the group purchased, warehoused, and distributed about 30,000 pounds of marijuana. The informant was told by Ducharme on February 29, 1979, that the group was trafficking heavily in cocaine on a year-round basis and that marijuana shipments for the 1979 season would begin in April.
The informant told Vallie that the Du-charme-Lace organization had “personally sold him multiple pounds of marijuana” since 1975; that the group was operating a multiple pound cocaine distribution scheme on a year-round basis, while the marijuana operation went from April through the summer. He provided Vallie with the telephone numbers and location of the 1979 warehouse on Beaver Brook Road.
This information, standing alone, provided sufficient probable cause to justify
However, the Vermont police did not rest on this evidence alone; they gave Judge Bristaw additional facts to corroborate the informant’s story. Vallie’s affidavit states that during several random surveillances he and Trooper Holton saw a dark blue pick-up truck with a white cap at the Beaver Brook Road premises. The truck was owned by appellant Butts, whose first name is “Gary”. On several occasions, vehicles owned by Lace, Ducharme and Southam were also seen at that address. Appellant Butts’ truck was also seen at Ducharme’s residence in Quechee, as was that of a known drug peddler. This combination of corroborating evidence and the informant’s admitted participation in appellants’ criminal activities was sufficient to satisfy a prudent judge such as Judge Bristaw that the informant’s story was credible and that there was probable cause for a search warrant to be issued. Mapp v. Warden, supra,
The ultimate inquiry on a motion to suppress evidence seized pursuant to a warrant is not whether the underlying affidavit contained allegations based on illegally obtained evidence, but whether, putting aside all tainted allegations, the independent and lawful information stated in the affidavit suffices to show probable cause.
United States v. Giordano,
Justice Powell has summarized in the above quote what has been the established law of this Circuit for many years. See, e.g., United States v. Vasquez,
Examining the evidence of surveillance referred to in the troopers’ affidavits and explored at length during the suppression hearings, we agree with the holdings of Chief Judge Holden concerning its admissibility on the trial. Judge Holden found that the Beaver Brook Road property consisted of the house, barn, and garage, and approximately 70 acres of land. It was owned jointly by two couples named Heine and Berkman. They rented the house and garage to Butts for his exclusive use for one year beginning September, 1978, with the understanding, however, that Butts would share the use of the remaining property with the owners. The owners could use the remainder of the property for recreation as they desired, and permission for such use had also been given to the neighbors. The property was not posted and was used freely by hunters. “Outsiders could enter the open property at will.”
Although the yard, the garage, the barn, and much of the house were visible
Appellants contend that all observations made during such surveillance violated their constitutional right of privacy and must be suppressed. The district court agreed that, while appellants were inside the house, they had a legitimate expectation of privacy from telescopic observation. See United States v. Taborda,
In Hester v. United States,
Although the emphasis on Fourth Amendment protections has shifted from places to people, Katz v. United States,
In United States v. Santana,
Chief Judge Holden’s factual findings that outsiders could enter the Heine and Berkman property at will and that the area between the house and barn was readily observable from the highway were not clearly erroneous and must therefore be accepted by this Court.
Among the lower court decisions adopting the Hester-Katz rationale, the following are illustrative:
United States v. Varkonyi,645 F.2d 453 (5th Cir. 1981).
View from roadway of illegal aliens working in delivery area of defendant’s fenced scrap metal yard.
Patterson v. National Transportation Safety Board,638 F.2d 144 (10th Cir. 1980).
Examination of exterior of plane parked at private airport.
United States v. Magana,512 F.2d 1169 (9th Cir.), cert. denied,423 U.S. 826 ,96 S.Ct. 42 ,46 L.Ed.2d 43 (1975).
View of defendant in front of garage from police car driven into private residential driveway.
United States v. Hensel,509 F.Supp. 1376 (D.Me.1981).
Surveillance of outdoor premises with a telescope, a spotting scope, binoculars, and a nightscope, plus aerial surveillance and physical entry onto driveway.
See also United States v. Arboleda,
Although some of the observations of the outdoor area were made with binoculars or other visual aids, this did not make such observations unlawful. United States v. Allen,
Judge Newman’s reference to nude sunbathers is a felicitous one because it brings the issue of reasonable expectations of privacy into sharp focus. If one were asked whether a person, strolling stark naked around an open yard such as the one on Beaver Brook Road, reasonably could expect to do so in privacy, we suggest that the answer would have to be “No”. If this is so, there is no reason why the judiciary should clothe similarly located drug traffickers in cloaks of invisibility.
The only other issue meriting comment involves the search of appellant Lace’s automobile. The search warrant for the Beaver Brook Road premises was executed during the evening of May 16, 1980. While the search was in process, Lace arrived in his car with Ducharme as a passenger. Both were promptly arrested. Lace was given his Miranda warnings but made no request for an attorney at that time.
Sometime after midnight, both Lace and his automobile were taken to the Bethel Police Barracks. Around 4:00 a. m., the police asked Lace if he would permit them
Corporal LeClair referred to the lateness of the hour and pointed out that Lace’s consent to a search would save a lot of time that would be required to obtain a search warrant. Lace replied he would be willing to permit a search on one condition — to the effect that whatever was found in the search of the vehicle, he (Lace) didn’t know anything about.
Lace then executed a written consent which is set forth at full in the margin.
Lace’s contention that his consent was not voluntarily given was rejected by the district court, a factual finding which should not be overturned unless clearly erroneous. United States v. Price,
The district court found that Lace’s consent was not in response to police interrogation. It was instead a “practical accommodation to a consequence that the witness understood would be inevitable by way of a search warrant”, and was accompanied by an imposed condition that the property uncovered would not be considered to be his. In the absence of any deception, coercion, or other overreaching on the part of the police. Lace’s belief in the inevitability of a search warrant, a justifiable belief under the circumstances, did not preclude a finding that his consent was voluntary. United States v. Price,
The consent to a search by one who realizes that the jig is up and a search warrant will issue in any event is similar to a plea of guilty by one who believes that he will be
A judge who accepts a guilty plea makes careful inquiry to ascertain that the plea is voluntary and not the result of Governmental overreaching. That is exactly what the district court did when considering Lace’s consent to the search of his car. There was no clear error in the district court’s factual finding that consent was voluntarily given.
We have reviewed all of appellants’ remaining arguments.
The suppression orders and the judgments of conviction are affirmed.
Notes
. Appellant Pollack also asserts that his sentence was excessive, a contention which we find to be without merit.
. Judge Newman states that when Chief Judge Holden found that “[o]utsiders could enter the open property at will”, he was not referring to the public at large but only to a narrow segment. We disagree. Inasmuch as Chief Judge Holden relied upon the quoted finding in reaching a conclusion diametrically opposed to that of our colleague, we believe that Chief Judge Holden meant exactly what he said, not what Judge Newman contends that he meant to say. The surveillance in question took place in April and early May, and the district court’s finding would be pointless unless directed to that period. When the court found that “outsiders” could enter at will, it obviously was not refer
The land was not posted. Outsiders could enter the open property at will. Therefore, Butts’ actions outside the buildings could easily be observed by any person going on the land, (emphasis supplied)
We suggest that, as used by Chief Judge Holden, the phrases “any person” and “outsiders” are synonymous.
. I, DAVID LACE, having been informed of my constitutional right not to have a search made of my premises hereinafter mentioned without a search warrant and of my right to refuse to consent to such a search voluntarily authorize M. LeClair and N. Ruggiero, Officers of the Vermont State Police to conduct a complete search of my (car) located at Bethel, Vermont. These officers are authorized by me to take from my (car) any letters, papers, materials or other property which they desire in connection with a pending investigation being made by them. This written permission is being given by me to the above mentioned Officers voluntarily and without threats of promises of any king [sic].
. Other Circuits are in accord. See, e.g., United States v. Miller,
. We agree with Judge Newman’s comments urging caution in accepting guilty pleas that are subject to the number and variety of conditions found in the instant case. This Circuit’s rule on conditional guilty pleas has not been adopted in all Circuits. See United States v. DePoli,
Concurrence Opinion
concurring in the result:
The facts of this case give new meaning to the term “invasion” of privacy. Dressed in military camouflage uniforms, 24 to 30 officers of the Vermont State Police moved onto a 70-acre tract of private property in Sharon, Vermont, leased by one of the appellants as his residence, and, working in eight-hour shifts, maintained 24-hour surveillance of the appellants for three weeks. Observations were made of the appellants while inside and outside a house on the property. The observations were so continuous as to include viewings of some of the appellants using a toilet. Among the devices used to enhance the officers’ observations were field binoculars with 12-power magnification, a Bushness spotting scope with 45-power magnification, and a Questar lens with 130-power magnification. Some use was made of a Javelin nightscope, capable of magnifying existing light 50,000 times. The officers used infrared night goggles to facilitate their movement in the dark and concealed their presence not only by using the natural cover of trees and shrubs but also by cutting branches and brush to form a blind.
Without doubt there was an invasion. The Court suggests, however, that what was invaded by the exterior observations was not privacy,
The majority’s endorsement of the Sharon surveillance purports to draw support from two doctrines, each illustrated by a number of cases cited in Judge Van Graaf-eiland’s opinion. The first is the “open fields” doctrine, which traces its Fourth Amendment lineage to Hester v. United
1. Both before and after Katz v. United States,
The distinction between all the prior cases and this one goes to the heart of the Fourth Amendment’s protection. The Amendment protects against “unreasonable” searches. Katz teaches that warrant-less searches are unreasonable if they intrude upon a person’s reasonable expectation of privacy. When a law enforcement officer sees smoke pouring from a factory chimney and steps onto an open area of the owner’s property to make a more precise observation, Air Pollution Variance Board v. Western Alfalfa Corp.,
The “open fields” of private property are not open for any surveillance police officers choose to conduct, unrestricted as to duration, constancy of observation, location observed, or means of enhanced viewing. The narrow holding of Hester supports no such rule. Officers there approached the residence of an individual about whom they had prior information. When they saw another man drive up to the house, they concealed themselves and maintained observation only long enough to see the immediate episode at hand, the transfer of a quart of moonshine whiskey. Dealing with the contention that the officers’ subsequent examination of a bottle and jug dropped on the ground violated the Fourth Amendment, Justice Holmes said that the “special protection accorded by the Fourth Amendment to the people in their ‘persons, houses, papers, and effects,’ is not extended to the open fields. The distinction between the latter and the house is as old as the common law.”
Courts have not had to consider whether police officers may occupy a property owner’s open fields for prolonged and continuous surveillance of his back yard because, until today, it does not appear that police officers have asserted such authority. But many courts that have upheld surveillance conducted on, over, or from open fields have been careful to note the limited extent of the surveillance and to caution against unrestricted surveillance. United States v. DeBacker,
2. I have no quarrel with the majority’s general statement of its second proposition, “What was observable by the general public was observable without a warrant by the police as well.” That statement, paraphrasing a sentence in Marshall v. Barlow’s, Inc.,
Katz itself supplies some content to the principle of “public exposure” by holding that even in an area accessible to the public, what a person seeks to preserve as private may be constitutionally protected.
In suggesting, albeit in dictum, that the exterior surveillance at Sharon impaired no Fourth Amendment right of the defendants because the area viewed was exposed to the public, the majority has extended the public exposure doctrine in two significant respects beyond the holdings of other courts. The first extension concerns who could have made the observations; the second concerns the location from which they could have been made.
Though the District Court stated that “outsiders” could enter the Sharon property “at will,”
As to the location from which the back yard at Sharon was observable, it could be seen from a point on what Judge Holden called an “unimproved town road,”
Perhaps cases may arise where a person is observable from several locations accessible to the public and may thereby be deemed to have exposed himself to the public so as to lose any reasonable expectation of privacy against government observation, even from some other location.
To summarize, the exterior surveillance of the defendants in the area of the house at the Sharon property, though conducted from an “open field” of the property, violated the defendants’ reasonable expectation of privacy because of the offensively intrusive manner in which police officers operated on the property, and that reasonable expectation of privacy was not displaced by the possibility that a few identifiable people might have observed the defendants from locations on the property or that anyone might have observed them from one point on a little-used, unimproved road. I regret that the majority, even in dictum, has expressed approval of what occurred in this case. Since the surveillance I regard as unlawful was not essential to the validity of any of the challenged searches and seizures, I concur in the result.
. The results of the interior observations were suppressed by the District Court,
. E.g., Air Pollution Variance Bd. v. Western Alfalfa Corp.,
. E.g., United States v. Ramapuram,
. Of all the cases cited in the majority’s opinion, the only one involving any long-term, surreptitious surveillance is United States v. Hensel,
. McDowell v. United States,
. Even that circumstance would not necessarily validate an observation made from a location on the defendant’s property.
. While I do not share the majority’s concern that defendants’ briefs omit the word “innocent,” since their guilty pleas with a reservation of appellate rights usefully saved considerable time and expense, some comment on the plea procedure is warranted. The practice of pleading guilty with a reservation of right to appeal a pre-trial ruling has been used in the context of a single pre-trial issue that all sides recognized would be dispositive of the entire case. See, e.g., United States v. Faruolo,
The use of the practice in this case to preserve for appellate review a considerable number of issues is potentially troublesome. Suppose, for example, we had found one of the several challenged seizuies unlawful. Under the terms of the defendants’ plea agreements, it would certainly be arguable that upon a determination that even one seizure was unlawful, the defendants could withdraw their guilty pleas. Yet if the lawfulness of the seizures had not been adjudicated until after a trial, the unlawfulness of any one seizure might well have been found to be harmless error, in light of the weight of the admissible evidence. Pleading guilty with a reservation of appellate rights should not be a device to circumvent the harmless error rule. The problem does not arise in this case since we affirm the results of all of the pre-trial rulings. But it is a problem to which the Government and District Judges should be alert in accepting conditional guilty pleas hereafter. When multiple pre-trial rulings concerning evidence are to be challenged, one solution would be for the parties to stipulate, for purposes of the conditional guilty plea, to an agreed statement of the admissible evidence apart from the challenged rulings, with withdrawal of the plea permitted only upon an appellate determination that a pre-trial ruling was not only erroneous but prejudicial in light of the stipulated evidence.
