UNITED STATES of America, Plaintiff-Appellee, v. David P. GNIRKE, Defendant-Appellant.
No. 13-50101.
United States Court of Appeals, Ninth Circuit.
Argued and Submitted April 10, 2014. Filed Jan. 2, 2015.
1155
Charlotte E. Kaiser (argued) and Bruce R. Castetter, Office of the United States Attorney, San Diego, CA, for Plaintiff-Appellee.
Before: SIDNEY R. THOMAS, Chief Judge, and MILAN D. SMITH, JR. and MORGAN CHRISTEN, Circuit Judges.
OPINION
CHRISTEN, Circuit Judge:
This case presents a potential conflict between the statutory purposes of supervised release and a defendant‘s First Amendment rights. David Gnirke appeals a special condition of supervised release prohibiting him from possessing depictions of “sexually explicit conduct” involving children or adults and from patronizing any place where such depictions are available. The record in this case supports the district court‘s conclusion that the condition is generally necessary to achieve the goals of supervised release under
BACKGROUND
In 1995 David Gnirke was living with his girlfriend and her three children at the U.S. Marine Corps Base at Camp Pendleton, California. One night, Gnirke‘s girlfriend returned home to find Gnirke icing the genital area of one of her twin babies. Gnirke explained that the baby had gotten itself caught on the top rail of the crib. Upon being taken to the hospital, medical staff noted swelling of the genital area that the staff did not find to be consistent with Gnirke‘s explanation. A doctor concluded that “[t]he best explanation for the penile injury is that hard suction was applied to the penis.”
Gnirke was tried and convicted of aggravated criminal abuse of a child under
Near the end of his term of imprisonment, two psychologists for the correctional facility‘s Sex Offender Management Program prepared a discharge evaluation for Gnirke. The evaluation first noted that Gnirke did not meet the criteria for civil commitment of a sexually dangerous person under
The evaluation contained a diagnosis of pedophilia and antisocial personality disorder. It noted a pattern of deceitfulness and “irresponsible behavior as related to treatment obligations.” In particular, Gnirke had refused to participate in a sex offender treatment program while incarcerated and was found in possession of pornographic material. He also admitted to using hard drugs and alcohol while in prison—a risk factor for sexual rеcidivism. Based on an actuarial risk assessment tool, Gnirke‘s risk for sexual reoffending was assessed as “Moderate-High” (between the 81st and 90th percentile) relative to other adult male sexual offenders.
The evaluation concluded with a number of recommendations for Gnirke‘s supervision and treatment. One of these recommendations was that Gnirke not “view or possess anything sexually explicit or suggestive, including books, videos, magazine cut-outs, etc., especially if the content reveals child sexuality, nudity, partial nudity, or adult-child sexual contact.”
Relying on the discharge evaluation, Gnirke‘s probation officer sought to modify the conditions of Gnirke‘s supervised release. Of relevance here, the probation officer recommended a special condition that Gnirke “not possess any sexually explicit material involving children and/or adults, as defined by
The district court held a hearing on the probation officer‘s proposed modifications in February 2013. At the hearing, the court acknowledged that it had received and reviewed the parties’ written arguments. The court described the proposed condition regarding sexually explicit materials as “[to] not possess child or adult pornography.” Gnirke did not challenge
The district court rejected Gnirke‘s argument. The court reasoned that, with sex offenders, “one leads to the other,” presumably referring to adult pornography as the “one” and child pornography as “the other.” It noted Gnirke‘s possession of adult pornography in prison and emphasized the need to prevent future offenses. Overruling Gnirke‘s objection, the district court concluded: “I think there is a connection between adult аnd child pornography and the other things it leads to.” The court stated that “the underlying fear is that [access to pornography] is going to lead somebody to molest a kid.” The court therefore imposed a condition that required that Gnirke: “[n]ot possess any materials such as videos, magazines, photographs, computer images or other matter that depicts ‘sexually explicit conduct’ involving children and/or adults, as defined by 18 [U.S.C. §] 2256(2); and not patronize any place where such materials or entertainment are available.”
Gnirke appeals, arguing this condition of supervised release was both procedurally and substantively unreasonable.
JURISDICTION AND STANDARD OF REVIEW
We have jurisdiction under
DISCUSSION
I. The district court did not commit procedural error.
To avoid procedural error, a district court must consider the relevant statutory sentencing factors. United States v. Carty, 520 F.3d 984, 993 (9th Cir. 2008) (en banc). When the court imposes a special condition of supervised release, the relevant factors include “the nature and circumstances of the offense and the history and characteristics of the defendant,” the need for the sentence to “afford adequate deterrence to criminal conduct,” the need to “protect the public from further crimes of the defendant,” and the rehabilitation of the defendant.
A detailed explanation from the court is not always required; in some cases, “adequate explanation ... may also be inferred from the [Pre-Sentence Re
A. It is unnecessary to decide whether the condition as written implicates a “particularly significant liberty interest.”
Gnirke argues that the special condition as written infringes on a particularly significant First Amendment interest by preventing him from accessing “a broad swath of modern visual media, much of it containing literary, artistic, or cultural significance.” We do not take Gnirke to argue that there is a particularly significant liberty interest in accessing obscene or pornographic materials. We have already held that a defendant‘s free speech rights may be infringed to “effectively address [his] sexual deviance problem.” United States v. Rearden, 349 F.3d 608, 619 (9th Cir. 2003) (internal quotation marks omitted). And access to pornography is clearly not a liberty interest on par with such significant interests as associating with one‘s life partner, see United States v. Napulou, 593 F.3d 1041, 1047 (9th Cir. 2010), “having contact with one‘s children,” Wolf Child, 699 F.3d at 1091, or “being free of unwanted antipsychotic medication,” United States v. Williams, 356 F.3d 1045, 1055 (9th Cir. 2004). Rather, Gnirke argues that the relevant interеst is in accessing other materials with significant First Amendment value—including popular non-pornographic films, television shows, and theater—that may be swept up by the condition, and in visiting places where such materials are available. We analyze the broad scope of the condition at length in considering whether it was substantively reasonable. Because we conclude that the condition should be construed to apply only to sexually explicit materials the district court described as “pornography,” it is unnecessary to consider here whether the condition as written implicates a particularly significant liberty interest.
B. The district court adequately explained its reasons for imposing the special condition.
Gnirke argues the district court failed to explain how the special condition relates to the goals of supervised release. But it is apparent from the record that the district court believed the condition was reasonably necessary, in light of “the nature and circumstances of the offense and the history and characteristics of the defendant,” to “protect the public from further crimes of the defendant.” See
Gnirke also argues that no record evidence supported the restriction on materi
II. The special condition is substantively reasonable if not defined by 18 U.S.C. § 2256(2) .
A district court may order a special condition of supervised release that: (1) “is reasonably related” to the crime, “the history and characteristics of the defendant,” and the purposes of supervised release, including deterrence, protection of the public, and treatment of the offender, see
A. The scope of the challenged condition.
The district court clearly stated its intention to restrict Gnirke‘s access to what it referred to as “pornography.” This was consistent with the Sex Offender Treatment Program psychologists’ recommendation. But the condition as written restricts Gnirke‘s access to depictions of adult sexual conduct using a statutory definition of “sexually explicit conduct” that Congress has applied only to depictions of children. This definition encompasses much more than what is commonly understood as pornography in the context of adult sexual activity.
Under the condition imposed by the district court, Gnirke may not possess any materials depicting “sexually explicit conduct,” as defined by
“sexually explicit conduct” means actual or simulated—
(i) sexual intercourse, including genital-genital, oral-genital, anal-genital, or oral-anal, whether between persons of the same or opposite sex;
(ii) bestiality;
(iii) masturbation;
(iv) sadistic or masochistic abuse; or
(v) lascivious exhibition of the genitals or pubic area of any person[.]
We are aware that conditions of supervised release are read to “require an element of mens rea,” and that this mitigates to some extent the danger that Gnirke‘s ability to patronize certain businesses will be limited. See United States v. King, 608 F.3d 1122, 1128 (9th Cir. 2010). But applying the standard literally, the average person will likely have actual knowledge that most places selling or renting DVDs—including local libraries—will stock materials containing depictions of adult sexual acts or lascivious displays of nudity. The breadth of the condition poses a problem both for probation officers, who must decide what constitutes a violation, and for Gnirke, who should not be left guessing where he permissibly may go.
B. The district court‘s intention to restrict Gnirke‘s access to “pornography” was reasonably related to the goals of supervised release.
Gnirke argues that the special condition was not reasonably related to the goals of supervised release. He claims that “no evidence was presented that access to sexually explicit material involving adults” would negatively affect his rehabilitation or render him more likely to reoffend. Gnirke does not challenge the restriction on his access to materials depicting children.
In United States v. Bee, 162 F.3d 1232 (9th Cir. 1998), we affirmed a condition of supervised release that was similar—though not identical—to the condition that Gnirke challenges. Bee was convicted of sexually molesting a six-year-old girl, and, upon his release from custody, the district court imposed a condition that he “not possess any sexually stimulating or sexually oriented material as deemed inappropriate by [his] probation officer and/or treatment staff, or patronize any place where such material or entertainment is available.” Id. at 1234 (alteration in original). We held that this condition was reasonably related to the goals of supervised release because “[t]he probation officer believed and the district court agreed that this condition was necessary to address Bee‘s problems with deviant sexual behavior ... [and it was] therefore sufficiently related to the goal of ‘protect[ing] the public from further crimes of the defendant.‘” Id. at 1235 (third alteration in original) (quoting
The district court‘s rationale for restricting Gnirke‘s access to “pornography” is similarly reasonable in this case. Gnirke was convicted of a sexual offense involving a young child. While incarcerated for this crime, Gnirke refused to participate in sex offender treatment and was found in possession of pornography, among other infractions. He admitted to using hard drugs and alcohol while in prison, a factor that elevates his risk for sexual recidivism according to the discharge evaluation. Accounting for this history, the prison psychologists “place[d] [Gnirke] in the Moderate-High (between the 81st and 90th percentile) risk category [to reoffend] relative to other male sexual offenders.” Given Gnirke‘s egregious offense, his failure to participate in sex offender treatment, and the psychologists’ recommendation, we conclude the district court‘s intention to restrict Gnirke‘s access to sex
C. The condition as written deprives Gnirke of more liberty than is reasonably necessary.
Gnirke also argues that the condition the court actually imposed “infringes more on [his] liberty than is reasonably necessary” to accomplish the goals of supervised release. See
First, wе acknowledge that the condition imposed on Gnirke unquestionably implicates his First Amendment right to access protected speech. See United States v. Curtin, 489 F.3d 935, 956, 959-60 (9th Cir. 2007) (en banc); see also Stanley v. Georgia, 394 U.S. 557, 565 (1969) (“If the First Amendment means anything, it means that a State has no business telling a man, sitting alone in his own house, what books he may read or what films he may watch.“). We have said there is also no doubt that “a defendant‘s [First Amendment rights] may be abridged to effectively address [his] sexual deviance problem.” Rearden, 349 F.3d at 619 (internal quotation marks omitted). Because a condition may not restrict more liberty than is reasonably necessary under
We have previously considered restrictions on sexually explicit materials as a condition of supervised release. In Bee, our court approved a condition that prohibited possession of “sexually oriented material as deemed inappropriate by [Bee‘s] probation officer.” Id. at 1234. In United States v. Guagliardo, 278 F.3d 868 (9th Cir. 2002), our court held that a condition restricting access to “pornography” was impermissibly vague. Id. at 872. In Gnirke‘s case, the district court tied the definition of adult “sexually explicit conduct” to the statutory language in
The government cites our decisions in United States v. Rearden and United States v. Daniels. Neither is inconsistent with the result we reach here. In Rearden, reviewing for plain error, we upheld “a special condition that Rearden not possess any materials depicting sexually explicit conduct as defined in
Daniels concerned a prohibition on “possess[ing] any materials, including pictures, photographs, books, writings, drawings, videos, or video games, depicting and/or describing ‘sexually explicit conduct’ as defined in
There are at least two important distinctions between Gnirke‘s case, on the one hand, and Rearden and Daniels, on the other. First, in both Rearden and Daniels, we reviewed the district court‘s rulings for plаin error. “Under the plain error standard of review, the appellant must show that: (1) there was error; (2) the error committed was plain; (3) the error affected substantial rights; and (4) the error seriously affected the fairness, integrity, or public reputation of judicial proceedings.” United States v. Gonzalez-Aparicio, 663 F.3d 419, 428 (9th Cir. 2011). An error “cannot be plain where there is no controlling authority on point and where the most closely analogous precedent leads to conflicting results.” Id. (citation and internal quotation marks omitted). Because of the lack of controlling authority on point, any error regarding the scope of the condition in Daniels and Rearden would not have been “plain” at the time those cases were decided.
Second, neither Rearden nor Daniels involved the additional restriction found here: that Gnirke may “not patronize any place where such [sexually explicit] materials or entertainment are available.” This part of Gnirke‘s condition vastly expands its scope. Not only may he not possess “any materials such as videоs, magazines, photographs, computer images or other matter that depicts ‘sexually explicit conduct’ involving children and/or adults,” he is also severely restricted in where he may shop, acquire information, and view art or entertainment.
Unlike Rearden and Daniels, Gnirke did object to the portion of the condition imposed by the district court that restricts his access to depictions of conduct involving only adults. Our view is that it was within the scope of the district court‘s discretion to limit his access to child and adult pornography—which the district court‘s written order termed “sexually explicit conduct“—but the condition, actually imposed sweeps too broadly by limiting Gnirke‘s access to non-pornographic depictions of “sexually explicit conduct” involving only adults, and by prohibiting him from going places where these materials or entertainment may be found.3
Our conclusion is consistent with the reasoning of our earlier cases, and with decisions from other circuits. In United States v. Simons, the Eighth Circuit recognized that special conditions that prohibit possession of pornographic materials “have often withstood First Amendment challenges” but nonetheless held that a condition prohibiting the defendant “from possessing any material that depicts nudity” involved a “greater deprivation of liberty than [was] reasonably necessary.” 614 F.3d 475, 483, 485 (8th Cir. 2010). And the Seventh Circuit in United States v. Siegel, citing Simons, remanded for a district court to reconsider a similar condition restricting the possession of materials containing nudity. 753 F.3d 705, 712-13 (7th Cir. 2014).4 The Seventh Circuit suggested that the prohibition be rephrased to encompass only “material that depicts nudity in a prurient or sexually arousing manner,” which accords with the commonly understood definition of pornography. Id. at 713.5
D. Limitation on the special condition.
The district сourt intended to restrict Gnirke‘s access to “child and adult pornography,” but by applying the definition in
The concurrence argues that we should remand for the district court to craft a new condition, rather than narrowing the condition on appeal. But both this court and the district court have struggled to describe a special condition of release prohibiting access to sexually explicit materials that is sufficiently clear and not overbroad. We believe it is appropriate to provide the district court with a workable alternative rather than yet another directive to “try again.”
With respect to the construed condition, we recognize that, as in Bee and every other case involving special conditions of release, Gnirke‘s probation officer and the district court will have some degree of discretion to decide which materials the condition restricts. Cf. Bee, 162 F.3d at 1234-35 (upholding condition preventing Bee from possessing “sеxually stimulating or sexually oriented material deemed inappropriate by his probation officer and/or treatment staff” and from patronizing places where such material is available). The difficulty of defining “pornography” with any degree of precision is inherent in the nature of this condition of supervised release. Other courts have had occasion to consider how to define the terms “pornography” or “pornographic,” with varying degrees of success.6 And we have suggested that “[t]he term [‘pornography‘] itself is entirely subjective; unlike ‘obscenity,’ for example, it lacks any recognized legal definition.” Guagliardo, 278 F.3d at 872. But this does not mean that pornography lacks a recognized definition in society at large, however fuzzy its edges may be. Black‘s Law Dictionary defines “pornography” as: “Material (such as writings, photographs, or movies) depicting sexual activity or erotic behavior in a way that is designed to arouse sexual excitement.” Black‘s Law Dictionary (9th ed.2009); see also Oxford English Reference Dictionary 1128 (Rev.2d ed.2006) (defining pornography as “the explicit description or exhibition of sexual subjects or activity in literature, films, etc., intended to stimulate erotic rather than aesthetic or emotional feelings“). This seems to coincide with the common understanding of the term. There may be various additions and qualifications one may wish to make, but it is evident that, at a minimum, pornography is explicit material intended to stimulate, arouse, or the like.
CONCLUSION
Construed in the manner discussed in the previous section, the district court‘s imposition of the special condition restricting Gnirke‘s access to sexually explicit materials is AFFIRMED.
M. SMITH, Circuit Judge, concurring in the judgment:
The question before the panel is whether the district court abused its discretion in revising the conditions of Gnirke‘s supervised release. I agree with the majority that the district court acted well within its discretion in imposing a condition that prohibits Gnirke from “possess[ing] any materials ... that depict[] ‘sexually explicit conduct’ involving children and/or adults, as defined by
For these reasons, I respectfully concur only with the judgment.
I. The District Court Acted Within its Discretion
The district court acted well within its discretion in prohibiting Gnirke from accessing “[material] that depicts ‘sexually explicit conduct’ involving children and/or adults, as defined by
We review the imposition of conditions of supervised release for abuse of discretion. United States v. Wolf Child, 699 F.3d 1082, 1089 (9th Cir. 2012). Any special condition must be “reasonably related” to the goals of deterrence, protection of the public, and rehabilitation of the offender.
As the majority explains, Gnirke molested a twenty-month old baby who was left in his care, and was subsequently convicted of aggravated sexual abuse, in violation of
In preparing Gnirke‘s Discharge Evaluation, the Sex Offender Treatment Program psychologist considered these factors and “placed [Gnirke] in a moderate to high (between 81st and 90th percentile) risk category to reoffend relative to other male sexual offenders.” The psychologist further recommended intensive treatment focusing on “offense-specific targets ... [to] reduce the likelihood of further sexual offending.” The psychologist specified that Gnirke “should not view or possess anything sexually explicit or suggestive, including books, videos, magazine [cutouts], etc.”
Following a hearing, the district court modified the conditions of Gnirke‘s supervised release to include a сondition that
As the majority observes, the challenged condition may prohibit Gnirke from patronizing certain establishments, and the condition reaches some forms of speech that are constitutionally protected for most people. Nevertheless, “[t]he district court has broad discretion in setting conditions of supervised release, including restrictions that infringe on fundamental rights.” United States v. Bee, 162 F.3d 1232, 1234 (9th Cir. 1998). Moreover, we have recognized that “[a] defendant‘s right to free speech may be abridged to effectively address [his] sexual deviance problem.” United States v. Rearden, 349 F.3d 608, 619 (9th Cir. 2003) (internal quotation marks omitted).
For these reasons, we have previously upheld conditions of supervised release that are nearly identical to the condition before us. In United States v. Daniels, 541 F.3d 915, 927 (9th Cir. 2008), and United States v. Rearden, 349 F.3d at 619, we affirmed conditions of supervised release that prohibited the probationer from possessing any materials depicting or describing “sexually explicit conduct” involving children or adults as defined in
The majority concludes that these prior holdings are not dispositive and that the challenged condition “sweeps too broadly.” The majority reasons that we need not follow our precedent because: (1) the conditions in Daniels, Rearden, and Bee were reviewed for plain error, and (2) the conditions in Daniels and Rearden did not include a provision that prohibited the probationer from patronizing any plaсe where the prohibited materials were available. The majority‘s conclusion is inconsistent with our case law and also contradicts that of other circuits.
Just because the conditions in Daniels, Rearden, and Bee were reviewed for plain error does not mean that these cases are devoid of precedential value. The condition at issue in Bee restricted the probationer‘s access to sexually explicit materials and prohibited him from patronizing any place where such materials are available. Id. In affirming this condition, we did not merely hold that the district court did not commit plain error. We specifically held that the condition was substantively reasonable because “the probation officer believed and the district court agreed that this condition was necessary to address Bee‘s problems with deviant sexual behavior ... [and it was] therefore sufficiently related to the goal of ‘protect[ing] the public from further crimes of the defendant.‘” Id. at 1235 (quoting
In light of the egregious nature of Gnirke‘s sexual misconduct, the psychologist‘s opinion that Gnirke is likely to reoffend, and the psychologist‘s recommendation that Gnirke “not view or possess anything sexually explicit or suggestive,” the district court acted well within its discretion in imposing the challenged condition. The majority‘s unfounded conclusion that the condition “sweeps too broadly,” is inconsistent with our case law and is also in direct conflict with decisions of our sister circuits.
II. Rewriting the Challenged Condition is Improper
Even if the district court had erred in imposing the challenged condition—which it did not—I would refrain from rewriting the condition because it is not our role as an appellate court to craft conditions of supervised release, and doing so disregards the abuse of discretion standard and exceeds the scope of our authority.
District courts have broad discretion in fashioning conditions of supervised release. United States v. Gementera, 379 F.3d 596, 600 (9th Cir. 2004). On appeal, our only duty is to determine whether the district court abused this discretion. See Gall v. United States, 552 U.S. 38, 51 (2007) (“The sentencing judge is in a superior position to find facts and judge their import under
If we determine that the district court acted within its discretion in imposing a condition of supervised release, we affirm the condition. Id. If we determine that the district court abused its discretion, we must vacate the condition and remand to the district court with instructions that the district court impose a revised condition. See, e.g., Wolf Child, 699 F.3d at 1102 (holding that conditions of supervised release were overbroad and remanding for the district court to “carefully examine what more narrowly circumscribed conditions would be reasonably related to the statutory purposes of [supervised release]“); United States v. Sales, 476 F.3d 732, 737 (9th Cir. 2007) (holding that condi
Here, the challenged condition plainly states that “[Gnirke shall not possess any materials such as videos, magazines, photographs, computer images or other matter that depicts ‘sexually explicit conduct’ involving ... adults, as defined by
In order to justify rewriting the challenged condition of supervised release, the majority cites to United States v. Goddard, 537 F.3d 1087 (9th Cir. 2008). In that case, we reviewed several conditions of supervised release. One condition stated that the probationer “shall not add, remove, upgrade, update, re-install, repair, or otherwise modify the hardware or software on [his] computers, computer-related devices, or their peripheral equipment ... without the prior approval of [his] Probation Officer.” Id. at 1090 n. 3. We concluded that this condition would be unworkable as a “practical matter” if it were “broadly applied,” and we narrowly construed the condition not to apply to “routine or automatic” softwаre modifications or upgrades. Id. at 1090-91. We further read a condition that the probationer “shall use computers/devices only within the scope of his employment” to apply only to the probationer‘s use of computers at work. Id. at 1090-91 (“[R]easonably construed in context, [the condition] means that at work, [the probationer] shall use computers and computer related devices only within the scope of his employment.“).
As with any legal text, we may only impose a limiting construction on a condition of supervised release if it is “‘readily susceptible’ to such a construction.” Comite de Jornaleros de Redondo Beach v. City of Redondo Beach, 657 F.3d 936, 946 (9th Cir. 2011) (en banc) (quoting Reno v. Am. Civil Liberties Union, 521 U.S. 844, 884 (1997)). In Goddard, the plain language of the challenged conditions was fairly susceptible to a narrow reading, and our reading neither conflicted with nor altered the conditions’ plain terms. By contrast, the text of the condition before us specifically refers to “sexually explicit conduct” and it adopts thе definition of “sexually explicit” found in
I am not aware of any precedent that permits us to redraft conditions of supervised release as we see fit. Accordingly, if the majority believes that the challenged condition is overbroad—a conclusion with which I disagree—the proper course would be to vacate the condition and remand to the district court.
III. Conclusion
The district court did not abuse its discretion in imposing a condition that prohibits Gnirke from “possess[ing] any materials ... that depict[] ‘sexually explicit conduct’ involving children and/or adults,
I am perplexed by the majority‘s decision to exceed the permissible scope of our review by rewriting a condition of supervised release that is substantively identical to those thаt we and our sister courts have affirmed on a number of occasions.
For these reasons, I respectfully concur only with the judgment.
MORGAN CHRISTEN
UNITED STATES CIRCUIT JUDGE
