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United States v. David Mathis, United States of America v. Samuel Moore
550 F.2d 180
4th Cir.
1977
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*2 HAYNSWORTH, Chief Judge, Before BUTZNER, and WINTER and Circuit Judges.

PER CURIAM: Mathis David and Samuel Moore both their appeal convictions for armed bank robbery. They assert grounds numerous reversal, but we find none meritorious. We affirm.

I. principal argument

Defendants’ district court that the committed reversible permitting error in of Karen Jones, at a given previous trial in which a granted, mistrial jury. to be read to the Karen Jones was not testify available to located; because she could not be inadvertently she had been released from a penal District Columbia pur institution a court requiring order the release suant prisoner bearing of another the same name. Jones’ was admissible un- 804 of der Rule the Federal Rules of Evi- at the trial requirement if her attendance could court’s dence that peremptory chal process procured by or other reason- lenges not be be exercised from jurors a list of 804(a)(5). Rule The record able means. rather than from the box is sanctioned reasonable efforts were made to shows that States, Pointer United U.S. her, avail. Motes v. find but to no (1894). 38 L.Ed. 208 See also 44 L.Ed. Amsler v. United (9 F.2d 37 Cir. *3 (1900) inapposite. In the instant 1150 1967),and Carbo v. United 314 F.2d case, Motes, disappearance unlike the (9 1963), denied, 718 Cir. cert. 953, 377 U.S. inadvertence, Jones was due to not reckless 12 (1964). L.Ed.2d 498 disregard obligation her, an produce to The fact prison and there is no evidence that that judge district who her knew at the trial a presided official released that she codefendant is no disqualification, a witness. for ground would be needed as especially when prejudice no affidavit of bias or was filed. II. photographic lineup The was not impermis sibly suggestive. A newspaper article con see no error in the We use of a necting a witness to robbery a was inadmis of a witness statement made when he hearsay, sible even purposes impeach pleaded guilty impeach to testimony in ment. this trial. Federal Rule of Evidence 410 11(e)(6),F.R.Crim.P., only prohibit and Rule AFFIRMED. conjunction statements made with a guilty plea being from against used ON PETITION FOR REHEARING AND person plea, who made the and when SUGGESTION FOR REHEARING has guilty that withdrawn the plea. EN BANC case, the instant neither condition was met. The witness had not withdrawn his WIDENER, Judge, Circuit dissenting: guilty plea and the statement was not used respectfully I dissent from the court’s him, against but was used collaterally for rehearing. denial of purposes impeachment. The absence of Karen Jones from Mathis’

III. trial, in second which highly her damaging Defendants’ remaining contentions prior testimony1 was against introduced M lacking are also defendant, merit. The district caused negli- sole Following They “A excerpts There discussing was. are were Karen Jones’ rob- bing a bank. jury read to at Mathis’ second trial: right, they All what occurred “Q when re- Now, you during did have occasion Jan- “Q your apartment? turned to uary year of this to see Mr. Mathis or Mr. They my “A went into what I would call your apartment? Moore at living they counting money, room and started Yes, “A I did. but I the room. left . . . We went into the When was that? “Q everyone stayed house and for a while and approximately January “A It was 6th. then, Tillery Mathis left and the last two They my peo- house came with some other Stroy. left were Moore ánd James ple, Stroy, Savage, Tillery Now, you James Sam they Jerome initially said when “Q came room, living you back and went into and Samuel Moore and David Mathis. were And, say there for a while? you they your came to house “Q Yes, “A I was there for a minute or two. I about the 6th? long. wasn’t there that “A Yes. you any Did hear discussion at “Q that time And, they stay? did “Q by any of those individuals? They stayed January. “A until the 9th of they just they “A I think talked the success robbing stay a bank had at but didn’t there you any among any Did hear discussion “Q long. prior of those individuals the time left you money Did see at that “Q day? the house on that time? lack government erroneously re- of recklessness or gence purposefulness leasing custody.2 her from federal In these this case is without foundation. Motes does circumstances, standard, case squarely and, this comes not recite such' a indeed, repeatedly holding of the Court in Motes v. characterizes the within actions of the government negligent. S.Ct. U.S. at 474, 20 (1900), The grounded its exclu- L.Ed. characterization in opinion our of the acts of the in the Confrontation sion officer in as a disregard Motes “reckless of an obliga- of the Sixth Amendment. Clause produce” tion to the witness is simply con- government sought to intro- In Motes trary to the characterization Supreme a criminal trial statement made duce in conduct, put Court and I doubt our prior, unavailable witness at a by a then change warrant it. hearing. unavailability preliminary apparently The court treats the admissi- negli- at trial was due to the the witness *4 bility of Karen Jones’ testimony merely as a removing in him gence of the States admitting matter of hearsay evidence under custody prior permit- to the trial and prior the testimony exception to the hear- ting stay him to in a hotel room in the rule, say Fed.R.Evid. 804(b)(1),3 and con- government witness, custody of another cludes that the unavailability test of Rule jail. Before he than was to testi- rather 804(a)4 has been course, met. Of while disappeared, fy, apparently the witness hav- overlap there is some in the interests sought although escaped, he had been the ing protected by to be the hearsay rule and the just prior to the trial. courthouse Clause, Confrontation their ranges of exclu- Supreme Court held that the intro- co-extensive; sion are not the Confronta- duction of the violated the tion Clause can be by violated the admission rights defendants’ Sixth Amendment testimony of that comes purview within the against the witnesses confront them. recognized of hearsay exceptions. Califor- attempt panel’s distinguish Green, I think the nia v. S.Ct. government’s the by emphasizing Motes (1970). Thus, L.Ed.2d 489 while a literal Yes, money. “(b) Hearsay “A I saw some Exceptions, following are —The any money you receive of Did the at by “Q hearsay not the excluded rule if the declar- robbery? the bank time from ant is unavailable as a witness: Yes, got really I did. about —I am “A testimony. Testimony given Former as — was, maybe how much it a hundred or two sure hearing a at another witness of the same or a hundred from each had left proceeding, deposition different or in a taken in Moore, Mathis, house and that was James compliance with law in the course of the same Stroy Tillery. proceeding, party against or another if the Now, what occurred after left the “Q offered, or, testimony whom the is now in a day? house that proceeding, predecessor civil action or in in- up “A I cleaned behind them and there was terest, opportunity had an and similar motive some I.B.M. cards that I found that had the direct, develop testimony by cross, or name— redirect examination.” 804(a) pertinent part: 4. Rule reads in you having do recall been What written “Q cards? on those “(a) unavailability. Definition of —‘Unavaila- Savings date, “A Provident Bank and the bility as a witness’ includes situations in which January, 1975.” the 9th of the declarant— hearing propo- is absent from the and the apparently by 2. There were two individuals pro- nent of his statement has been unable to custody name of Karen Jones confined by process cure his attendance ... or the United States in the District of Columbia wrong Jones, other reasonable means. House Detention. The Karen against A is not declarant unavailable as a the one had testified Mathis at witness if who his trial, custody. procure- . first was released from She was . . absence is due to the year robbery wrongdoing proponent sixteen sentence for bank under a ment or of his Maryland purpose National Bank. preventing statement for the attending testifying.” witness from or 804(b)(1) 3. Rule reads as follows: may require pro- 804(a) affidavit and reading deposition. Green, of Rule See procured to have testimony prior supra n.10, at 177-78 & ponent (Har- S.Ct. 1930 in the wrongfully lan, J., involved absence concurring). or been salutary Such a meas- unavailable declarant the otherwise discarded, ure should not lightly be so least his testifying be- purpose preventing all when the unavailability key of a 804(b)(1) of Rule exception hearsay fore prosecution witness is due govern- to the the Confrontation under apply,5 will not ment’s own negligence, and is not Motes, mere Clause, negli- applied in as respect the fault of the defendant. prosecutor-propo- part of the gence on the circumstances, these it strikes me as funda- case, sufficient, criminal to bar in a nent is mentally deprived unfair to have Mathis of indeed, Green, at admissibility. opportunity jury to have the that con- rule we should at states victed him judge observe and the credibility apply here: subtle, of Karen Jones in those intangible ways had died or for which the reading “If . . . of a bare tran- witness] [the unavailable, the Confronta- script otherwise can never substitute. been would not have violated tion Clause given pre- at the

admitting his right hearing of cross-exami- liminary —the provides substantial nation then afforded purposes with the compliance behind the requirement, long as the confrontation *5 give live inability declarant’s of the way in no the fault State. Com- is 719, Page Barber v. pare [390 Colvin, Jr., Niles CROWE and Daniel 1318, (1968)], 20 L.Ed.2d 255 with Motes v. behalf of themselves and all others United 178 U.S. similarly situated, Appellants, (1900).” added) (italics L.Ed. here, But the absence of the witness is Director, way LEEKE,

admittedly “in no the fault of Department William D. not the” al., evidence Corrections, so the should be Appellees. et excluded. that this view submit No. 75-1921. one, requirement confrontation is a sound vitality. contemporary long with As as our Appeals, United States Court justice is to system of criminal adhere in Circuit. Fourth paradigm measure to adversarial Argued Oct. conceived, a which it was defendant must for keeping be held accountable track of Decided Feb. government’s witnesses. The inclusion requirement aof in the Constitution that

one be confronted with accusers face to finds its antecedents efforts to cure face prevalent abuses the ancient serious procedure England, such criminal as trial element, obviously Redding may Salzberg, And Professors 5. This amount in their deliberateness, necessarily 804(a)(5) Editorial Comment on Rule is not limitation in the unavailability exception expressed Federal Rules of Evidence Manual state: “The typical provision 804(a). Advisory common law if the una- the last sentence of Rule vailability produced calling 804(a)(5) Committee’s Note to Rule states that declarant, statements constituting various the conditions otherwise una- “[i]f exceptions apply, will not is continued.” procurement vailability result or statement, wrongdoing proponent Thus, may the statement Karen Jones well requirement improperly is not satisfied.” No mention have been admitted even as a mat- purposefulness. is made Committee ter of evidence law.

Case Details

Case Name: United States v. David Mathis, United States of America v. Samuel Moore
Court Name: Court of Appeals for the Fourth Circuit
Date Published: Feb 22, 1977
Citation: 550 F.2d 180
Docket Number: 76-1383, 76-1384
Court Abbreviation: 4th Cir.
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