United States v. David LockettUnited States v. David Lockett
Case Information
*1 Before B AUER , K ANNE , and H AMILTON , Circuit Judges. B AUER , Circuit Judge.
Defendant-appellant, David Lockett
(“Lockett”), pleaded guilty to one count of being a felon in
possession of a firearm in violation of
I. BACKGROUND
Lockett has an extensive criminal history. In 1979, Lockett was arrested for armed robbery. In 1981, he pleaded guilty to the lesser included offense of robbery and was sentenced to thirty months’ probation. In 1982, he violated his probation when he pleaded guilty to unlawful use of a weapon. In 1984, he pleaded guilty to possession of heroin. In 1990, he was arrested for and pleaded guilty to armed violence and to several counts of distribution and possession with intent to distribute heroin. The 1990 drug convictions were Class 2 and 3 felonies, carrying seven and five years’ imprisonment, respectively. Because of his criminal history, however, Lockett would have been subject to a maximum prison term of “twice the maximum term otherwise authorized” for each of the 1990 drug convictions, which would bring his maximum sentences to fourteen and ten years’ imprisonment. See 720 Ill. Comp. Stat. 570/408(a). Nevertheless, he was ultimately sentenced to four years’ imprisonment for the 1990 drug convictions, and was paroled in February 1992.
While on parole, he was arrested and charged with three additional drug offenses; once in 1992 and twice in 1993. He pleaded guilty to all three charges in 1993 and received three years’ imprisonment to run concurrently. While serving *3 that sentence, he completed the sentence related to his 1990 drug convictions. He completed his 1993 sentence in Septem- ber 1995.
In 1997, he was arrested for delivery of cocaine. He pleaded guilty to that charge in 1998 and received seven years’ impris- onment. After his release from the 1998 sentence, Lockett was arrested in 2003, this time for attempt to possess a controlled substance. He pleaded guilty and received six months’ conditional discharge and five days of community service.
In November 2004, Lockett was arrested for and charged with burglary, to which he pleaded guilty in 2005, resulting in four years’ imprisonment. His prison sentence and parole for that crime were completed in 2009.
Finally, in 2010, Lockett was charged and convicted of the
offense underlying this appeal, being a felon in possession of
a firearm in violation of
Lockett presents two issues on appeal. First, he contends that the district court erred in finding that his 1990 drug convictions qualified as predicates under the ACCA because the government never provided evidence from the record that he actually faced the Illinois recidivist enhancement that would bring his sentence for those convictions within the purview of the ACCA. Second, he argues even if the 1990 convictions qualify as predicates, they cannot be used as such because his rights as to those convictions have been restored by virtue of a 1995 restoration of civil rights letter. We need not reach Lockett’s second argument, however, because as stated in greater detail below, Lockett lacks a third qualifying conviction to implicate the ACCA, rendering the district court’s belief that imposition of the ACCA’s fifteen-year minimum was required an error. We therefore reverse and remand for resentencing.
II. DISCUSSION
To qualify as an armed career criminal subject to the
ACCA’s mandatory fifteen-year minimum, a defendant must
have three previous convictions for a violent felony or a
serious drug offense, committed on three different occasions.
*5
Perkins
, 449 F.3d at 795;
The parties do not dispute that Lockett was convicted of two ACCA-qualifying convictions, but disagree as to whether he has a third. The district court found that because any of Lockett’s 1990 drug convictions could qualify as a predicate under the ACCA, he was subject to the ACCA’s mandatory minimum. Lockett contends on appeal that this was error and we agree.
In
Perkins
, we held “as a matter of federal law the ‘maxi-
mum term of imprisonment’ to which
But the Supreme Court’s decision in
Rodriquez
adds an
evidentiary hurdle to our holding in
Perkins
.
Rodriquez
requires
the government to provide evidence from the record that the
defendant was in fact subject to the enhanced recidivist
penalties that could elevate his sentence past the ten-year
mark.
The Supreme Court indicated a number of examples of record evidence that could show that a defendant faced the possibility of a recidivist enhancement, including the judgment of conviction, the plea colloquy, or from the imposed sentence itself. . None of these examples are in the record before us. Each document referencing Lockett’s 1990 drug convictions only mentions his sentence of four years’ imprisonment; there is no indication in the record that he was ever exposed to the Illinois recidivist enhancement that would have brought his maximum up to the ACCA-triggering minimum.
Without findings of recidivism in Lockett’s record of
conviction, the attendant enhancements cannot be considered
in determining whether Lockett’s 1990 drug convictions
constituted serious drug offenses under the ACCA. According
*7
to the record, then, Lockett’s 1990 convictions can only be
evaluated in light of the actual four-year sentence imposed.
Because Lockett’s 1990 convictions did not expose him to at
least a ten-year sentence, none qualify as serious drug offenses
within the meaning of the ACCA.
See
As a closing remark, if there were any doubts as to the
Supreme Court’s intent to impose the evidentiary requirement
we recognize today, we need only look to its recent opinion in
Carachuri-Rosendo v. Holder
,
III. CONCLUSION
For these reasons, Lockett’s sentence is REVERSED and REMANDED to the district court for resentencing.