The Armed Career Criminal Act (ACCA) mandates a fifteen year minimum sentence for anyone convicted of being a felon in possession of a firearm, in violation of 18 U.S.C. § 922(g), who “has three previous convictions ... for a violent felony or a serious drug offense, or both.” 18 U.S.C. § 924(e)(1). Section 924(e)(2)(A)(ii) defines a “serious drug offense,” in relevant part, as “an offense under state law ... for which a maximum term of imprisonment of ten years or more is prescribed by law.” 18 U.S.C. § 924(e)(2)(A)(ii). These four appeals, heard in tandem and consolidated for disposition, raise the same legal question: whether a prior conviction for a New York drug offense can serve as a predicate “serious drug offense” under the ACCA, where New York’s Rockefeller drug laws prescribed a maximum sentence of at least ten years for the offense at the time it was committed, but where New York non-retroactively amended the Rockefeller drug laws, prior to the federal sentencing in these cases, to reduce the maximum sentence for the same offense conduct to less than ten years.
BACKGROUND
Darden
Joel Darden was arrested on February 23, 2000, for possessing a handgun and ammunition. Darden pleaded guilty to possessing a firearm after having been previously convicted of an offense punishable by more than one year imprisonment, in violation of 18 U.S.C. § 922(g)(1). It is undisputed that Darden had been previously convicted of the following felonies:
1. December 1989: a Class B New York felony of criminal sale of a controlled substance in the third degree, in violation of New York Penal Law § 220.39.
2. December 1989: an ACCA predicate violent felony.
3. September 1997: an ACCA predicate violent felony.
Darden was sentenced on September 29, 2006. At sentencing, the government argued that these three prior convictions subjected Darden to the fifteen year mandatory minimum sentence of the ACCA, in Section 924(e). The sole dispute was whether Darden’s conviction for the Class B New York drug felony was a conviction for a serious drug offense. In an oral decision, Judge Johnson determined that the ACCA enhancement applied, without explaining the basis for his ruling. Judge Johnson sentenced Darden to 180 months for the underlying offense to run consecutively with a thirty month sentence for the ACCA enhancement, 2 five years supervised release, and a $100 special assеssment.
Archer
Ralph Archer was arrested on May 14, 2004, for possessing a handgun. Archer pleaded guilty to possessing a firearm after having been previously convicted of an offense punishable by more than one year imprisonment, in violation of 18 U.S.C. § 922(g)(1). It is undisputed that Archer had been previously convicted of the following felonies:
1. November 1991: an ACCA predicate serious drug offense.
*119 2. February 1995: a Class C New York felony of attempted criminal sale of a controlled substance in the third Degree, in violation of NY. Penal Law § 220.16(1) (“New York Class C attempted drug sale felony”).
3. March 1995: a New York Class C attempted drug sale felony. 3
Archer was sentenced on August 25, 2006. At sentencing, the government argued that these four prior convictions subjected Archer to the fifteen year mandatory minimum sentence of the ACCA, in Section 924(e). The sole dispute was whether Archer’s convictions for the New York Class C attempted drug sales were convictions for serious drug offenses. Judge Holwell determined that the ACCA enhancement did not apply, explaining in a written decision that “the definition of ‘serious drug offense’ in the ACCA is properly interpreted as directing the court to look at the maximum term of imprisonment currently prescribed by state law,” which he determined to be less than ten years for the New York Class C attempted drug sales.
United, States v. Archer,
Villegas
Pedro Villegas was arrested on November 17, 2005, for possessing a handgun. Villegas pleaded guilty to possessing a firearm after having been previоusly convicted of an offense punishable by more than one year imprisonment, in violation of 18 U.S.C. § 922(g)(1). It is undisputed that Villegas had previously been convicted of the following felonies:
1. December 1987: a New York Class C attempted drug sale felony.
2. February 1993: an ACCA predicate violent felony.
3. November 1997: an ACCA predicate serious drug offense.
Villegas was sentenced on December 5, 2006. The Government argued that these three prior convictions subjected Villegas to the fifteen year mandatory minimum sentence of the ACCA, in Section 924(e). The sole dispute was whether Villegas’s conviction for the New York Class C attempted drug sale was a conviction for a serious drug offense. In an oral decision, Judge Amon determined that the ACCA enhancement did not apply, explaining that, under the rule of lenity, the maximum sentence prescribed by current New York law for Villegas’ Class C drug felony is less thаn ten years. Judge Amon sentenced Villegas to ninety-six months in prison, three years of supervised release, and a $100 special assessment.
Williams
Andre Williams was arrested on May 6, 2006, for possessing a handgun. Williams pleaded guilty to possessing a firearm after having been previously convicted of an offense punishable by more than one year imprisonment, in violation of 18 U.S.C. § 922(g)(1), and to possessing a firearm with the serial numbers obliterated, in violation of 18 U.S.C. § 922(k). It is undisputed that Williams had been previously convicted of the following felonies:
1. June 1990: a New York Class C attempted drug sale felony.
*120 2. August 1993: an ACCA predicate violent felony.
3. August 1993: an ACCA predicate violent felony.
Williams was sentenced on May 18, 2007. At sentencing, the government argued that these three prior convictions subjected Williams to the fifteen year mandatory minimum sentence of the ACCA, in Section 924(e). The sole disрute was whether Williams’ conviction for the New York Class C attempted drug sale was a conviction for a serious drug offense. Judge Gleeson determined that the ACCA enhancement did not apply, having explained in a preliminary written decision that the plain meaning of the ACCA compels the conclusion that Williams’ conviction for the New York Class C drug felony was not a conviction for a serious drug offense.
United States v. Williams,
2004. Rockefeller Drug Law Reform Act
In 2004, after a protracted and very public debate,
see People v. Denton,
Under the Rockefeller drug-sentencing laws in place at the time of the defendants’ state convictions, a maximum term of at least ten years imprisonment
was
prescribed by New York law for Class B and Class C drug offenses.
See
N.Y. Penal Law § 70.00(2). Under the current sentencing laws introduced by the Reform Act, the maximum term of imprisonment prescribed by law for the Class C drug offenses committed by Archer, Villegаs and Williams, and for the Class B drug offense committed by someone, such as Darden, with no prior drug felonies, is less than ten years.
See
N.Y. Penal Law §§ 70.70(4)(b)(ii) (providing that maximum sentence for Class C drug felony committed by someone in worst criminal history class is nine years) and 70.70(2)(a)(i) (providing that maximum sentence for Class B drug felony committed by first-time felony drug offender is nine years). The Reform Act, however, did not become effective until January 13, 2005, and the current sentencing laws do not apply to crimes committed before the effective date.
See People v. Utsey,
Thus, if the defendants were to engage in the same conduct today, their offenses would carry a maximum term of less than ten years. However, because the Reform Act is not retroactive, if the defendants were somehow sentenced today for the specific, pre-Reform-Act conduct that led to their prior convictions, the defendants would be subject to a maximum term of at least ten years.
DISCUSSION
The ACCA defines a “serious drug offense,” in relevant part, as “an offense
*121
under State law ... for which a maximum term of imprisonment of ten years or more is prescribed by law.” 18 U.S.C. § 924(e)(2)(A)(ii). The sole issue consolidated for disposition on appeal is whether a prior state conviction was a conviction for a “serious drug offense” within the meaning of the ACCA, where state law prescribed a maximum sentence of at least ten years for the offense at the time of the state conviction but state law, prior to federal sentеncing, prospectively reduced the maximum sentence to less than ten years for the same offense conduct.
4
This is an issue of first impression in our circuit. Because the issue turns solely on an interpretation of a federal statute, our review is de novo.
See, e.g., United States v. King,
In order to resolve this issue, we must first decide whether to apply the state’s current sentencing laws or the state’s sentencing laws in place at the time of the state conviction. Because we conclude that the ACCA directs courts to apply the state’s current sentencing laws, we must next decide whether the maximum term currently prescribed by New York state law for these offenses is at least ten years. Under the Reform Act, these offenses are punishable by a maximum term of less than ten years. A complication arises, however, because due to a prospective effective-date clause in the Reform Act, New York continues to permit the imposition of a maximum term greater than ten years for offenses committed before the Reform Act’s effective date.
I. Current State Law
We first address whether, in determining the maximum term that is prescribed by state law for an offense, we should examine current state law or the state law in place at the time of the state conviction. Following every court to reach the issue, we conclude that sentencing courts should examine current state law.
5
See United States v. Morton,
Moreover, this plain reading of the statute is confirmed by the statute’s purpose. Congress could have defined a “serious drug offense” in a any number of ways: Congress could have defined the seriousness of a drug offense in terms of the weight and type of the drugs involved; Congress could have defined the seriousness of a drug offense in terms of the actual state sentence imposed on the particular defendant. Rather, Congress defined the seriousness of a drug offense in terms of the maximum sentence that is prescribed by state law. As the Supreme Court recently explained, the purpose of this definition is to defer to the sentencing policy of each state as the measure of the seriousness of the drug offense.
In § 924(e)(2)(A)(ii), Congress chose to rely on the ‘maximum term of imprisonment ... prescribed’ by state law as the measure of the seriousness of state offenses involving the manufacture, distribution, or possession of illegal drugs. Congress presumably thought — not without reason — -that if state lawmakers provide that a crime is punishable by 10 years’ imprisonment, the lawmakers must regard the crime as ‘serious,’ and Congress chose to defer to the state lawmakers’ judgment.
United States v. Rodriquez,
— U.S.-,
In light of this statutory purpose, it was eminently reasonable for Congress to defer to the state lawmaker’s current judgment rather than to the state lawmaker’s discarded judgment. Thus, a consideration of the statutory purpose confirms our plain reading of the statute’s text: judges should examine the state law in place at the time of the federal sentencing. 8
*123 II. Non-Retroactivity
We next address whether, under current New York law, the maximum sentence prescribed for the defendants’ offenses is at least ten years. The difficulty is that New York’s current law is not retroactive. There are two apparently conflicting decisions on this issue in our sister circuits.
In
Morton,
the Sixth Circuit reasoned that it was “evident” that “section 924(e)(2)(A)(ii), by looking to state sentencing law, leaves the standard by which to judge the seriousness of a state drug conviction to the policy of the state.”
In
Hinojosa,
the Fifth Circuit attempted to distinguish
Morton
on the ground that the amended state statute relevant to Hi-nojosa’s conviction, which reduced the maximum term of imprisonment to less than ten years, was not made retroactive.
There are two ways of framing the relevant question: First, it might be asked, following the Hinojosa Court, what maximum term is prescribed by current state law for someone who committed the offense conduct on the date the defendant committed the offense. Second, it might be asked what maximum term is prescribed by current state law for the offense conduct, without regard to the date on which the defendant happened to commit the offense. The choice between these two methods of framing the question turns on whether the date of the commission of the offense is properly regarded as part of the “offense ... for which” the maximum term is prescribed by law. 18 U.S.C. § 924(e)(2)(A)(ii). 11
*124
The Supreme Court’s recent
Rodriquez
decision, which addressed the same definition in the ACCA of a “serious drug offense,” causes us to examine the issue a bit more closely. The key statutory terms are “offense,” “law” and “maximum term.”
Rodñquez,
In Rodñquez, the question was whether the “maximum term of imprisonment” for the purposes of § 924(e)(2)(A)(ii) is determined with or without reference to recidivist enhancements. Id. at 1787. The state sentencing law prescribed a maximum term of five years’ imprisonment for a first-time violator of the drug-trafficking statute but a maximum term of ten years’ imprisonment for a subsequent violator of *125 the same drug-trafficking statute. Id. at 1786-87. The Court held that the increased maximum term applicable to recidivists was the maximum term prescribed for the offense by state law. Id. at 1788. The defendant had argued, in effect, that the state law punished two different offenses: the state punished the drug-trafficking offense by a maximum term of five years and the state punished the offender’s status as a recidivist by an additional maximum term of five years. Id. Thus, the defendant argued, the maximum term prescribеd by law for the drug-trafficking offense was only five years. Id. Similarly, the defendant, drawing on the ACCA definition’s purpose of deferring to state lawmakers’ judgment about the seriousness of a drug-trafficking offense, argued that the increased maximum term applicable to recidivists should not be used to measure the seriousness of the drug-trafficking offense because the defendants’ status as a recidivist has no bearing on the seriousness of the drug-trafficking offense. Id. at 1789. The Court rejected this argument on the ground that it “rest[ed] on the erroneous proposition that a defendant’s prior record of convictions has no bearing on the seriousness of an offense.” Id. As the Court explained, “an offense committed by a repeat offender is often thought to reflect greater culрability and thus to merit greater punishment.” Id.
More broadly, the Court rejected the premise, common to both arguments, that recidivist statutes punish something other than the offense of conviction.
If [the defendant] were correct that a defendant’s record of prior convictions has no bearing on the seriousness of an offense, then it would follow that any increased punishment imposed under a recidivist provision would not be based on the offense of conviction but on something else — presumably the defendant’s prior crimes or the defendant’s “status as a recidivist.” But we have squarely rejected this understanding of recidivism statutes.... [T]his Court consistently has sustained repeat-offender laws as penalizing only the last offense committed by the defendant. When a defendant is given a higher sentence under a recidivism statute ... 100% of the punishment is for the offense of conviction. None is for the prior convictions or the defendant’s “status as a recidivist.” The sentence is a stiffened penalty for the latest crime, which is considered to be an aggravated offense because [it is] a repetitive one.
Id. at 1789 (internal quotation marks and citations omitted; third alteration in original). It is not clear whether the Court considered the defendant’s recidivism to be part of the offense of conviction. 13 What is clear is that the Court determined that when a state prescribes a higher maximum term based on the recidivist nature of the offense, “100% of the punishment is for the offense of conviction.” Id. (emphasis added).
We do not read this discussion as dicta. Both the text and the purpose of the ACCA definition of a “serious drug offense” require an analysis of whether an enhanced maximum term is
for
the drug-trafficking offense of conviction. The ACCA defines a “serious drug offense” as a drug-trafficking “offense ...
for which
a
*126
maximum term of imprisonment of ten years or more is prescribed by law.” 18 U.S.C. 924(e)(2)(A)(ii). Thus, the ACCA’s text requires a determination of whether an enhanced maximum term is punishment
for
the drug-trafficking offense. Similarly, and perhaps more important, the purpose of the ACCA definition is to “defer to state lawmakers’ judgment” of the seriousness of a drug offense,
Rodriquez,
Accordingly, following the
Rodriquez
Court, we conclude that conduct that increases the maximum term of imprisonment is part of the “offense of conviction,” to which the “maximum term” is tied for purposes of the ACCA, only if the conduct, in the state’s view, bears on the “seriousness of [the] offense.”
Rodriquez,
As the Rodriquez Court explained, there is no question that a subsequent drug-trafficking offense is a “more serious” drug-trafficking offense than a first drug-trafficking offense, which the state views as deserving “greater punishment.” See id. at 1789. Our question is whether, under New York law, the fact that a drug offense was committed before January 13, 2005, makes the offense “more serious” than an offense committed after that date.
To be sure, there are some crimes that are more or less serious depending on the timing of the offense conduct.
See, e.g., United States v. Mortimer,
To begin, unlike the explicit statutory recidivism enhancement at issue in Rodriquez, the Reform Act does not contain an explicit enhancement for drug crimes committed before Jаnuary 13, 2005. Rather, the only indication in the Reform Act that drug crimes committed before the effective date would remain subject to the higher maximum terms is found in the Reform Act’s effective-date clause. Except for the lingering effects created by this effective-date clause, the Rockefeller drug sentencing laws were repealed entirely.
Second, the legislative history of the Reform Act amply confirms that the purpose of the Reform Act was to replace the harsh Rockefeller sentencing laws with more appropriate sentencing laws, not to recognize a new class of drug offenses that *127 were less serious because they were committed after the statute’s effective date. The legislative sponsors of thе New York bill, in a section described as “justification” for the sentencing reductions, described the Rockefeller drug laws as providing “inordinately harsh punishment for low level non-violent drug offenders” as well as misdirecting public funds for the incarceration of these offenders. See New York Sponsors Memorandum, Ch. 738 (2004) (“New York’s ‘Rockefeller Drug Laws’ have been the subject of intense criticism for many years. The current laws provide inordinately harsh punishment for low level non-violent drug offenders, warehouse offenders in state prison who could more productively be placed into effective drug treatment programs and waste valuable state tax dollars which could be used more effectively to provide drug treatment to addicts and harsh punishment to violent criminals.”). The governor, in calling for the legislation, expressed a similar categorical rejection of the harshness of the Rockefeller sentencing laws. See Governor’s State of the State Address delivered January 7, 2004, 2004 McKinney’s Session Law News of N.Y., No. 1, at A-14 (Apr. 2004) (“The Rockefeller Drug Laws allow non-violent drug offenders to be more severely punished than rapists. We need to change that. Let’s reform these antiquated laws this year.”). The consistent view of these state lawmakers was that the Rockefeller drug-sentencing laws were too severe, then as now.
If there is any doubt that the Reform Act reflected a categorical rejection of the harshness of the Rockefeller sentencing laws, no matter when the underlying offenses occurred, this doubt is dispelled by the Reform Act’s inclusion of unique sentencing reductions for those sentenced under the discarded, “inordinately harsh” Rockefeller laws. Prisoners convicted under the old laws for Class B and Class C drug felonies were granted unique, expanded opportunities to qualify for sentencing reductions that substantially lowered their sentences (from up to one-sixth to, in some instances, one-third of the sentence imposed) and to obtain early termination of parole.
See
N.Y. Laws Ch. 738, §§ 7, 8, 30 (2004);
Utsey,
In sum, “there is no reason to believe that the nonretroactivity of the Reform Act reflects a state legislative view that pre-Reform Act drug felonies were categorically more serious than those taking place after it was enacted.”
Williams,
There is a final reason why we do not consider the state’s non-retroactivity decision significant in this context. The Supreme Court recently explained that the decision whether to make a newly recognized legal right retroactive is normally a
remedial
decision that should not be confused with an assessment of the temporal scope of the legal right. See
Danforth v. Minnesota,
— U.S.-,
Because the ACCA instructs courts to defer to state lawmakers’ current judgment about the seriousness of an offense as expressed in their current sentencing laws, we defer to New York’s current judgment that these offenses merit less than a ten year maximum sentence.
See Williams,
CONCLUSION
The ACCA, interpreted in light of its purpose, leaves no ambiguity: the maximum sentence that “is prescribed” by state law for these offenses is less than ten years. However, if any ambiguity remained, there being no contrary legislative history,
see Archer,
For the foregoing reasons, Darden’s sentence is vacated and the matter is remanded; 14 Archer’s and Villegas’s sentences are affirmed; and Williams’s sentence is affirmеd in part. 15
Notes
. It is not clear what Judge Johnson meant by applying a thirty month enhancement for the ACCA. The ACCA creates a mandatory minimum sentence, not an enhancement. We need not parse the meaning of the imposed sentence, however, because we hold that the ACCA mandatory minimum does not apply and vacate the sentence.
. Archer also had a youthful offender adjudication in September 1991, which, if counted, would constitute an ACCA predicate violent felony. Following the district court, we need not decide whether Archer's youthful adjudication was a predicate offense because Archer's status as a career offender wholly turns on whether his two New York Class C convictions were convictions for serious drug offensеs.
.We do not address the question of how to treat a state law, enacted after the state conviction but' prior to federal sentencing, that
increases
the penalty for a drug crime. This might raise
ex post facto
concerns, which we have no occasion to consider.
Cf. United States v. Keigue,
. In Darden, Judge Johnson concluded that the conviction was for a serious drug offense, but did not explain the basis of this conclusion. It is therefore unclear whether Judge Johnson determined that prior state law applied or that current state law applied, but the maximum term prescribed by current state law is more than ten years.
. In Hammons, Judge Trager concluded that a pre-Reform-Act conviction for a New York Class C drug felony was not a conviction for a serious drug offense. No appeal was taken from that decision.
. There was no suggestion in Rodriquez that the relevant maximum terms had been amended since the state conviction; thus, the Rodriquez Court had no occasion to consider whether, after an intervening amendment, the state’s current or prior law should be consulted.
. All of the defendants committed the felon-in-possession offense prior to the enaсtment of the Reform Act but all of them were sentenced in federal court subsequent to the Reform Act's effective date. The ACCA directs courts to examine the maximum term "that is" prescribed by state law. Courts make this assessment at the time of federal sentencing. The present tense of the statute thus dictates that courts should examine the state law in place at the time of the federal sentencing, not the state law in place at the time when the federal offense was committed.
See Morton,
.The
Morton
Court еxplained that under the amended Tennessee statute, the defendant’s offense conduct "has been reclassified from a Class B to a Class C felony,” which carries a lower sentence.
. As discussed above, all four district courts in our circuit that explained their decisions on this issue held that, 'notwithstanding the non-retroactivity of the Reform Act, the maximum sentence proscribed by current New York law for the offenses at issue in the present case is less than ten years.
. The choice might also turn on a constitutional problem potentially created by the first method of framing the question. In New York, a defendant sentenced today who committed the offense prior to January 13, 2005, is subject to a higher maximum term than someone who committed the identical offense after that date. In this way, the fact that the
*124
offense was committed prior to January 13, 2005, is a fact used to increase the maximum term of imprisonment. However, under the
Apprendi
line of cases, "[ojther than the fact of a priоr conviction, any fact that increases the penalty for a crime beyond the prescribed statutory maximum must be submitted to a jury, and proved beyond a reasonable doubt.”
Apprendi v. New Jersey,
. When this case was briefed and argued, the parties relied heavily on
Taylor v. United States,
. On the one hand, the Rodriquez Court stated that a recidivist offense is an "aggravаted offense,” suggesting that recidivism is part of the (aggravated) offense. Id. On the other hand, the Rodriquez Court stated that "[t]he 'offense' in each of the drug-delivery cases was a violation of [Revised Code of Washington] §§ 69.50.401 (a)(ii)-(iv).’’ Id. at 1787-88. The referenced Washington statute, which defines the drug-trafficking crime, makes no mention of recidivism, suggesting that recidivism is not part of the offense.
. Darden also challenges the reasonableness of his sentence. Because we vacate his sentence, we have no occasion to rule on the reasonableness of a sentence not yet imposed.
. Williams' request to defer briefing on his cross-appeal is granted and the clerk's office is directed to set a briefing schedule for his cross-appeal.
