United States v. Danny BurginUnited States v. Danny Burgin
OPINION
The Appellant, Danny Burgin, appeals the conviction and sentence that were imposed upon him following the entry of his plea of guilt to being a felon in possession of a firearm, in violation of
I
This case arises out of a series of events that occurred in May 2002. During a four day period of May 13th through May 17th in 2002, Burgin agreed to supply a confidential informant with five ounces of cocaine. On May 17th, the informant en
During his interrogation at the police station, Burgin disclosed to the officers that he also kept a gun in a closet at his home. After obtaining a search warrant, the officers conducted a search of his home where they uncovered a .38 caliber Rossi revolver, 228.51 grams of powder cocaine, 17.41 grams of cocaine base (crack cocaine), and 6.67 grams of marijuana.
On July 10, 2002, a grand jury indicted Burgin on four counts, including alleged violations of
before May 17, 2002, the defendant was convicted of three violent felonies as defined under Title18, United States Code, Section 924(e) . Those violent felonies are as follows: (1) Aggravated Armed Robbery in Case Number 00750331-B-01 in the Hamilton County Court of Common Pleas; (2) Aggravated Robbery in Case Number 77-CR-081B in the Portage County Court of Common Pleas; and (3) Aggravated Robbery in Case Number 77-CR-082B in the Portage County Court of Common Pleas.
J.A. at 24-25.
The Government also filed a pleading in which it set forth the elements of the offenses that had been charged against Burgin in Counts One and Three of the Indictment. This document outlined the elements of
During a plea hearing before the district court on November 22, 2002, Kyle Ingram, a Specialist in the Cincinnati Police Department’s Regional Narcotics Unit, testified that Burgin had been “convicted of three violent felonies as defined under Title
Prior to the sentencing hearing, Burgin received a Presentence Report, which discussed two of his prior convictions, both of which had been prosecuted in Portage County, Ohio, as follows
The Indictment for Case Number 77CR0081(B) originally charged Reginald Meyers, Gregory Farmer, Marshall Motley, Thomas Harrison, and the defendant with Aggravated Robbery, Kid-naping, Carrying a Concealed Weapon, and Petty Theft. The Indictment alleged that the defendant and his co-defendants kidnaped John Caplan and Linda Dipon while in possession of a .22 caliber pistol and stole a stereo record player on March 31,1977.
The Indictment in Case Number 77CR0082(B) charged Reginald Meyers and the defendant with Aggravated Robbery, Kidnaping, Felonious Assault, and Grand Theft. It alleged that Meyers and Burgin forcefully removed John Ca-plan, Jeff Lauter and Linda Flannigan from the place where they were found (inflicting serious physical harm to John Caplan) and stole watches, clothes, and rings valued at over $150. Burgin was sentenced to 7 to 25 years imprisonment on each count to be served concurrently.
Id. at 55. Burgin objected to the inclusion of this paragraph in the Presentence Report, contending that his two Portage County convictions should have been treated as one course of conduct. The Probation Officer recorded Burgin’s objection in the Presentence Report, and stated “the defendant notes that the crimes in Portage County, Ohio occurred within days of each other. They were consolidated for sentencing, and the defendant was sentenced to concurrent 7 to 25 year terms of imprisonment.” Id. at 66. The Probation Officer also wrote that the “defendant maintains the matters were obviously indicted together, as the case numbers are sequential. One sentence was served, which implies that the Trial Court treated them as two acts with a single animus or as one course of conduct.” Id.
At the sentencing hearing on April 7, 2003, the district court acknowledged Bur-gin’s objection, saying, in part, that he “argues that the Aggravated Armed Robbery conviction[s] should be treated as one.”
Id.
at 28. However, the Court overruled his objection and concluded that he had “pleaded guilty to [violating] those two statutes [ (namely,
II
The parties do not agree upon the standard of review that should be applied by this Court. Burgin argues that his Apprendi challenge was properly preserved in the district court and should be subjected to a de novo standard of review. On the other hand, the Government contends that Burgin’s failure to object to his sentence on constitutional grounds compels an appellate review for plain error of the sentence.
This Circuit has recently determined that an
“Apprendi
challenge will be reviewed for plain error where, although the defendants objected in the district court to the quantity of drugs attributed to them for sentencing, they failed to raise in the district court objections based on
Apprendi
or
Jones v. United
States.”
United States v. Lopez,
Therefore, we must now review the decision of the district court for plain error.
See
Ill
The Government initially argues that Burgin waived his constitutional right to present a claim under
Apprendi
when, after pleading guilty, there was an admission by him that he had committed three violent felonies, as defined by
In deciding whether Burgin has affected a waiver that would preclude his appeal, we must clarify another issue that he has raised in this Court. While conceding guilt to three violent criminal offenses, it is Burgin’s contention that he never admitted that these felonies were committed on different occasions.
In the Addendum to the Presentence Report, the Probation Officer wrote
the defendant notes that the crimes in Portage County, Ohio occurred within days of each other. They were consolidated for sentencing, and the defendant was sentenced to concurrent 7 to 25 year terms of imprisonment. The defendant maintains the matters were obviously indicted together, as the case numbers are sequential. One sentence was served, which implies that the Trial Court treated them as two acts with a single animus or as one course of conduct. The defendant believes he should not be subject to the mandatory 15 year sentences [sic].
J.A. at 66.
In support of its contention that Burgin waived his right to appeal, the Government relies upon
United States v. Leachman,
We rejected Leachman’s argument for two reasons. First, we held that Apprendi applies only to those factors that extend a sentence beyond the statutory maximum, and not to those that increase the statutory mandatory minimum. Id. Second, we found that Leachman had “waived his rights to a jury and to proof beyond a reasonable doubt, in regard to the amount of drugs ... first, by pleading guilty to an indictment properly charging the amount of drugs as an element of his offense; and second, by expressly agreeing to be bound by the judge’s determination of the amount.” Id.
Here, the Government’s claim that Bur-gin admitted his guilt to having been convicted of three previous violent felonies, “as defined” under the ACCA, cannot be construed as an admission that the three felonies were “committed on occasions different from one another.” The words “as defined,” as used in this context, appear to modify the words “violent felony” as found in
The Indictment did not specifically indicate that Burgin’s three prior convictions were “committed on occasions different from one another.” Furthermore, a guilty plea should be construed as an admission to only those facts that have been properly charged in the indictment.
2
United States v. Parker,
In summary, the record does not support the Government’s argument that he admitted that his prior convictions were committed on occasions different from one another. As such, we conclude that Bur-gin has not waived his right to appeal.
IV
In this case, Burgin was sentenced after having pled guilty to
Thus, the issue before the Court is whether this “different occasions” language is a fact, “other than the fact of a prior conviction,” which is subject to the protections outlined in
Apprendi
The exception in
Apprendi
for the fact of a prior conviction dates back to the decision by the Supreme Court in
Almendarez-Torres v. United States,
Notwithstanding subsection (a) of this section, in the case of any alien described in such subsection—
(2) whose removal was subsequent to a conviction for commission of an aggravated felony, such alien shall be fined under such Title, imprisoned not more than 20 years, or both.
Two years later, the Supreme Court in
Apprendi
addressed the constitutionality of a New Jersey hate crime enhancement statute, which allowed .a jury to convict a defendant of a second-degree offense if it found that he had unlawfully possessed a prohibited weapon. This challenged statute authorized the imposition of a punishment identical to first degree criminal offenses if the judge found the defendant to have been in the possession of a prohibited weapon for a biased purpose (e.g., racial animus). In striking down the New Jersey law, the Supreme Court signaled a retreat from classifying the facts in a criminal statute, as it had in
Almendarez-Tor-
[I]t does not matter whether the required finding [in the New Jersey statute] is characterized as one of intent or of motive, because “labels do not afford an acceptable answer.” That point applies as well to the constitutionally novel and elusive distinction between “elements” and “sentencing factors.” Despite what appears to us the clear “elemental” nature of the factor here, the relevant inquiry is one not of form, but of effect.
Id.
at 494,
Apprendi
specifically limited the holding in
Almendarez-Torres
to the unique facts in that case. The Court initially noted that the “judge’s role in sentencing is constrained at its outer limits by the facts alleged in the indictment and found by the jury. Put simply, facts that expose a defendant to a punishment greater than that otherwise legally prescribed were by definition ‘elements’ of a separate legal offense.”
In the case before this Court, we must decide whether the requirement of the ACCA, that a defendant’s prior felony convictions must have been “committed on occasions different from one another,” constitutes a fact that pursuant to
Apprendi
must be pled in an indictment, submitted to a jury and proved beyond a reasonable doubt or falls within the exception for a prior conviction. This case presents an issue of first impression in this Circuit.
But see, infra, United States v. Becerra-Garcia,
In
United States v. Santiago,
In confronting a similar challenge to the different occasions language of
In
United States v. Campbell,
In
United States v. Becerra-Garcia,
No. 99-6205,
We find these arguments unpersuasive. The principal issue before this Court is whether the “different occasions” requirement of
Burgin also implies that
Almendarez-Torres
may no longer be good law because the majority in
Apprendi
opined that “it is arguable that
Almendarez-Tor-res
was incorrectly decided, and that a logical application of our reasoning today should apply if the recidivism issue were contested,”
Even though it is arguable that Almen-darez-Torres was incorrectly decided, and that a logical application of our reasoning today should apply if the recidivist issue were contested, Apprendi does not contest the decision’s validity and we need not revisit it for purposes of our decision today to treat the case as a narrow exception to the general rule we recalled at the outset. Given its unique facts, it surely does not warrant rejection of the otherwise uniform course of decision during the entire history of our jurisprudence.
Finally, Burgin suggests that even if some lessor standard applies to the “different occasions” requirement, the district
Accordingly, for the reasons that have been set forth above, we AFFIRM the conviction and sentence of the district court.
Notes
.
the term "violent felony" means any crime punishable by imprisonment for a term exceeding one year, or ... if committed by an adult, that — •
(i) has as an element the use, attempted use, or threatened use of physical force against the person of another; or
(ii) is burglary, arson, or extortion, involves use of explosives, or otherwise involves conduct that presents a serious potential risk of physical injury to another.
. The
Leachman
Court also noted that a defendant may waive his rights via a guilty plea despite an improperly charged indictment if the district court sentenced him above the mandatory minimum. A sentence above the mandatory minimum indicates that the judge did not consider the statutory minimum restriction as a limitation on his discretion. Thus, the absence of the fact in the indictment was not relevant to the sentence imposed.
See id.
(citing
United States v. Lucas,