*2 Before FRIENDLY and MANS FIELD, Judges, BARTELS, Circuit Judge.* District FRIENDLY, Judge: Circuit *3 About four o’clock in the afternoon of August Special Agent Patrick Drug Shea of the Enforcement Adminis (DEA) tration went to a barbershop in get during the Bronx to a haircut a late period. later, lunch Five minutes hear ing immediately adja a commotion in an store, liquor cent he rose from the bar and, chair gown, ber’s still clad in his store, taking entered the but not before badge, DEA clearly displayed out his case, drawing its hand and his Government-issued revolver with the He defendant Reid1 other. observed on beating proprietor, floor John McArdle, with a broken bottle.2 Shea “Freeze, police.” up Reid stood shouted him. then became and faced Shea in another corner presence aware of the Thomas, whom of the store defendant Instead, told to “freeze.” while he also Reid, fixed on attention was Shea’s crossing Thomas succeeded room and, holding long-barreled automatic Shea, drop pistol, got on directed revolver, to surrender his took this him Wohl, Ronald Gene New York City, badge, DEA and ordered and Shea’s for defendant-appellant Reid. get down on floor. Shea Shea E. Thomas Boyle, Fed. Defender Serv- stomach, but, his kept while on complied ices, Legal Aid Society, New York City attention focused on Thomas. Thom his (William J. Gallagher, and The Legal arm, right shat then shot Shea Society, Aid Fed. Defender Services When tering the radial bone. Shea cried Unit, New City, York counsel), me”, Thomas, scarcely news to “You shot defendant-appellant Thomas. going answered “I am to kill the latter Sehatten, shot, Steven A. happi Asst. U. fired another Atty. you.” S. Thomas (Paul Curran, desired, J. U. Atty. ly consequence S. without and for the Southern District York, join of New him at the front waited for Reid Thomas, Gordan, III, John D. Asst. then U. store. Reid and Atty., S. counsel), for appellee. fled, leaving eye-glasses, latter his * wounds, treatment administered Eastern District from Court for the the District Of hardly him York, designation. had done sitting by defendants New brought charge good. No murder stating the we follow Shea’s testimo- 1. In facts pleaded guilty Thomas to one Reid and State. ny and assume the correctness of the identifi- charging a number indictment of a state count IV, See Part infra. cations. (attempted of both Shea murder of offenses McArdle, robbery appellant acknowledged, Reid Shea and McAr- As has McAr- of both arising weapon) repeatedly dle, dangerous possession stabbed dle had been with an ice of a pick. were sentenced to He died four weeks later. While we the same incident and from years imprisonment. this was from a heart attack and not were told three to six 641) (Count Five); transportation of a opti- later identified which interstate commerce firearm in technician, stolen who issued and his cian (Count Six); 922(i), 924(a)) Thomas, (18 U.S.C. being §§ glasses to pairs of
two
ve-
transportation of
stolen motor
to those
respects similar
issued.
in all
in interstate commerce
U.S.C.
hicle
injury,
attempt-
Despite
serious
Shea
his
Seven).
2312)
After trial be-
(Count
on
but Thomas fired
pursue
foot
ed
jury,
jury
Judge Conner and
him, forcing
fore
him
seek
two shots
except
all
cover,
convicted on
counts
Count
the two men entered Buick
Five,
acquitted, apparent-
they
which
plate
the license
number
wagon,
station
of doubt as to value of the
ly
was able to observe and
because
which
Shea
high
property.
stolen Government
They
speed,
drove off at
recall.
imposed
prison
concurrent
sen-
striking
attempting
vehicle in
a Conner
another
tences,
U-turn,
Thomas at
the wheel.
as follows:
*4
rejoined
pursuit
in
un-
his
Shea
Reid,
DEA automobile but
unable
marked
Thomas
(in years)
(in
sought
regain sight
years)
of them and
medi-
Buick
Count 1
wagon
attention. The
station
cal
6
8
in
later discovered Manhattan and
Count 2
25
25
investigators were able to lift several la-
Count 3
6
8
it
fingerprints
from
which upon
tent
Count 4
3
3
analysis turned out to be those of Thom-
6
Count
2
2
days
Three
later Reid and
as.
Thomas
Count 7
2
2
apprehended
in Ohio in a Pontiac
stolen, according
which was
to a garage Bail was
appeal
continued
this
fol-
attendant,
accomplice
Reid and
on
lowed.
29,
According
July
to the arrest-
I. The Legal Sufficiency of
officer,
revolver,
a
ing
Reid threw
identi-
Count Two.
Shea,
as the one
fied
stolen from
out of
the driver’s window.
mayWe
as well proceed direct
ly to the defendants’ attack on
indictment,
Count
in the District Court
The
Two3 on the basis that
2114 is
§
limited
York,
New
Southern District of
for the
to offenses having
postal
a
nexus. After
in
and Thomas
seven
charged Reid
argued,
this case was
we sustained that
assaulting a
officer
with
federal
counts
Rivera,
contention in United States v.
(18
a
deadly weapon,
revolver
519,
(2
513 F.2d
1975),
531-532
Cir.
One);
111) (Count
the wound-
§
U.S.C.
agreeing with the concession of Shea,
So
Special Agent Patrick
of
ing
licitor General in United
States Hana
proper-
custodian of Government
lawful
han,
(7
442 F.2d
649
Cir.
vacated
robbery
effecting
property
of
of
in
ty
and remanded for
in
States,
reconsideration
namely,
(18
revolver
United
light of Solicitor
position,
General’s
414
(Count Two);
2114)
unlawful
§
U.S.C.
807,
169,
trict
sion
issue to the
up
avoiding
jury may
have
tidying
matters
if,
unnecessary
been
on
undisputed
resort
to 5 U.S.C.
for
future
need
evidence, the
on Agent
assault
Shea oc
907(a) by
Government.
curred
engaged
while he was
in or was
issue,
to the
we
Returning
basic
performance
account
of his
by setting
paragraph
out a
begin
duties,
official
such submission has been
Manual,
Agents
a
of the DEA
6641.5
approved inferentially in
opinions,
some
Violations
“Arrests for
section entitled
Frizzi,
see United
491 F.2d
Jurisdiction,”
pro
which
DEA
Outside
1974);
1232 (1 Cir.
United States v.
vides:
Michalek,
(8
443 Cir.
happen
agent
to witness a
an
Should
and doubtless is the wiser course.
(whether
is on or
violation
he
State
duty)
expects
in Unit
opinion
off
the Administration
on our
rely
sides
Both
Heliczer,
244-
as a law
him to take reasonable action
F.2d
ed States
denied,
to prevent
Cir.),
officer
(2
enforcement
cert.
(1967).
apprehend
crime
the violator.
The
and/or
18 L.Ed.2d
only
or
comfort in the discus-
policy applies
This
to felonies
finds
Government
which,
ap
correctly
it
pp.
violent misdemeanors.
It does
sion
that,
point
ply
disposes
to traffic violations or other minor
of defendants’
says,
make
been able to
an
Agent-Shea
offenses.8
if
making
arrest,
have been
he would
that,
jury
judge instructed
law and
New York
under
One, it must
to convict on Count
order
gives
ordinary
York
that New
power
that at
time
the assault Shea
find
felony.
an arrest
make
citizen
performance
of his
engaged in
“was
183(2);
id.
Crim.P. §
N.Y.Code
See
ex-
duties”,
jury
read to the
this
official
Viale,
177;
F.2d
United States
(omitting the last
from the manual
tract
denied,
Cir.),
cert.
599-601
stipulation
sentence),
and noted
(1969); United States
aof
duties
may be the
that, whatever
1972).
also Unit
(2 Cir.
See
F.2d
vi-
preventing
to assist
Michalek,
officer
supra, 464 F.2d federal
ed States
in-
laws,
cannot
these
hand,
state
olation of
defendants’
the other
442. On
to circum-
deliberately
effort
agent is
an
“what the
clude
reading
words
of the
However, the
order.
court
state
begs
question
the
vent
both
to do”
employed
beyond this:
far
language went
court’s
apply
it would
since
too much
proves
and
where,
g., a
e.
DEA
case
equally in a
the defendants was
At the trial of
on a
an assault
federal
agent witnessed
any
cattle of the
shown that
of the
not
judge.
suffering from tuber-
defendants
to us
not cited
an old
have
Defendants
disease,
communicable
culosis or other
them,
favorable
highly
is
case that
exportation
any
interstate
that
dicta,
Whipp United
in its
least
such live stock was
transportation of
1931),although
(6 Cir.
Thom
defendants,
that
contemplated by the
brought it to the
counsel had
as’ trial
Secretary
Agriculture had rea-
the
of
sentencing. Ap
at the
attention
judge’s
that such diseases exist-
son to believe
under
there had been convicted
pellants
locality,
any quaran-
in that
or that
ed
prede
one of the
18 U.S.C. §
then
pursuant to
established
tine had been
as
forcibly
for
of
cessor statutes
powers of the
the above-mentioned
etc.,
resisting,
employee
an
of
saulting,
Agriculture. Under such
Secretary of
Husbandry
Animal
of
the Bureau
in vain for
we search
circumstances
his duties. The facts were
execution
duty in the
any federal
evidence of
provided
statutes
for the
Ohio
unusual.
testing
inspector
of which
performance
for infectious diseases
of cattle
Industry
Animal
was
Bureau of
author
co-operation
for
federal
is
whether
and it
immaterial
engaged,
purpose.
Federal statutes
ities for
employed
he was
at the time
or not
authority
provided
Depart
for the
also
a state law or in
the execution of
investigate
Agriculture
ment of
officers, even
state
assistance
outbreaks of such diseases in
suppress
employment arose
vir-
such
though
instances. Defendants
ob
certain
the Bureau
his connection with
tue of
proposed by
jected to the tests
Ohio offi
he was
Industry, provided
Animal
cers,
injunction
sought a state court
virtue of
acting solely under
per
the state veterinarian from
restrain
objected
that it is
state laws.
is
tests, and
forming certain
secured tem
necessary
particular
act
not
injunction.
In an effort
avoid
porary
agent is en-
upon which the federal
this, state officers
the effect of
obtained
specifically
be
enumerated
gaged shall
inspector
from the Bu
services of
it is
Congress, but
in an act of
Husbandry to accompany
of Animal
reau
action
alleged
if the
official
sufficient
during
proposed
tests to create
them
governed
requirement
aby
lawful
be
inspector
impression
whose au-
Department under
acting
on behalf
United States.
acting.
officer is
thority the
recited in the indictment oc
The acts
Birdsall,
when defendants resisted the at
curred
bemay
punishment only for assaults on state personnel and central to the efficacy peace (cf. g. officers e. People v. Gar of federal law enforcement activities. (Utica City field 1970) Ct. 63 Misc.2d 830; N.Y.S.2d Cal.Penal 685 n. Code 95 S.Ct. at 241, 830.1, 830.2, 830.6(a)); reasoning interpretation §§ His that an if the person officer, requiring assaulted was federal 111 as not scienter with re- the assailant punishable spect would be to federal status was “no snare for simple unsuspecting” equally under state law for applicable assault. *11 yards away. committed a few that Federal here; no illusion defendants had the agents rely heavily narcotics must for “legitimate con- engaging they were officers, help on law enforcement we know state important, now Most duct.” shown, g., objective as is e. in United the States 111 has Feola that from Heliczer, supra, 373 F.2d at where law enforcement federal protecting of they angry had to be rescued from an as some had merely, and not officers by twenty thirty mob a detail of v. United New Ladner thought from policemen, City York and in United at supra, Rivera, supra, at States law enforcement.10 only federal they help the where needed of New to Endeavoring place ourselves City police fleeing a pursue par York Congress that en position in the in an ticipant attempted rip-off during predecessors of acted the §§ supposed what had been to be a sale of of 48 Stat. later reciprocation narcotics. Some surely is amend Congresses approved that have If Agent in order. Shea had a heard ments, would wished think we have we York City policeman New in the liquor in or vague language engaged “while the calling help, surely store for he would performance the of his on account of greater duty have had a respond than to be read include con official duties” ordinary the passerby. We see no suffi Agent Shea’s, as least duct such when, cient distinction the fact that here the here, officially he had been in as agent acted without such call. If a DEA “expected” of him and structed agents or other federal law enforcement the DEA would stand back of him. they properly officers do what are ex caution of rather whimsical Con pected to do the enforcement of state limiting catego gress laws, they criminal should have the same protected employees11 federal ries protection they federal would receive in compel not does conclusion that performance of their other duties.13 scope protection was to be nar We read the by statute a direction rowly Congress using was not limited. Congress they do. a “duties” in strict the word Hohfeldian thinking It was in terms of sense.12 ought officer do
what the
because of
Alleged
charge
III.
error in the
Agent
being an officer.
Shea had been
respect to Count III.
trained
law enforcement at the ex
stated,
including
pense
public,
citizens of
As
III was
Count
un
York, such as the victim
lawful use of a firearm in the
New
commis
robbery
felony,
store
here.
sion of a federal
liquor
opinion
Public
U.S.C.
924(c)(1). Believing
been properly
would have
offended if
the evidence
Agent Shea had continued to sit in
showed that
revolver was
Shea’s
robbery
Thomas,
being
judge
chair while a
firearm used
barber’s
“
Stewart, dissenting,
‘right’
‘Duty’
Although
(1894):
Justice
are correlative
Mr.
10.
invaded,
right
duty
Feola as a “revisionist
treat
is
is
characterized
terms. When
Ladner,
Co.,
violated,”
subversion
v. Railroad
indeed
and from McGhee
ment”
706, 709-713,
Mr.
Justice
“The
possesses no or- specialized unusual
knowledge language history about the entitling opinion his
special Moreover, deference. his inter-
pretation years follows almost 40
amendment of 2114 which concerns us
here. The members of this court are in
just good position as the Solicitor interpret
General the statute and' when,,
need not defer to his construction here, “compelling there are indications wrong.” it is Red Lion Broadcast FCC,
ing Co. v. (1969); 23 L.Ed.2d
see, Co., e.g., Espinoza Mfg. Farah 86, 93-95, 38 L.Ed.2d For the reasons stated above case,
his view incorrect in this influ as it apparently
enced the harsh- 25-year
ness of the mandatory sentence compared
called for 2114 as 15-year imposed
the maximum term
violation of Undoubtedly this strong
view leading influence in
the Fernandez court into Sensing error. rely upon legislative could not
history interpret unambiguous
statute, the Ninth Circuit in Fernandez problem by labelling
solved the
“ambiguous.” reading A fair
statute, however, discloses that it is not
in the ambiguous. least bit LABOR
NATIONAL RELATIONS
BOARD, Petitioner, DIVISION,
BOSTIK USM CORPORA- TION, Respondent.
No. 74-1599. Appeals,
United States Court of *18 Circuit.
Sixth
June
