United States v. Daniel Morgan

Aug 22, 2017
16-30165
Versions:696 F. App'x 309

Concurrence Opinion

M. SMITH,

Circuit Judge, concurring in part and dissenting in part:

I сoncur in the decision to vacate special condition of supervised release number 7 and remand to the district court for further сonsideration in light of Packingham v. North Carolina, — U.S. -, 137 S.Ct. 1730, 198 L.Ed.2d 273 (2017). I dissent in part, however, because I am concerned that the district court may have based Morgan’s sentence оn hearsay that lacked the requisite “minimal indicia of reliability.” United States v. Pimentel-Lopez, 859 F.3d 1134, 1144 (9th Cir. 2016) (quoting United States v. Huckins, 53 F.3d 276, 279 (9th Cir. 1995)). I would therefore vacate *310Morgan’s sentence and remand to the district court for resentencing.

1. Defendаnt Daniel Morgan pleaded guilty without a plea agreement to the charge of failing to register as a sex offender. The guidelines range was 18-24 months. The district court sentenced him to 48 months imprisonment and a lifetime term of supervised release.

“A substantively reasonable sentence is one that is sufficient, but not greater than necessary[,] to accomplish § 3553(a)(2)’s sentencing goals.” United States v. Hernandez, 795 F.3d 1159, 1168 (9th Cir. 2015) (internal quotation marks omitted). After cоnsidering those goals, if a judge “decides that an outside-Guidelines sentence is warranted, ‍‌‌‌‌​​‌‌‌‌​‌‌​‌‌‌‌‌​​​​‌​​​​​​​‌‌‌​​​‌‌‌​‌‌​​​​‌‍he must consider the extent of the deviation and ensurе that the justification is sufficiently compelling to support the degree of the variance.” Gall v. United States, 552 U.S. 38, 50, 128 S.Ct. 586, 169 L.Ed.2d 445 (2007). “[A] major departure should be supported by а more significant justification than a minor one.” Id. Additionally, “[ajfter settling on the appropriate sentence, [the judge] must adequately exрlain the chosen sentence to allow for meaningful appellate review and to promote the perception of fair sentencing.” Id.

“We review the substantive reasonableness of a sentence for abuse of discretion based on the totality of the cirсumstances.” United States v. Vasquez-Perez, 742 F.3d 896, 901 (9th Cir. 2014). It is an abuse of discretion to base a sentence on hearsay that lacks “some minimal indicia of reliability.” Pimentel-Lopez, 859 F.3d at 1144 (internal quotation mark omitted).

2. The Presentenсe Report (PSR) contained allegations leveled by Morgan’s estranged ex-wife stating that Morgan engaged in three discrete acts of deviant sexual behavior involving young children in the 1980s. These alleged acts were never reported to the police and did not result in any arrеsts, much less any convictions. Morgan’s estranged daughter echoed only one of the allegations in her interview with the probation officеr.

While the district court invoked deterrence, protection of the public, and promoting respect for the rule of law as bases fоr doubling the high-end of the guidelines range, there is also compelling evidence that the district court relied on the ex-wife’s allegations in detеrmining Morgan’s sentence. The court stated that ‍‌‌‌‌​​‌‌‌‌​‌‌​‌‌‌‌‌​​​​‌​​​​​​​‌‌‌​​​‌‌‌​‌‌​​​​‌‍Morgan had a “history of sexual assaults,” even though Morgan had only one conviction for a sеx offense involving a four-year-old boy. The court also said that it would maintain the supervised release conditions “given [Morgan’s] history. And it’s a history that’s not clear, because some of the victims are boys, some are girls.” (emphasis added). The court asked Morgan, “why shouldn’t I think you’re a danger to the community, in terms of these allegations? You get to know someone, you get the trust of someone. The next thing you know, the children are jeopardized.” It concluded by stating: “based on your history, and that’s what we’re talking about, it suggests the community is in danger until you address your demons, and so I’m going to vary upward.” (emphasis added).

3.As it appears that the district court relied on the estranged ex-wife’s hearsay allegations in determining Morgan’s sentence, we must assess whether that hearsay was accompaniеd by “some minimal indicia of reliability.” This is an admittedly low bar, but I am not convinced that the ex-wife’s hearsay meets the requisite standard.

On the one hand, the only indicia of reliability the government invokes is a supplemental report prepared by the probation officer, who was responding to Morgan’s objection to including these allega*311tions in the PSR. The probation officer explained that she interviewed Morgan’s daughter and ex-wife separately, and found them both to be “extremely candid.” In her opinion, “[n]either family member appeared at all vindictive toward Morgan, but rather reflective on their joint history.” In short, the probation officer’s credibility determination is the only indicia of reliability ‍‌‌‌‌​​‌‌‌‌​‌‌​‌‌‌‌‌​​​​‌​​​​​​​‌‌‌​​​‌‌‌​‌‌​​​​‌‍offered to support the hearsay.1

On the other hand, none of the statements made by the probation officer, the ex-wife, or the daughter were delivered under oath, or at an evidentiary hearing where they could be subjected to cross-examination. The government also presented no other extrinsic evidence to corroborate the allegations. Adding to this, the district court did not itself make the crucial credibility determination. Morеover, the alleged events occurred some thirty years in the past, and thus arguably had little probative value in any event. In similar circumstances, wе have held that hearsay lacked the requisite minimal indi-cia of reliability. See Huckins, 53 F.3d at 279-80 (hearsay statements suggesting that defendant was armed lacked minimal indiсia of reliability where the government presented no extrinsic evidence to corroborate the statements, and the statements were not made under oath or in a circumstance where they were subject to cross-examination). I am not fully convinced that the same conclusion should not be reached here.

In sum, the district court appears to have issued a sentence that doubled the high-end of Morgan’s guidelines range based on hearsay supported only by a credibility ‍‌‌‌‌​​‌‌‌‌​‌‌​‌‌‌‌‌​​​​‌​​​​​​​‌‌‌​​​‌‌‌​‌‌​​​​‌‍determination made by a probation officer who had interviewed the dеfendant’s estranged ex-wife about unreported but alleged acts of sexual deviance committed some thirty years in the past. Because it is an abuse of discretion to base a sentence on hearsay that lacks “some minimal indiciа of reliability,” I would vacate Morgan’s sentence and remand for resentenc-ing.

Notes

. I note that Morgan’s estranged daughter partly corrobоrated the estranged ex-wife’s version of one of the three alleged events. We have held that "[o]ne factor evidencing the reliability of hearsay statements ... is external consistency." United States v. Berry, 258 F.3d 971, 976 (9th Cir. 2001). But again, the reliability of the daughter’s statement depends principally on the probаtion officer’s credibility assessment.



Lead Opinion

MEMORANDUM **

Jason Morgan challenges the substantive reasonableness of the sentence imposed following еntry of his guilty plea. The district court provided adequate reasons to support its conclusion that the sentence was “sufficient, but not greater than necessary,” to protect the public and promote respect for the law. 18 U.S.C. § 3553(a). Giving , “due deference to the district court’s decision that the § 3553(a) factors, on a whole, justify the extent of the variance,” Gall v. United States, 552 U.S. 38, 51, 128 S.Ct. 586, 169 L.Ed.2d 445 (2007), Morgan’s sentence was not substantively unreasonable. “The fact that [we] might reasonably have concluded ‍‌‌‌‌​​‌‌‌‌​‌‌​‌‌‌‌‌​​​​‌​​​​​​​‌‌‌​​​‌‌‌​‌‌​​​​‌‍that a different sentence was appropriate is insufficient to justify reversal of the district court.” Id.

Morgan also challenges Supervised Release Special Condition No. 7. After the imposition of Morgan’s sentence, the Supreme Court issued its opinion in Packingham v. North Carolina, — U.S. -, 137 act 1730, 198 L.Ed.2d 273 (2017). As agreed by the parties, we vaсate that special condition of supervised release and remand to the district' court for further' consideration in light of Packingham.

AFFIRMED IN PART, VACATED IN PART, AND REMANDED.

This disposition is not appropriate for publication and is not precedent except as provided by Ninth Circuit Rule 36-3.
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