Lead Opinion
Daniel Blahowski, Michael Francisco, and Ramon Rascón appeal the sentences imposed on them pursuant to them guilty pleas. These appeals arose out of unrelated events. Blahowski pleaded guilty to possessing more than fifty grams of methamphetamine with intent to distribute, under 21 U.S.C. §§ 841(a)(1) and (b)(1)(B) (2000), Francisco pleaded guilty to unarmed bank robbery, under 18 U.S.C. § 2113(a) (2000), and Rascón pleaded guilty to being a felon in possession of a firearm, under 18 U.S.C. § 922(g)(1) (2000). Bach appellant was sentenced as a career offender under U.S.S.G. § 4B.1. In each case, the district court’s
I.
Daniel Blahowski was charged with both possession with intent to distribute methamphetamine under 21 U.S.C. §§ 841(a)(1) and (b)(1)(B) and distribution of methamphetamine under 21 U.S.C. §§ 841(a)(1) and (b)(1)(C) following his arrest on March 26, 2001. He pleaded guilty only to the possession count. The government argued that Blahowski should be sentenced as a career offender under Guideline § 4B1.1 based on two predicate offenses: a 1989 felony conviction in Wisconsin for delivery of a controlled substance and a 1990 conviction in South Dakota for third-degree burglary of a jewelry store. Blahowski argued that although burglary of a commercial building is categorically treated as a crime of violence in this Circuit, his burglary offense did not involve any actual violence and should not be treated as such. The district court disagreed, concluded that these convictions required it to treat Blahowski as a career offender, and sentenced him to 188 months.
Michael Francisco pleaded guilty to a charge under 18 U.S.C. § 2113(a) for the robbery of the Twin City Federal National Bank in Crystal, Minnesota on May 17, 2001. At sentencing, the government did not request that Francisco be sentenced as a career offender, since it had overlooked the possibility that the career offender guideline might apply when it formulated its plea agreement with Francisco. The district court nevertheless applied § 4B1.1 to Francisco on the basis of his prior convictions in Minnesota for second-degree burglary of a gas station and third-degree burglary of a local business and sentenced him to 151 months.
Ramon Rascón pleaded guilty to being a felon in possession of a firearm under 18 U.S.C. § 922(g)(1) following the sale of a firearm to an undercover police officer in Raymond, Minnesota on August 1, 2001. At sentencing, the government sought to classify Rascón as a career offender on the basis of several convictions, including one conviction for an attempted third-degree burglary of a local business in Minnesota. At the time of sentencing, Blahowski’s and Francisco’s appeals were already before this court. The district court applied the career offender guideline to Rascón, finding his attempted burglary conviction to be a crime of violence, and sentenced Rascón to ninety-two months. On October 30, 2002, we consolidated the Rascón appeal with Blahowski and Francisco.
II.
In United States v. Hascall,
Here, the appellants do not ask that we overrule our decision in Hascall but argue that we are not bound to follow Hascall in light of amendment 568, effective November 1, 1997, which amended the application notes governing § 4B1.2. The appellants contend that this amendment introduced for the first time language that states: “[therefore, in determining whether an offense is a crime of violence or a controlled substance offense for the purposes of § 4B1.1 (Career Offender), the offense of conviction (i.e., the conduct of which the defendant was convicted) is the object of inquiry.” Amendment 568, U.S.S.GApp. C (adopted Nov. 1, 1997). They claim that this language requires the sentencing court to examine the specific evidence of the defendant’s actual conduct during the course of committing the particular commercial burglary used as a predicate offense, in order to determine whether the defendant engaged in conduct that posed a serious potential risk of physical injury to another. Furthermore, appellants claim that since the commentary to the Sentencing Guidelines binds the federal courts in the same way as agency regulations, Stinson v. United States,
We reject the appellants’ argument because the 1997 amendments to the Guidelines commentary did not materially alter the application notes as they existed when
Other offenses are included [as crimes of violence] where (A) that offense has as an element the use, attempted use, or threatened use of physical force against the person of another, or (B) the conduct set forth (is., expressly charged) in the count of which the defendant was convicted ... by its nature, presented a serious potential risk of physical injury to another. Under this section, the conduct of which the defendant was convicted is the focus of inquiry.
(Emphasis added). In 1997, amendment 568 incorporated the language above into the second paragraph of a new version of application note 1 to § 4B1.2, with the exception of the last sentence. After this amendment, the version of application note 3
“Section 4B1.1 (Career Offender) expressly provides that the instant and prior offenses must be crimes of violence or controlled substance offenses of which the defendant was convicted. Therefore, in determining whether an offense is a crime of violence or controlled substance for the purposes of § 4B1.1 (Career Offender), the offense of conviction (ie., the conduct of which the defendant was convicted) is the focus of inquiry.”
(Emphasis added). As is evident from the language above, the ultimate phrase in the final sentence of the pre-1997 version of application note 2 is simply moved to conclude the last sentence of the post-amendment note 3. If anything, the addition of the phrase “the offense of conviction” in the post-amendment version emphasizes that the criminal offense itself and not the individual circumstances surrounding the defendant’s conviction is the focus of the inquiry. It is also evident that the language immediately following (B) in the pre-1997 application note 2, “the conduct set forth (i.e., expressly charged) in the count of which defendant was convicted,” remains post-amendment in the second sentence of the second paragraph of application note l.
The application notes before and after amendment 568 demonstrate that this amendment did not introduce new language which threatens the validity of Has-call. The portion of application note 3 that states: “in determining whether an offense is a crime of violence... the offense of conviction (i.e., the conduct of which the defendant was convicted) is the focus of inquiry” does not differ in substance from the version that existed before November 1, 1997 and at the time we decided Has-call.
We also reject the appellants’ claim that the language in the application notes to § 4B1.2 which states “the conduct of which the defendant was convicted is the focus of inquiry” requires some inquiry into the defendant’s actual conduct during the course of committing a burglary to determine whether that conduct posed a serious potential risk of physical injury to another. The appellants argue that this language mandates the approach taken by the Fifth Circuit in United States v. Jackson,
What we have said above is sufficient to compel us to affirm the sentences imposed upon Blahowski, Francisco, and Rascón, and to reject the arguments so vigorously urged upon us by their counsel. We recognize that the several circuits have engaged in considerable discussion of the issues presented in this case, and have followed different approaches to reach differing conclusions.
Notes
. Three judges of the District of Minnesota imposed the sentences involved in these cases. The Honorable Donovan Frank sentenced Blahowski, The Honorable David Doty sentenced Francisco, and The Honorable Richard Kyle sentenced Rascón.
. In one case decided since Hascall, United States v. Fountain,
. After amendment 568 in 1997, amendment 600 was adopted effective November 1, 2000, which simply renumbered what had been application note 2 after amendment 568 as application note 3.
. Amendment 568 added a number of additional provisions to application note 1; however, none of these provisions are relevant to the issues in this case.
.The language introduced by amendment 568 in the first sentence of the amended application note 3 reads: "Section 4B1.1 (Career Offender) expressly provides that the instant and prior offenses must be crimes of violence or controlled substance offenses of which the defendant was convicted.” This language does not affect the meaning of this note.
. There is some doubt whether the Fifth Circuit itself would still follow the approach of Jackson. In an unrelated case also titled United States v. Jackson, 220 F.3d 635, 637-39 (5th Cir.2000), cert. denied,
. This reference to application note 1 demonstrates, as can be seen above, that Nation was decided following the effective date of amendment 568.
.For example, the Tenth Circuit held in United States v. Smith,
Dissenting Opinion
dissenting.
I respectfully dissent from the majority opinion in this case because amendment 568 to the Sentencing Guidelines affords this panel the opportunity to reconsider United States v. Hascall,
Amendment 568 to the commentary of § 4B1.2 calls into question the rationale of Hascall. The amended application note limits the scope of the “otherwise” provision of § 4B1.2(a)(2) by requiring sentencing courts to “focus” on “the offense of conviction (i.e., the conduct of which the defendant was convicted).” This restriction of the “otherwise” provision undermines Hascall’s categorical determination that all burglaries are crimes of violence.
The court in Hascall borrowed the generic definition of burglary provided by the Supreme Court in Taylor v. United States,
Moreover, the amendment specifically explains that what courts are to weigh most heavily in determining whether a previous offense is a crime of violence is the “offense of conviction.” The appellants’ offenses of conviction here are various degrees of burglary, and what those offenses are is to be found in their elements and in the charging documents. Indeed, this court itself has stated that the district court is to “analyze the conduct set forth and/or expressly charged in the information and indictment” when considering whether a previous conviction qualifies as a crime of violence under §§ 4B1.1-2 of the guidelines. United States v. Fields,
It should give us pause that since the Hascall decision, no other circuit has determined that burglary is always a crime of violence. See United States v. Hoults,
District courts under the revised guideline ought consider a defendant’s specific conduct in committing a prior offense be
