United States v. Daniel J. KoenigUnited States v. Daniel J. Koenig
Thе scales of justice are not always evenly balanced; one of the scales holds a few extra weights in favor of a person accused of crime. This appeal deals with one of those weights: the limited jurisdiction of this Court to hear a government appeal from an order of a district court suppressing evidence.
1
For pur
Government appeals in criminal cases are exceptional and are not favored by the courts. Carroll v. United States, 1957,
The primary statutory authority for government appeals in criminal cases,
The crucial factor in deciding whether a suppression order is issued in an independent proceeding or is merely a step in the trial of a case, is the pend-ency of a criminal action in which the evidence sought to be suppressed may be used. 4 If there is no criminal proceeding pending, a motion for suppression of evidence and the return of such (evidential) property is an independent civil suit. But at what stage does a criminal proceeding begin? The courts of appeal have reached various answers 5
The filing of an information or an indictment is frequently accepted as the
“Criminal proceedings cannot be said to be brought or instituted until a formal charge is openly made against the accused, either by in-filed in court, or, at the least, by complaint before a magistrate, [citations omitted]. The submission of a bill of indictment by the attorney for the government to the grand jury, and the examination of witnesses before them, are both in secret, and are no part of the criminal proceedings against the accused, but are merely to assist the grand jury in determining whether such proceedings shall be commenced; the grand jury may ignore the bill, and decline to find any indictment; and it cannot be known whether any proceedings will be instituted against the accused until an indictment against him is presented in open court.”
When the motion to suppress is made
after
indictment the order is considered interlocutory and neither the defendant nor the
government may
appeal from it, because the question whether the accused would be indicted has been resolved and motions related to the suppression of evidence are integrally related to the criminal prоceeding. Carroll v. United States, 1957,
This Court has drawn the line at a stage earlier than indictment. Zacarias v. United States, 5 Cir., 1958,
The fact that the motion for the return of property was denied, while the motion to suppress was granted, so that the property remains in the possession of the court, adds some weight to the view that the order appealed from is interlocutory. Cf. United States v. Rosenwasser, 9 Cir., 1944,
The Government seeks to distinguish Zacarías on the ground that the Zaca-rías appeal was from an order
denying
a defendant’s motion to suppress evidence; here, the appeal is from an order
granting
the motion. When there is a denial of the motion, the defendant still may object to the evidence when it is introduced in the trial and may appeal from a verdict against him. If, on the other hand, the motion to suppress is granted, the government cannot introduce the evidence, cannot appeal if it loses the case, and may be forever deprived of questioning the validity of the order. But оn this score, the position of the government is no worse than in the usual case of an adverse ruling on a point of evidence during a criminal trial. There too the government would have no right of appeal. See United States v. Rosenwasser, 9 Cir., 1944,
The United States argues that the issuance of the order by a court in a different district from that in which the trial will occur takes the case out of the general rule and beyond the reach of Zacarías.
8
“A person aggrieved by an unlawful search and seizure may move the district court for the district in which the property was seized for the return of the property and to suppress for the use as evidence anything so obtained * * *. The motion to suppress evidence may also be made in the district where the trial is to be had.”
There is nothing in this rule leading to the conclusion that if an order of suppression is rendered in the district of seizure it is necessarily “binding” in the district of trial, as the Government contends.
When we get down to the bare bones of the argument, we find the government contending that in the same district or circuit a pre-trial suppression order “binds” the trial judge and, a fortiori, the pre-trial suppression order of a district judge in Florida “binds” the district judge in Ohio charged with trying Koenig; therefore, the order is final, and appealable. It is certainly proper that, generally, one judge, in coordinate jurisdiction with another judge, should not overrule that other. 9 But, as we read the cases, this matter is essentially one within the sound discretion of a trial judge conducting his court in the interest of furthering the administration of justice. 10
Assuming, but without deciding, that the order of the court in the district of seizure is “binding”, it is binding in the limited sense that
The Government’s real objection here is that it will not have another opportunity to obtain review. That would be so even if the order were made by a district judge in the district of trial. United States v. Wheeler, 3 Cir., 1960,
“Many interlocutory decisions of a trial court may be of grave importance to a litigant, yet are not amenable to appeal at the time entered, and some are never satisfactorily reviewable. In particular is this true of the Government in a criminal case * * [354 U.S. 394 ,77 S.Ct. 1339 ]
If the Government is to be given an opportunity to appeal a suppression order in criminal cases, Congress should give it. 13
Dismissed.
. Similarly, the action of the court on a motion to transfer under
Notes
. September 10, 1959, F.B.I. agents arrested Daniel J. Koenig in Miami, Florida, on a faulty arrest warrant and on probable cause based on a teletype corn-munieation from Ohio that a complaint had been filed against Koenig charging
. “An appeal may be taken by and on behalf of the United States from the district courts to a court of appeals in all criminal eases, in the following instances: From a decision or judgment setting aside, or dismissing any indictment or information, or any count thereof except where a direct appeal to the Supreme Court of the United States is provided by this section. From a decision arresting a judgment of conviction except where a direct appeal to the Supreme Court of the United States is provided by this section. The appeal in all such cases shall be taken within thirty days after the decision or judgment has been rendered and shall be diligently prosecuted.”
. In criminal cases a final judgment or order may be reviewed by way of immediate appeal or writ of error, but absent special statutory authorization an interlocutory order cannot be so reviewed. See 6 Moore, Federal Practice, *f[ 54.11, 54.12, 54.14, 54.16; 2 Am.Jur., Appeal & Error, § 21. The final judgment as a basis for appeal is an historic concept, the modern rationale of which is to prevent congestion in the appellate courts. See Crick, The Final Judgment as a Basis for Appeal, 41 Yale L.J. 539 (1932). Crick suggests that upon analysis the “final judgment” rule causes as much
. As Judge Tuttle states the test in Zacarías v. United States, 5 Cir., 1958,
.
Second Circuit:
Cheng Wai v. United States, 2 Cir., 1942,
Third Circuit:
United States v. Wheeler, 3 Cir., 1958,
Fourth Circuit:
United States v. Ponder, 4 Cir., 1956,
Fifth Circuit:
Zacarias v. United States, 5 Cir., 1958,
Sixth Circuit:
Dowling v. Collins, 6 Cir., 1926,
Seventh Circuit:
United States v. One 1946 Plymouth Sedan Automobile, 7 Cir., 1948,
Ninth Circuit:
United States v. Sugden, 9 Cir., 1955,
District of Columbia Circuit:
United States v. Stephenson, 1955, 96 U.S.App. D.C. 44,
. See also Saba v. United States, 5 Cir., 1960,
. “However, we think it quite plain that after a complaint has been issued by a United States commissioner, the accused has been afforded a commitment hearing at which he is permitted to cross examine the prosecuting witnesses and to testify, if he so desires, in his own behalf, and is then, in the language of the statute ‘[held] to answer in the district court,’ a motion thereafter made under
. In Carroll v. United States, 1957,
. “In federal practice, judges of coordinate jurisdiction, sitting in cases involving identical legal questions under the same facts and circumstances, should not reconsider the decisions of each other.” Prack v. Weissinger, 4 Cir., 1960,
. The courts are in disagreement as to whether a ruling on a pre-trial motion to suppress is binding on the trial court.
. In United States v. Ashby, 5 Cir., 1957,
. “If there is serious need for appeals by the Government from suppression orders, or unfairness to the interests of effective criminal law enforcement in the distinctions we have referred tо, it is the function of the Congress to decide whether to initiate a departure from the historical pattern of restricted appellate jurisdiction in criminal cases.” Carroll v. United States, 1957,
In 1956 Congress took the affirmative step of allowing the Government to appeal pre-trial suppression orders in narcotics cases; in such cases a large part of the Government’s evidence is obtained by seizure after arrest. 18 U.S, C.A. § 1404 (1958). A recent “Report of the Committee on the Judiciary, United States Senate, containing a Summary of the Findings and Recommendations of the Subcommittee on Improvements in the Federal Criminal Code”' (S.R.Rep. No. 1478, 85 Cong., 2nd Soss., at p. 14) stated: “[S]ueh appellate-rights should not be restricted solely to-narcotics cases. With stringent Federal rules governing searches and seizures, the-absence of a statutory right of the Government to appeal from preliminary orders suppressing the evidence in other-criminal cases is a serious handicap to-Federal law enforcement authorities. * * * Ironically, the ultimate question-, of whether the district judge was right, initially in suppressing the evidence cannot be determined, because the Government lacks the right to appeal this preliminary ruling. * * * It is obvious that with 94 United States district courts, with 330 district judges, each having its own views as to what constitutes: an illegal search, there never will be-achieved any degree of uniformity in the-Federal law until the Government is-granted the right to appeal. Even judges: