Thе scales of justice are not always evenly balanced; one of the scales holds a few extra weights in favor of a person accused of crime. This appeal deals with one of those weights: the limited jurisdiction of this Court to hear a government appeal from an order of a district court suppressing evidence.
1
For pur
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poses of the appeal, two elements in the case are important. (1) The defendant filed his motion to suppress before he was indicted, but after a complaint was issued against him аnd after a commitment hearing before the United States Commissioner. (2) The suppression order was issued in a district different from the district in which the defendant was indicted and will be tried. We hold that the order is not appealable. Zacarias v. United States, 5 Cir., 1958,
Government appeals in criminal cases are exceptional and are not favored by the courts. Carroll v. United States, 1957,
The primary statutory authority for government appeals in criminal cases, 18 U.S.C.A. § 3731, does not specifically include appeals from, orders suppressing evidence.
2
The Judicial Code, however, does authorize appeals from “all
final
decisions of the district courts * * * except where a direct review may be had in the Supreme Court.” 28 U.S.C.A. § 1291. The appealability of an order suppressing evidence depends, therefore, upon whether it is “final”.
3
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Orders in an incidental ancillary proceeding to a criminal action are interlocutory and non-appealable; orders in independent plenary proceedings are final and appealable. United States v. Wallace & Tiernan Co., 1949,
The crucial factor in deciding whether a suppression order is issued in an independent proceeding or is merely a step in the trial of a case, is the pend-ency of a criminal action in which the evidence sought to be suppressed may be used. 4 If there is no criminal proceeding pending, a motion for suppression of evidence and the return of such (evidential) property is an independent civil suit. But at what stage does a criminal proceeding begin? The courts of appeal have reached various answers 5
The filing of an information or an indictment is frequently accepted as the
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dividing-line to mark the beginning of criminal proceedings. See Orfield, Criminal Procedure from Arrest to Appeal, pp. 204-208 (1947). The difficulty here is that at the time Koenig filed his motion, there was no way of knowing positively that he would be indicted. In Post v. United States, 1894,
“Criminal proceedings cannot be said to be brought or instituted until a formal charge is openly made against the accused, either by in-filed in court, or, at the least, by complaint before a magistrate, [citations omitted]. The submission of a bill of indictment by the attorney for the government to the grand jury, and the examination of witnesses before them, are both in secret, and are no part of the criminal proceedings against the accused, but are merely to assist the grand jury in determining whether such proceedings shall be commenced; the grand jury may ignore the bill, and decline to find any indictment; and it cannot be known whether any proceedings will be instituted against the accused until an indictment against him is presented in open court.”
When the motion to suppress is made
after
indictment the order is considered interlocutory and neither the defendant nor the
government may
appeal from it, because the question whether the accused would be indicted has been resolved and motions related to the suppression of evidence are integrally related to the criminal proceeding. Carroll v. United Stаtes, 1957,
This Court has drawn the line at a stage earlier than indictment. Zacarias v. United States, 5 Cir., 1958,
The fact that the motion for the return of property was denied, while the motion to suppress was granted, so that the property remains in the possession of the court, adds some weight to the view that the order appealed from is interlocutory. Cf. United States v. Rosenwasser, 9 Cir., 1944,
The Government seeks to distinguish Zacarías on the ground that the Zaca-rías appeal was from an order
denying
a defendant’s motion to suppress evidence; here, the appeal is from an order
granting
the motion. When there is a denial of the motion, the defendant still may object to the evidence when it is introduced in the trial and may appeal from a verdict against him. If, on the other hand, the motion to suppress is granted, the government cannot introduce the evidence, cannot appeal if it loses the case, and may be forever deprived of questioning the validity of the order. But on this score, the position of the governmеnt is no worse than in the usual case of an adverse ruling on a point of evidence during a criminal trial. There too the government would have no right of appeal. See United States v. Rosenwasser, 9 Cir., 1944,
The United States argues that the issuance of the order by a court in a different district from that in which the trial will occur takes the case out of the general rule and beyond the reach of Zacarías. 8 Rule 41(e), Fed.R.Crim.P. provides:
“A person aggrieved by an unlawful search and seizure may move the district court for the district in which the property was seized for the return of the property and to suppress for the use as evidence anything so obtained * * *. The motion to suppress evidence may also be made in the district where the trial is to be had.”
There is nothing in this rule leading to the conclusion that if an order of suppression is rendered in the district of seizure it is necessarily “binding” in the district of trial, as the Government contends. Rule 41(e) says nothing about the government’s rights. Rule 41(e) may even be read to mean that the defendant has two bites at the apple, once in the district of seizure and once “also” in the district of trial. If Rule 41(e) is read as allowing a single hearing, rather than multiple hearings, there is still no language in the rule requiring that a suppression order be regarded as “final”.
When we get down to the bare bones of the argument, we find the government contending that in the same district or circuit a pre-trial suppression order “binds” the trial judge and, a fortiori, the pre-trial suppression order of a district judge in Florida “binds” the district judge in Ohio charged with trying Koenig; therefore, the order is final, and appealable. It is certainly proper that, generally, one judge, in coordinate jurisdiction with another judge, should not overrule that other. 9 But, as we read the cases, this matter is essentially one within the sound discretion of a trial judge conducting his court in the interest of furthering the administration of justice. 10
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In this Circuit, in United States v. Brewer, D.C.N.D.Ga.1959,
Assuming, but without deciding, that the order of the court in the district of seizure is “binding”, it is binding in the limited sense that Rule 41(e) represents an exception to the general rule that the trial court exercises exclusive control over the admission of evidence. The parties are bound, as they are to any rule of the case, subject to further orders of the Court.” The trial judge having *174 control over the conduct of a trial is not bound, if in the exercise of a sound discretion he should decide that exceptional circumstances require the admission of the evidence. Certainly, the order is not binding in the sense that it can transform an otherwise interlocutory order into a final order. And, an order to suppress has no finality because it does not of itself terminate the criminal proceedings. 12
The Government’s real objection here is that it will not have another opportunity to obtain review. That would be so even if the order were made by a district judge in the district of trial. United States v. Wheeler, 3 Cir., 1960,
“Many interlocutory decisions of a trial court may be of grave importance to a litigant, yet are not amenable to appeal at the time entered, and some are never satisfactorily reviewable. In particular is this true of the Government in a criminal case * * [354 U.S. 394 ,77 S.Ct. 1339 ]
If the Government is to be given an opportunity to appeal a suppression order in criminal cases, Congress should give it. 13
*175 This Court has no jurisdiction to hear the appeal from the order of suppression. The appeal is accordingly
Dismissed.
. Similarly, the action of the court on a motion to transfer under 28 U.S.C.A. § 1404(a) constitutes the law of the case. 1 Moore, Federal Practice 10.404 [8], If the motion to transfer is granted and the case transferred to another district, the transferee-district should accept the ruling on the transfer as the law of the case and should not re-transfer “except under the most impelling and unusual circumstances” or if the transfer order is “manifestly erroneous”. Ibid. The law of the case is a guide to the dis
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cretion of the court, a rule of practice, not a limitation on the court’s power. 1 Moore, Federal Practice, ¶0.404 [1], [4]; see United States v. United States Smelting, Ref. & Mining Co., 1950,
Notes
. September 10, 1959, F.B.I. agents arrested Daniel J. Koenig in Miami, Florida, on a faulty arrest warrant and on probable cause based on a teletype corn-munieation from Ohio that a complaint had been filed against Koenig charging *168 him with a bank robbery. After Koe-nig’s arrest, agents searched the house he rented, his garage, and his automobile. They seized, among other things, an attache case containing $13,190, a 45 calibre blue steel Colt automatic, a masquerade make-up kit, a box containing forty coin-wrappers, two rolls of pennies with fifty pennies in each roll, and other articles including a black ceramic cat containing $340. October 9, 1959, the United States Commissioner at Miami held a final hearing on the Ohio complaint. October 12 Koenig filed a motion in the District Court for the Southern District of Florida, under Rule 41(e), Fed.R.Crim.P., 18 U.S.C.A., for the suppression of the seized property and for the return of the property. Two days lаter, the Commissioner filed his written findings and recommendation that a warrant of removal of Koenig be entered. October 16, four days after the motion to suppress was filed, an indictment was returned against Koenig in the Southern District of Ohio. December 18, 1959, after three hearings on earlier dates, the district court in Florida granted Koenig’s motion to suppress the evidence and denied the motion for return, of the property. The court held that the F.B.I. agents had probable cause to make the arrest without a warrant, but that the search was unrеasonable and viola-tive of the Fourteenth Amendment. The Government appeals from that order denying the motion to suppress; the defendant has not appealed from denial of the motion for return of the property. We do not discuss the reasonableness of the search and seizure, because of our holding that the order is not appealable.
. “An appeal may be taken by and on behalf of the United States from the district courts to a court of appeals in all criminal eases, in the following instances: From a decision or judgment setting aside, or dismissing any indictment or information, or any count thereof except where a direct appeal to the Supreme Court of the United States is provided by this section. From a decision arresting a judgment of conviction except where a direct appeal to the Supreme Court of the United States is provided by this section. The appeal in all such cases shall be taken within thirty days after the decision or judgment has been rendered and shall be diligently prosecuted.” 18 U.S.C.A. § 3731.
. In criminal cases a final judgment or order may be reviewed by way of immediate appeal or writ of error, but absent special statutory authorization an interlocutory order cannot be so reviewed. See 6 Moore, Federal Practice, *f[ 54.11, 54.12, 54.14, 54.16; 2 Am.Jur., Appeal & Error, § 21. The final judgment as a basis for appeal is an historic concept, the modern rationale of which is to prevent congestion in the appellate courts. See Crick, The Final Judgment as a Basis for Appeal, 41 Yale L.J. 539 (1932). Crick suggests that upon analysis the “final judgment” rule causes as much
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labor as it saves, however, since it requires repeated litigation to determine what is and what is not a final judgment. Id. at 557-63. This case offers additional evidence to substantiate his thesis. Nevertheless the function of the rule is to avoid piecemeal litigation and the delays caused by interlocutory appeals. See 6 Moore, Federal Practice, ¶ 54.11; Lewis v. E. I. Du Pont de Nemours & Co., 5 Cir., 1950,
. As Judge Tuttle states the test in Zacarías v. United States, 5 Cir., 1958,
.
Second Circuit:
Cheng Wai v. United States, 2 Cir., 1942,
Third Circuit:
United States v. Wheeler, 3 Cir., 1958,
Fourth Circuit:
United States v. Ponder, 4 Cir., 1956,
Fifth Circuit:
Zacarias v. United States, 5 Cir., 1958,
Sixth Circuit:
Dowling v. Collins, 6 Cir., 1926,
Seventh Circuit:
United States v. One 1946 Plymouth Sedan Automobile, 7 Cir., 1948,
Ninth Circuit:
United States v. Sugden, 9 Cir., 1955,
District of Columbia Circuit:
United States v. Stephenson, 1955, 96 U.S.App. D.C. 44,
. See also Saba v. United States, 5 Cir., 1960,
. “However, we think it quite plain that after a complaint has been issued by a United States commissioner, the accused has been afforded a commitment hearing at which he is permitted to cross examine the prosecuting witnesses and to testify, if he so desires, in his own behalf, and is then, in the language of the statute ‘[held] to answer in the district court,’ a motion thereafter made under Rule 41(e) is incidental to the criminal proceeding already commenced and pending. An order on such motion is not final; it is interlocutory and is not appealable.” Zacarias v. United States, 5 Cir., 1958,
. In Carroll v. United States, 1957,
. “In federal practice, judges of coordinate jurisdiction, sitting in cases involving identical legal questions under the same facts and circumstances, should not reconsider the decisions of each other.” Prack v. Weissinger, 4 Cir., 1960,
. The courts are in disagreement as to whether a ruling on a pre-trial motion to suppress is binding on the trial court.
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In United States v. Wheeler, 3 Cir., 1958,
. In United States v. Ashby, 5 Cir., 1957,
. “If there is serious need for appeals by the Government from suppression orders, or unfairness to the interests of effective criminal law enforcement in the distinctions we have referred to, it is the function of the Congress to dеcide whether to initiate a departure from the historical pattern of restricted appellate jurisdiction in criminal cases.” Carroll v. United States, 1957,
In 1956 Congress took the affirmative step of allowing the Government to appeal pre-trial suppression orders in narcotics cases; in such cases a large part of the Government’s evidence is obtained by seizure after arrest. 18 U.S, C.A. § 1404 (1958). A recent “Report of the Committee on the Judiciary, United States Senate, containing a Summary of the Findings and Recommendations of the Subcommittee on Improvements in the Federal Criminal Code”' (S.R.Rep. No. 1478, 85 Cong., 2nd Soss., at p. 14) stated: “[S]ueh appellate-rights should not be restricted solely to-narcotics cases. With stringent Federal rules governing searches and seizures, the-absence of a statutory right of the Government to appeal from preliminary orders suppressing the evidence in other-criminal cases is a serious handicap to-Federal law enforcement authorities. * * * Ironically, the ultimate question-, of whether the district judge was right, initially in suppressing the evidence cannot be determined, because the Government lacks the right to appeal this preliminary ruling. * * * It is obvious that with 94 United States district courts, with 330 district judges, each having its own views as to what constitutes: an illegal search, there never will be-achieved any degree of uniformity in the-Federal law until the Government is-granted the right to appeal. Even judges: *175 ■within the same district are not in agreement as to what constitutes an unreasonable search. • Where a search will be approved by one, it will be suppressed by another.”
