Lead Opinion
Dаmon Amedeo appeals Ms 120-month sentence following a guilty plea to one count of cocaine distribution on the grounds that (1) the district court should have recused itself from his resentencing; (2) the sentence violated the mandate rule; (3) the sentence violated 18 U.S.C. § 3742(g); (4) his due process rights were violated by the retroactive application of Booker, and (5) the sentence was unreasonable. For the reasons that follow, we affirm.
I. Background
On February 7, 2002, Amedeo was arrested in connection with the death of Douglas Rozelle III.
After the sentencing hearing on February 13, 2003, the district court sentenced Amedeo to 216 months’ imprisonment and eight years of supervised release, based on an offense level of 37; a criminal history category of I; and enhancements for vulnerable victim, U.S.S.G. § 3A1.1, abuse of trust, § 3B1.3, and obstruction of justice, § 3C1.1. The sentence also included upward departures on the grounds that: (1) Amedeo committed the offense to facilitate a sexual аssault on Rozelle, § 5K2.9; (2) Amedeo’s offense resulted in Rozelle’s death, § 5K2.1; (3) Amedeo engaged in extreme conduct by failing to seek medical help for Rozelle and by having unprotected sex with Rozelle despite being infected with hepatitis C, § 5K2.8; and (4) Amedeo distributed drugs to multiple minors, § 5K2.0. The district court denied Ame-deo’s request for a reduction based on acceptance of responsibility pursuant to § 3El.l(a).
Amedeo appealed the sentence to this court, аnd on May 28, 2004, this court affirmed in part, vacated in part, and remanded for further proceedings. United States v. Amedeo,
On August 2, 2004, the district court
On January 12, 2005, the Supreme Court issued its opinion in United States v. Booker,
At the resentencing hearing on March 11, 2005, the district court calculated the Guidelines range at 37-46 months, decided not to impose an upward departure, and found that the Guidelines range did not reflect the seriousness of the crime in light of 18 U.S.C. § 3553(a). The court held that Booker constituted an exception to the mandate rule, as it was an intervening “radical change in the law governing sentencing guideline applications” that required the court to apply the Guidelines in an advisory manner by imposing a reasonable sentence in light of § 3553(a). The court then imposed a sentence of 120 months’ imprisonment.
II. Discussion
A. Recusal from Resentencing
On appeal, Amedeo argues that the district court erred in failing to recuse itself for his resentencing. We review a judge’s decision not to recuse for an abuse of discretiоn. United States v. Berger,
Section 455 of Title 28 of the U.S. Code creates two conditions for recu-sal. United States v. Patti,
Second, § 455(b) provides that a judge also shall disqualify himself where, inter alia, he actually “has a personal bias or prejudice concerning a party, or personal knowledge of disputed evidentiary facts concerning the proceeding.” 28 U.S.C. § 455(b)(1) (emphasis added). The bias or prejudice “must be personal and extrajudicial; it must derive from something other than that which the judge learned by participating in the case.” McWhorter v. City of Birmingham,
Here, Amedeo asserts both that there was an appearance of impartiality and that there was actual bias on the part of the district court. He argues that a fully-informed lay observer might reasonably conclude that the district cоurt intended to sentence him above his Guidelines range without regard to what was authorized by law, as evidenced by, inter alia, (1) the public nature of the initial sentencing, (2) this court’s rejection of two of the district court’s upward departures, (3) the district court’s consideration on remand of new upward departures, and (4) the district court’s use of § 3553(a) to impose an upward variance on the same factual bases it had used to support the upward departures this court had rejected in Amedeo I. He also contends that the district court’s use of § 3553(a) at resentenc-ing was a pretextual means of sentencing him above the Guidelines range, thereby demonstrating the district court’s bias. We disagree.
First, regarding Amedeo’s initial sentencing, this court observed that “[i]t is clear the district court conducted the [original] sentencing proceedings with the utmost care and sensitivity to the parties, and grappled rigorously and conscientiously with the challenging issues presented.” Amedeo I,
B. The Mandate Rule
Amedeo next argues that the district court’s imposition of a sentence above the Guidelines range violated this court’s mandate in Amedeo I because the district court considered conduct beyond the offense of conviction, namely Amedeo’s November 2001 sexual assault on Rozelle, his drug use with minors other than Rozelle, his January 2002 sexual encounters with Rozelle, and Rozelle’s death. Whether the district court violated our mandate in Am-edeo I is a question of law that we review de novo. United States v. Tamayo,
“The law of the case doctrine, self-imposed by the courts, operates to create efficiency, finality[,] and obedience within the judicial system” so that “[a]n appellate decision binds all subsequent proceedings in the same case.” Id. at 1520
This court has recognized three exceptions to the mandate rule: “(1) a subsequent trial produces substantially different evidence, (2) controlling authority has since made a contrary decision of law applicable to that issue, or (3) the prior [appellate] decision was clearly erroneous and would work manifest injustice.” United States v. Stinson,
On appeal, Amedeo contends that this court’s Amedeo I mandate not only struck the upward departures, but also prohibited the district court from considering thе factual bases for these departures, namely, Amedeo’s drug use with Rozelle and other minors, his sexual contact with Rozelle, and Rozelle’s death. He also argues that the intervening decision in Booker does not qualify as a change in controlling authority sufficient to allow this court’s mandate in Amedeo I to be exceeded on remand because Booker “was not a change in controlling law which made a contrary result applicable,” and this court’s original decision in Amedeo I was not clearly erroneous.
We conclude that the second exception to the mаndate rule applies in this case, as Booker constituted an intervening change in the law of sentencing that made a contrary decision of law applicable. We agree that imposing a Guidelines departure based on acts that this court deemed beyond the scope of relevant conduct under § IB 1.3 would have violated the Amedeo I mandate, as, indeed, the official title of § 1B1.3 is “Relevant Conduct (Factors that Determine the Guideline Range)." U.S.S.G. § 1B1.3 (emphasis added). But after Booker, which was decided after Am-edeo I, the district court on remand had the discretion to impose a variance—a sentence outside the Guidelines range— based on the factors set forth in § 3553(a), including the defendant’s history and characteristics, the Guidelines range, affording adequate deterrence, and protecting the public from further crimes of the defendant. United States v. McVay,
C. 18 U.S.C. § 874.2(g)
Amedeo also argues that the district court violated 18 U.S.C. § 3742(g)(2) by imposing an above-the-Guidelines sentence on bases not considered in his origi
Section 3742(g)(2) provides that, at re-sentencing,
[a district court] shall not impose a sentеnce outside the applicable guidelines range except upon a ground that—(A) was specifically and affirmatively included in the written statement of reasons required by section 3553(c) in connection with the previous sentencing of the defendant prior to the appeal; and (B) was held by the court of appeals, in remanding the case, to be a permissible ground of departure.
18 U.S.C. § 3742(g)(2). Amedeo’s original sentencing hearing was held on February 13, 2003, and judgment was еntered on March 5, 2003. Sections 3742(g)(2) and 3553(c) were enacted on April 30, 2003. See Prosecutorial Remedies and Other Tools to End the Exploitation of Children Today Act of 2000, (PROTECT Act), Pub.L. No. 108-21, Title IV, § 401, 117 Stat. 650, 669-71.
This court has not addressed whether and how § 3742(g)(2) applies to cases where the original sentence was imposed before the current version of § 3742(g)(2) was enacted. But circuits that have addressed this issue have held that § 3742(g)(2)(A)’s requirement regarding a written statement of reasons is inapplicable in these circumstances. See United States v. Cole,
Regarding the applicability of § 3742(g)(2), we join our sister circuits and hold that this provision does not apply to sentences imposed before § 3742(g)(2) was enacted. We therefore conclude that Am-edeo’s sentence on remand did not violate § 3742(g)(2).
D. Ex Post Facto Application of Booker at Resentencing
Amedeo also argues that the district court’s ex post facto application of Booker to his detriment at resentencing violated his due process rights. “We review de novo a defendant’s claim that his sentence violated ex post facto principles.” United States v. Thomas,
As stated above, in Booker, the Supreme Court held that its remedial holding, making the Guidelines advisory, was to be applied to cases pending on direct review. Booker,
First, Amedeo’s attempt to distinguish Duncan as a “plain error ease” is misplaced, as it relies on a portion of the Duncan opinion regarding the sentencing court’s constitutional error of applying the Guidelines in a mandatory fashion based on judicial factfinding. See Duncan,
E. Reasonableness of the Sentence
Finally, Amedeo argues that his sentence of 120 months’ imprisonment was unreasonable. We review the sentence imposed for reasonableness. United States v. Castro,
After correctly calculating the advisory Guidelines range, “[a] district court may impose a sentence that is either more severe or lenient than the sentence [this court] would have imposed, but that sentence must still be reasonable.” United States v. Talley,
Amedeo contends that his sentence is unreasonable because (1) it was substantially greater than necessary to meet the goals of punishment set forth in § 3553(a); (2) the district court improperly ignored mitigating factors such as his first-offender status, his voluntary surrender of his law license, his incident-free incarceration history, and his history of public service; and (3) the district court improperly relied on factual findings that had either been “built into” the enhancements sustainеd on appeal, or reversed as inappropriate sentencing considerations. We disagree.
Here, the district court correctly calculated the Guidelines range, and the court’s statements during the resentencing hearing and in its resentencing order show that it considered the factors set forth in § 3553(a). For example, during the hearing, the court emphasized its “responsibility to impose no greater sentence than is required by the factors set forth in the guidelines and in Title 18, Section 3553(a).” And in the sentencing order, the court stated that it had considered “the particular historical circumstances and characteristics of the defendant!, § 3553(a)(1),]” that it imposed a sentence to “satisfy the dictates of 18 U.S.C. § 3553(a)[,]” and that it found “[Amedeo’s] sentence to be reasonable and necessary to protect the public from further crimes of the defendant!, § 3553(a)(2)(C)], to reflect the seriousness of the offense[, § 3553(a)(2)(A)], to afford an adеquate level of deterrence to criminal conduct[, § 3553(a)(2)(B)], and to promote respect for the law[, § 3553(a)(2)(A)].” As stated above, in imposing a reasonable sentence, the district court need only “acknowledge” that it “considered the § 3553(a) factors[,]” Turner,
III. Conclusion
For the foregoing reasons, we AFFIRM.
Notes
. The underlying facts are set forth in our prior opinion in United States v. Amedeo,
. This court vacated the § 5K2.8 departure (extreme conduct) based on Amedeo’s engaging in unprotected sex with Rozelle despite being infected with hepatitis C. But this court affirmed the alternative ground for this departure — Amedeo’s failure to call 911 after Rozelle was unconscious — because Amedeo failed to appeal it. Amedeo I,
.Burns v. United States,
.Blakely v. Washington,
Concurrence Opinion
specially concurring:
I agree that the sentence in this case is reasonable under the especially egregious facts of this case. I do not agree with Amedeo that the district court relied on Rozelle’s death in fashioning Amedeo’s sentence.
Moreover, although the district court’s sentencing order made no mention of evidence that mitigated in favor of Amedeo with respect to the § 3553(a) factors (namely evidence pertaining to his histоry and characteristics), the record clearly shows that the district judge solicited input from defense counsel and heard extensive argument on the mitigating evidence. The record does not support Amedeo’s claim that the district court did not consider mitigating evidence or that the resulting sentence was unreasonable in light of the particularly egregious circumstances of this case and the limited mitigating value of the evidence he presented.
While we will give due deference to the district court’s weighing of the relevant factors under § 3553(a), a discussion by the district court of the factors being weighed and considered significantly aids appellate review as “[t]he reasons given by the district court for its selection of a sentence are important to assessing reasonableness.” United States v. Williams,
Therefore, I concur.
. The district court’s order makes no mention of the death as having been among the factors upon which it relied to impose an above-Guidelines sentence on remand. Although the judge acknowledged the fact that Rozelle had died, he expressly recognized that the death was not a part of the offense of conviction, as we held in Amedeo I.
. In Amedeo I, we observed that, while it was possible that Amedeo could be separately charged with Rozelle's death, his offense of conviction did not encompass Amedeo’s death for sentencing purposes. Id. On remand, the district judge did not make any finding that Amedeo was responsible for Rozelle’s death, even though he of course acknowledged the tragedy of the death at the sentencing hearing. Therefore, I do not believe that Rozelle's death would have been a permissible factor under § 3553(a) for distributing cocaine to a minor.
