Lead Opinion
Opinion by Judge KARLTON; Opinion concurring in part and dissenting in part by Judge KLEINFELD.
OPINION
Damen Anthony Davis appeals the denial of his motion to suppress as evidence a shotgun and the statements he made following the search that led to its discovery. We conclude that the motion should have been granted and thus reverse the contrary orders of the district court.
FACTS
In February 2000, the police in Sparks, Nevada, were investigating an incident involving a game of Russian roulette that had ended in a shooting death. The police sought to locate Davis when they learned that he might have witnessed the incident.
On the morning of February 24, 2000, police officers Susich, Dyer and Benedetti
Indeed, the officers did go to the apartment. When they arrived, Smith was the only person there. She allowed the officers to enter and provided them with oral and written consent to search the premises. Smith also provided the officers with a copy of the lease, which listed only Smith and McMannis as tenants.
The apartment had two bedrooms. Smith slept in the first bedroom and McMannis and Davis slept in the second bedroom. Smith told the officers, according to Detective Benedetti’s testimony, that the second bedroom was occupied not by her, but by McMannis and Davis, and that Davis’ belongings were in that room. Davis kept all his belongings in that bedroom. When the officers entered the bedroom, they found Davis’ belongings there. Under the bed, they found a black gym bag. The officers opened the gym bag and discovered the shotgun. Detective Bene-detti testified that he left his business card with a note asking Davis to contact him because he believed, based on Smith’s statements, that Davis lived there. The police did not look for Davis at any other address.
Officer Dyer, who was last to testify regarding the search, provided an account that was, in several respects, at odds with the testimony of all of the other witnesses. For instance, Dyer testified that Smith had told the officers that the room where Davis’ belongings were found was a “spare” room, that McMannis did not reside in the apartment at all despite the presence of her name on the lease, and that no areas of the apartment were “off limits” to her. Dyer acknowledged that he did not document any of these alleged statements, either in his report or his notes. On cross-examination, Dyer also admitted that Smith had told the officers that Davis’ belongings were located in the bedroom where the gun was eventually found.
Approximately four hours after the search, Davis voluntarily met with Detective Benedetti at the police station. Davis was neither placed under arrest nor given Miranda warnings. Under interrogation, he admitted that he had been in possession of the shotgun for approximately three weeks. Benedetti testified that he was “probably” aware at the time of the interview that Davis was an ex-felon and could not legally possess the shotgun, and that Davis’ admission was “most likely” in response to his questions regarding the gun.
On March 13, 2000, police officers went to the apartment in order to arrest Davis. When they arrived, McMannis led them to the bedroom, where Davis was sleeping on the same bed under which the shotgun had been found.
Davis was indicted for possession of a firearm by a prohibited person in violation of 18 U.S.C. § 922(g)(1) and § 924(a)(2). He moved to suppress both the shotgun and the statements he had made to Bene-detti. After a hearing at which Susich, Benedetti, Dyer and McMannis testified, the district court denied the motion from the bench. The court made no findings of fact, but concluded that Davis did not have standing to object to the search and that, even if he did have standing, the search was legal because there was valid third-party consent. The court dismissed Davis’
ANALYSIS
Where, as here, no findings of fact were made by the district court, “this court will uphold the denial of the motion to suppress if there is a reasonable view of the evidence that will sustain it.” Guam v. Palomo,
1. LEGITIMATE EXPECTATION OF PRIVACY
Because the Fourth Amendment protects “people, not places,” Katz v. United States,
The government argues that Davis lacked an expectation of privacy in the apartment because he was not a lessee and because the evidence indicates that he stayed at the apartment only occasionally. The record suggests that Davis was more than simply an occasional houseguest. Even assuming that the government’s view of the evidence is correct, however, the argument is misplaced. It is well-established that Davis’ status as an overnight guest is enough, in itself, to establish that he had an expectation of privacy in the apartment. See Minnesota v. Olson,
“A person has an expectation of privacy in his or her private, closed containers” and “does not forfeit that expectation of privacy merely because the container is located in a place that is not controlled exclusively by the container’s owner.” United States v. Fultz,
At oral argument, the parties were uncertain as to whether the record confirmed that Davis’ bag was closed at the time that the officers found it. In his brief to the district court, however, Davis asserted that the officers found his bag under the bed and then opened it, and the government stipulated to these facts in its opposition brief. We have held that factual stipulations in a trial brief may be treated as “judicial admissions.” American Title Ins. Co. v. Lacelaw Corp.,
The fact that Davis stored his bag under a bed, even though the bed was not exclusively under his control, strongly supports our conclusion that his expectation of privacy in the bag was reasonable. See United States v. Haydel,
II. THIRD PARTY CONSENT
Having determined that Davis had a legitimate expectation of privacy in his bag, we must next decide whether
1. Actual Authority
“A third party has actual authority to consent to a search of a container if the owner of the container has expressly authorized the third party to give consent or if the third party has mutual use of the container and joint access to or control over the container.” Fultz,
The government argues that even if Davis had a reasonable expectation of privacy in his bag, the search was legal because Smith validly consented to a search of the apartment and, as an occupant and lessee, she had authority to give consent to search anywhere on the premises. We rejected nearly identical arguments in Welch and again in Fultz. Welch held that a person cannot give the police permission to search someone else’s purse even if the purse is located in a car over which both persons have control:
“Under the apparent authority doctrine, a search is valid if the government proves that the officers who conducted it reasonably believed that the person from whom they obtained consent had the actual authority to grant that consent.” Welch,
Smith indicated to the officers which bedroom was occupied by Davis and McMannis and stated that Davis occasionally stayed there. Although Officer Dyer testified that Smith told them the bedroom was a “spare” room, he also testified that Smith informed them that Davis’ belongings were in the room. Because the officers were aware that Davis’ belongings were in a specific area separate from Smith’s belongings, they could not reasonably believe that she had control over them. See Fultz,
Given the circumstances, to the extent that the officers believed that Smith’s consent to search the apartment legally authorized them to search Davis’ bag, they were either indifferent to known facts or mistaken as to the law. The apparent authority doctrine, however, is applicable only if the facts believed by the officers would justify the search as a matter of law. See Welch,
In sum, Smith had neither actual nor apparent authority to consent to the search. Because Davis had a reasonable expectation of privacy in the gym bag, and because the government failed to carry its burden of demonstrating that Smith’s consent was valid, we hold that the search was illegal.
III. FRUIT OF THE POISONOUS TREE
Finally, we must consider Davis’ argument that the statements he made to Detective Benedetti following the search should be suppressed as “fruit of the poisonous tree.” See Wong Sun v. United States,
The government argues that Davis was already known to the police, because they were searching for him in connection with the Russian roulette incident, and thus nothing learned from the search led to the interview or Davis’ statement at the interview. If, by this argument, the government means to suggest that Davis’ statements should not be suppressed because the information thereby revealed “inevitably would have been discovered by lawful means,” Nix v. Williams,
The facts also do not support a conclusion that the link between the search and Davis’ statements is so attenuated as to dissipate the taint of the search’s illegality. All that Davis need show is that the seized shotgun “tend[ed] significantly to direct the investigation toward the specific evidence sought to be suppressed.” United States v. Smith,
At the time of the interview, a few hours after the search, Benedetti was aware that Davis was an ex-felon for whom possession of a firearm was a crime and that a shotgun had been found among Davis’ belongings. He questioned Davis about the gun and, in response, Davis admitted to owning the gun. Under the circumstances, it cannot be doubted that the search of Davis’ bag led directly to his incriminating statements. Given the direct causal link between the search and the statements and the absence of any applicable exception, we conclude that the district court should have suppressed Davis’ statements as fruit of the poisonous tree.
CONCLUSION
The district court’s denial of Davis’ motion to suppress is REVERSED and the case is REMANDED for further proceedings consistent with this opinion.
Notes
. The district court framed this issue as a question of "standing,” and the government, in its brief, does likewise. “Although this issue is often discussed in terms of 'standing' to invoke the Fourth Amendment, the Supreme Court has repeatedly cautioned against invoking this concept.” United States v. Nerber,
. Because the search was without a warrant, the government bears the burden of demonstrating that the search was lawful. See United States v. Johnson,
The fact that the condition of the bag was undisputed in the district court, that Smith's consent could not extend to the bag, and that it was stowed under the bed, undoubtedly accounts for the government's reticence regarding a plain-sight justification.
. While we believe that our opinion needs no further amplification, respect for the dissent requires a brief discussion of the two cases it believes we slighted. Our conclusion today is in no way inconsistent with United States v. Matlock,
Nor can we agree with the dissent’s suggestion that the search should be upheld because Davis somehow “assumed the risk that [Smith] might permit the common area to be searched.” Id. Davis’ bag was not left in the kitchen or the living room; it was hidden under the bed in the bedroom he shared only with McMannis. By staying in a shared house, one does not assume the risk that a housemate will snoop under one's bed, much less permit others to do so. Short of attach
We have rarely applied the "assumption of risk” analysis urged by the dissent, and the few cases in which we have done so have involved situations where the person whose property was searched clearly ceded authority over the property, either partially or totally, to the consenting third party. See, e.g., United States v. Kim,
Concurrence Opinion
concurring in part and dissenting in part:
I respectfully dissent.'
Like the majority, I reject the government’s argument that Davis lacked standing under Rakas v. Illinois
I dissent from the conclusion, because the majority decision improperly extends United States v. Fultz.
First, the facts. A man had died of a gunshot wound to the head and the police had learned that Davis was at the scene. They wished to speak with Davis. It turned out that, so far as the police learned, the man shot himself in the head “playing” Russian roulette.
The police asked a woman, Jessica McMannis, who worked in the Reno Police Department dispatch center, if Davis lived at the apartment that was searched. It turns out he did, with her, but she did not tell the police that. She lied, to deceive them into thinking Davis did not live there. McMannis testified at the suppression hearing that Davis lived at the apartment, and shared a room with her. But she admitted at the hearing that she had lied to the Sparks police when they asked her before the search if she knew where Davis lived. After she lied and told the police that she “did not know” where Davis lived, she called her roommate Stephanie Smith and told her the police were coming and not to open the door. McMannis, a twenty year old with a baby, also lied about where she lived. She told the police that she lived at her parents’ house in Sun Valley. And she apparently lied to police when she told them that she only signed the apartment lease to help her friend Stephanie Smith because Smith had credit problems, not because she was a co-tenant.
The police had no knowledge, so far as the record shows, that McMannis was lying to them. They went to the apartment having been informed that McMannis did not live there, and did not know where Davis lived. Nor did police know that McMannis was lying about her signature on the lease. For all they knew, Smith was the apartment’s only tenant. Thus, based on what McMannis had told them, they had no reason to think they were invading her privacy or Davis’s by looking into the room where McMannis and Davis lived or into the bag there that turned out to be Davis’s.
The woman who was in the apartment when the police came, Stephanie Smith, also lied, though not so egregiously as McMannis. Despite McMannis’s secret instructions, Smith let the police in when they arrived at the apartment. The police asked to see the lease to determine who rented the place and could consent to a search, and she showed it to them. Smith gave oral and written consent to a search, and did not restrict the scope of the search. Unlike McMannis, Smith told the police that Davis stayed in one of the bedrooms occasionally. Smith also indicated to the police that some of Davis’s belongings were in one of the rooms. But Smith told the police that the room where the bag was found was a “spare room.” Smith did not indicate in any way that anything in the apartment (including the “spare room,” which was actually McMan-nis’s room where Davis stayed) was “off limits” to her or to them, even though they specifically asked if anything in the apartment was “off limits” to her. Smith told the police that some of Davis’s belongings were in the “spare room,” but there is no evidence that Smith told the police that all or even a substantial portion of the items
In the “spare room,” the police found a bag containing a shotgun, which furnished the basis for the felon in possession of a firearm charge for which Davis was convicted. But nothing in the record, nothing whatsoever, establishes factually that the bag was closed, or that there was a lock or even a fastener on the bag, or that the bag was marked with Davis’s name, or that Smith told the police that it was Davis’s bag.
Thus, nothing supports an inference that the police actually knew or should have known they were invading Davis’s privacy when they looked in the bag. What the police “knew” based on Smith’s story was that they were looking in a bag in a spare room of Smith’s apartment, a room where McMannis and Davis sometimes stayed and in which some of the things (which things were not specified) were Davis’s.
Although nothing in the record establishes anything about the bag, Davis’s counsel says in his brief that it was closed, black, and under the bed. This is based on an assertion of facts in defense counsel’s memorandum of law in the district court, with which government counsel concurred, that the policemen “opened” the bag under the bed. There is nothing asserting whether the flap was merely laying over the top of the contents, or the flap was fastened with the zipper
For all the police knew, they were looking in a bag in which they might expect to find men’s or women’s hockey equipment, out-of-season ladies’ clothes, shoes that McMannis or Smith left bagged to keep the dust bunnies off them, or extra diapers and supplies for McMannis’s baby that Smith helped care for. There is no testimony that Smith ever told the police, “That’s Davis’s bag,” or that it was so marked. In short, there is nothing to suggest that the bag presented any objective features that would have identified the bag as belonging to Davis as opposed to Smith or McMannis.
The controlling Supreme Court decision is United States v. Matlock.
In the case at bar, the district judge denied the motion to suppress' based on Matlock. In my opinion, he was right. This case is controlled by Matlock. Mat-lock does not reach “apparent authority,” the theory to which the majority opinion speaks, and the majority, oddly, does not reach “assumption of the risk,” the theory to which the Supreme Court speaks in Matlock.
There are two Ninth Circuit decisions upon which the majority opinion relies, United States v. Welch
In Welch, two gamblers, a man and a woman, were passing counterfeit $20 bills at a Las Vegas casino. Interrogating them separately, officers obtained the man’s consent to search his car. They found a woman’s purse, clasped shut, in the trunk, opened it, and a found another $500 in counterfeit twenties. We held that nothing about the woman’s purse manifested shared authority with the man to open it up and look inside it, nor did the man have apparent authority to look into her purse.
A woman’s purse is quite obviously a woman’s, and the man in Welch would not in the ordinary course of things have the woman’s consent to root around in it. A man and a woman can be married for decades, with the man not knowing what his wife keeps in her purse, and she not knowing what he keeps in his wallet. No reasonable police officer could assume that a man had shared access inside a woman’s purse, unless he told them he did. That is why under Welch there is no apparent authority and no manifestation of shared access.
The other Ninth Circuit case upon which the majority relies on United States v. Fultz. Following Welch, we again held that a third person’s consent, such as it was, did not authorize a search of a closed container. In Fultz, a woman who had let a man stay in her house consented to a police search of her house, and they found the defendant’s contraband in a closed cardboard box in the garage. We noted that there was “no evidence that [the woman] had use of and joint access to or shared control over Fultz’s boxes,” and that she “told the officers that the boxes and plastic bags that were segregated in one area of the garage were Fultz’s and not hers.”
The majority claims that the case at bar is materially indistinguishable from Fultz.
Thus, in Welch the police relied on a man’s authority to look into a woman’s purse, and in Fultz, on a homeowner’s permission to search a segregated area of her garage even though she expressly identified segregated closed containers as containing someone else’s effects and not hers. In the case at bar, they relied on the apartment tenant’s authority to search her own “spare room” and whatever things they may find there. Fultz is like a hotel allowing the police to open and search guest luggage in the stored baggage room — obviously impermissible. The case at bar is like Matlock, the occupant allowing a search of her home including the closets, where the incriminating diaper bag contents were found.
After Matlock, this is a fortiori a permissible consent-based search. In Mat-lock, at least the police knew that the defendant actually lived in one of the rooms in the house,
There is plenty of Ninth Circuit authority upholding the view that searches like the one in the case at bar are within the category of permitted consent searches. In United States v. Sledge,
Likewise in United States v. Kim, we upheld a search of a locked storage unit by consent of a third party.
In the case at bar, as in Kim, Davis did not make an objective “exhibition of an actual expectation of privacy.” Nor did he act “in such a way that it would have been reasonable for him to expect that he would not be observed” as to the contents of what he left in the room, by Smith or whoever she let in. He “assumed the risk” that Smith would consent to a search, because of her “common authority over the premises or effects,” in the room, as in Kim and Sledge.
Because Davis made no objective manifestation of a reasonable expectation of privacy, the majority errs by analyzing the case in terms of apparent authority. The way the Supreme Court and we have analyzed such “assumption of the risk” cases is by not even reaching apparent authority, because by failing to make an objective manifestation of an expectation of privacy in the goods stored in another’s apartment or storage facility, the owner has actually assumed the risk that the third person would look at or permit someone else to look at the goods. For all we know, on this sparse record, Davis carefully and purposely avoided making an objective manifestation of an expectation of privacy in the contents of the bag, in contrast to a hotel guest putting his name on stored luggage, because he knew that by storing a firearm in the bag that was marked clearly as his, he would be admitting to commission of a felony. One storing contraband might purposely avoid objective manifestations of dominion to protect himself.
The lies by Jessica McMannis and Stephanie Smith make the case for allowing the search even more compelling under our precedents. Under United States v. Fiorillo, where the officer reasonably believes the consent-giver’s lie (or omission of a fact), which, if true, would provide the consent-giver with actual authority, we allow the search under the notion of “apparent authority.”
Thus, the majority is not merely following or applying our holding in Fultz, be
.
.
.
.In the trial court, defense counsel stated in a memorandum that the bag was an “Easton sports bag.” On the internet, these bags are advertised as having zippers, see http://www.eastonsports.com (last visited May 29, 2003), but of course a statement in a memorandum combined with an internet search does not add up to a judicially cognizable fact.
. United States v. Matlock,
. Id. at 170,
. Id. at 171,
. Id.
. Id. at 171 n. 7,
.
.
. Welch,
. Fultz,
. Id.
. Majority at 1170.
. Matlock,
.
. Id. at 1077.
. Id. at 1077 n. 2 (emphasis added).
. Id.
. Id. at 1077.
.
. See id. at 1582,
. Id. at 1583.
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