Lead Opinion
Curtis Miller was charged and convicted in a bench trial on one count of conspiracy to possess and distribute cocaine in violation of 21 U.S.C. section 841(a)(1) and two counts of distributing cocaine in violation of 21 U.S.C. section 841(a)(1) and 18 U.S.C. section 2. He now challenges his conviction and sentence on three grounds. First, Miller argues that the government engaged in “outrageous conduct” by employing a drug addict with whom Miller was romantically involved to induce him to sell drugs. Second, Miller asserts that the district judge relied on insufficient evidence to support a Federal Sentencing Guidelines base offense level of 18. Finally, Miller urges us to find that the district court erred in refusing to grant him a two-level reduction in his base offense level for minor participation in the drug transactions. We affirm the judgment of the district court on each of these claims.
I.
Miller was arrested in August 1988 in Knox County, Illinois, after making two sales of cocaine to Agent Randy Squire of the Multi-County Narcotic Enforcement Group (“MEG”). The first sale occurred on March 18, 1988, when Squire purchased 3.5 grams of cocaine from Miller for $275. On April 4,1988, Miller sold Squire another 6.9 grams for $500. While they were discussing the arrangements for the March 18 deal, Miller told Agent Squire that his source required the money for the drugs up front; Miller said everyone was doing it that way and showed Squire his wallet full of cash. Agent Squire testified that during the April 4 transaction, he asked Miller about buying a full ounce (approximately 28 grams) of cocaine; Miller replied that he could procure up to an ounce, with three days notice, because his Florida source “saved” him an ounce every time he visited town. At their first meeting prior to the March 18 buy, Miller had informed Agent Squire that his source flew into Galesburg about every three weeks.
Squire was introduced to Miller by Linda Zefo (a.k.a. “Lin Ford”), who was also present at the March 18 and April 4 transactions. Zefo first met Miller on New Year’s Eve of 1987 and became intimate with him soon after. They had dated for one and a half to two weeks in January 1988 before their relationship ended. In February 1988, Zefo became a confidential informant for MEG. MEG paid her living expenses while it employed her, and she also received $60 for each drug transaction that she arranged for MEG. At trial, Zefo admitted to being a cocaine addict both before and during her employment with MEG. Agent Squire and Special Agent Dan Bates knew of Zefo’s drug habit, discouraged her from using cocaine, placed her in a drug treatment program and ultimately discontinued her employment when she failed to abandon her drug habit. Both agents testified that they had never personally witnessed her using drugs. On the two occasions when Agent Squire purchased cocaine from Miller, Zefo never had possession of those drugs outside of Squire’s presence, and each time she immediately handed the cocaine to Squire. In addition to testifying about the two MEG buys, Zefo also told the court that Miller supplied her with small amounts of cocaine (quarter, half and single grams) and that he would sometimes visit her apartment late at night, saying he had been selling similar amounts in local bars. While Miller occasionally spent the night at Zefo’s apartment during the MEG investigation, both
The trial testimony also established a link between Miller’s roommate, Tim Palmer, and cocaine. Linda Zefo stated that she met Miller through Palmer, with whom she had been friends for fifteen years and from whom she had frequently procured cocaine. When she began working for MEG, she telephoned Palmer to try to set up a buy, but Palmer said he was no longer dealing and she should speak to Miller. She did speak to Miller several times, finally arranging the March 18 transaction. Palmer, who testified under an oral grant of immunity at Miller’s sentencing hearing, stated that in the two years that the men had lived together he had never seen Miller with quantities larger than quarter, half and single gram amounts.
Having heard all the evidence, the district judge found Miller guilty on all three counts. Miller filed a post-trial motion for a new trial, claiming that the government’s use of Zefo, Miller’s former girlfriend and a known drug abuser, as an informant against him constituted “outrageous conduct.” The district court denied the motion and imposed concurrent prison terms of 32 months for each of the counts. Miller appeals from these rulings.
II.
Miller urges us to conclude that the government’s employment of Linda Zefo as a paid informant constituted “outrageous conduct” in violation of the due process clause. The Supreme Court introduced the concept of outrageous governmental conduct and distinguished it from the defense of entrapment in United States v. Russell,
In order to preclude prosecution, the government’s conduct must “violat[e] that ‘fundamental fairness, shocking to the universal sense of justice,’ mandated by the Due Process Clause of the Fifth Amendment.” Id. at 432,
Miller attempts to convince us otherwise by pointing to MEG’s contingent fee arrangement with Linda Zefo, her continued use of cocaine while in MEG’s employ and her sexual relationship with Miller. Neither separately nor combined, however, do these facts amount here to “truly outrageous” government conduct. This court has concluded that contingent fee payments to government informants are not per se outrageous; rather, the jury may consider such arrangements as evidence relating to the informant’s credibility. Val-ona,
Nor do we consider outrageous per se the government’s employment of former drug users and dealers as informants in undercover narcotics investigations. The use of such persons, while perhaps unfortunate and certainly unappealing, does contribute to undercover agents’ ability to penetrate criminal associations and root out crime at its source. See Kaminski,
Neither do we find it “truly outrageous” that Linda Zefo had been sexually intimate with Miller. Both Zefo and Miller testified that their sexual relationship had ended some time in January — before Zefo began her employment as an informant for MEG. They never resumed their former intimacy, and MEG apparently did not even know about their prior relationship during Zefo’s employment. Even if Agents Squire and Bates had known of the relationship, there is no suggestion that they ever encouraged Zefo to use sex as a weapon in their investigation of Miller’s drug activities. We also note that in Shoffner, this court upheld a conviction where the government’s key informant and witness in an auto theft conspiracy case had familial and sexual relationships with several of the defendants. See also United States v. Fadel,
Most importantly, Miller has failed to refute the government’s substantial evidence of his predisposition to distribute cocaine. The government was minimally involved in Miller’s criminal activity; its informant introduced Miller to Agent Squire and set up two drug sales. The Constitution does not bar prosecution when the government or its employees “merely afford opportunities or facilities for the commission of the offense....” Russell,
It is irrelevant that MEG did not begin an investigation of Miller until informed by Linda Zefo of his drug-related activities. The Constitution does not require the government to have a preexisting good faith basis for suspecting criminal activity before initiating an undercover investigation, Thoma, 726 at F.2d 1198-99, nor does any law command the police to focus their investigative efforts only on "big dealers," as Miller's brief implies. In any event, MEG did have a good faith basis for investigating Miller once informed by Zefo that Miller was selling cocaine. By dealing drugs, Miller took the risk that one of his clients would report his activities to the police. We are unmoved by the fact that it was his former girlfriend who squealed.
III.
Miller challenges the district court's application of the Federal Sentencing Guidelines to his case. Specifically, he asserts that the court lacked sufficient evidence from which to determine the amount of cocaine associated with the conspiracy conviction. Therefore, Miller urges, the appropriate sentence should have been based on the total amount of cocaine involved in the two distribution counts-1O.1 grams. As an initial matter, we note that we review the district court's findings of fact at a sentencing hearing only for clear error. United States v. Agyemang,
At Miller's sentencing hearing, the district court listened to further testimony from Miller and his former roommate, Tim Palmer. However, the court based its calculation of the amount of cocaine involved in the conspiracy charge on Miller's own admission to Agent Squire that he received approximately one ounce of cocaine every three weeks from his source. The court found that the conspiracy lasted from January 1, 1988-the day Linda Zefo met Miller-until April 4, 1988. The court chose April 4 (the day of the second buy) as the concluding date because it found insuffi-
The district court proceeded reasonably, and its findings are not clearly erroneous. Despite the changes that the Guidelines have imposed on the sentencing process, it remains our rule that “so long as the information which the sentencing judge considers has sufficient indicia of reliability to support its probable accuracy, the information may properly be taken into account in passing sentence.” United States v. Marshall,
IV.
We are also asked to review the district court’s application of the Sentencing Guidelines to the facts in this case. Again, we see no reason to disturb the decision below.
Consulting section 2Dl.l(c) of the Guidelines, the court determined that Miller’s appropriate base offense level was 18. Because Miller had no prior convictions, the court assigned him a criminal history category of I. Thus, the prescribed sentencing range was 27-33 months imprisonment, and the district court set Miller’s sentence at a concurrent term of 32 months on each count. Record at 32, p. 110.
The court refused a two-level reduction for Miller’s allegedly minor role in the conspiracy. Miller claims that this refusal constituted error.
Miller relies on section 3B1.2(b) of the Guidelines, which instructs the sentencing judge to decrease the base offense level by two if the defendant was a minor participant in any criminal activity. The commentary to that section, however, observes that the decision whether to apply this reduction “involves a determination that is heavily dependent upon the facts of the particular case.” United States Sentencing Commission, Guidelines Manual § 3B1.2 (Nov. 1989). Because of the critical importance of factual findings to a district court’s decision whether to allow a two-level reduction under this section, the standard of review
The judgment of the district court is AFFIRMED.
Notes
. Miller withheld the name of his source until he declared at the sentencing hearing following his conviction that the source was his roommate, Tim Palmer. Palmer denied this accusation, and no other evidence supported Miller’s eleventh-hour confession.
. A panel of this court recently questioned the validity of the Russell dictum on outrageous government conduct because a three-justice plurality in Hampton v. United States,
. Miller makes much of Tim Palmer's testimony during the sentencing hearing that Linda Zefo was "bugging" Miller to obtain cocaine for her. However, it was Miller's own defense counsel who supplied the word "bugging" in his cross-examination of Palmer. Palmer actually testified that Zefo "kept asking" Miller to obtain cocaine for her. Record at 31, p. 58. In our view, such requests, even though repeated, were not an unreasonable inducement "shocking to the universal sense of justice." Russell,
. We have previously intimated that a court may recognize a defense of outrageous government conduct even where the defendant was predisposed to commit a crime if, for example, the government's a4ents or employees were to make a credible threat of physical violence to a defendant or a defendant's family. See Belzer,
. We have had unnecessary difficulty in discovering the district court's reasons for imposing Miller’s sentence. While the district court did complete a computerized form entitled "Report of Statement of Reasons for Imposing Sentence,” Record at 28, that document merely indicates that the court adopted the findings of the presentence report, but it does not state precisely what those findings were. We reiterate the requirement, recently established in United States v. White, 888 F.2d 490, 495-96 (7th Cir.1989), that counsel provide this court with the district judge's specific findings of fact relevant to sentencing, and we ask district courts, for their part, to attempt to consolidate their specific findings into some readily accessible form.
. The court also rejected Miller’s request for a two-level reduction for acceptance of responsibility, finding that Miller had attempted throughout the trial and sentencing hearing to shift the blame for his actions to other people. Record at 31, pp. 38-39. Miller does not challenge that decision here.
Concurrence Opinion
concurring.
I join the court’s opinion, which observes that Miller loses no matter the state of the “outrageous governmental conduct” defense. Our court has never reversed a conviction on the basis of this defense and has questioned language looking favorably on it. E.g., United States v. Bontkowski,
Justice Rehnquist’s opinion in Hampton v. United States,
Defendants who think that the government went “too far” may make an entrapment defense or say that they lack the mens rea required of the offense. Miller had the necessary mens rea, however, and predisposition was established by earlier sales. So the traditional defenses were unavailable. As he committed the crime, he should stand convicted. If the investigators were too creative or squandered their limited resources, this is a political problem. Congress can hold oversight hearings or pass a law; we shouldn’t apply a chancellor’s foot veto. Dissipating law enforcement resources injures persons who become victims of crime when the deterrent force of the law declines. Reversing convictions of the guilty cannot apply balm to these wounds. Those who protest that social interests would have been served by prosecuting someone else (or some additional, similarly situated persons) routinely lose. E.g., Wayte v. United States,
Justice Rehnquist’s opinion in Hampton did not speak for a majority of the Court, and some have read Justice Powell’s concurring opinion,
[Ejven if we assume that the unlawful briefcase search was so outrageous as to offend fundamental “canons of decency and fairness,” the fact remains that “[t]he limitations of the Due Process Clause ... come into play only when the Government activity in question violates some protected right of the defendant, ” Hampton v. United States, supra,425 U.S. at 490 ,96 S.Ct. at 1650 (plurality opinion).
Developments in other parts of the law since Payner reinforce its message that appeals to “fairness” are not satisfactory substitutes for legal rules. Take for example United States v. Leon,
“Outrageousness” as a defense does more than stretch the bounds of due process. It also creates serious problems of consistency. The circuits that recognize a “due process defense” can’t agree on what it means. How much is “too much”? The nature of the question exposes it as (a) unanswerable, and (b) political. What, if anything, could separate stirring up of crime in unpalatable ways here from the Operation Greylord methods sustained in United States v. Murphy,
The kinds of prosecutions that trouble me most are not those like Operation Grey-lord or offers of sex in exchange for cocaine, but those that impose costs on the innocent. Take for example a sting in which the FBI sets up a fence and buys stolen goods. The money the government pumps into the business must lead people to steal things to sell to the FBI — with misery for the victims of the burglary and potential violence in the process. Stings have been upheld consistently, however, and we have concluded that the innocent victims cannot recover damages from the government. Powers v. Lightner,
