34 M.J. 758 | U S Air Force Court of Military Review | 1992
OPINION OF THE COURT
In this case,
A precursor of Craig is United States v. Hallums, 26 M.J. 838 (A.C.M.R.1988). In that case, the Army Court of Military Review decided it would not be appropriate to “guess” whether a convening authority had considered clemency materials; the Court set aside the action and returned the record for new staff judge advocate recommendations and convening authority action. 26 M.J. at 841. The Court of Military Appeals approved that approach, concluding that a remand will usually be appropriate when it is uncertain whether a convening authority properly considered defense submissions. Craig, 28 M.J. at 325.
Faced with an ambiguous record in United States v. Blanch, 29 M.J. 672, 673 (A.F.C.M.R.1989), this Court accepted an affidavit from the convening authority
(1) prepare an addendum,
(2) state in it that the defense matters are attached,
(3) advise the convening authority that he must consider them,
(4) refrain from implying otherwise,
(5) attach them, and
(6) list them as attachments.
Addenda that have followed that advice have precluded the issue of whether convening authorities had properly considered defense submissions.
The addendum in this case summarizes the clemency matters in three sentences, does not list them as attachments, and does not advise the convening authority of his responsibility to personally consider them. The convening authority signed a boilerplate statement at the bottom of the addendum that he concurred with the staff judge advocate’s recommendation and approved the sentence as adjudged. Because of the incomplete advice in the addendum, the record was not as clear as it could have been that the defense submissions were provided to the convening authority. We questioned whether we should infer that he did in fact consider them. The situation was further complicated by the fact that this case was convened at Clark Air Base in the Philippines, a base which the United States Air Force had permanently evacuated by the time we considered this appeal.
Since the Craig issue had not been raised by appellate counsel, we issued a show cause order. In response, we received two affidavits. The convening authority (now retired), reports that while he does not “specifically recall” appellant’s case, upon reviewing the staff judge advocate’s recommendation and its addendum he recognizes his signature on the addendum. He further states:
During this period of time, it was standard procedure for my legal staff to prepare a recommendation after a trial was completed. If the accused submitted matters, my SJA always attached them to an addendum and informed me that I had to review the accused’s submissions before taking action on the findings and sentence. I always followed this advice from my SJA and I am confident that I did so in [appellantj’s case.
The acting staff judge advocate in appellant’s case also provided an affidavit. He begins by noting, “I do not remember the exact details of my dealings with the convening authority in this case.” However, he bolsters the government’s position by describing his normal practice of providing all defense submissions and orally briefing the convening authority that he must consider matters submitted by the defense pri- or to taking action.
The affidavits are noteworthy for their candor. However, in and of themselves, they do not clearly resolve the issue of whether appellant’s post-trial submissions were considered before the action was taken. Predictably, the parties differ in their views of the impact of the affidavits on the Craig issue. Appellate government counsel ask us to apply a presumption of regularity, see United States v. Moschella, 20 U.S.C.M.A. 543, 43 C.M.R. 383 (1971), and find the action proper. The defense, on the other hand, asks us to find the action premature because the convening authority is
Last year,
When a record leaves a question as to whether post-trial matters were considered before the convening authority’s action, we will examine the entire record in an effort to resolve that doubt. See United States v. Coder, 27 M.J. 650, 652 (A.C.M.R.1988), pet. denied, 28 M.J. 265 (C.M.A.1989); United States v. Moore, 27 M.J. 656, 658 (A.C.M.R.1988). Here, the military judge informed appellant of his appellate rights after findings were announced. Shortly before arguments on the sentence, the trial counsel provided appellant with written advice on submitting matters to the convening authority. The trial defense counsel examined the record of trial, and appellant was provided a copy of it. Thereafter, the staff judge advocate’s recommendations were served on the defense. Ten days later, the defense counsel responded, alleging certain legal errors and petitioning for clemency. The response from the defense listed a letter from appellant and four clemency letters from other military members as attachments. The addendum to the recommendation is a half-page document comprised of ten sentences; as discussed, it fails to advise the convening authority of his personal responsibility to review defense submissions and does not list those materials as attachments. The post-trial defense submissions do not contain initials or any other indication that they were considered by the convening authority. The action is dated one day after the addendum. Finally, we have the post-trial affidavits from the convening authority and his staff judge advocate. This convening authority was aware of his responsibility to consider defense submissions before acting on a case, and says he always did so. However, he does not specifically recall appellant’s case. Cf. Mil.R.Evid. 406 (providing that evidence of habit or routine practice is relevant to prove that a person’s conduct on a particular occasion was in conformity with the habit or routine practice).
Under the circumstances of this case, we find as a matter of fact that there is just enough to keep us from “guessing.”
We have examined the record of trial, the assignment of errors, and the government’s reply and have concluded that the findings and sentence are correct in law and fact, the sentence is appropriate, and no error prejudicial
AFFIRMED.
. At his special court-martial, appellant was convicted, contrary to his pleas, of using marijuana. The convening authority approved the sentence adjudged by the military judge: a bad-conduct discharge and reduction to E-4.
. The affidavit was submitted in response to our order for appellate government counsel to show cause why the action of the convening authority should not be set aside as premature. See United States v. Youngren, 28 M.J. 255 (C.M.A.1989). We have issued similar orders in many subsequent cases, which has caused the government
. United States v. Lockhart, ACM S28812, 1991 WL 34848 (A.F.C.M.R. 4 January 1991) (further review) (unpublished).
. Courts have sometimes applied a presumption of regularity to the official acts of a convening authority. United States v. McClain, 22 M.J. 124, 133 (C.M.A.1986) (Cox, J., concurring in the result); Moschella, supra; United States v. Cunningham, 21 M.J. 585, 586 (A.C.M.R.1985), pet. denied, 22 M.J. 275 (C.M.A.1986). The presumption has been extended to support official acts of "subordinate commanders and staff officers.” United States v. Young, 49 C.M.R. 133, 137 (A.F.C.M.R.1974); see Foy, 30 M.J. at 666. We are not willing to "presume regularity" for Craig issues; instead, we will carefully examine the record to determine whether post-trial submissions were properly considered.
. We do not, of course, expect every record to lead us to such a conclusion. However, the legislative and executive intent as to certain deficiencies in post-trial administration is for us to repair such defects here (without a remand), through sentence relief. United States v. Komorous, 33 M.J. 907, 911-12 (A.F.C.M.R.1991); see United States v. Hill, 27 M.J. 293, 296 (C.M.A. 1988); United States v. Goodes, 33 M.J. 888 (C.G.C.M.R.1991). In appropriate cases, we will take corrective action when we cannot be certain that the convening authority considered defense submissions before acting under R.C.M. 1107. The error will be examined for prejudice. See Article 59(a), UCMJ, 10 U.S.C. § 859(a); United States v. Davis, 33 M.J. 13, 17 (C.M.A. 1991) (Sullivan, C.J., concurring); United States v. Moody, 27 M.J. 683, 684 (A.C.M.R.1988), aff'd, 31 M.J. 432 (C.M.A. 1990). We will be extremely generous in evaluating possible prejudice, since a convening authority may disapprove findings and reduce or disapprove a sentence for any reason and for no reason. R.C.M. 1107(b)(1).
. We agree with appellant that trial counsel’s sentencing argument improperly urged that appellant "had failed to accept responsibility for what he had done” and "had not admitted what he had done.” See United States v. Jones, 30 M.J. 898 (A.F.C.M.R.1990); United States v. Turner, 30 M.J. 1183 (A.F.C.M.R.1990). No objection was lodged. See R.C.M. 1001(g); United States v. Lips, 22 M.J. 679, 683 (A.F.C.M.R.1986); pet. withdrawn, 22 M.J. 366 (C.M.A.1986). More significantly, this special court-martial was a bench trial. We conclude the appellant was not harmed by the improper argument. Article 59(a), UCMJ; see United States v. Eck, 10 M.J. 501 (A.F.C.M.R.1980); pet. denied, 10 M.J. 289 (C.M.A.1981).