Lead Opinion
Dеfendant Coyette Johnson appeals his convictions of being a felon in possession of a firearm, being an unlawful user of controlled substances in possession of a firearm, and distribution of a controlled substance, and his concurrent sentences of 237 months’ imprisonment. We exercise jurisdiction pursuant to 28 U.S.C. § 1291, and affirm in part, reverse in part, and remand with instructions to vacate Johnson’s conviction for being an unlawful user of controlled substances in possession of a firearm.
I.
Johnson was convicted of a felony in Wichita County, Texas, in 1994. In late July or early August 1995, he and his girlfriend La-Keitha Diggs moved to Temple, Oklahoma. They initially lived with Diggs’ mother аnd her mother’s other three children. During their stay at Diggs’ mother’s house, Johnson smoked marijuana on a daily basis. He also possessed a 9mm Intratec Tec-9 semi-automatic handgun, which he stored in a paper sack on the floor of the closet in one of the children’s rooms. He talked about the handgun on a regular basis with Diggs’ mother’s sons and other young men who came to the house. In late August 1995, Johnson and Diggs moved into a house approximately three blocks from Diggs’ mother’s house. They continued to visit Diggs’ mother’s house on a daily basis, Johnson continued to smoke marijuana on a regular basis, and Johnson was seen regularly in possession of the hаndgun.
On October 18, 1995, the local drug task force arranged for Barbara Watkins, an informant, to attempt a controlled narcotics purchase from Johnson. Watkins met task force agents at Mooney Lake near Temple and the agents searched her car, placed a body microphone on her, and provided her with cash to make the purchase. Watkins, who is Caucasian, picked up Stella Sparks, who is African-American, because she believed it would increase the chances of making a narcotics purchase from Johnson, who is also an African-American. Sparks did not know Watkins was going to make а controlled purchase. Watkins and Sparks went to Diggs’ mother’s house where Johnson agreed to sell Watkins three rocks of cocaine for $40. After Watkins and Sparks left the house and returned to the car, Sparks took one of the rocks of cocaine and walked away. Watkins returned to Mooney Lake and turned over the remaining rocks of cocaine to the agents. A chemist at the Oklahoma State Bureau of Investigation confirmed the substance was cocaine, but he did not determine whether it was cocaine hydrochloride or cocaine base.
Later that same evening, Johnson was socializing with sevеral other people at Diggs’ mother’s house when Sandra Mims arrived and informed them she had argued with
A grand jury returned a three-count indictment against Johnson, charging him in Count 1 with being a felon in possession of a firearm (18 U.S.C. § 922(g)(1)), in Count 2 with being an unlawful user of controlled substances in possession of a firearm (18 U.S.C. § 922(g)(3)), and in Count 3 with distribution of a controlled substance (21 U.S.C. § 841(a)(1)). Although the district court did not require the government to elect betweеn Count 1 and Count 2 prior to trial, it concluded that if Johnson was convicted on both counts, it would sentence him on only one count. Johnson was convicted by jury on all three counts and was sentenced to 237 months’ imprisonment. The court sentenced him on only one of the 922(g) counts, but the convictions on both counts remain in place.
II.
Denial of pretrial motions to dismiss
Johnson contends the district court erred in denying his pretrial motions to dismiss. Johnson sought dismissal of Counts 1 and 2 as multiplicitous, and dismissal of Count 2 because the charging statute was void for vagueness. Although he acknowledges he was not punished for Count 2, he argues the alleged error was prejudicial because it allowed the government to introduce evidence at trial concerning a prior felony conviction and his drug usage.
Multiplicity
Multiplicity refers to multiple counts of an indictment which cover the same criminal behavior. United States v. Morehead,
Counts 1 and 2 both charged Johnson with knowingly possessing the Tec-9 handgun “[f]rom on or about July 1, 1995, up to and including on or about October 18, 1995.” R. I, doc. 1. The only distinction between the counts is that Count 1 alleged Johnson had been convicted of a felony and had violated 18 U.S.C. § 922(g)(1), whereas Count 2 alleged he was an unlawful user of controlled substances and had violated 18 U.S.C. § 922(g)(3). In denying Johnson’s pretrial
Three circuits have addressed multiplicity arguments raised by defendants who, like Johnson, were simultaneously charged with multiple firearm violations under different subsections of § 922(g). In United States v. Peterson,
In United States v. Winchester,
In United States v. Munoz-Romo,
In light of the more persuasive reasoning contained in Winchester and Munoz-Romo, and in light of the Solicitor General’s position maintained in Munoz-Romo, we conclude Counts 1 and 2 are multiplicitous and that Johnson can only be convicted and punished for one of the § 922(g) counts. Although Johnson was properly sentenced on only one count, both convictions remain in place. Accordingly, we remand this ease to the district court with instructions to vacate Johnson’s conviction on Count 2.
The only remaining question is whether the district court errеd in refusing to require the government to elect between the two firearm counts prior to trial. A decision of whether to require the prosecution to elect between multiplicitous counts before trial is within the discretion of the trial court. See United States v. Throneburg,
We conclude the district court did not abuse its discretion in denying Johnson’s pretrial motion to dismiss one of the § 922(g) counts. As the court noted, the possibility (albeit slim) existed that Johnson could be convicted on one count and acquitted on the other. Even if the court’s denial of the motion could be considered an abuse of discretion, it is clearly harmless in this case. See United States v. Lane,
Vagueness
Count 2 of the indictment charged Johnson with violating § 922(g)(3), which makes it
Denial of pretrial motion to sever counts
Johnson contends the district court erred in denying his pretrial motion to sever Counts 1 and 2 from Count 3 at trial. Under Fed.R.Crim.P. 8(a), joinder of offenses is permitted if the offenses “are of the same or similar character or are based on the same act or transaction or on two or more acts or transactions connected together or constituting parts of a common scheme or plan.” Although alleged misjoinder under Rule 8 is a question of law subject to de novo review, we construe Rule 8 broadly to аllow liberal joinder to enhance the efficiency of the judicial system. United States v. Janus Indus.,
We conclude joinder of the offenses here was proper under Rule 8 because the handgun was arguably related to and part of Johnson’s drug trafficking scheme. Although there was no evidence that Johnson actually used or carried the handgun when he sold cocaine to Watkins on the night of October 18, 1995, there was evidence he had made previous sales of drugs in Temple. It was reasonable for the jury to infer the handgun aided or assisted him in those transactions. See United States v. Hubbard,
Finally, we conclude the district court did not abuse its discretion by denying severance under Rule 14. The court’s order suggests it considered possible prejudice from a single trial on all counts against expense and inconvenience of separate trials and decided severance was not required. Nothing Johnson has presented demonstrates this was an abuse of discretion. See generally Hollis,
Jury instructions regarding distribution count
Johnson contends the district court erred in refusing to give his proposed instruction to the effect that it was the government’s responsibility to prove beyond a reasonable doubt that the substance sold to Watkins was in fact cocaine base as alleged in the indictment. Count 3 alleged that Johnson distributed “approximately .18 grams of a mixture or substance containing a detectable аmount of cocaine base, a Schedule II controlled substance.” R. I, doc. 1 at 2 (emphasis added). The district court rejected Johnson’s proposed instruction and instructed the jury that it must find beyond a reasonable doubt that Johnson distributed a “controlled substance.”
We find United States v. Deisch,
Here, the jury was instructed that to find Johnson guilty on the distribution charge, it must find he distributed “a controlled substance,” “knew that he distributed a controlled substance,” and “intended to distribute the controlled substance.” R. I, doc. 46, instr. 25. The jury was further instructed that it was “not necessary for the government to prove that [Johnson] knew the precise nature of the controlled substancе that was distributed.” Id., instr. 26. Finally, the jury was instructed cocaine was a “controlled substance[] under federal law.” Id., instr. 27. These instructions are clearly consistent with Deisch and required the jury to determine Johnson knew he was distributing a controlled substance and intended to distribute a controlled substance. No more was required under Deisch and, more importantly, no more is required to prove a violation of § 841(a)(1). The district court did not err in rejecting Johnson’s tendered instruction.
Sufficiency of evidence
Johnson contends the evidence at trial was insufficient to support his convictions. Sufficiency of the evidence is a question of law subject to de novo review. United States v. Wilson,
To support a felon in possession of a firearm conviction under § 922(g)(1), the evidence must demonstrate defendant was a convicted felon, defendant knowingly possessed a firearm, and the firearm traveled in or affected interstate commerce. See United States v. Capps,
“Pursuant to the plain language of § 841(a)(1), the essential elements of a prima faciе case of distribution of a controlled substance are: (1) knowing or intentional; (2) distribution; (3) of a controlled substance.” United States v. Santistevan,
Outrageous governmental conduct
Johnson contends the district court erred in denying his motion for judgment of acquittal on Count 3 for outrageous governmental conduct. Specifically, he complained that after Watkins made the controlled purchase of cocaine, officers knowingly allowed her to distribute one of the roсks of cocaine He argued it was outrageous conduct for the government to condone this illegal conduct. to Sparks.
In considering a claim of outrageous governmental conduct, our scope of review is de novo. United States v. Sneed,
The facts Johnson points to in support of his contention are essentially uncontroverted. After making the controlled purchase from Johnson, Watkins gave one of the three rocks of cocaine to Sparks before meeting, with drug task force agents. However, this fact must be considered in light of other evidence presented at trial. Watkins testified she had previously attempted to make a controlled purchase from Johnson but was unsuccessful because he believed she was a “snitch.” She decided to ask Sparks to accompany her with the hope that Sparks’ presence would convince Johnson to make a sale. Sparks was unaware that Watkins was an informant or that a controlled purchase was taking place.
Sentence enhancement
Johnson challenges the district court’s decision to sentence him as a career criminal under 18 U.S.C. § 924(e)(1). The government filed a notice of its intent to seek sentence enhancement prior to trial. After trial, Johnson objected on the grounds that three of the four convictions listed in the government’s notice were controlled substances offenses that occurred in Wichita Falls, Texas, on March 23, March 26, and August 26, 1993; that the offenses “were part of the same course of conduct or common scheme or plan”; and that the offenses should be treated as a single conviction for purposes of § 924(e)(1).
We review de novo a sentence enhancement imposed under the Armed Career Criminal Act. United States v. Romero,
We have not considered the precise question raised by Johnson — whether multiple drug offenses, committed close in time, constitute a single conviction or multiple convictions for purposes of § 924(e)(1). However, we have analyzed § 924(e)(1) on numerous occasions and adopted the view, which is shared by most other circuits, that the statutory reference to offenses “committed on occasions different from one another” “was intended to reach multiple criminal episodes distinct in time.” United States v. Tisdale,
At least five other circuits have addressed and rejected the precise question raised by Johnson. In United States v. Maxey,
Having already adopted and applied the “single criminal episode” rule in other contexts, we find it appropriate to follow the Fourth, Fifth, Sixth, Eighth, and Ninth Circuits (all of whom have adopted the “single criminal episode” rule) and apply the rule to eases such as the one at bar involving prior drug offenses. The result is that drug offenses committed at “distinct, different times” will be treated as separate predicate offenses for purposes of § 924(e)(1).
Applying the “single criminal episode” rule here, we conclude the three underlying drug convictions constitute separate offenses for purposes of § 924(e)(1). The presentence report indicated that, on March 23, 1993, Johnson approached an undercover officer in Wichita Falls, Texas, and sold him a quantity of crack cocaine for $20. Three days later he again approached an undercover officer and sold him a quantity of crack cocaine for $20 (the report does not indicate whether it was the same officer). Finally, on August 26, 1993, he committed a third, similar offense by delivering $20 worth of crack cocaine to an undercover officer. Although the three offenses were similar in nature, they were clearly distinct in time and separate criminal episodes for purposes of § 924(e)(1).
III.
We AFFIRM Johnson’s convictions on Counts 1 and 3, but REVERSE Johnson’s conviction on Count 2 and REMAND the case to the district court with instructions to VACATE that conviction. Because the district court did not consider Count 2 in imposing Johnson’s sentence, we AFFIRM his sentence.
Notes
. Unfortunately, the opinion provides little detail concerning the facts of the case. In particular, it is unclear whether the (g)(3) charge was based on possession of the same firearm and at the same time as one of the (g)(1) charges.
. Although the discussion of this point is conclu-soiy, it appears to be supported by Supreme Court precedent and other circuits. For example, in Sanabria v. United States,
Dissenting Opinion
dissenting.
I respectfully dissent from that portion of the majority opinion that finds the convictions on Counts I and II multiplieitous. I do not find in the language and structure of 18 U.S.C. § 922(g) a clear Congressional intent not to impose cumulative punishment when possession of a weapon violated more than one of the subdivisions of subsection (g). Congress clearly expressed in the statutory language the intent to bar possession of a firearm by the classes of persons that Congress determined were dangerous. Nothing in the statutory language suggests that because an individual defendant may be proved to fall into several categories, Congress intended that the defendant should be punished under only one of the enumerated subdivisions. The contrary is true and, for me, dictates that the Blockburger test should apply. Clearly, each offense enumerated under the subdivisions of section 922(g) requires proof of a fact that the other subdivisions do not. The majority and the other circuits which the majority follows rely largely on a statutory organization rationale and on the about-face of the Solicitor General in United States v. Munoz-Romo,
