United States v. CotonutsUnited States v. Cotonuts
Lead Opinion
ORDER AND JUDGMENT
Defendant-Appellant Glen Earl Coto-nuts was convicted for failing to register as a sex offender under the Sex Offender Registration and Notification Act (“SOR-NA”). 18 U.S.C. § 2250. Among other things, he was sentenced to a term of supervised release. As a condition of his supervised-release term, Mr. Cotonuts was required to submit to a penile-plethysmo-graph test. Mr. Cotonuts challenges his conviction, claiming that the Attorney General’s authority to apply SORNA retroactively violates the nondelegation doctrine. Mr. Cotonuts also argues that the district court failed to make the particularized findings necessary to impose the plethys-mograph supervised-release condition.
Exercising jurisdiction under 28 U.S.C. § 1291, we affirm Mr. Cotonuts’s conviction. Instructed by our decision in United States v. Nichols,
I
Mr. Cotonuts was convicted of abusive sexual contact in 1989 and aggravated sexual abuse of a child in 1993; both offenses involved victims under the age of eight. He was classified as a Tier III sex offender and was required to register as a sex offender for life under SORNA. Mr. Coto-nuts was on supervised release for the 1993 conviction between 2007 and 2011, during which time he met his SORNA registration requirement. However, in 2011, his supervision was revoked because of his alcohol abuse and failure to attend required sex-offender treatment appointments, and he was returned to prison.
Mr. Cotonuts initially moved to dismiss the indictment, claiming that the Attorney General’s authority to apply SORNA to his pre-SORNA sex-offense convictions violated the nondelegation doctrine. The district court denied this motion, concluding that the Supreme Court “has found broad policy statements [such as that articulated in SORNA] sufficient to provide an intelligible principle for delegation.” R., Vol. I, at 66 (Order Den. Defi’s Mot. to Dismiss, dated Aug. 22, 2013).
Mr. Cotonuts was ultimately convicted of violating SORNA’s registration requirements. The presentence investigation report (“PSR”) prepared by the United States Probation Office
At the sentencing hearing, Mr. Cotonuts claimed that plethysmograph examinations were, in fact, not actually required by the SOMB.
The district court made two further findings to justify the imposition of this condition. First, it noted that the plethys-mograph would be a “crucial resource[]” given the nature of Mr. Cotonuts’s previous sex offenses against young children and the fact that he suffered from alcoholism, which made him “at high risk for sexually re-offending and other crimino-genic behaviors.” Id. at 735-36. The court expressed particular concern that Mr. Cotonuts became “impulsive and unpredictable” when intoxicated due to “his severe alcoholism] and limited support system.” Id. at 736. Second, the court found that the SOMB standards were “based on the best practices known to date for managing and treating sex offenders” and were updated “based ... on current research in the field.” Id. at 734.
Ultimately, the court sentenced Mr.'Co-tonuts to twenty months’ imprisonment and five years of supervised release. He filed this timely appeal.
II
Mr. Cotonuts challenges both the constitutionality of the Attorney General’s authority to make SORNA’s registration requirement retroactively applicable to him, and the condition of his supervised-release term that he should undergo penile-pleth-ysmograph testing.
A
In 2006, Congress enacted SORNA as part of the Adam Walsh Child Protection and Safety Act. See Pub. L. No. 109-248, 120 Stat. 587 (2006). The statute itself does not apply retroactively, but it does empower the Attorney General “to specify the applicability of the requirements ... to sex offenders convicted before the [statute’s] enactment.” 42 U.S.C. § 16913(d). Pursuant to this statutory grant, the Attorney General promulgated regulations applying SORNA’s registration requirements to offenders like Mr. Cotonuts who were convicted before SORNA was enacted. See 28 C.F.R. § 72.3 (2011); see also Applicability of the Sex Offender Registration and Notification Act, 75 Fed. Reg. 81849, 81851 (Dec. 29, 2010) (adopting the final rule and explaining that “the public safety benefits of SORNA’s requirements outweigh any adverse effects” and “the public safety concerns sex offenders present, are similar, whether a sex offender’s
Mr. Cotonuts claims that in the absence of any “intelligible principle” for how the Attorney General is to exercise his discretion in applying SORNA retroactively, Congress’s delegation of the authority to do so violates the principle of separation of powers by vesting legislative power in the Executive Branch. We review this constitutional claim de novo, see United States v. Morgan,
1
“The nondelegation doctrine is rooted in the principle of separation of powers that underlies our tripartite system of Government.” Mistretta v. United States,
A delegation is “constitutionally sufficient if Congress clearly delineates the general policy, the public agency which is to apply it, and the boundaries of this delegated authority.” Am. Power & Light Co. v. SEC,
The nondelegation doctrine’s continuing vitality is at least open to question. Except for two decisions in 1935—A.L.A. Schechter Poultry Corp. v. United States,
Thus, even though Schechter Poultry and Panama Refining remain good law, as a panel of our court noted in a persuasive unpublished decision, the doctrine has been “long-dormant.” United States v. Rickett,
Indeed, today, the nondelegation doctrine is largely “limited to the interpretation of statutory texts, and, more particularly, to giving narrow constructions to statutory delegations that might otherwise be thought to be unconstitutional.” Mistretta,
2
We squarely addressed whether the Attorney General’s authority to apply SOR-NA retroactively violates the nondelegation doctrine in Nichols, and concluded that while “Congress’s delegation of this important decision is puzzling,” “it nonetheless passes constitutional muster.” Nichols,
First, Congress’s declaration of purpose in enacting SORNA articulates a clear goal of creating “a comprehensive national system for ... registration” to “protect the public from sex offenders.” 42 U.S.C. § 16901; see Nichols,
Mr. Cotonuts agrees that the policy declaration “would seem to call for subjecting all those convicted of a sex offense before SORNA to its requirements,” but suggests that § 16901 should not guide our analysis because it “did not prompt Congress to reach all those with a sex-offense conviction.” Aplt. Opening Br. at 53 (emphasis added). However, the fact that Congress could have taken the necessary action itself, but chose instead to delegate this responsibility, does not render a delegation impermissible. “Perhaps [Congress] consciously desired the [Attorney General] to strike the balance at this level, thinking that those with great expertise and charged with responsibility for administering the provision would be in a better position to do so.” Chevron, U.S.A., Inc. v. Nat. Res. Def. Council,
In Nichols, we also focused on SORNA’s specification of “where the offender must register, the timeframe within which the offender must register, the method of registration, and the information the offender must include in the registry,” id. at 1232 (citations omitted), in concluding that the statute “clearly delineat'e[s] the boundaries of the authority ... delegated to the Attorney General,” id. at 1231; accord Cooper,
This nuance is important because the narrowness of the delegation, by itself, is not necessarily determinative in the non-delegation context. Instead, the imper-missibility of a delegation turns on whether “there is an absence of standards for the guidance of the Administrator’s action, so that it would be impossible ... to ascertain whether the will of Congress has been obeyed.” Yakus v. United States,
3
Mr. Cotonuts’s nondelegation argument ultimately rests on concurring and dissenting opinions in which several jurists have expressed misgivings about the breadth of SORNA’s delegation to the Attorney General. See, e.g., Reynolds,
These opinions are, of course, not controlling, and while our court has intimated that the delegation here is perhaps close to the outer boundaries of what is permissible, we nevertheless have definitively concluded that SORNA effects a constitutional transfer of authority to the Attorney General. See Nichols,
B
Mr. Cotonuts also challenges the requirement that he complete a sex offender treatment program “which may include ... plethysmograph[s]” as a condition of supervised release. R., Vol. II, at 52. He argues that the district court failed to make adequate findings to impose this significant burden on his liberty interests. However, important recent developments have significantly changed the status of
1
After a full round of initial briefing and oral argument, we ordered supplemental briefing; our decision was prompted by Mr. Cotonuts’s filing of á Notice of Subsequent Developments (“Notice”) on September 25, 2015. This filing informed us that the district court had revoked the supervised-release term containing the penile-plethysmograph condition to which Mr. Cotonuts objected on appeal. The court had taken this action after Mr. Cotonuts admitted to two supervised-release violations — failing to reside in a residential reentry center as directed by his Probation Officer, and possessing and consuming alcohol. On July 24, 2015, the court entered an order, sentencing Mr. Cotonuts to a new term of supervised release; on its face, that order did not contain the challenged penile-plethysmograph condition.
In light of this material omission in the new supervised-release order, Mr. Coto-nuts argued in the Notice that, in the context of this appeal from the original supervised-release order, our precedent obliged us to construe the new supervised-release order as not containing the allegedly objectionable penile-plethysmograph condition. See United States v. Mike,
Significantly, Mr. Cotonuts’s Notice ignored a serious jurisdictional question: whether our jurisdiction to review the challenged plethysmograph condition of the appealed-from, original supervised-release order was extinguished by the district court’s subsequent decision to vacate that order upon the revocation of Mr. Co-tonuts’s supervised-release term and its imposition of a new supervised-release order containing facially distinct terms. Consequently, we requested a response from the government and a reply from Mr. Cotonuts, expressly asking for guidance on whether Mr. Cotonuts’s challenge to the original supervised-release order containing the penile-plethysmograph condition remained viable. Rather than speaking to the jurisdictional question (at least in part), the government simply agreed with Mr. Cotonuts on the merits — that is, on how the express terms of the new supervised-release order should be construed in light of its omission of the penile-plethys-mograph condition. In his reply, Mr. Co-tonuts made no mention of the latent jurisdictional issue and, instead, highlighted the agreement between the parties on the merits.
Despite the parties’ agreement on the merits, however, we must address the jurisdictional question. We conclude that Mr. Cotonuts’s challenge to the penile-plethysmograph condition is moot; therefore, we need not consider whether the district court failed to make adequate findings to impose the penile-plethysmograph condition.
2
We may not assume that we have subject-matter jurisdiction for the purpose of deciding claims on the merits. See, e.g., Steel Co. v. Citizens for a Better Env't, 523
Mootness is therefore “a threshold issue because the existence of a live case or controversy is a constitutional prerequisite to federal court jurisdiction.” Rio Grande Silvery Minnow,
Although the parties neglected to address whether Mr. Cotonuts’s challenge to the plethysmograph condition is now moot, “we raise the issue sua sponte ‘[bjecause it involves the court’s power to entertain the suit.’ ” Jordan,
“[I]f an event occurs while a case is pending on appeal that makes it impossible for the court to grant any effectual relief whatever to a prevailing party, we must dismiss the case, rather than issue an advisory opinion.” Fleming v. Gutierrez,
a
In this case, a decision affirming or vacating the district court’s original supervised-release order insofar as it imposed on Mr. Cotonuts the penile-plethys-mograph condition would have no real-world effect because the district court revoked the supervised-release term that
Moreover, by neglecting to address the mootness issue at all in his supplemental briefing, Mr. Cotonuts has necessarily failed to demonstrate that lingering and viable collateral consequences stemming from the penile-plethysmograph condition of the original supervised-release order are sufficient to satisfy Article Ill’s injury-in-fact requirement. See Spencer v. Kemna, 523 U.S. 1, 7, 14,
Germane to this appeal, we have held that the “[withdrawal or alteration of administrative policies [mooted] an attack on those policies.” Rio Grande Silvery Minnow,
In sum, we simply cannot conclude that Mr. Cotonuts’s challenge to the penile-plethysmograph condition of his original supervised-release order presents a live case or controversy. Accordingly, this portion of his appeal is moot and must be dismissed.
Ill
For these reasons, we AFFIRM Mr. Cotonuts’s conviction for failing to register as a sex offender under 18 U.S.C. § 2250, and DISMISS his appeal from the district court’s supervised-release order.
Notes
This order and judgment is not binding precedent except under the doctrines of law of the case, res judicata, and collateral estoppel. It may be cited, however, for its persuasive value consistent with Federal Rule of Appellate Procedure 32,1 and Tenth Circuit Rule 32.1.
. The Probation Office used the 2013 edition of the United States Sentencing Guidelines in preparing the PSR. The parties do not question that choice on appeal; therefore, we reference that edition as well.
. Penile-plethysmograph examinations involve attaching a gauge to a man’s genitals in order to measure his arousal in response to various visual and auditory stimuli. See Jason R. Odeshoo, Of Penology and Perversity: The Use of Penile Plethysmography on Convicted Child Sex Offenders, 14 Temp. Pol. & Civ. Rts. L. Rev. 1, 6-9 (2004). Abel examinations involve "presenting individuals with non-erotic pictures of children and adults and determining sexual interest by measuring how long a person spends viewing each picture.” Id. at 13.
. The Probation Office’s practice was to refer federal offenders ordered to participate in sex-offender treatment to programs that the SOMB had approved.
. Mr. Cotonuts pointed to various parts of the SOMB Standards and Guidelines that list several options for sex offender treatment, including polygraphs, Abel examinations, and plethysmographs, in the disjunctive. The Probation Officer reaffirmed his belief that Mr. Cotonuts would not be accepted into a treatment program if the court "cherry pick[ed] ... which [treatments] he has to have.” R., Vol. Ill, at 733 (Tr. of Sentencing Hr’g, dated Dec. 16, 2013).
. For reasons explicated infra, we ultimately dismiss the sentencing portion of Mr. Coto-nuts's appeal regarding his supervised-release condition on mootness grounds. We note parenthetically that, though Mr. Cotonuts has completed the twenty-month prison term for his SORNA offense, the parties do not dispute, and we have no reason to question, the vitality of his appeal regarding his SORNA conviction given the usual collateral consequences engendered by a felony conviction. See, e.g., Sibron v. New York,
. Indeed, given that "virtually any statute will be deemed valid” under the nondelegation doctrine, Rickett,
. The tíme to appeal from the second supervised-release order has expired. See Fed. R.App. P. 4(b)(l)(A)(I) (‘‘In a criminal case, a defendant’s notice of appeal must be filed in
. As we commented before, the failure of parties to inform our court of significant developments that could affect the viability of an appeal is "inexplicable and inexcusable.” Jordan,
It is the parties, not the court, who are positioned to remain abreast of external factors that may impact their case; this is of particular importance where, as here, those factors directly pertain to this court’s substantive inquiry. We look to the parties to inform us of such developments, and we should be assured that they will do so diligently. Their failure to do so in this case has resulted in the expenditure of significant judicial resources on issues that, in light of the current procedural posture of this case, are irrelevant.
Id. Those comments apply with full force here.
Concurrence Opinion
concurring:
Because the majority’s reasoning and conclusion are compelled by our precedent, I join the majority’s order and judgment. However, I concur specifically to state my