*1 X249 with Aplt. Defendant.” Br. at 18-19. This is the extent of Plaintiffs’ argument, UNITED STATES of America, made without benefit of authority on es- Plaintiff-Appellee,
toppel;
it is insufficiently developed for
appeal.
Indus., Inc.,
See Koch v. Koch
1202,
Cir.),
1238-39
cert. de
Joseph
CONCHA,
Santana
—nied,
-,
U.S.
302,
S.Ct.
Defendant-Appellant.
(2000); Adler,
L.Ed.2d 242
mit 714, 917 P.2d
(Colo.1996)(en banc). To establish a claim
of equitable estoppel law, under Colorado
the party to be estopped must make a
misstatement of fact. Id. Plaintiffs have point
failed to to any promise or misstate
ment of material fact made by American
Guarantee in the record that to the led reliance,
insured’s detrimental let alone
that of the Plaintiffs. Plaintiffs’ estoppel
claim thus fails.
Plaintiffs have failed to raise genuine
issue of material fact regarding an essen-
tial element of prima their facie ease-
whether there was coverage under
American Guarantee E & O policy. The
only admissible evidence the record re-
flects Gregory’s Employers insurance expired
contract October 1995 and that
he did not obtain subsequent E & O cover-
age 1,1996. until May Due to lapse
coverage, the American policy Guarantee
only acts, errors, covers omissions
occurred after May 1, 1996 until the end of
the policy period. Gregory’s acts, Because
errors, or omissions that led to Plaintiffs’
claims occurred well before May
there is no coverage under the American policy.
Guarantee
AFFIRMED. *2 Federal Jameson, Assistant
Thomas B. NM, for Defender, Albuquerque, Public Defendant-Appellant. Kimball, Assistant D.
Robert
(John
Kelly, United
J.
Attorney
States
brief),
him on
Attorney, with
Plaintiff-Appellee.
NM, for
Albuquerque,
HOLLOWAY, and
BALDOCK,
Before
EBEL,
Judges.
Circuit
EBEL,
Judge.
Circuit
convicted
was
Concha
Joseph Santana
felon in
being a
and of
assault
at least
he had
Because
firearm.
of a
felo-
for violent
previous
three
enhanсed
nies,
was
his sentence
appeal,
Act. On
Criminal
Armed Career
and
both his conviction
challenges
Concha
jur-
haveWe
enhancement.
the sentence
3742(a)
and 28
under U.S.C.
isdiction
§ 1291.
must
his conviction
argues
Concha
gave
district
because
be reversed
instruction
ignorance”
a “deliberate
that Con-
was no evidence
there
jury when
We
anything.
deliberately ignored
cha
was
instruction
giving
find that
(1)
a correct
it was
error because
(2)
law,
prosecution
statement
theo-
deliberate-ignorance
argue a
did not
(3)
did
case,
the instruction
ry of
be-
rights
substantial
affect Concha’s
actual
of Concha’s
cause the evidence
overwhelming.
was
knowledge
enhance-
sentence
attacks the
Concha
predicate
of his four
three
ment
in the
place
took
Fourth
Contrary to
Kingdom.
statutory
Circuits,
found the
which
Sixth
find
unambiguous,
language
unclear
Congress
whether
intended to in-
924(e),
which increases the penalty for
clude foreign
predicate
convictions as
of- being a felon in possession of a firearm if
fenses under the Armed Career Criminal
the defеndant has
three
convic-
Act. Because
are strong arguments
tions for violent felonies.
government
The
*3
on both sides of the question, we invoke
introduced evidence
prior
of four
convic-
the
lenity
rule
and hold that
tions:
for burglary
in 1970 and
convictions should not
1976,
be counted.
1975,
conviction for
in
arson
and a
conviction for a “Lewd and Lascivious Act
We thus AFFIRM the conviction but
Involving Child Under 14” in 1980. The
VACATE the sentence and REMAND.
first
three of these —the convictions for
burglary and arson —took place in the
BACKGROUND
Kingdom;
the fourth conviction
On the night
10, 1997,
of December
Jo- was from California. The district court
seph Santana Concha and his half-sister
accepted this evidence over Concha’s ob-
were brought to the Taos police station in jection and sentenced Concha to 180
connection with a
dispute.
domestic
Con-
imprisonment,
months’
the statutory mini-
cha,
drunk,
who was
became verbally abu-
mum.
See 18 U.S.C.
sive toward the dispatcher.
Sergeant
Concha raises two issues on appeal.
Danny Anthony Pacheco intervened and a
First, he argues that
the district court’s
ensued,
scuffle
during which Concha
ignorance”
“deliberate
jury instruction was
gained possession of
gun.
Pacheco’s loaded
not warranted by the evidence. Second,
Sergeant Pacheco testified that Concha
he argues that
prior
the
convictions do not
tried to
him,
shoot
but
jammed
Pacheco
meet
requirements
the
of the Armed Ca-
two
fingers
of his
behind the trigger to
Act,
reer Criminal
and so his enhancement
prevent
firing.
from
Pacheco wrested
was improper.
part,
Concha contends
gun
away
and,
from Concha
with the
that
foreign convictions should not be
help of
dispatcher,
subdued him.
counted toward the three convictions re-
charged
Concha was
with assault with
quired by the Armed Career Criminal Act.
intent to commit murder and assault with
(Counts
a dangerous weapon
III),
I and
DISCUSSION
use of
firearm
in
with
connection
these
(Counts
two counts
II
IV),
and
and
I.
Jury
felon in
Instructions
(Count
possession
V).
of a firearm
Concha
Concha did not object to the de
stipulated that he
a felon
was
and admitted
liberate
instruction at trial. We
hitting Sergeant
testified,
Pacheco. He
therefore review it
рlain
error. See
however,
drunk, confused,
that he was
and
30, 52(b);
Fed.R.Crim.P.
United States v.
missing
glasses;
his
he did not intend to Bornfield,
1123,
(10th
145 F.3d
1129
Cir.
murder;
commit
although
he did not
1998), petition
denied,
to recall mandate
believe that he
taken
gun
had
during
(10th
deliberate
Concha
this
evaluating
Pacheco,
In
“[e]ven
but that
kill
this instruction.
to
port
threatened
most
light
in a
there,
guarantee
claim,
the
I can
we view
evidence
intention was
the
if
id. at
See
carry
out
shape”
the Government.
to
I was
no
favorable
you
days
Just two
was intoxicated.
1264.
hе
because
however,
a
gave
incident,
Concha
the
after
that instruct-
recognized
This
he
in which
police
the
statement
oral
“is
on deliberate
jury
the
ing
Although
gun.
taking Pacheco’s
admitted
it is rare
appropriate,”
rarely
accuracy
on the
doubt
tried
cast
a Concha
that
evidence
present
government
acknowledged
trial, he
at
of that statement
knowledge
deliberately avoided
defendant
“beyond a shadow
say
he could
de
See
matter.
of a
Viewed
gun.”
take that
did not
a doubt I
F.2d
Francisco-Lopez,
govern-
to most favorable
light
in the
curiam).
need
Cir.1991)
But we
(10th
(per
is over-
evidence
ment,
uncontested
this
one
this was
whether
not decide
knowledge
actual
as to Concha’s
whelming
deliberate-igno-
warrants
rare cases
prosecutor
re-
closing arguments,
govern-
analysis that the
to our
relevant
1.
It is
of Concha’s
con-
the evidence
jury that this
argue
peatedly
to the
stressed
did not
ment
viction
on the
predicated
knowledge.
could
should
actual
Indeed, in
deliberate-ignorance instruction.
that he possessеd
gun.
Pacheco’s
reer Criminal Act. See United States v.
Sasser,
United States v.
Bull,
F.2d
Cir.1999).
182 F.3d
(10th Cir.1992) (“[W]hen
ev-
sufficient
Concha was convicted of being a
felon
guilt exists,
idence of
defendant’s
firearm,
of a
in violation of 18
tendering of a ‘willfulblindness’ instruction
§ 922(g).
The Armed Career.
beyond
is
harmless
reasonable doubt
provides
Criminal Act
that if
person
such a
government
even when the
does not intro-
“has
three
by any
duce evidence to support such a theory.”).
court referred to in section 922(g)(1) of
recognize
cases,
We
that in some
a de
this title for a
felony
violent
or a serious
liberate-ignorance
might
instruction
allow drug offense,” he
imprisoned
must be
for a
jury
to convict a
negligent,
defendant for
minimum of
years.
fifteen
18 U.S.C.
knowing,
rather
than
acts. See United
government
The
introduced
Hilliard,
States v.
1509, 1517
31 F.3d
evidence of four prior felony convictions.
Cir.1994) (finding error because the evi
Three of these convictions
place
took
dence of
knowledge
actual
was not compel
Kingdom.
Concha challenges
ling); de
Francisco-Lopez,
at
use
these convictions on several
сase,
however,
the chal
grounds, including
*5
lenged instruction explicitly instructed the
are not
by
“convictions
any court” within
jury that neither mistake nor negligence
the meaning
§of
was sufficient
support
to
a conviction.
924(e)(1)
Section
requires
This distinguishes the
“three previ-
instruction from the
ous
by
one that
convictions
disapproved
any
court
we
de
to in
referred
Francisco-
922(g)(1)
section
Lopez.
of
The de
this title.”
Francisco-Lopez instruc
The cross-
referenced
tion
section
phrases
“used the
states:
‘high probability’
and ‘average ordinary person’
of
—both
(g) It shall be
for any person—
unlawful
imply
which
objective
standard that
(1) who has been convicted
any
possibly could lead a
to
jury
conclude that
of, a
punishable
crime
by im-
proper
standard for conviction was
prisonment
exceeding
a term
one
for
Sasser,
negligence.”
deliberately blinded himself to the exis
to ... possess ... any firearm or am-
tence of a fact.”
Bornfield, 145 F.3d at
...
munition.
Cf.
(holding
that an instruction similar to
added).
§
18 U.S.C.
Thus,
(emphasis
that given
focusing
here
on the individual
the plain language
§of
922(g)(1) gives no
defendant
error).
did not constitute plain
guidance
924(e)(1)
more
§
than does
as to
We remain mindful that “the delib what
constitutes
any
“convictions by
erate
instruction should be given court.”
only when evidence
presented
has been
is, however,
There
statutory
definition
showing the defendant purposely contrived
921(20)
§
18 U.S.C.
that illuminates the
to avoid learning the
de
truth.”
Francisco-
scope
§ 922(g)(1):
Lopez,
There
some authority for
proposi-
ner, and there were no other concurrent
tion that a federal court may review a
sentences, the defendant would not serve
through
conviction
petition
for a
any time but for the improper convictions.4
writ
See,
corpus.
of habeas
e.g., Rosado v. Second,
habeas,
on
the defendant bears
Civiletti,
(2d
Cir.1980)
the burden of proving the defects in the
(in dictum, “reaffirm[ing] thе authority of previous convictions. It will often be con-
the federal courts to hear
process
due
siderably more difficult for a defendant to
claims raised” against a Mexican convic- attack a foreign conviction than to
attack
tion by prisoners held on
soil,
American
state or federal conviction. Records of
but denying relief
prisoner
because the
judicial proceedings may not
kept in
all
waived his
right
challenge his Mexican countries, or may be incomplete with re-
conviction in order tо be transferred to a
spect to
issues
we would find constitu-
prison
States
to serve out his sen-
tionally significant.5
areWe
disinclined to
tence). But
Neely Henkel,
180 U.S.
cf.
infer that Congress intended to impose
109, 122,
(1901)
S.Ct.
States at inappropriate is Custis, inquiry an (N.D.Cal. such Apr.4, 0185, 1997 WL made, at if rather, can be it Atkins), aff'd, sentencing; and 1997) (followingWinson review. Cir.1999). all, Bean on habeas (9th only see But F.3d 445 828, 837-38 States, F.Supp.2d v. United argument Thus, is a textual there and Win- Atkins (E.D.Tex.2000) (rejecting 924(e) convictions foreign § covers that make Circuits son). and Sixth The Fourth compet is a but there (“any” any), means counting favor of in arguments credible (the not that does argument it ing textual offenses predicate as convictions foreign 921(20) and federal state reference however, find we Ultimately, § 922. be crimes). policy are reasons There sway us lenity considerations that to include Congress intended lieve that cases. against these (foreign crimi foreign convictions previous the note Circuits Sixth and Fourth The do dangerous as be as likely to nals are section argument textual are criminals), equally but mestic any court.” by “convictions refers that Con to believe reasons strong policy “ term, being ambiguous hardly ‘Any’is (unfair foreign intend not so gress did Atkins, F.2d in nature.” all-inclusive diffiсul with challenged can be Martinez, States 96; United at see also all). history does legislative if The ty, at Cir.1997) (citing a 421, 424 122 F.3d of “convictions meaning not illuminate holding “any” in dictionary definition of Winson, at 793 F.2d any court.” predi- a can be military conviction reasons, contrary to these 757. For 924(e)). also are There offense cate Circuits, we believe the Fourth Sixth foreign con- to include policy reasons valid such ambiguous. is that the statute reason no perceive can “[W]e victions: by the rule situation, guided we are else- crimes of serious why the commission interpret federal lenity, that “will make the likely to is world where pen as to increase statute so criminal he than dangerous less person so convicted when on an individual places alty that committed within were crimes whose on no can be based interpretation such an Winson, F.2d at 758.7 States.” Congress to what guess as than more that the stressed opinions Both Diaz, 989 States intended.” fair- obtained been had foreign convictions (citations Cir.1993) 391, 393 (“Atkins Atkins, at 872 F.2d ly. See omitted). hold We therefore violating foreign the misfortune suffered predicate as may pro- country which England, law sentencing enhancement for the offenses juris- or antecedent origin vides 924(e). in 18 U.S.C. in the United system employed dictional be vacat must sentence Concha’s Winson, America.”); F.2d at *8 the district matter remanded any ed and us (“It out to pointed is not four of the resentencing. Three court for convictions the claimed how particular which upon convictions felony prior the result were and Switzerland Argentina in the Unit place relied took court district civil defendant’s of violation convictions, these Kingdom. Without ed princi- any cherished contrary to rights of evidence law.”). presented has government constitutional of American ple This is felony conviction.8 prior only one the Su- before decided cases were These this not we do find supra note plained ex- a term imprisonment for by punishable safeguard. strong a Winson, to be mechanism at 755 F.2d year.” ceeding one 1.n. felony, fourth argued that this also 8. Concha Involving Act Lascivious "Lewd a avail- for pre-arrest relief noted the Winson also 14,” felony a violent was not Under Treasury Child Secretary under able from the 924(e)(2)(B). we hold that Because § ex- under 925(c). As we at 758. § support insufficient to a sentence enhance- imprisoned not less than fifteen 924(e), § ment years.... under requires which three
previous convictions for violent felonies. 924(e)(1) § 18 U.S.C. added). (emphasis remand, however, On the district court Section 922(g)(1) in turn provides in rele- remains free to consider con- vant part that “[i]t shall be unlawful for victions purposes any person for the departure who has been in any convicted of, § punishable 4A1.3 of crime by the Sentencing imprison- Guide- ment for a term exceeding year one ... lines.
... possess ... any firearm or ammuni- tion-” 922(g)(1) (emphasis CONCLUSION added). reasons, For these Concha’s conviction case, this Defendant was convicted of is AFFIRMED. His sentence is VACAT- possessing a firearm in violation of ED, and we REMAND the case to the § 922(g)(1). Prior conviction, to this De- district court for resentencing. fendant had been convicted of violent felo- nies in the United Kingdom three sepa- on
BALDOCK, Circuit Judge, dissenting in rate occasions—twice for burglary and part. once for arson. Defendant also had been convicted in California for
In Part II of
a “Lewd
opinion,
its
pro-
the Court
Lascivious Act” involving a child under the
vides several legitimate
why
reasons
Con-
age of fourteen. Because Defendant had
gress could have restricted
application
at least
prior
three
violent felony convic-
Act,
Armed Career Criminal
specifical-
court,”
tions in “any
“on occasions differ-
ly
924(e)(1),
18 U.S.C. §
to situations
ent from
another,”
one
court,
the district
where a defendant has three prior violent
my
оpinion correctly, sentenced Defen-
felony convictions in “any state or federal
dant
to imprisonment “of not less than
court,” instead
“any
court.” Based on
years”
fifteen
as required
§by
reasons,
these
the Court then declares an
It’s that simple.
unambiguous statute to be ambiguous, and
Absolutely nothing in the
and un
invokes the rule of lenity in
of Defen-
favor
ambiguous
924(e)(1)
language
§of
indi
All
dant.
this leads
the Court’s foretold
cates that Congress
intended
exclude
conclusion that “foreign
may
from the statute’s coverage a dangerous
as predicate
offenses
felon whose unlawful conduct occurred out
sentencing enhancement
in 18 U.S.C.
side the
See United States
States.
924(e).”
Op.
Court
at 17.
I
Because do
Atkins,
Cir.1989);
felony offense, or a drug both, serious
committed on occasions different from another,
one person such shall be ... none of the qualify other convictions as vio- As to 1. the Court's discussion in Part I of its felonies, opinion lent need ques- regarding decide this the deliberate instruction, I, tion. continue to adhere the view expressed my dissent in States v. de ALBRECHT, Debtor. H. re Donald Young, Ziehl, Stang, &
Pachulski, Movant-Appellant.
P.C.,
No. 00-8022. Appeals, Court
United States Circuit.
Tenth
Dec. Pachulski, Stang,
Andrew W. Caine P.C., Angeles, Jones, Los Ziehl, & Young CA, Appellant. ANDERSON, and BALDOCK,
Before HENRY, Judges. Circuit pur- little might appropriate, instruction 1416 n. 5 Francisco-Lopez, 939 F.2d igno- by saying a deliberate J., pose is served Cir.1991) (Baldock, dissenting), that "rarely appropriate.” instruction is the facts rance anticipate Court cannot because this *10 Op. at 6. Court every a deliberate case where
