United States v. Commonwealth of Puerto Rico and Environmental Quality BoardUnited States v. Commonwealth of Puerto Rico and Environmental Quality Board
Thе United States, on behalf of the Navy, instituted this action in the district court against the Commonwealth of Puerto Rico and its Environmental Quality Board (“EQB”), seeking to set aside a decision of the EQB denying a water quality certification request. The defendants (hereinafter collectively “Puerto Rico” or “the Commonwealth”) moved to dismiss the case for want of subject matter jurisdiction, asseverating that the Clean Water Act of 1977, Pub.L. No. 95-217,91 Stat. 1566 (1977) (codified as amended at
I.
The underlying facts giving rise to this action have been set forth in detail in our opinion in a predecessor case,
Romero-Bar-celo v. Brown,
Vieques Island lies off the southeast coast of Puerto Rico; over three-fourths of the island is owned by the United States Navy. The Navy uses both the island and its surrounding coastal waters to stage training exercises, some of which involve live ammunition weapons fire. Puerto Rico originally brought suit to enjoin the conduct of such activities. In so doing, the Commonwealth argued,
inter alia,
that the dropping of ordnance into coastal waters without a National Pollution Discharge Elimination System (“NPDES”) permit violated the CWA. In
Romero-Barcelo,
the Supreme Court affirmed our ruling that the CWA was applicable to the ongoing naval operations and that a NPDES permit should have been sought (
While
Romero-Barcelo
was pending, the Navy commenced efforts to comply administratively with the strictures of the CWA, and in the course thereof filed for a NPDES permit. After receipt of the application, the United States Environmental Protection Agency (“EPA”) requested the EQB, pursuant to
II.
Putting the novel issue presented for our consideration in proper perspective necessitates, at the outset, both an explication of the relevant statutory mosaic and perlustration of the proceedings below within that statutory frame of reference.
In order to protect and enhance the quality of the nation’s water resources, Congress enacted the Federal Water Pollution Control Act Amendments оf 1972, P.L. 92-500, 86 Stat. 816 (1972) (“FWPCA”). The FWPCA, erected on the foundation of the Federal Water Quality Act of 1965, Pub.L. No. 89-234, 79 Stat. 903 (1965), was a bold and sweeping legislative initiative. Experience with the FWPCA during its embryonic years led to substantial amendment, evidenced most notably by the enactment in 1977 of the CWA.
2
The linchpin of the Act is the NPDES permit process. Such a permit is required for the discharge of any pollutant into any body-of water covered by the Act.
Some four years after passage of the FWPCA, the Supreme Court, in
EPA v. California ex rel. State Water Resources Control Board,
Each department, agency, or instrumentality of the executive, legislative, and judicial branches of the Federal Government (1) having jurisdiction over any property or facility, or (2) engaged in any activity resulting, or which may result, in the discharge or runoff of pollutants, and each officer, agent, or employee thereof in the performance of his official duties, shall be subject to, and comply with, all Federal, State, interstate, and local requirements, administrative authority, and process and sanctions respecting the control and abatement of water pollution in the same manner, and to the same extent as any nongovernmental entity including the payment of reasonable service charges. The preceding sentence shall apply (A) to any requirement whether substantive or procedural (including any recordkeeping or reporting requirement, any requirement respecting permits and any other requirement, whatsoever), (B) to the exercise of any Federal, State, or local administrative authority, and (C) to any process and sanction, whether enforced in Federal, State, or local courts or in any other manner. This subsection shall apply notwithstanding any immunity of such agencies, officers, agents, or employees under any law or rule of law. Nothing in this section shall be construed to prevent any department, agency, or instrumentality of the Federal Government, or any officer, agent, or employee thereof in the performance of his official duties, from removing to the appropriate Federal district court any proceeding to which the department, agency, or instrumentality or officer, agent, or employee thereof is subject pursuant to this section, and any such proceeding may be removed in accordance with section 1441 et seq. of Title 28. 4 (Emphasis added).
The net effect of this statute was to reverse legislatively the Court’s ruling in
EPA
v.
California, supra,
and to require that federal facilities achieve certification pursuant to
Faced with an unmistakable declaration of congressional intent that federal facilities must comply with state water pollution control requirements,. the government sought NPDES certification in the instant case. When the EQB balked at granting such a certificate, the United States, in lieu of appealing that denial to the Commonwealth courts, filed this action in the district court. In doing so, appellee relied on
Except as otherwise provided by Act of Congress, the district courts shall have original jurisdiction of all civil actions, suits or proceedings commenced by the United States, or by any agency or officer thereof expressly authorized to sue by Aсt of Congress.
The Commonwealth moved to dismiss on the ground that the enactment of
III.
In order to sharpen the focus of the competing contentions raised by the parties, in a context where no provision of the Act explicitly provides for deflection of
The Supreme Court has recently had occasion to reexamine this doctrine in
Kremer v. Chemical Construction Corp.,
(1) where provisions in the two acts are in irreconcilable conflict, the later act to the extent of the conflict constitutes an implied repeal of the earlier one; and (2) if the later act covers the whole subject of the earlier one and is clearly intended as a substitute, it will operate similarly as a repeal of the earlier act. But, in either case, the intention of the legislature to repeal must be clear and manifest .... Radzanower v. Touche Ross & Co., supra, at 154 [96 S.Ct., at 1993 ], quoting Posadas v. National City Bank,296 U.S. 497 , 503 [56 S.Ct. 349 , 352,80 L.Ed. 351 ] (1936).
Kremer v. Chemical Construction Corp.,
Applying these guidelines to the case аt bar, our task is plain: we must analyze whether Congress intended
IV.
The legislative history of the CWA, in and of itself, provides precious little insight into whether Congress intended the federal compliance provision to be a surrogate for
[S]ectiоn 313 [of the FWPCA] is amended to specify that, as in the case of air pollution, a Federal facility is subject to any Federal, State, and local requirementrespecting the control or abatement of water pollution, both substantive and procedural, to the same extent as any person is subject to these requirements. This includes, but is not limited to, requirements to obtain operating and construction permits, reporting and monitoring requirements, any provisions, for in-junctive relief and such sanctions imposed by a court to enforce such relief, and the payment of reasonable service charges.
5. Rep. No. 95-370, 95th Cong., 1st Sess. 67, reprinted in 1977 U.S.Code Cong. & Ad. News 4326, 4392. (“Senate Report”).
The Senate-House conference committee added the provision explicitly sanctioning the use of the general removal statutes,
The conference substitute is essentially the same as the Senate amendment revised to conform with a comparable provision in thе Clean Air Act and with the additional requirement that any action or other judicial proceeding to which this provision applies may be removed by the Federal department, agency, instrumentality, officer, agent, or employee to the appropriate district court of the United States.
H.Conf.Rep. No. 95-830, 95th Cong., 1st Sess. 93, reprinted in 1977 U.S.Code Cong. & Ad.News 4424, 4468.
It is in the dim light of this murky backdrop that we must proceed in our effort to divine the congressional will. 6
Although the legislative history of the CWA is cryptic at best, that history (see,
e.g., id.),
as well as our recent decision in
Roosevelt Campobello International Park Commission v. EPA,
Federal compliance under the CAA is dictated by
Each department, agency, and instrumentality of the executive, legislative, and judicial branches of the Federal Government (1) having jurisdiction over any property or facility, or (2) engaged in any activity resulting, or which may result, in the discharge of air pollutants, and each officer, agent, or employee thereof, shall be subject to, and comply with, all Federal, State, interstate, and local requirements, administrative authority, and process and sanctions respecting the control and abatement of air pollution in the same manner, and to the same extent as any nongovernmental entity. The preceding sentence shall apply (A) to any requirement whether substantive or procedural (including any record-keeping or reporting requirement, any requirement respecting permits and any other requirement whatsoever), (B) to the exercise of any Federal, State, or local administrative authority, and (C) to any process and sanction, whether enforced in Federal, State, or local courts or in any other manner. This subseсtion shall apply notwithstanding any immunity of such agencies, officers, agents, or employees under any law or rule of law. No officer, agent, or employee of the United States shall be personally liable’for any civil penalty for which he is not otherwise liable.
This provision is substantially identical to
Although we express no opinion- as to whether removal might or might not be appropriate under the CAA, the records of the Congress are, to a point, instructive. While Congress has indicated some intention to detour around a federal forum in CAA certification cases (at least where the government is on the defensе), no such road-map is to be found referable to the CWA. To the contrary, by the insertion of language which explicitly contemplates a federal forum in suits under the CWA — language which is wholly alien to the CAA as enacted — Congress seems knowingly to have chosen a different route. And, at a bare minimum, it can be said with considerable assurance that no clear or manifest legislative intent to work a substitution of
V.
In the absence of any such positive manifestation, we must, in adherence to the
Kremer
test, examine whether an irreconcilable conflict exists between
The goal of
We observe, first, that laying the two statutes side by side fails to reveal any inherent contradictions. Compliance with state and local standards — “requirements, administrative authority, and process and sanctions”, in the parlance of
Moreover, since
In passing the CAA, Congress apparently acted upon the belief that state court adjudication of state law issues was of paramount importance in air pollution control matters; elsewise, Congress would not have consciously foreclosed, at least part-way, the availability of a federal forum.
8
By adopting a removal provision for the CWA, however, Congress signalled precisely the opposite intent. It must have assumed that the maintenance of litigation anent state water pollution laws in federal courts would not adversely affect federal compliance with such laws.
9
Implicit in this assumption is the recognition that, since state law governs controversies involving NPDES permits,
see, e.g., District of Columbia
v.
Schramm,
VI.
In light of the above, there can be but a single meaningful sоlution to this jurisdictional tangram. As was true of the Supreme Court in
Franchise Tax Board v. Construction Laborers Vacation Trust, supra,
“Our concern in this case is consistent application of a system of statutes conferring original federal court jurisdiction”. — U.S. at —,
The case is remanded to the court below for further proceedings consistent with this opinion.
Affirmed.
Notes
. In substance, the EQB concluded that the discharges violated both the Puerto Rico Public Policy Environmental Act, P.R.Laws Ann.Tit. 12, § 1121 et seq. and the CWA; that no effective monitoring systеm could be devised to verify compliance with any restrictions set by the EQB; and that the evidence adduced was insufficient to establish a reasonable likelihood of compliance with Puerto Rico’s Water Quality Standards. See Resolution and Notification of EQB (Dec. 2, 1981), at 16-17.
. The FWPCA, as augmented and amended by the CWA, is sometimes referred to herein as “the Act”.
. A state has the authority to promulgate water pollution control standards which are stricter than those mandated by the federal government.
Commonwealth Edison v. Train,
.
.
. In fact, given congressional concern over pollution by federal facilities, see Senate Report at 67-68, one could argue persuasively that Congress never considered the possibility that the United States might be a plaintiff in litigation under the state certification procedures. But, even this avails the Commonwealth scant solace, as implied repeal requires the party urging that proposition to demonstrate a “clear and manifest” legislative intention to effect the repeal.
Kremer,
. Taking appellants’ thesis, of course, this, crazy-quilt pattern is susceptible to even more bizarre twists, because even certain pre-certifi-cation actions, e.g., suits to enforce the Act in the absence of, or for neglect to obtain, certification would, if prosecuted against the United States, be amenable to removal to the district court under
. Carrying the appellee’s argument to its logical extreme, the government apparently maintains that, even as to the CAA, the absence of removal language such as graces the CWA does not suffice to oust the district courts from jurisdiction under
. It is not for us to gauge the wisdom of Congress’ judgment on these issues; that is, after all, the prerogative of the electorate.
Munn v. Illinois,
. Appellants raise implicitly (and the amici raise explicitly) the issue of abstention. The amici argue that, even if jurisdiction inheres in the district court in this instance, the federal judiciary should eschew such jurisdiction in order to allow the Puerto Rican courts the opportunity to rule on a thorny issue of state law.
Cf. Louisiana Power & Light Co. v. City ofThibodaux,
To be sure, the issue presented in this case is of vital significance to the Commonwealth. But, the state policies at issue do not serve a sufficiently important countervailing interest to justify abstention by the federal courts.
See Colorado River Water Conservation Dist. v. United States,
It would be anomalous indeed to require the federal courts to abstain from any role in the initial certification process, and yet remain duty-bound to rule on enforcement actions citing the federal government’s putative non-compliance with Puerto Rican water pollution control standards. The policies and interests of the Commonwealth are implicated equally at either stage; and, if abstention is interdicted by congressional directive at the latter stage, we find no logic to support a judge-made inhibition at the earlier stage.